401k Plan data: AUSENCO 401(K) PLAN plan

AUSENCO 401(K) PLAN 401k Plan overview

Plan Name	AUSENCO 401(K) PLAN
Plan identification number	001

AUSENCO 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AUSENCO USA INC. has sponsored the creation of one or more 401k plans.

Company Name: AUSENCO USA INC.

Employer identification number (EIN): 203249968

NAIC Classification: 541330
NAIC Description: Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AUSENCO 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 HEBA ENAIN 2023-10-04
001 2021-01-01 ERIN MUELLER 2022-09-26 ERIN MUELLER 2022-09-26
001 2020-01-01 ARUB SALAHUDDIN 2021-07-08 ARUB SALAHUDDIN 2021-07-08
001 2019-01-01 ARUB SALAHUDDIN 2020-10-13 ARUB SALAHUDDIN 2020-10-13
001 2018-01-01
001 2017-01-01 SAMANTHA CHEN SAMANTHA CHEN 2018-07-12
001 2016-01-01 WILLIAM K. WADSWORTH WILLIAM K. WADSWORTH 2017-10-25
001 2016-01-01 WILLIAM K. WADSWORTH WILLIAM K. WADSWORTH 2018-09-10
001 2015-01-01 WILLIAM K. WADSWORTH WILLIAM K. WADSWORTH 2016-10-14
001 2014-01-01 WILLIAM K. WADSWORTH WILLIAM K. WADSWORTH 2015-09-21
001 2013-01-01 WILLIAM K. WADSWORTH WILLIAM K. WADSWORTH 2014-09-19
001 2012-01-01 WILLIAM WADSWORTH WILLIAM WADSWORTH 2013-10-01
001 2011-01-01 WILLIAM K. WADSWORTH

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	HEBA ENAIN	2023-10-04
001	2021-01-01	ERIN MUELLER	2022-09-26	ERIN MUELLER	2022-09-26
001	2020-01-01	ARUB SALAHUDDIN	2021-07-08	ARUB SALAHUDDIN	2021-07-08
001	2019-01-01	ARUB SALAHUDDIN	2020-10-13	ARUB SALAHUDDIN	2020-10-13
001	2018-01-01
001	2017-01-01	SAMANTHA CHEN		SAMANTHA CHEN	2018-07-12
001	2016-01-01	WILLIAM K. WADSWORTH		WILLIAM K. WADSWORTH	2017-10-25
001	2016-01-01	WILLIAM K. WADSWORTH		WILLIAM K. WADSWORTH	2018-09-10
001	2015-01-01	WILLIAM K. WADSWORTH		WILLIAM K. WADSWORTH	2016-10-14
001	2014-01-01	WILLIAM K. WADSWORTH		WILLIAM K. WADSWORTH	2015-09-21
001	2013-01-01	WILLIAM K. WADSWORTH		WILLIAM K. WADSWORTH	2014-09-19
001	2012-01-01	WILLIAM WADSWORTH		WILLIAM WADSWORTH	2013-10-01
001	2011-01-01	WILLIAM K. WADSWORTH

Plan Statistics for AUSENCO 401(K) PLAN

401k plan membership statisitcs for AUSENCO 401(K) PLAN

Measure Date Value
2018: AUSENCO 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 73
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 14
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 46
Total of all active and inactive participants 2018-01-01 61
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 61
Number of participants with account balances 2018-01-01 61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: AUSENCO 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 82
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 21
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 51
Total of all active and inactive participants 2017-01-01 73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 73
Number of participants with account balances 2017-01-01 61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: AUSENCO 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 95
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 17
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 62
Total of all active and inactive participants 2016-01-01 79
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 79
Number of participants with account balances 2016-01-01 79
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 3
2015: AUSENCO 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 171
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 34
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 61
Total of all active and inactive participants 2015-01-01 95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 95
Number of participants with account balances 2015-01-01 95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 8
2014: AUSENCO 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 147
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 102
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 69
Total of all active and inactive participants 2014-01-01 171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 171
Number of participants with account balances 2014-01-01 122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 8
2013: AUSENCO 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 162
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 82
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 63
Total of all active and inactive participants 2013-01-01 145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 145
Number of participants with account balances 2013-01-01 145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 5
2012: AUSENCO 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 186
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 85
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 73
Total of all active and inactive participants 2012-01-01 158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 158
Number of participants with account balances 2012-01-01 158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 4
2011: AUSENCO 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 254
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 94
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 92
Total of all active and inactive participants 2011-01-01 186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 186
Number of participants with account balances 2011-01-01 170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 26

