DAVIS ORTHODONTICS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P
401k plan membership statisitcs for JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P
| Measure | Date | Value |
|---|
| 2017: JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 0 |
| Total of all active and inactive participants | 2017-01-01 | 2 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 2 |
| Number of participants with account balances | 2017-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 6 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
| Total of all active and inactive participants | 2016-01-01 | 2 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 2 |
| Number of participants with account balances | 2016-01-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 6 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 4 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 2 |
| Total of all active and inactive participants | 2015-01-01 | 6 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 6 |
| Number of participants with account balances | 2015-01-01 | 6 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 4 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 0 |
| Total of all active and inactive participants | 2014-01-01 | 6 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 6 |
| Number of participants with account balances | 2014-01-01 | 6 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 3 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 2 |
| Total of all active and inactive participants | 2013-01-01 | 5 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 5 |
| Number of participants with account balances | 2013-01-01 | 5 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 2 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 2 |
| Total of all active and inactive participants | 2012-01-01 | 4 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 4 |
| Number of participants with account balances | 2012-01-01 | 4 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 3 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 1 |
| Total of all active and inactive participants | 2011-01-01 | 4 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 4 |
| Number of participants with account balances | 2011-01-01 | 4 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2010: JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 3 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 1 |
| Total of all active and inactive participants | 2010-01-01 | 4 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
| Total participants | 2010-01-01 | 4 |
| Number of participants with account balances | 2010-01-01 | 4 |
| 2009: JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 3 |
| Total of all active and inactive participants | 2009-01-01 | 3 |
| Total participants | 2009-01-01 | 3 |
| Measure | Date | Value |
|---|
| 2017 : JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2017 401k financial data |
|---|
| Expenses. Total of all expenses incurred | 2017-12-31 | $32,038 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $32,038 |
| Total plan assets at beginning of year | 2017-12-31 | $32,038 |
| Net income (gross income less expenses) | 2017-12-31 | $-32,038 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $32,038 |
| 2016 : JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $7,634 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $334,872 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $334,872 |
| Total plan assets at end of year | 2016-12-31 | $32,038 |
| Total plan assets at beginning of year | 2016-12-31 | $359,276 |
| Other income received | 2016-12-31 | $7,634 |
| Net income (gross income less expenses) | 2016-12-31 | $-327,238 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $32,038 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $359,276 |
| 2015 : JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $59,201 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $3,300 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $3,300 |
| Total plan assets at end of year | 2015-12-31 | $359,276 |
| Total plan assets at beginning of year | 2015-12-31 | $303,375 |
| Other income received | 2015-12-31 | $-9,343 |
| Net income (gross income less expenses) | 2015-12-31 | $55,901 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $359,276 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $303,375 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $68,544 |
| 2014 : JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $73,258 |
| Total plan assets at end of year | 2014-12-31 | $303,375 |
| Total plan assets at beginning of year | 2014-12-31 | $230,117 |
| Other income received | 2014-12-31 | $2,468 |
| Net income (gross income less expenses) | 2014-12-31 | $73,258 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $303,375 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $230,117 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $70,790 |
| 2013 : JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $98,786 |
| Total plan assets at end of year | 2013-12-31 | $230,117 |
| Total plan assets at beginning of year | 2013-12-31 | $131,331 |
| Other income received | 2013-12-31 | $33,404 |
| Net income (gross income less expenses) | 2013-12-31 | $98,786 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $230,117 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $131,331 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $65,382 |
| 2012 : JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $71,269 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $60,000 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $60,000 |
| Total plan assets at end of year | 2012-12-31 | $131,331 |
| Total plan assets at beginning of year | 2012-12-31 | $120,062 |
| Other income received | 2012-12-31 | $12,891 |
| Net income (gross income less expenses) | 2012-12-31 | $11,269 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $131,331 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $120,062 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $58,378 |
| 2011 : JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $50,337 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $49,000 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $49,000 |
| Total plan assets at end of year | 2011-12-31 | $120,062 |
| Total plan assets at beginning of year | 2011-12-31 | $118,725 |
| Other income received | 2011-12-31 | $-6,854 |
| Net income (gross income less expenses) | 2011-12-31 | $1,337 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $120,062 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $118,725 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $57,191 |
| 2010 : JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2010 401k financial data |
|---|
| Transfers to/from the plan | 2010-12-31 | $-49,000 |
| Total income from all sources | 2010-12-31 | $70,674 |
| Total plan assets at end of year | 2010-12-31 | $118,725 |
| Total plan assets at beginning of year | 2010-12-31 | $97,051 |
| Other income received | 2010-12-31 | $8,829 |
| Net income (gross income less expenses) | 2010-12-31 | $70,674 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $118,725 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $97,051 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $61,845 |
| 2017: JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | This submission is the final filing | Yes |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2010: JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2010 form 5500 responses |
|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | Plan funding arrangement – Insurance | Yes |
| 2010-01-01 | Plan funding arrangement – Trust | Yes |
| 2010-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: JAMES P. DAVIS DDS KEOGH PLAN FKA KEOGH FBO DAVIS, JAMES P 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | Yes |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 662195 |
| Policy instance | 1 |
| Insurance contract or identification number | 662195 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $39 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $39 | | Insurance broker organization code? | 3 | | Insurance broker name | ROSEN, ALEX DAVID |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 662195 |
| Policy instance | 1 |
| Insurance contract or identification number | 662195 | | Number of Individuals Covered | 4 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $1,016 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $508 | | Insurance broker organization code? | 3 | | Insurance broker name | ESSMANN, MATTHEW C |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 662195 |
| Policy instance | 1 |
| Insurance contract or identification number | 662195 | | Number of Individuals Covered | 4 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $850 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $425 | | Insurance broker organization code? | 3 | | Insurance broker name | ESSMANN, MATTHEW C |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 662195 |
| Policy instance | 1 |
| Insurance contract or identification number | 662195 | | Number of Individuals Covered | 4 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $649 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $527 | | Insurance broker organization code? | 3 | | Insurance broker name | ESSMANN, MATTHEW C |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 662195 |
| Policy instance | 1 |
| Insurance contract or identification number | 662195 | | Number of Individuals Covered | 4 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $486 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $486 | | Additional information about fees paid to insurance broker | 3 | | Insurance broker name | BEESLEY, CHFC, CLU KENNETH |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 662195 |
| Policy instance | 1 |
| Insurance contract or identification number | 662195 | | Number of Individuals Covered | 4 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $435 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 662195 |
| Policy instance | 1 |
| Insurance contract or identification number | 662195 | | Number of Individuals Covered | 4 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $360 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $360 | | Insurance broker organization code? | 3 | | Insurance broker name | BEESLEY, CHFC, CLU KENNETH |
|
