401k Plan data: SMARTCO SERVICES, LLC 401(K) PLAN plan

SMARTCO SERVICES, LLC 401(K) PLAN 401k Plan overview

Plan Name	SMARTCO SERVICES, LLC 401(K) PLAN
Plan identification number	001

SMARTCO SERVICES, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SMARTCO SERVICES, LLC has sponsored the creation of one or more 401k plans.

Company Name: SMARTCO SERVICES, LLC

Employer identification number (EIN): 202957524

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMARTCO SERVICES, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01 TOM WAGNER 2021-07-19 TOM WAGNER 2021-07-19
001 2019-01-01 TOM WAGNER 2020-10-15 TOM WAGNER 2020-10-15
001 2018-01-01 TOM WAGNER 2019-10-08 TOM WAGNER 2019-10-08
001 2017-01-01 TOM WAGNER
001 2016-01-01 PHILIP LUSTBADER
001 2015-01-01 PHILIP LUSTBADER
001 2014-01-01 PHILIP LUSTBADER
001 2013-01-01 PHILIP LUSTBADER
001 2012-01-01 PHILIP LUSTBADER
001 2011-01-01 PHILIP LUSTBADER
001 2010-01-01 PHILIP LUSTBADER
001 2009-01-01 PHILIP LUSTBADER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2020-01-01	TOM WAGNER	2021-07-19	TOM WAGNER	2021-07-19
001	2019-01-01	TOM WAGNER	2020-10-15	TOM WAGNER	2020-10-15
001	2018-01-01	TOM WAGNER	2019-10-08	TOM WAGNER	2019-10-08
001	2017-01-01	TOM WAGNER
001	2016-01-01	PHILIP LUSTBADER
001	2015-01-01	PHILIP LUSTBADER
001	2014-01-01	PHILIP LUSTBADER
001	2013-01-01	PHILIP LUSTBADER
001	2012-01-01	PHILIP LUSTBADER
001	2011-01-01	PHILIP LUSTBADER
001	2010-01-01	PHILIP LUSTBADER
001	2009-01-01	PHILIP LUSTBADER

Plan Statistics for SMARTCO SERVICES, LLC 401(K) PLAN

401k plan membership statisitcs for SMARTCO SERVICES, LLC 401(K) PLAN

Measure Date Value
2017: SMARTCO SERVICES, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 65
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 58
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 6
Total of all active and inactive participants 2017-01-01 64
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 65
Number of participants with account balances 2017-01-01 65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 6
2016: SMARTCO SERVICES, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 56
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 57
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 8
Total of all active and inactive participants 2016-01-01 65
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 65
Number of participants with account balances 2016-01-01 65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 5
2015: SMARTCO SERVICES, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 45
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 49
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 6
Total of all active and inactive participants 2015-01-01 55
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 56
Number of participants with account balances 2015-01-01 56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: SMARTCO SERVICES, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 39
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 37
Number of retired or separated participants receiving benefits 2014-01-01 2
Number of other retired or separated participants entitled to future benefits 2014-01-01 6
Total of all active and inactive participants 2014-01-01 45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 45
Number of participants with account balances 2014-01-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 6
2013: SMARTCO SERVICES, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 29
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 30
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 5
Total of all active and inactive participants 2013-01-01 35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 35
Number of participants with account balances 2013-01-01 35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: SMARTCO SERVICES, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 27
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 2
Total of all active and inactive participants 2012-01-01 29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 29
Number of participants with account balances 2012-01-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: SMARTCO SERVICES, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 20
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 4
Total of all active and inactive participants 2011-01-01 25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 25
Number of participants with account balances 2011-01-01 25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2010: SMARTCO SERVICES, LLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 16
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 6
Total of all active and inactive participants 2010-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 22
Number of participants with account balances 2010-01-01 22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 3
2009: SMARTCO SERVICES, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 12
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 4
Total of all active and inactive participants 2009-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 16
Number of participants with account balances 2009-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 4

