401k Plan data: SMARTBANK 401(K) RETIREMENT PLAN plan

SMARTBANK 401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	SMARTBANK 401(K) RETIREMENT PLAN
Plan identification number	001

SMARTBANK 401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SMARTBANK has sponsored the creation of one or more 401k plans.

Company Name: SMARTBANK

Employer identification number (EIN): 204091629

NAIC Classification: 522110
NAIC Description: Commercial Banking

Additional information about SMARTBANK

Jurisdiction of Incorporation: Tennessee Secretary of State Division of Business Services

Incorporation Date:

Company Identification Number: 000528730

More information about SMARTBANK

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMARTBANK 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 WILLIAM CARROLL
001 2016-01-01 WILLIAM CARROLL
001 2015-01-01 BILLY CARROLL, CEO
001 2014-01-01 BILLY CARROLL, CEO 2015-09-29
001 2013-01-01 BILLY CARROLL, CEO 2014-07-31
001 2012-01-01 BILLY CARROLL, CEO 2013-09-25
001 2011-01-01 BILLY CARROLL CEO 2012-07-05
001 2010-01-01 BILLY CARROLL CEO 2011-07-01
001 2009-01-01 BILLY CARROLL CEO

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	WILLIAM CARROLL
001	2016-01-01	WILLIAM CARROLL
001	2015-01-01	BILLY CARROLL, CEO
001	2014-01-01	BILLY CARROLL, CEO	2015-09-29
001	2013-01-01	BILLY CARROLL, CEO	2014-07-31
001	2012-01-01	BILLY CARROLL, CEO	2013-09-25
001	2011-01-01	BILLY CARROLL CEO	2012-07-05
001	2010-01-01	BILLY CARROLL CEO	2011-07-01
001	2009-01-01	BILLY CARROLL CEO

