401k Plan data: ARGI FINANCIAL GROUP, LLC 401(K) PLAN plan

ARGI FINANCIAL GROUP, LLC 401(K) PLAN 401k Plan overview

Plan Name	ARGI FINANCIAL GROUP, LLC 401(K) PLAN
Plan identification number	001

ARGI FINANCIAL GROUP, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ARGI FINANCIAL GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name: ARGI FINANCIAL GROUP, LLC

Employer identification number (EIN): 203985505

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ARGI FINANCIAL GROUP, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 JAN PEEBLES 2016-09-13 ANGELA MORRISON 2016-09-13
001 2014-01-01 JAN PEEBLES 2015-09-18
001 2013-01-01 JAN PEEBLES 2014-07-10
001 2012-01-01 JAN PEEBLES 2013-08-27 JAN PEEBLES 2013-08-27
001 2011-01-01 CINDY BISHOP 2012-09-14
001 2010-01-01 JAN PEEBLES 2011-06-03 JAN PEEBLES 2011-06-03

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	JAN PEEBLES	2016-09-13	ANGELA MORRISON	2016-09-13
001	2014-01-01	JAN PEEBLES	2015-09-18
001	2013-01-01	JAN PEEBLES	2014-07-10
001	2012-01-01	JAN PEEBLES	2013-08-27	JAN PEEBLES	2013-08-27
001	2011-01-01	CINDY BISHOP	2012-09-14
001	2010-01-01	JAN PEEBLES	2011-06-03	JAN PEEBLES	2011-06-03

Potentially related plans

ARGI FINANCIAL GROUP, LLC 401(K) PLAN [EIN = 472632957]

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Company Name:	ARGI FINANCIAL GROUP, LLC
Employer identification number (EIN):	203985505
NAIC Classification:	523900