Measure	Date	Value
2017: SMARTCO SERVICES, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	65
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	58
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	6
Total of all active and inactive participants	2017-01-01	64
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	65
Number of participants with account balances	2017-01-01	65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	6
2016: SMARTCO SERVICES, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	56
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	57
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	8
Total of all active and inactive participants	2016-01-01	65
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	65
Number of participants with account balances	2016-01-01	65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	5
2015: SMARTCO SERVICES, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	45
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	49
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	6
Total of all active and inactive participants	2015-01-01	55
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	56
Number of participants with account balances	2015-01-01	56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: SMARTCO SERVICES, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	39
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	37
Number of retired or separated participants receiving benefits	2014-01-01	2
Number of other retired or separated participants entitled to future benefits	2014-01-01	6
Total of all active and inactive participants	2014-01-01	45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	45
Number of participants with account balances	2014-01-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	6
2013: SMARTCO SERVICES, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	29
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	30
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	5
Total of all active and inactive participants	2013-01-01	35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	35
Number of participants with account balances	2013-01-01	35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: SMARTCO SERVICES, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	27
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	2
Total of all active and inactive participants	2012-01-01	29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	29
Number of participants with account balances	2012-01-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: SMARTCO SERVICES, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	20
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	4
Total of all active and inactive participants	2011-01-01	25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	25
Number of participants with account balances	2011-01-01	25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2010: SMARTCO SERVICES, LLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	16
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	6
Total of all active and inactive participants	2010-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	22
Number of participants with account balances	2010-01-01	22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	3
2009: SMARTCO SERVICES, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	12
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	4
Total of all active and inactive participants	2009-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	16
Number of participants with account balances	2009-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	4