Plan Statistics for SMARTBANK 401(K) RETIREMENT PLAN

401k plan membership statisitcs for SMARTBANK 401(K) RETIREMENT PLAN

Measure Date Value
2022: SMARTBANK 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 759
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 589
Number of retired or separated participants receiving benefits 2022-01-01 15
Number of other retired or separated participants entitled to future benefits 2022-01-01 118
Total of all active and inactive participants 2022-01-01 722
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 5
Total participants 2022-01-01 727
Number of participants with account balances 2022-01-01 683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: SMARTBANK 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 664
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 545
Number of retired or separated participants receiving benefits 2021-01-01 25
Number of other retired or separated participants entitled to future benefits 2021-01-01 176
Total of all active and inactive participants 2021-01-01 746
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 3
Total participants 2021-01-01 749
Number of participants with account balances 2021-01-01 701
2020: SMARTBANK 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 499
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 482
Number of retired or separated participants receiving benefits 2020-01-01 25
Number of other retired or separated participants entitled to future benefits 2020-01-01 130
Total of all active and inactive participants 2020-01-01 637
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 638
Number of participants with account balances 2020-01-01 591
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: SMARTBANK 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 495
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 486
Number of retired or separated participants receiving benefits 2019-01-01 15
Number of other retired or separated participants entitled to future benefits 2019-01-01 112
Total of all active and inactive participants 2019-01-01 613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 614
Number of participants with account balances 2019-01-01 559
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: SMARTBANK 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 400
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 360
Number of retired or separated participants receiving benefits 2018-01-01 5
Number of other retired or separated participants entitled to future benefits 2018-01-01 61
Total of all active and inactive participants 2018-01-01 426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 427
Number of participants with account balances 2018-01-01 388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: SMARTBANK 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 245
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 345
Number of retired or separated participants receiving benefits 2017-01-01 7
Number of other retired or separated participants entitled to future benefits 2017-01-01 49
Total of all active and inactive participants 2017-01-01 401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 2
Total participants 2017-01-01 403
Number of participants with account balances 2017-01-01 360
2016: SMARTBANK 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 134
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 125
Number of retired or separated participants receiving benefits 2016-01-01 4
Number of other retired or separated participants entitled to future benefits 2016-01-01 16
Total of all active and inactive participants 2016-01-01 145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 145
Number of participants with account balances 2016-01-01 129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SMARTBANK 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 121
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 124
Number of retired or separated participants receiving benefits 2015-01-01 3
Number of other retired or separated participants entitled to future benefits 2015-01-01 9
Total of all active and inactive participants 2015-01-01 136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 136
Number of participants with account balances 2015-01-01 117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2009: SMARTBANK 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 47
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 55
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 55
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 55
Number of participants with account balances 2009-01-01 44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2022: SMARTBANK 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	759
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	589
Number of retired or separated participants receiving benefits	2022-01-01	15
Number of other retired or separated participants entitled to future benefits	2022-01-01	118
Total of all active and inactive participants	2022-01-01	722
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	5
Total participants	2022-01-01	727
Number of participants with account balances	2022-01-01	683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: SMARTBANK 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	664
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	545
Number of retired or separated participants receiving benefits	2021-01-01	25
Number of other retired or separated participants entitled to future benefits	2021-01-01	176
Total of all active and inactive participants	2021-01-01	746
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	3
Total participants	2021-01-01	749
Number of participants with account balances	2021-01-01	701
2020: SMARTBANK 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	499
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	482
Number of retired or separated participants receiving benefits	2020-01-01	25
Number of other retired or separated participants entitled to future benefits	2020-01-01	130
Total of all active and inactive participants	2020-01-01	637
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	638
Number of participants with account balances	2020-01-01	591
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: SMARTBANK 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	495
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	486
Number of retired or separated participants receiving benefits	2019-01-01	15
Number of other retired or separated participants entitled to future benefits	2019-01-01	112
Total of all active and inactive participants	2019-01-01	613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	614
Number of participants with account balances	2019-01-01	559
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: SMARTBANK 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	400
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	360
Number of retired or separated participants receiving benefits	2018-01-01	5
Number of other retired or separated participants entitled to future benefits	2018-01-01	61
Total of all active and inactive participants	2018-01-01	426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	427
Number of participants with account balances	2018-01-01	388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: SMARTBANK 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	245
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	345
Number of retired or separated participants receiving benefits	2017-01-01	7
Number of other retired or separated participants entitled to future benefits	2017-01-01	49
Total of all active and inactive participants	2017-01-01	401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	2
Total participants	2017-01-01	403
Number of participants with account balances	2017-01-01	360
2016: SMARTBANK 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	134
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	125
Number of retired or separated participants receiving benefits	2016-01-01	4
Number of other retired or separated participants entitled to future benefits	2016-01-01	16
Total of all active and inactive participants	2016-01-01	145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	145
Number of participants with account balances	2016-01-01	129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SMARTBANK 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	121
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	124
Number of retired or separated participants receiving benefits	2015-01-01	3
Number of other retired or separated participants entitled to future benefits	2015-01-01	9
Total of all active and inactive participants	2015-01-01	136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	136
Number of participants with account balances	2015-01-01	117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2009: SMARTBANK 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	47
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	55
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	55
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	55
Number of participants with account balances	2009-01-01	44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SMARTBANK 401(K) RETIREMENT PLAN