Measure	Date	Value
2018: AUSENCO 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	73
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	14
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	46
Total of all active and inactive participants	2018-01-01	61
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	61
Number of participants with account balances	2018-01-01	61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: AUSENCO 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	82
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	21
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	51
Total of all active and inactive participants	2017-01-01	73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	73
Number of participants with account balances	2017-01-01	61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: AUSENCO 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	95
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	17
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	62
Total of all active and inactive participants	2016-01-01	79
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	79
Number of participants with account balances	2016-01-01	79
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	3
2015: AUSENCO 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	171
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	34
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	61
Total of all active and inactive participants	2015-01-01	95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	95
Number of participants with account balances	2015-01-01	95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	8
2014: AUSENCO 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	147
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	102
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	69
Total of all active and inactive participants	2014-01-01	171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	171
Number of participants with account balances	2014-01-01	122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	8
2013: AUSENCO 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	162
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	82
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	63
Total of all active and inactive participants	2013-01-01	145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	145
Number of participants with account balances	2013-01-01	145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	5
2012: AUSENCO 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	186
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	85
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	73
Total of all active and inactive participants	2012-01-01	158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	158
Number of participants with account balances	2012-01-01	158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	4
2011: AUSENCO 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	254
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	94
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	92
Total of all active and inactive participants	2011-01-01	186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	186
Number of participants with account balances	2011-01-01	170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	26

