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LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 401k Plan overview

Plan NameLYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN
Plan identification number 001

LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LYONS & COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:LYONS & COMPANY, INC.
Employer identification number (EIN):204033514
NAIC Classification:561490

Additional information about LYONS & COMPANY, INC.

Jurisdiction of Incorporation: Alabama Secretary of State
Incorporation Date: 2005-12-29
Company Identification Number: 244-855
Legal Registered Office Address: 1941 FLORENCE BLVD FLORENCE,


United States of America (USA)
35630

More information about LYONS & COMPANY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01JOAN BARNES
0012015-01-01JOAN BARNES
0012014-01-01JOAN BARNES
0012014-01-01JOAN BARNES
0012013-01-01TONY GOINS2014-09-03
0012012-01-01JUANITA WILLIAMS2013-07-16 JUANITA WILLIAMS2013-07-16
0012011-01-01JUANITA WILLIAMS2012-05-18 JUANITA WILLIAMS2012-05-18
0012010-01-01JUANITA WILLIAMS2011-07-20 JUANITA WILLIAMS2011-07-20

Plan Statistics for LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN

401k plan membership statisitcs for LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN

Measure Date Value
2022: LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-014,725
Total number of active participants reported on line 7a of the Form 55002022-01-013,232
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01788
Total of all active and inactive participants2022-01-014,020
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-014,020
Number of participants with account balances2022-01-011,977
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0127
2021: LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,992
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-011,730
Total of all active and inactive participants2021-01-011,730
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011,730
Number of participants with account balances2021-01-011,730
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01407
2020: LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-014,226
Total number of active participants reported on line 7a of the Form 55002020-01-012,960
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01532
Total of all active and inactive participants2020-01-013,492
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-013,492
Number of participants with account balances2020-01-011,546
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0115
2019: LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,336
Total number of active participants reported on line 7a of the Form 55002019-01-013,235
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01386
Total of all active and inactive participants2019-01-013,621
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-013,621
Number of participants with account balances2019-01-011,261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-016
2018: LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,188
Total number of active participants reported on line 7a of the Form 55002018-01-012,854
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01247
Total of all active and inactive participants2018-01-013,101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-013,101
Number of participants with account balances2018-01-01939
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0115
2017: LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,905
Total number of active participants reported on line 7a of the Form 55002017-01-012,640
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01225
Total of all active and inactive participants2017-01-012,865
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-012,865
Number of participants with account balances2017-01-01900
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,691
Total number of active participants reported on line 7a of the Form 55002016-01-012,121
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01179
Total of all active and inactive participants2016-01-012,300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-012,300
Number of participants with account balances2016-01-01688
2015: LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,163
Total number of active participants reported on line 7a of the Form 55002015-01-011,373
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01149
Total of all active and inactive participants2015-01-011,522
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,522
Number of participants with account balances2015-01-01576
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0128
2014: LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01841
Total number of active participants reported on line 7a of the Form 55002014-01-01975
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01115
Total of all active and inactive participants2014-01-011,090
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,090
Number of participants with account balances2014-01-01382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0120