Measure	Date	Value
2022 : SMARTBANK 401(K) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-1,812,371
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$3,004,836
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,830,867
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$5,434,841
Value of total assets at end of year	2022-12-31	$39,879,401
Value of total assets at beginning of year	2022-12-31	$44,696,608
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$173,969
Total interest from all sources	2022-12-31	$27,276
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$820,636
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$820,636
Administrative expenses professional fees incurred	2022-12-31	$72,958
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$3,194,972
Participant contributions at end of year	2022-12-31	$626,192
Participant contributions at beginning of year	2022-12-31	$561,587
Participant contributions at end of year	2022-12-31	$10,852
Participant contributions at beginning of year	2022-12-31	$8,904
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$630,618
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$256,601
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$0
Other income not declared elsewhere	2022-12-31	$860
Total non interest bearing cash at end of year	2022-12-31	$0
Total non interest bearing cash at beginning of year	2022-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-4,817,207
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$39,879,401
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$44,696,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$34,875,567
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$40,532,857
Interest on participant loans	2022-12-31	$27,276
Value of interest in common/collective trusts at end of year	2022-12-31	$4,328,636
Value of interest in common/collective trusts at beginning of year	2022-12-31	$3,302,539
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$379
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$379
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-8,159,009
Net investment gain or loss from common/collective trusts	2022-12-31	$63,025
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,609,251
Employer contributions (assets) at end of year	2022-12-31	$38,154
Employer contributions (assets) at beginning of year	2022-12-31	$33,741
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,830,867
Contract administrator fees	2022-12-31	$101,011
Liabilities. Value of benefit claims payable at end of year	2022-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2022-12-31	$0
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	FORVIS, LLP
Accountancy firm EIN	2022-12-31	440160260
2021 : SMARTBANK 401(K) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets to this plan	2021-12-31	$188,232
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$10,488,643
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$3,769,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$3,603,044
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$5,134,410
Value of total assets at end of year	2021-12-31	$44,696,608
Value of total assets at beginning of year	2021-12-31	$37,789,441
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$166,664
Total interest from all sources	2021-12-31	$26,961
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$919,063
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$919,063
Administrative expenses professional fees incurred	2021-12-31	$72,527
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$2,574,030
Participant contributions at end of year	2021-12-31	$561,587
Participant contributions at beginning of year	2021-12-31	$550,047
Participant contributions at end of year	2021-12-31	$8,904
Participant contributions at beginning of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$1,299,980
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$256,601
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$157,505
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$0
Other income not declared elsewhere	2021-12-31	$379
Total non interest bearing cash at end of year	2021-12-31	$0
Total non interest bearing cash at beginning of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$6,718,935
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$44,696,608
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$37,789,441
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$40,532,857
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$33,618,616
Interest on participant loans	2021-12-31	$26,961
Value of interest in common/collective trusts at end of year	2021-12-31	$3,302,539
Value of interest in common/collective trusts at beginning of year	2021-12-31	$3,436,978
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$379
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$1,365
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$1,365
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$4,355,619
Net investment gain or loss from common/collective trusts	2021-12-31	$52,211
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$1,260,400
Employer contributions (assets) at end of year	2021-12-31	$33,741
Employer contributions (assets) at beginning of year	2021-12-31	$24,930
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$3,603,044
Contract administrator fees	2021-12-31	$94,137
Liabilities. Value of benefit claims payable at end of year	2021-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2021-12-31	$0
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	FORVIS, LLP
Accountancy firm EIN	2021-12-31	440160260
2020 : SMARTBANK 401(K) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$5,967,188
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$8,510,407
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$2,554,768
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$2,428,702
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$3,627,651
Value of total assets at end of year	2020-12-31	$37,789,441
Value of total assets at beginning of year	2020-12-31	$25,866,614
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$126,066
Total interest from all sources	2020-12-31	$25,925
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$663,071
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$663,071
Administrative expenses professional fees incurred	2020-12-31	$54,533
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$2,128,837
Participant contributions at end of year	2020-12-31	$550,047
Participant contributions at beginning of year	2020-12-31	$425,888
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$376,946
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$157,505
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$152,381
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Other income not declared elsewhere	2020-12-31	$-7,108
Total non interest bearing cash at end of year	2020-12-31	$0
Total non interest bearing cash at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$5,955,639
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$37,789,441
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$25,866,614
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$33,618,616
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$22,914,670
Interest on participant loans	2020-12-31	$25,905
