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UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 401k Plan overview

Plan NameUTILITY MANAGEMENT GROUP, LLC 401(K) PLAN
Plan identification number 001

UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UTILITY MANAGEMENT GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name:UTILITY MANAGEMENT GROUP, LLC
Employer identification number (EIN):202621526
NAIC Classification:221300

Additional information about UTILITY MANAGEMENT GROUP, LLC

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number: 1285873

More information about UTILITY MANAGEMENT GROUP, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01DARREN MUNCY2023-06-15 DARREN MUNCY2023-06-15
0012021-01-01DARREN MUNCY2022-07-20
0012020-01-01DARREN MUNCY2021-07-06 DARREN MUNCY2021-07-06
0012019-01-01DARREN MUNCY2020-07-10 DARREN MUNCY2020-07-10
0012018-01-01GREG MAY2019-07-01
0012017-01-01ROBIN BURKE2018-07-30 ROBIN BURKE2018-07-30
0012016-01-01ROBIN BURKE ROBIN BURKE2017-10-11
0012015-01-01ROBIN BURKE ROBIN BURKE2016-10-13
0012014-01-01ROBERT MEYER ROBERT MEYER2015-10-14
0012013-01-01ROBERT MEYER ROBERT MEYER2014-09-02
0012012-01-01ROBERT MEYER ROBERT MEYER2013-10-15
0012011-01-01ROBERT MEYER ROBERT MEYER2012-10-15

Plan Statistics for UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN

401k plan membership statisitcs for UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN

Measure Date Value
2016: UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01130
Total number of active participants reported on line 7a of the Form 55002016-01-0172
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0114
Total of all active and inactive participants2016-01-0186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0186
Number of participants with account balances2016-01-0143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01118
Total number of active participants reported on line 7a of the Form 55002015-01-01120
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-018
Total of all active and inactive participants2015-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01128
Number of participants with account balances2015-01-0171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01116
Total number of active participants reported on line 7a of the Form 55002014-01-01112
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-016
Total of all active and inactive participants2014-01-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01118
Number of participants with account balances2014-01-0169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01120
Total number of active participants reported on line 7a of the Form 55002013-01-01107
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-017
Total of all active and inactive participants2013-01-01114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01115
Number of participants with account balances2013-01-0175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01120
Total number of active participants reported on line 7a of the Form 55002012-01-01108
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0115
Total of all active and inactive participants2012-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01124
Number of participants with account balances2012-01-0183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01116
Total number of active participants reported on line 7a of the Form 55002011-01-01103
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-019
Total of all active and inactive participants2011-01-01112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01113
Number of participants with account balances2011-01-0179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN

