UTILITY MANAGEMENT GROUP, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN
Measure | Date | Value |
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2016 : UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2016 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $6,048 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $6,048 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $305,089 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,191,473 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,172,529 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $155,370 |
Value of total assets at end of year | 2016-12-31 | $1,503,657 |
Value of total assets at beginning of year | 2016-12-31 | $2,390,041 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $18,944 |
Total interest from all sources | 2016-12-31 | $564 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $28,598 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $28,598 |
Administrative expenses professional fees incurred | 2016-12-31 | $18,944 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $89,249 |
Total non interest bearing cash at end of year | 2016-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $343 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $-886,384 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $1,503,657 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $2,390,041 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $1,378,694 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $2,150,433 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $124,963 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $239,265 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $239,265 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $564 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $114,509 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $66,121 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,172,529 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | WALLEN PUCKETT & ANDERSON, PSC |
Accountancy firm EIN | 2016-12-31 | 611166529 |
2015 : UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2015 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-106,720 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-106,720 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $187,814 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $60,400 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $40,082 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $214,028 |
Value of total assets at end of year | 2015-12-31 | $2,390,041 |
Value of total assets at beginning of year | 2015-12-31 | $2,262,627 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $20,318 |
Total interest from all sources | 2015-12-31 | $9 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $41,174 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $41,174 |
Administrative expenses professional fees incurred | 2015-12-31 | $20,318 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $121,625 |
Total non interest bearing cash at end of year | 2015-12-31 | $343 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $127,414 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $2,390,041 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,262,627 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $2,150,433 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $2,043,065 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $239,265 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $219,562 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $219,562 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $9 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $39,323 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $92,403 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $40,082 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | WALLEN PUCKETT & ANDERSON, PSC |
Accountancy firm EIN | 2015-12-31 | 611166529 |
2014 : UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2014 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $350,481 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $140,753 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $130,611 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $228,262 |
Value of total assets at end of year | 2014-12-31 | $2,262,627 |
Value of total assets at beginning of year | 2014-12-31 | $2,052,899 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $10,142 |
Total interest from all sources | 2014-12-31 | $14 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $37,185 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $37,185 |
Administrative expenses professional fees incurred | 2014-12-31 | $10,142 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $127,258 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $4,942 |
Total non interest bearing cash at end of year | 2014-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $209,728 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $2,262,627 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,052,899 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $2,043,065 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $1,835,916 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $219,562 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $216,983 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $216,983 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $14 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $85,020 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $96,062 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $130,611 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | WLLEN PUCKETT & ANDERSON, PSC |
Accountancy firm EIN | 2014-12-31 | 611166529 |
2013 : UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2013 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $570,209 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $52,918 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $52,235 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $289,241 |
Value of total assets at end of year | 2013-12-31 | $2,052,899 |
Value of total assets at beginning of year | 2013-12-31 | $1,535,608 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $683 |
Total interest from all sources | 2013-12-31 | $28 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $46,152 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $46,152 |
Administrative expenses professional fees incurred | 2013-12-31 | $683 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $136,169 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $51,908 |
Total non interest bearing cash at end of year | 2013-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $10 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $517,291 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $2,052,899 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,535,608 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $1,835,916 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $1,347,586 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $216,983 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $188,012 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $188,012 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $28 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $234,788 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $101,164 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $52,235 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | WALLEN PUCKETT & ANDERSON, PSC |
Accountancy firm EIN | 2013-12-31 | 611166529 |
2012 : UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2012 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $383,203 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $165,508 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $164,395 |
Value of total corrective distributions | 2012-12-31 | $613 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $212,400 |
Value of total assets at end of year | 2012-12-31 | $1,535,608 |
Value of total assets at beginning of year | 2012-12-31 | $1,317,913 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $500 |
Total interest from all sources | 2012-12-31 | $76 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $29,344 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $29,344 |
Administrative expenses professional fees incurred | 2012-12-31 | $500 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $123,185 |
Total non interest bearing cash at end of year | 2012-12-31 | $10 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $217,695 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $1,535,608 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,317,913 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $1,347,586 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $1,145,851 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $188,012 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $172,062 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $172,062 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $76 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $141,383 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $89,215 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $164,395 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | DEAN DORTON ALLEN FORD PLLC |
Accountancy firm EIN | 2012-12-31 | 273858252 |
2011 : UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $229,463 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $39,746 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $37,910 |
Value of total corrective distributions | 2011-12-31 | $1,636 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $259,175 |
Value of total assets at end of year | 2011-12-31 | $1,317,913 |
Value of total assets at beginning of year | 2011-12-31 | $1,128,196 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $200 |
Total interest from all sources | 2011-12-31 | $26 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $25,256 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $25,256 |
Administrative expenses professional fees incurred | 2011-12-31 | $200 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $151,046 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $189,717 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,317,913 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,128,196 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $1,145,851 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $1,125,430 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $172,062 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $26 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $2,766 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-54,994 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $108,129 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $37,910 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | Yes |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | DEAN DORTON ALLEN FORD PLLC |
Accountancy firm EIN | 2011-12-31 | 273858252 |
2010 : UTILITY MANAGEMENT GROUP, LLC 401(K) PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $312,894 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $33,216 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $32,831 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $196,756 |
Value of total assets at end of year | 2010-12-31 | $1,128,196 |
Value of total assets at beginning of year | 2010-12-31 | $848,518 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $385 |
Total interest from all sources | 2010-12-31 | $405 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | No |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $113,543 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $279,678 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,128,196 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $848,518 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $1,125,430 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $823,797 |
Interest earned on other investments | 2010-12-31 | $405 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $2,766 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $24,721 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $115,733 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $83,213 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $32,831 |
Contract administrator fees | 2010-12-31 | $385 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | DEAN DORTON ALLEN FORD PLLC |
Accountancy firm EIN | 2010-12-31 | 273858252 |