Value of interest in common/collective trusts at end of year	2020-12-31	$3,436,978
Value of interest in common/collective trusts at beginning of year	2020-12-31	$2,353,234
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$1,365
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$29
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$29
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$20
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$4,149,662
Net investment gain or loss from common/collective trusts	2020-12-31	$51,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$1,121,868
Employer contributions (assets) at end of year	2020-12-31	$24,930
Employer contributions (assets) at beginning of year	2020-12-31	$20,412
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$2,428,702
Contract administrator fees	2020-12-31	$71,533
Liabilities. Value of benefit claims payable at end of year	2020-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$0
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2020-12-31	560747981
2019 : SMARTBANK 401(K) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$1,960,613
Total transfer of assets to this plan	2019-12-31	$1,960,613
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$7,100,682
Total income from all sources (including contributions)	2019-12-31	$7,100,682
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$2,096,978
Total of all expenses incurred	2019-12-31	$2,096,978
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,991,637
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,991,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,939,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,939,184
Value of total assets at end of year	2019-12-31	$25,866,614
Value of total assets at end of year	2019-12-31	$25,866,614
Value of total assets at beginning of year	2019-12-31	$18,902,297
Value of total assets at beginning of year	2019-12-31	$18,902,297
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$105,341
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$105,341
Total interest from all sources	2019-12-31	$24,109
Total interest from all sources	2019-12-31	$24,109
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$587,368
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$587,368
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$587,368
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$587,368
Administrative expenses professional fees incurred	2019-12-31	$45,979
Administrative expenses professional fees incurred	2019-12-31	$45,979
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$10,000,000
Value of fidelity bond cover	2019-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,806,582
Contributions received from participants	2019-12-31	$1,806,582
Participant contributions at end of year	2019-12-31	$425,888
Participant contributions at end of year	2019-12-31	$425,888
Participant contributions at beginning of year	2019-12-31	$391,696
Participant contributions at beginning of year	2019-12-31	$391,696
Participant contributions at end of year	2019-12-31	$0
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$57,627
Participant contributions at beginning of year	2019-12-31	$57,627
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$307,345
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$307,345
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$152,381
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$152,381
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$84,380
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$84,380
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$5,003,704
Value of net income/loss	2019-12-31	$5,003,704
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$25,866,614
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$25,866,614
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$18,902,297
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$18,902,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$22,914,670
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$22,914,670
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$16,257,768
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$16,257,768
Interest on participant loans	2019-12-31	$24,077
Interest on participant loans	2019-12-31	$24,077
Value of interest in common/collective trusts at end of year	2019-12-31	$2,353,234
Value of interest in common/collective trusts at end of year	2019-12-31	$2,353,234
Value of interest in common/collective trusts at beginning of year	2019-12-31	$2,071,467
Value of interest in common/collective trusts at beginning of year	2019-12-31	$2,071,467
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$29
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$29
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$1,619
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$1,619
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$1,619
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$1,619
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$32
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$32
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,501,947
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,501,947
Net investment gain or loss from common/collective trusts	2019-12-31	$48,074
Net investment gain or loss from common/collective trusts	2019-12-31	$48,074
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$825,257
Contributions received in cash from employer	2019-12-31	$825,257
Employer contributions (assets) at end of year	2019-12-31	$20,412
Employer contributions (assets) at end of year	2019-12-31	$20,412
Employer contributions (assets) at beginning of year	2019-12-31	$37,740
Employer contributions (assets) at beginning of year	2019-12-31	$37,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,991,637
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,991,637
Contract administrator fees	2019-12-31	$59,362
Contract administrator fees	2019-12-31	$59,362
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$0
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm name	2019-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2019-12-31	560747981
Accountancy firm EIN	2019-12-31	560747981
2018 : SMARTBANK 401(K) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,727,451
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,724,963
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,627,332
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,865,309
Value of total assets at end of year	2018-12-31	$18,902,297
Value of total assets at beginning of year	2018-12-31	$18,899,809
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$97,631
Total interest from all sources	2018-12-31	$17,283
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$445,582
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$445,582
Administrative expenses professional fees incurred	2018-12-31	$55,457
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,454,709
Participant contributions at end of year	2018-12-31	$391,696
Participant contributions at beginning of year	2018-12-31	$333,813
Participant contributions at end of year	2018-12-31	$57,627
Participant contributions at beginning of year	2018-12-31	$47,275
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$740,198