Financial Data on AUSENCO 401(K) PLAN

Measure	Date	Value
2018 : AUSENCO 401(K) PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$-197,750
Expenses. Total of all expenses incurred	2018-12-31	$408,897
Benefits paid (including direct rollovers)	2018-12-31	$348,125
Total plan assets at end of year	2018-12-31	$6,848,750
Total plan assets at beginning of year	2018-12-31	$7,455,397
Value of fidelity bond covering the plan	2018-12-31	$500,000
Total contributions received or receivable from participants	2018-12-31	$115,347
Other income received	2018-12-31	$-351,550
Net income (gross income less expenses)	2018-12-31	$-606,647
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$6,848,750
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$7,455,397
Assets. Value of participant loans	2018-12-31	$32,171
Total contributions received or receivable from employer(s)	2018-12-31	$38,453
Value of corrective distributions	2018-12-31	$15,813
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$44,959
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : AUSENCO 401(K) PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$1,442,621
Expenses. Total of all expenses incurred	2017-12-31	$3,159,474
Benefits paid (including direct rollovers)	2017-12-31	$3,080,618
Total plan assets at end of year	2017-12-31	$7,455,397
Total plan assets at beginning of year	2017-12-31	$9,172,250
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$95,681
Other income received	2017-12-31	$1,320,060
Net income (gross income less expenses)	2017-12-31	$-1,716,853
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$7,455,397
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$9,172,250
Assets. Value of participant loans	2017-12-31	$52,882
Total contributions received or receivable from employer(s)	2017-12-31	$26,880
Value of corrective distributions	2017-12-31	$12,641
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$66,215
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : AUSENCO 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$766,756
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,203,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,163,196
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$236,987
Value of total assets at end of year	2016-12-31	$9,172,250
Value of total assets at beginning of year	2016-12-31	$9,609,449
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$40,759
Total interest from all sources	2016-12-31	$21,979
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$113,293
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$113,293
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$220,455
Participant contributions at end of year	2016-12-31	$54,405
Participant contributions at beginning of year	2016-12-31	$22,098
Other income not declared elsewhere	2016-12-31	$45,917
Administrative expenses (other) incurred	2016-12-31	$40,759
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-437,199
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$9,172,250
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$9,609,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$7,606,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$7,910,936
Interest on participant loans	2016-12-31	$1,946
Interest earned on other investments	2016-12-31	$20,033
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$1,511,478
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,676,415
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$348,580
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$16,532
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,163,196
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2016-12-31	410746749
2015 : AUSENCO 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$671,994
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$3,213,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$3,172,039
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$538,836
Value of total assets at end of year	2015-12-31	$9,609,449
Value of total assets at beginning of year	2015-12-31	$12,151,428
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$41,934
Total interest from all sources	2015-12-31	$24,294
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$109,844
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$109,844
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$408,299
Participant contributions at end of year	2015-12-31	$22,098
Participant contributions at beginning of year	2015-12-31	$62,101
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$25,003
Other income not declared elsewhere	2015-12-31	$27,665
Administrative expenses (other) incurred	2015-12-31	$41,934
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-2,541,979
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$9,609,449
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$12,151,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$7,910,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$10,141,248
Interest on participant loans	2015-12-31	$1,954
Interest earned on other investments	2015-12-31	$22,340
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$1,676,415
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,948,079
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-28,645
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$105,534
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$3,172,039
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	GALLINA LLP
Accountancy firm EIN	2015-12-31	942147510
2014 : AUSENCO 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,819,511
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$3,311,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,256,575
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,057,025
Value of total assets at end of year	2014-12-31	$12,151,428
Value of total assets at beginning of year	2014-12-31	$13,643,515
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$55,023
Total interest from all sources	2014-12-31	$32,135
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$113,896
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$113,896
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$751,009
Participant contributions at end of year	2014-12-31	$62,101
Participant contributions at beginning of year	2014-12-31	$180,164
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$27,807
Other income not declared elsewhere	2014-12-31	$56,267
Administrative expenses (other) incurred	2014-12-31	$55,023
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-1,492,087
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$12,151,428
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$13,643,515
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$10,141,248
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$11,602,795
Interest on participant loans	2014-12-31	$4,261
Interest earned on other investments	2014-12-31	$27,874
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$1,948,079
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,860,556
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$560,188
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$278,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,256,575
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GALLINA LLP
Accountancy firm EIN	2014-12-31	942147510
2013 : AUSENCO 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,419,763
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,208,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,151,885
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,317,126
Value of total assets at end of year	2013-12-31	$13,643,515
Value of total assets at beginning of year	2013-12-31	$12,432,461
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$56,824
Total interest from all sources	2013-12-31	$34,085
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$124,397
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$124,397
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$916,910
Participant contributions at end of year	2013-12-31	$180,164
Participant contributions at beginning of year	2013-12-31	$68,944
Participant contributions at beginning of year	2013-12-31	$6,553
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$4,985
Other income not declared elsewhere	2013-12-31	$30,226
Administrative expenses (other) incurred	2013-12-31	$56,824
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,211,054
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$13,643,515
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$12,432,461
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$11,602,795
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$10,351,755
Interest on participant loans	2013-12-31	$4,534
Interest earned on other investments	2013-12-31	$29,551
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,860,556
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,934,168
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,913,929
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$395,231
Employer contributions (assets) at beginning of year	2013-12-31	$71,041
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,151,885
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GALLINA LLP
Accountancy firm EIN	2013-12-31	942147510
2012 : AUSENCO 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,989,958
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$3,469,690
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,435,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,411,205
Value of total assets at end of year	2012-12-31	$12,432,461
Value of total assets at beginning of year	2012-12-31	$12,912,193
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$33,862
Total interest from all sources	2012-12-31	$45,419
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$153,912
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$153,912
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$862,795
Participant contributions at end of year	2012-12-31	$68,944
Participant contributions at beginning of year	2012-12-31	$181,049
Participant contributions at end of year	2012-12-31	$6,553
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$84,237
Other income not declared elsewhere	2012-12-31	$28,376
Administrative expenses (other) incurred	2012-12-31	$33,862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-479,732
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$12,432,461
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$12,912,193
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$10,351,755
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$10,401,842
Interest on participant loans	2012-12-31	$5,515
Interest earned on other investments	2012-12-31	$39,904
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,934,168
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$2,329,302
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,351,046
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$464,173
Employer contributions (assets) at end of year	2012-12-31	$71,041
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,435,828
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GALLINA LLP
Accountancy firm EIN	2012-12-31	942147510
2011 : AUSENCO 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,161,232
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,549,714
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,520,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,472,227
Value of total assets at end of year	2011-12-31	$12,912,193
Value of total assets at beginning of year	2011-12-31	$14,300,675
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$29,659
Total interest from all sources	2011-12-31	$61,442
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$157,036
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$157,036
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$925,750
Participant contributions at end of year	2011-12-31	$181,049
Participant contributions at beginning of year	2011-12-31	$229,829
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$132,381
Other income not declared elsewhere	2011-12-31	$52,779
Administrative expenses (other) incurred	2011-12-31	$29,659
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,388,482
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$12,912,193
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$14,300,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$10,401,842
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$11,423,780
Interest on participant loans	2011-12-31	$9,358
Interest earned on other investments	2011-12-31	$52,084
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$2,329,302
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$2,647,066
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-582,252
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$414,096
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,520,055
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GALLINA LLP
Accountancy firm EIN	2011-12-31	942147510
2010 : AUSENCO 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$11,202,938
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,485,771
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,553,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,531,882
Expenses. Certain deemed distributions of participant loans	2010-12-31	$18,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,097,959
Value of total assets at end of year	2010-12-31	$14,300,675
Value of total assets at beginning of year	2010-12-31	$1,165,684
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,836
Total interest from all sources	2010-12-31	$66,809
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$135,339
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$135,339
Was this plan covered by a fidelity bond	2010-12-31	No
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,157,686
Participant contributions at end of year	2010-12-31	$229,829
Participant contributions at beginning of year	2010-12-31	$129,549
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$234,151
Administrative expenses (other) incurred	2010-12-31	$3,836
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,932,053
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$14,300,675
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,165,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$11,423,780
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$0
Interest on participant loans	2010-12-31	$6,459
Interest earned on other investments	2010-12-31	$60,350
Value of interest in common/collective trusts at end of year	2010-12-31	$0
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,036,135
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$2,647,066
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,185,664
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$706,122
Employer contributions (assets) at beginning of year	2010-12-31	$426,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,531,882
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GALLINA LLP
Accountancy firm EIN	2010-12-31	942147510

Form 5500 Responses for AUSENCO 401(K) PLAN

2018: AUSENCO 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: AUSENCO 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: AUSENCO 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: AUSENCO 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: AUSENCO 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: AUSENCO 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: AUSENCO 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: AUSENCO 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

041489

Policy instance

Insurance contract or identification number	041489
Number of Individuals Covered	61
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

041489

Policy instance

Insurance contract or identification number	041489
Number of Individuals Covered	73
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	AUSENCO USA INC.
Employer identification number (EIN):	203249968
NAIC Classification:	541330
NAIC Description:	Engineering Services