Measure Date Value
2016 : UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$6,048
Total unrealized appreciation/depreciation of assets2016-12-31$6,048
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$305,089
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,191,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,172,529
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$155,370
Value of total assets at end of year2016-12-31$1,503,657
Value of total assets at beginning of year2016-12-31$2,390,041
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$18,944
Total interest from all sources2016-12-31$564
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$28,598
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$28,598
Administrative expenses professional fees incurred2016-12-31$18,944
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$89,249
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$343
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-886,384
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,503,657
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,390,041
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,378,694
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,150,433
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$124,963
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$239,265
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$239,265
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$564
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$114,509
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$66,121
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,172,529
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WALLEN PUCKETT & ANDERSON, PSC
Accountancy firm EIN2016-12-31611166529
2015 : UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-106,720
Total unrealized appreciation/depreciation of assets2015-12-31$-106,720
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$187,814
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$60,400
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$40,082
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$214,028
Value of total assets at end of year2015-12-31$2,390,041
Value of total assets at beginning of year2015-12-31$2,262,627
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$20,318
Total interest from all sources2015-12-31$9
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$41,174
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$41,174
Administrative expenses professional fees incurred2015-12-31$20,318
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$121,625
Total non interest bearing cash at end of year2015-12-31$343
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$127,414
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,390,041
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,262,627
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,150,433
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,043,065
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$239,265
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$219,562
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$219,562
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$9
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$39,323
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$92,403
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$40,082
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WALLEN PUCKETT & ANDERSON, PSC
Accountancy firm EIN2015-12-31611166529
2014 : UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$350,481
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$140,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$130,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$228,262
Value of total assets at end of year2014-12-31$2,262,627
Value of total assets at beginning of year2014-12-31$2,052,899
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$10,142
Total interest from all sources2014-12-31$14
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$37,185
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$37,185
Administrative expenses professional fees incurred2014-12-31$10,142
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$127,258
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$4,942
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$209,728
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,262,627
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,052,899
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,043,065
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,835,916
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$219,562
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$216,983
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$216,983
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$14
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$85,020
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$96,062
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$130,611
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WLLEN PUCKETT & ANDERSON, PSC
Accountancy firm EIN2014-12-31611166529
2013 : UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$570,209
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$52,918
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$52,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$289,241
Value of total assets at end of year2013-12-31$2,052,899
Value of total assets at beginning of year2013-12-31$1,535,608
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$683
Total interest from all sources2013-12-31$28
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$46,152
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$46,152
Administrative expenses professional fees incurred2013-12-31$683
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$136,169
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$51,908
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$10
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$517,291
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,052,899
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,535,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,835,916
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,347,586
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$216,983
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$188,012
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$188,012
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$28
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$234,788
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$101,164
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$52,235
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WALLEN PUCKETT & ANDERSON, PSC
Accountancy firm EIN2013-12-31611166529
2012 : UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$383,203
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$165,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$164,395
Value of total corrective distributions2012-12-31$613
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$212,400
Value of total assets at end of year2012-12-31$1,535,608
Value of total assets at beginning of year2012-12-31$1,317,913
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$500
Total interest from all sources2012-12-31$76
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$29,344
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$29,344
Administrative expenses professional fees incurred2012-12-31$500
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$123,185
Total non interest bearing cash at end of year2012-12-31$10
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$217,695
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,535,608
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,317,913
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,347,586
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,145,851
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$188,012
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$172,062
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$172,062
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$76
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$141,383
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$89,215
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$164,395
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DEAN DORTON ALLEN FORD PLLC
Accountancy firm EIN2012-12-31273858252
2011 : UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$229,463
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$39,746
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$37,910
Value of total corrective distributions2011-12-31$1,636
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$259,175
Value of total assets at end of year2011-12-31$1,317,913
Value of total assets at beginning of year2011-12-31$1,128,196
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$200
Total interest from all sources2011-12-31$26
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$25,256
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$25,256
Administrative expenses professional fees incurred2011-12-31$200
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$151,046
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$189,717
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,317,913
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,128,196
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,145,851
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,125,430
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$172,062
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$26
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,766
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-54,994
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$108,129
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$37,910
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DEAN DORTON ALLEN FORD PLLC
Accountancy firm EIN2011-12-31273858252
2010 : UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$312,894
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$33,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$32,831
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$196,756
Value of total assets at end of year2010-12-31$1,128,196
Value of total assets at beginning of year2010-12-31$848,518
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$385
Total interest from all sources2010-12-31$405
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31No
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$113,543
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$279,678
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,128,196
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$848,518
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$1,125,430
Value of interest in pooled separate accounts at beginning of year2010-12-31$823,797
Interest earned on other investments2010-12-31$405
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,766
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$24,721
Net investment gain/loss from pooled separate accounts2010-12-31$115,733
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$83,213
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$32,831
Contract administrator fees2010-12-31$385
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DEAN DORTON ALLEN FORD PLLC
Accountancy firm EIN2010-12-31273858252

Form 5500 Responses for UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN

2016: UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

UNION CENTRAL LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 80837 )
Policy contract number713431
Policy instance 1
Insurance contract or identification number713431
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
UNION CENTRAL LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 80837 )
Policy contract number713431
Policy instance 1
Insurance contract or identification number713431
Number of Individuals Covered68
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $4,317
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $4,317
Insurance broker organization code?3
Insurance broker namePROEQUITIES INC.

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