Financial Data on LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN

Measure Date Value
2022 : LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$9,798,632
Total transfer of assets from this plan2022-12-31$5,528,930
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$607,595
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,692,679
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,961,883
Value of total corrective distributions2022-12-31$135,563
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$9,908,522
Value of total assets at end of year2022-12-31$59,969,467
Value of total assets at beginning of year2022-12-31$58,784,849
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$595,233
Total interest from all sources2022-12-31$57,468
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,364,719
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,364,719
Was this plan covered by a fidelity bond2022-12-31No
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$6,657,304
Participant contributions at end of year2022-12-31$1,262,977
Participant contributions at beginning of year2022-12-31$1,351,822
Participant contributions at end of year2022-12-31$128,010
Participant contributions at beginning of year2022-12-31$272,848
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$270,936
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$11,927
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$12,795
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,085,084
Value of net assets at end of year (total assets less liabilities)2022-12-31$59,969,467
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$58,784,849
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$151,263
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$58,298,831
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$56,989,678
Interest on participant loans2022-12-31$57,468
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-10,723,114
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,980,282
Employer contributions (assets) at end of year2022-12-31$267,722
Employer contributions (assets) at beginning of year2022-12-31$157,706
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,961,883
Contract administrator fees2022-12-31$443,970
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$880,863
Total transfer of assets from this plan2021-12-31$2,909,801
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$14,769,360
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,444,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,870,839
Value of total corrective distributions2021-12-31$45,005
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$8,184,291
Value of total assets at end of year2021-12-31$58,784,849
Value of total assets at beginning of year2021-12-31$49,488,855
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$528,584
Total interest from all sources2021-12-31$56,912
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,153,009
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,153,009
Was this plan covered by a fidelity bond2021-12-31No
If this is an individual account plan, was there a blackout period2021-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$5,613,336
Participant contributions at end of year2021-12-31$1,351,822
Participant contributions at beginning of year2021-12-31$1,418,958
Participant contributions at end of year2021-12-31$272,848
Participant contributions at beginning of year2021-12-31$148,444
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$573,548
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$555,833
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$12,795
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$11,151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$11,324,932
Value of net assets at end of year (total assets less liabilities)2021-12-31$58,784,849
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$49,488,855
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$135,996
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$56,989,678
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$47,207,616
Interest on participant loans2021-12-31$56,912
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,375,148
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,015,122
Employer contributions (assets) at end of year2021-12-31$157,706
Employer contributions (assets) at beginning of year2021-12-31$129,138
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,870,839
Contract administrator fees2021-12-31$392,588
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$7,216,174
Total transfer of assets from this plan2020-12-31$1,075,605
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$13,161,828
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$6,686,504
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,161,456
Value of total corrective distributions2020-12-31$95,389
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,970,359
Value of total assets at end of year2020-12-31$49,488,855
Value of total assets at beginning of year2020-12-31$36,872,962
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$429,659
Total interest from all sources2020-12-31$67,067
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$997,259
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$997,259
Was this plan covered by a fidelity bond2020-12-31No
If this is an individual account plan, was there a blackout period2020-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,556,555
Participant contributions at end of year2020-12-31$1,418,958
Participant contributions at beginning of year2020-12-31$1,311,400
Participant contributions at end of year2020-12-31$148,444
Participant contributions at beginning of year2020-12-31$103,572
Assets. Other investments not covered elsewhere at end of year2020-12-31$573,548
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$283,898
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$630,932
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$11,151
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$7,215
Other income not declared elsewhere2020-12-31$58,396
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$6,475,324
Value of net assets at end of year (total assets less liabilities)2020-12-31$49,488,855
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$36,872,962
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$101,430
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$47,207,616
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$35,142,145
Interest on participant loans2020-12-31$67,067
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,068,747
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,782,872
Employer contributions (assets) at end of year2020-12-31$129,138
Employer contributions (assets) at beginning of year2020-12-31$24,732
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,161,456
Contract administrator fees2020-12-31$328,229
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$4,164,733
Total transfer of assets from this plan2019-12-31$641,355
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$10,803,725
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,440,802
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,053,101
Value of total corrective distributions2019-12-31$53,916
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,202,259
Value of total assets at end of year2019-12-31$36,872,962
Value of total assets at beginning of year2019-12-31$25,986,661
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$333,785
Total interest from all sources2019-12-31$62,985
