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CRI WORLDWIDE, LLC 401(K) PLAN 401k Plan overview

Plan NameCRI WORLDWIDE, LLC 401(K) PLAN
Plan identification number 001

CRI WORLDWIDE, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CRI WORLDWIDE, LLC has sponsored the creation of one or more 401k plans.

Company Name:CRI WORLDWIDE, LLC
Employer identification number (EIN):203794538
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about CRI WORLDWIDE, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4061418

More information about CRI WORLDWIDE, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CRI WORLDWIDE, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01JAMES L. CALLAHAN III JAMES L. CALLAHAN III2013-10-15
0012011-01-01JAMES L. CALLAHAN III2012-10-10 JAMES L. CALLAHAN III2012-10-10
0012010-01-01JAMES L. CALLAHAN III2011-10-10

Plan Statistics for CRI WORLDWIDE, LLC 401(K) PLAN

401k plan membership statisitcs for CRI WORLDWIDE, LLC 401(K) PLAN

Measure Date Value
2016: CRI WORLDWIDE, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01231
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CRI WORLDWIDE, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01236
Total number of active participants reported on line 7a of the Form 55002015-01-0191
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01144
Total of all active and inactive participants2015-01-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01235
Number of participants with account balances2015-01-01203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CRI WORLDWIDE, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01238
Total number of active participants reported on line 7a of the Form 55002014-01-01123
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01115
Total of all active and inactive participants2014-01-01238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01238
Number of participants with account balances2014-01-01217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CRI WORLDWIDE, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01160
Total number of active participants reported on line 7a of the Form 55002013-01-01148
Number of retired or separated participants receiving benefits2013-01-0118
Number of other retired or separated participants entitled to future benefits2013-01-0176
Total of all active and inactive participants2013-01-01242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01242
Number of participants with account balances2013-01-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CRI WORLDWIDE, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01148
Total number of active participants reported on line 7a of the Form 55002012-01-01121
Number of retired or separated participants receiving benefits2012-01-018
Number of other retired or separated participants entitled to future benefits2012-01-0126
Total of all active and inactive participants2012-01-01155
Total participants2012-01-01155
Number of participants with account balances2012-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on CRI WORLDWIDE, LLC 401(K) PLAN