Financial Data on SMARTCO SERVICES, LLC 401(K) PLAN

Measure	Date	Value
2017 : SMARTCO SERVICES, LLC 401(K) PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$1,761,415
Expenses. Total of all expenses incurred	2017-12-31	$618,113
Benefits paid (including direct rollovers)	2017-12-31	$616,449
Total plan assets at end of year	2017-12-31	$5,730,486
Total plan assets at beginning of year	2017-12-31	$4,587,184
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$386,613
Contributions received from other sources (not participants or employers)	2017-12-31	$12,524
Other income received	2017-12-31	$762,270
Net income (gross income less expenses)	2017-12-31	$1,143,302
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$5,730,486
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$4,587,184
Assets. Value of participant loans	2017-12-31	$61,304
Total contributions received or receivable from employer(s)	2017-12-31	$600,008
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$1,664
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : SMARTCO SERVICES, LLC 401(K) PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$1,060,201
Expenses. Total of all expenses incurred	2016-12-31	$200,825
Benefits paid (including direct rollovers)	2016-12-31	$199,066
Total plan assets at end of year	2016-12-31	$4,587,184
Total plan assets at beginning of year	2016-12-31	$3,727,808
Value of fidelity bond covering the plan	2016-12-31	$330,000
Total contributions received or receivable from participants	2016-12-31	$276,588
Contributions received from other sources (not participants or employers)	2016-12-31	$11,891
Other income received	2016-12-31	$219,150
Net income (gross income less expenses)	2016-12-31	$859,376
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$4,587,184
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$3,727,808
Assets. Value of participant loans	2016-12-31	$73,407
Total contributions received or receivable from employer(s)	2016-12-31	$552,572
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$1,759
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : SMARTCO SERVICES, LLC 401(K) PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$655,410
Expenses. Total of all expenses incurred	2015-12-31	$23,969
Benefits paid (including direct rollovers)	2015-12-31	$22,145
Total plan assets at end of year	2015-12-31	$3,727,808
Total plan assets at beginning of year	2015-12-31	$3,096,367
Value of fidelity bond covering the plan	2015-12-31	$330,000
Total contributions received or receivable from participants	2015-12-31	$213,796
Contributions received from other sources (not participants or employers)	2015-12-31	$619
Other income received	2015-12-31	$-47,337
Net income (gross income less expenses)	2015-12-31	$631,441
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$3,727,808
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$3,096,367
Assets. Value of participant loans	2015-12-31	$59,479
Total contributions received or receivable from employer(s)	2015-12-31	$488,332
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$1,824
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : SMARTCO SERVICES, LLC 401(K) PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$696,856
Expenses. Total of all expenses incurred	2014-12-31	$54,667
Benefits paid (including direct rollovers)	2014-12-31	$52,923
Total plan assets at end of year	2014-12-31	$3,096,367
Total plan assets at beginning of year	2014-12-31	$2,454,178
Value of fidelity bond covering the plan	2014-12-31	$330,000
Total contributions received or receivable from participants	2014-12-31	$172,919
Other income received	2014-12-31	$95,403
Net income (gross income less expenses)	2014-12-31	$642,189
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,096,367
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,454,178
Assets. Value of participant loans	2014-12-31	$48,068
Total contributions received or receivable from employer(s)	2014-12-31	$428,534
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$1,744
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : SMARTCO SERVICES, LLC 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$859,732
Expenses. Total of all expenses incurred	2013-12-31	$28,189
Benefits paid (including direct rollovers)	2013-12-31	$26,681
Total plan assets at end of year	2013-12-31	$2,454,178
Total plan assets at beginning of year	2013-12-31	$1,622,635
Value of fidelity bond covering the plan	2013-12-31	$111,000
Total contributions received or receivable from participants	2013-12-31	$127,123
Contributions received from other sources (not participants or employers)	2013-12-31	$136,683
Other income received	2013-12-31	$297,376
Net income (gross income less expenses)	2013-12-31	$831,543
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,454,178
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,622,635
Assets. Value of participant loans	2013-12-31	$128,322
Total contributions received or receivable from employer(s)	2013-12-31	$298,550
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$1,508
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : SMARTCO SERVICES, LLC 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$624,520
Expenses. Total of all expenses incurred	2012-12-31	$8,188
Benefits paid (including direct rollovers)	2012-12-31	$8,188
Total plan assets at end of year	2012-12-31	$1,622,635
Total plan assets at beginning of year	2012-12-31	$1,006,303
Value of fidelity bond covering the plan	2012-12-31	$110,500
Total contributions received or receivable from participants	2012-12-31	$95,942
Contributions received from other sources (not participants or employers)	2012-12-31	$136,247
Other income received	2012-12-31	$124,613
Net income (gross income less expenses)	2012-12-31	$616,332
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,622,635
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,006,303
Assets. Value of participant loans	2012-12-31	$19,926
Total contributions received or receivable from employer(s)	2012-12-31	$267,718
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : SMARTCO SERVICES, LLC 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$317,824
Expenses. Total of all expenses incurred	2011-12-31	$6,019
Benefits paid (including direct rollovers)	2011-12-31	$6,019
Total plan assets at end of year	2011-12-31	$1,006,303
Total plan assets at beginning of year	2011-12-31	$694,498
Value of fidelity bond covering the plan	2011-12-31	$45,000
Total contributions received or receivable from participants	2011-12-31	$77,138
Contributions received from other sources (not participants or employers)	2011-12-31	$39,241
Other income received	2011-12-31	$-32,789
Net income (gross income less expenses)	2011-12-31	$311,805
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,006,303
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$694,498
Assets. Value of participant loans	2011-12-31	$5,856
Total contributions received or receivable from employer(s)	2011-12-31	$234,234
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : SMARTCO SERVICES, LLC 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$303,987
Expenses. Total of all expenses incurred	2010-12-31	$1,073
Benefits paid (including direct rollovers)	2010-12-31	$1,073
Total plan assets at end of year	2010-12-31	$693,675
Total plan assets at beginning of year	2010-12-31	$390,761
Value of fidelity bond covering the plan	2010-12-31	$45,000
Total contributions received or receivable from participants	2010-12-31	$67,908
Other income received	2010-12-31	$64,220
Net income (gross income less expenses)	2010-12-31	$302,914
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$693,675
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$390,761
Assets. Value of participant loans	2010-12-31	$3,001
Total contributions received or receivable from employer(s)	2010-12-31	$171,859
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : SMARTCO SERVICES, LLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SMARTCO SERVICES, LLC 401(K) PLAN

2017: SMARTCO SERVICES, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SMARTCO SERVICES, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SMARTCO SERVICES, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SMARTCO SERVICES, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SMARTCO SERVICES, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SMARTCO SERVICES, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SMARTCO SERVICES, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SMARTCO SERVICES, LLC 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SMARTCO SERVICES, LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

86665

Policy instance

Insurance contract or identification number	86665
Number of Individuals Covered	59
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $12,059
Total amount of fees paid to insurance company	USD $3,703
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	Yes
Commission paid to Insurance Broker	USD $10,391
Insurance broker organization code?	3
Amount paid for insurance broker fees	2449
Additional information about fees paid to insurance broker	TPA COMPENSATION
Insurance broker name	FEDERATED INVESTMENT MGMENT COMPANY

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Company Name:	SMARTCO SERVICES, LLC
Employer identification number (EIN):	202957524
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services