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$786,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$786,864
Was this plan covered by a fidelity bond2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,201,721
Participant contributions at end of year2019-12-31$1,311,400
Participant contributions at beginning of year2019-12-31$1,144,797
Participant contributions at end of year2019-12-31$103,572
Participant contributions at beginning of year2019-12-31$55,910
Assets. Other investments not covered elsewhere at end of year2019-12-31$283,898
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$194,103
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$748,566
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$7,215
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$12,995
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,362,923
Value of net assets at end of year (total assets less liabilities)2019-12-31$36,872,962
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$25,986,661
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$75,828
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$35,142,145
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$24,455,436
Interest on participant loans2019-12-31$62,399
Interest earned on other investments2019-12-31$586
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$96,401
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,751,617
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,251,972
Employer contributions (assets) at end of year2019-12-31$24,732
Employer contributions (assets) at beginning of year2019-12-31$27,019
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,053,101
Contract administrator fees2019-12-31$257,957
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$1,235,452
Total transfer of assets from this plan2018-12-31$827,886
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,514,562
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,760,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,411,455
Value of total corrective distributions2018-12-31$38,417
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,747,186
Value of total assets at end of year2018-12-31$25,986,661
Value of total assets at beginning of year2018-12-31$25,824,979
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$310,574
Total interest from all sources2018-12-31$46,807
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$785,958
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$785,958
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,544,220
Participant contributions at end of year2018-12-31$1,144,797
Participant contributions at beginning of year2018-12-31$817,592
Participant contributions at end of year2018-12-31$55,910
Participant contributions at beginning of year2018-12-31$54,817
Assets. Other investments not covered elsewhere at end of year2018-12-31$194,103
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$271,957
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$137,275
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$12,995
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$11,005
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-245,884
Value of net assets at end of year (total assets less liabilities)2018-12-31$25,986,661
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$25,824,979
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$118,996
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$24,455,436
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$24,460,748
Interest on participant loans2018-12-31$44,856
Interest earned on other investments2018-12-31$1,951
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$96,401
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$185,845
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,065,389
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,065,691
Employer contributions (assets) at end of year2018-12-31$27,019
Employer contributions (assets) at beginning of year2018-12-31$23,015
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,411,455
Contract administrator fees2018-12-31$191,578
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31CDPA, P.C.
Accountancy firm EIN2018-12-31630967873
2017 : LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$3,948,321
Total transfer of assets from this plan2017-12-31$455,898
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$6,025,183
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,897,608
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,554,111
Value of total corrective distributions2017-12-31$13,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,187,713
Value of total assets at end of year2017-12-31$25,824,979
Value of total assets at beginning of year2017-12-31$18,204,981
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$329,764
Total interest from all sources2017-12-31$37,775
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$475,834
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$475,834
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,054,861
Participant contributions at end of year2017-12-31$817,592
Participant contributions at beginning of year2017-12-31$767,647
Participant contributions at end of year2017-12-31$54,817
Participant contributions at beginning of year2017-12-31$31,667
Assets. Other investments not covered elsewhere at end of year2017-12-31$271,957
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$229,718
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$145,689
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$11,005
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$6,207
Other income not declared elsewhere2017-12-31$16,415
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,127,575
Value of net assets at end of year (total assets less liabilities)2017-12-31$25,824,979
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$18,204,981
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$87,878
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$24,460,748
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$16,908,236
Interest on participant loans2017-12-31$34,585
Interest earned on other investments2017-12-31$3,190
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$185,845
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$244,594
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,307,446
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$987,163
Employer contributions (assets) at end of year2017-12-31$23,015
Employer contributions (assets) at beginning of year2017-12-31$16,912
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,554,111
Contract administrator fees2017-12-31$241,886
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31CDPA, P.C.
Accountancy firm EIN2017-12-31630967873
2016 : LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$2,750,353
Total transfer of assets from this plan2016-12-31$548,894
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,346,584
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,772,624
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,517,475
Value of total corrective distributions2016-12-31$12,398
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,187,982
Value of total assets at end of year2016-12-31$18,204,981
Value of total assets at beginning of year2016-12-31$14,429,562
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$242,751
Total interest from all sources2016-12-31$34,221
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$310,444
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$310,444
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,489,909