Measure Date Value
2016 : CRI WORLDWIDE, LLC 401(K) PLAN 2016 401k financial data
Total transfer of assets from this plan2016-12-31$1,839,350
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$212
Total income from all sources (including contributions)2016-12-31$343,523
Total of all expenses incurred2016-12-31$777,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$768,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$191,522
Value of total assets at end of year2016-12-31$0
Value of total assets at beginning of year2016-12-31$2,273,513
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$8,997
Total interest from all sources2016-12-31$1,827
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$8,997
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$143,148
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$69,607
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$64
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$3,205
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$212
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-433,951
Value of net assets at end of year (total assets less liabilities)2016-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,273,301
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$0
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,961,001
Interest on participant loans2016-12-31$1,827
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$217,883
Net investment gain/loss from pooled separate accounts2016-12-31$150,174
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$45,169
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$24,958
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$768,477
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PT CPAS PLLC
Accountancy firm EIN2016-12-31464529092
2015 : CRI WORLDWIDE, LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$227
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$212
Total income from all sources (including contributions)2015-12-31$272,131
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,288,899
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,285,251
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$274,771
Value of total assets at end of year2015-12-31$2,273,513
Value of total assets at beginning of year2015-12-31$3,290,266
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,648
Total interest from all sources2015-12-31$2,529
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$3,648
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$164,779
Participant contributions at end of year2015-12-31$69,607
Participant contributions at beginning of year2015-12-31$71,685
Participant contributions at end of year2015-12-31$64
Participant contributions at beginning of year2015-12-31$64
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$24,610
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$88
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$227
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$212
Administrative expenses (other) incurred2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,016,768
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,273,286
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,290,054
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$1,961,001
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,838,234
Interest on participant loans2015-12-31$2,529
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$217,883
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$356,013
Net investment gain/loss from pooled separate accounts2015-12-31$-5,169
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$85,382
Employer contributions (assets) at end of year2015-12-31$24,958
Employer contributions (assets) at beginning of year2015-12-31$24,182
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,285,251
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PT CPAS PLLC
Accountancy firm EIN2015-12-31464529092
2014 : CRI WORLDWIDE, LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$212
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$212
Total income from all sources (including contributions)2014-12-31$571,995
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$781,644
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$762,723
Expenses. Certain deemed distributions of participant loans2014-12-31$2,632
Value of total corrective distributions2014-12-31$8,641
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$373,575
Value of total assets at end of year2014-12-31$3,290,266
Value of total assets at beginning of year2014-12-31$3,499,915
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,648
Total interest from all sources2014-12-31$1,766
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$7,648
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$233,980
Participant contributions at end of year2014-12-31$71,685
Participant contributions at beginning of year2014-12-31$39,335
Participant contributions at end of year2014-12-31$64
Participant contributions at beginning of year2014-12-31$8,405
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$88
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$88
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$212
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$212
Administrative expenses (other) incurred2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-209,649
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,290,054
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,499,703
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$2,838,234
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,049,732
Interest on participant loans2014-12-31$1,766
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$356,013
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$388,955
Net investment gain/loss from pooled separate accounts2014-12-31$196,654
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$139,595
Employer contributions (assets) at end of year2014-12-31$24,182
Employer contributions (assets) at beginning of year2014-12-31$13,400
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$762,723
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PT CPAS PLLC
Accountancy firm EIN2014-12-31464529092
2013 : CRI WORLDWIDE, LLC 401(K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$212
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$268
Total income from all sources (including contributions)2013-12-31$938,445
Total of all expenses incurred2013-12-31$128,937
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$125,141
Expenses. Certain deemed distributions of participant loans2013-12-31$2,046
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$499,481
Value of total assets at end of year2013-12-31$3,499,915
Value of total assets at beginning of year2013-12-31$2,690,463
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,750
Total interest from all sources2013-12-31$2,045
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$1,750
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$256,632
Participant contributions at end of year2013-12-31$39,335
Participant contributions at beginning of year2013-12-31$41,234
Participant contributions at end of year2013-12-31$8,405
Participant contributions at beginning of year2013-12-31$14,181
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$88
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$906
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$212
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$268
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$809,508
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,499,703
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,690,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$3,049,732
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,312,812
Interest on participant loans2013-12-31$2,045
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$388,955
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$313,105
Net investment gain/loss from pooled separate accounts2013-12-31$436,919
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$242,849
Employer contributions (assets) at end of year2013-12-31$13,400
Employer contributions (assets) at beginning of year2013-12-31$8,225
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$125,141
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BEMENT & COMPANY
Accountancy firm EIN2013-12-31870491451
2012 : CRI WORLDWIDE, LLC 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$268
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$131
Total income from all sources (including contributions)2012-12-31$682,541
Total of all expenses incurred2012-12-31$120,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$119,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$419,679
Value of total assets at end of year2012-12-31$2,690,463
Value of total assets at beginning of year2012-12-31$2,127,923
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$554
Total interest from all sources2012-12-31$521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$554
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$268,062
Participant contributions at end of year2012-12-31$41,234
Participant contributions at beginning of year2012-12-31$21,596
Participant contributions at end of year2012-12-31$14,181
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$464
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$906
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$161
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$268
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$131
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$562,403
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,690,195
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,127,792
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$2,312,812
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,090,816
Interest on participant loans2012-12-31$521
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$313,105
Net investment gain/loss from pooled separate accounts2012-12-31$262,341
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$151,153
Employer contributions (assets) at end of year2012-12-31$8,225
Employer contributions (assets) at beginning of year2012-12-31$15,350
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$119,584
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BEMENT & COMPANY
Accountancy firm EIN2012-12-31870491451

Form 5500 Responses for CRI WORLDWIDE, LLC 401(K) PLAN

2016: CRI WORLDWIDE, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CRI WORLDWIDE, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CRI WORLDWIDE, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CRI WORLDWIDE, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CRI WORLDWIDE, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number803532-000
Policy instance 1
Insurance contract or identification number803532-000
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $8,764
Total amount of fees paid to insurance companyUSD $1,473
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,764
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameASSOCIATED BENEFIT PLANNNERS, LTD.
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number803532-000
Policy instance 1
Insurance contract or identification number803532-000
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $9,505
Total amount of fees paid to insurance companyUSD $176,772
Commission paid to Insurance BrokerUSD $9,505
Insurance broker organization code?3
Amount paid for insurance broker fees176772
Insurance broker nameASSOCIATED BENEFIT PLANNNERS, LTD.
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number803532-000
Policy instance 1
Insurance contract or identification number803532-000
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $9,073
Total amount of fees paid to insurance companyUSD $13,142
Commission paid to Insurance BrokerUSD $9,073
Insurance broker organization code?3
Amount paid for insurance broker fees13142
Insurance broker nameASSOCIATED BENEFIT PLANNNERS, LTD.
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number803532-000
Policy instance 1
Insurance contract or identification number803532-000
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $3,365
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $3,365
Insurance broker organization code?3
Insurance broker nameLINCOLN FINANCIAL ADVISORS CORP.

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