Participant contributions at end of year2016-12-31$767,647
Participant contributions at beginning of year2016-12-31$685,664
Participant contributions at end of year2016-12-31$31,667
Participant contributions at beginning of year2016-12-31$27,956
Assets. Other investments not covered elsewhere at end of year2016-12-31$229,718
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$156,642
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$10,127
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$6,207
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$314
Other income not declared elsewhere2016-12-31$2,437
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,573,960
Value of net assets at end of year (total assets less liabilities)2016-12-31$18,204,981
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$14,429,562
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$64,076
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$16,908,236
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$13,192,378
Interest on participant loans2016-12-31$29,869
Interest earned on other investments2016-12-31$4,352
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$244,594
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$351,546
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$811,500
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$687,946
Employer contributions (assets) at end of year2016-12-31$16,912
Employer contributions (assets) at beginning of year2016-12-31$15,062
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,517,475
Contract administrator fees2016-12-31$178,675
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31CDPA, P.C.
Accountancy firm EIN2016-12-31630967873
2015 : LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$363,016
Total transfer of assets from this plan2015-12-31$1,527,392
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,090,604
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,120,186
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$919,874
Value of total corrective distributions2015-12-31$1,808
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,097,661
Value of total assets at end of year2015-12-31$14,429,562
Value of total assets at beginning of year2015-12-31$14,623,520
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$198,504
Total interest from all sources2015-12-31$25,086
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$255,019
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$255,019
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,215,755
Participant contributions at end of year2015-12-31$685,664
Participant contributions at beginning of year2015-12-31$501,150
Participant contributions at end of year2015-12-31$27,956
Participant contributions at beginning of year2015-12-31$48,531
Assets. Other investments not covered elsewhere at end of year2015-12-31$156,642
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$262,541
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$314
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$5,829
Other income not declared elsewhere2015-12-31$-2,896
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$970,418
Value of net assets at end of year (total assets less liabilities)2015-12-31$14,429,562
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$14,623,520
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$55,893
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$13,192,378
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,918,543
Interest on participant loans2015-12-31$21,395
Interest earned on other investments2015-12-31$3,691
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$6,126,082
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$6,126,082
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$351,546
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-284,266
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$619,365
Employer contributions (assets) at end of year2015-12-31$15,062
Employer contributions (assets) at beginning of year2015-12-31$23,385
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$919,874
Contract administrator fees2015-12-31$142,611
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31CDPA, P.C.
Accountancy firm EIN2015-12-31630967873
2014 : LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$6,411,167
Total transfer of assets from this plan2014-12-31$169,688
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,844,899
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$769,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$627,685
Value of total corrective distributions2014-12-31$17,037
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,343,279
Value of total assets at end of year2014-12-31$14,623,520
Value of total assets at beginning of year2014-12-31$7,306,546
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$124,682
Total interest from all sources2014-12-31$11,904
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$135,194
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$135,194
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$730,516
Participant contributions at end of year2014-12-31$501,150
Participant contributions at beginning of year2014-12-31$292,929
Participant contributions at end of year2014-12-31$48,531
Participant contributions at beginning of year2014-12-31$14,501
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$227,940
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$5,829
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,179
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,075,495
Value of net assets at end of year (total assets less liabilities)2014-12-31$14,623,520
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,306,546
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$30,884
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,918,543
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,990,251
Interest on participant loans2014-12-31$11,904
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$6,126,082
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$354,522
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$384,823
Employer contributions (assets) at end of year2014-12-31$23,385
Employer contributions (assets) at beginning of year2014-12-31$7,686
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$627,685
Contract administrator fees2014-12-31$93,798
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31CDPA, P.C.
Accountancy firm EIN2014-12-31630967873

Form 5500 Responses for LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN

2022: LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number83973
Policy instance 1
Insurance contract or identification number83973
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number83973
Policy instance 1
Insurance contract or identification number83973
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number83973
Policy instance 1
Insurance contract or identification number83973
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $373
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $373
Insurance broker organization code?0
Insurance broker nameLPL FINANCIAL, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number83973
Policy instance 1
Insurance contract or identification number83973
Number of Individuals Covered45
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $613
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $613
Insurance broker organization code?0
Insurance broker nameLPL FINANCIAL, LLC

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