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$84,380
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$106,077
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Other income not declared elsewhere	2018-12-31	$0
Total non interest bearing cash at end of year	2018-12-31	$0
Total non interest bearing cash at beginning of year	2018-12-31	$-5
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$2,488
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$18,902,297
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$18,899,809
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$16,257,768
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$16,542,872
Interest on participant loans	2018-12-31	$16,907
Value of interest in common/collective trusts at end of year	2018-12-31	$2,071,467
Value of interest in common/collective trusts at beginning of year	2018-12-31	$1,830,916
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$1,619
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$376
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,635,225
Net investment gain or loss from common/collective trusts	2018-12-31	$34,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$670,402
Employer contributions (assets) at end of year	2018-12-31	$37,740
Employer contributions (assets) at beginning of year	2018-12-31	$38,861
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,627,332
Contract administrator fees	2018-12-31	$42,174
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MAULDIN & JENKINS LLC
Accountancy firm EIN	2018-12-31	580692043
2017 : SMARTBANK 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$5,859,067
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$25
Total income from all sources (including contributions)	2017-12-31	$3,442,614
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,201,154
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,136,913
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,648,281
Value of total assets at end of year	2017-12-31	$18,899,809
Value of total assets at beginning of year	2017-12-31	$10,799,307
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$64,241
Total interest from all sources	2017-12-31	$15,587
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$291,182
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$291,182
Administrative expenses professional fees incurred	2017-12-31	$53,949
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$987,265
Participant contributions at end of year	2017-12-31	$333,813
Participant contributions at beginning of year	2017-12-31	$399,818
Participant contributions at end of year	2017-12-31	$47,275
Participant contributions at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$214,775
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$106,077
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$31,589
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$25
Other income not declared elsewhere	2017-12-31	$74,488
Administrative expenses (other) incurred	2017-12-31	$2
Total non interest bearing cash at end of year	2017-12-31	$-5
Total non interest bearing cash at beginning of year	2017-12-31	$44,637
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,241,460
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$18,899,809
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$10,799,282
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$16,542,872
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$8,731,486
Interest on participant loans	2017-12-31	$15,587
Value of interest in common/collective trusts at end of year	2017-12-31	$1,830,916
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,591,777
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,389,782
Net investment gain or loss from common/collective trusts	2017-12-31	$23,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$446,241
Employer contributions (assets) at end of year	2017-12-31	$38,861
Employer contributions (assets) at beginning of year	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,136,913
Contract administrator fees	2017-12-31	$10,290
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MAULDIN & JENKINS LLC
Accountancy firm EIN	2017-12-31	580692043
2016 : SMARTBANK 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$4,926,573
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$25
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,217,185
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$406,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$371,881
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$855,636
Value of total assets at end of year	2016-12-31	$10,799,307
Value of total assets at beginning of year	2016-12-31	$5,062,369
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$34,964
Total interest from all sources	2016-12-31	$9,123
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$126,280
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$126,280
Administrative expenses professional fees incurred	2016-12-31	$29,926
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$475,042
Participant contributions at end of year	2016-12-31	$399,818
Participant contributions at beginning of year	2016-12-31	$239,564
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$159,754
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$31,589
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$834
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$25
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$12,120
Total non interest bearing cash at end of year	2016-12-31	$44,637
Total non interest bearing cash at beginning of year	2016-12-31	$21,981
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$810,340
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$10,799,282
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$5,062,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$8,731,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$3,867,760
Interest on participant loans	2016-12-31	$9,123
Value of interest in common/collective trusts at end of year	2016-12-31	$1,591,777
Value of interest in common/collective trusts at beginning of year	2016-12-31	$932,230
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$204,104
Net investment gain or loss from common/collective trusts	2016-12-31	$9,922
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$220,840
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$371,881
Contract administrator fees	2016-12-31	$5,038
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MAULDIN & JENKINS LLC
Accountancy firm EIN	2016-12-31	580692043
2015 : SMARTBANK 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$745,895
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$268,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$233,625
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$811,667
Value of total assets at end of year	2015-12-31	$5,062,369
Value of total assets at beginning of year	2015-12-31	$4,584,698
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$34,599
Total interest from all sources	2015-12-31	$8,483
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$163,762
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$163,762
Administrative expenses professional fees incurred	2015-12-31	$30,212
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$436,830
Participant contributions at end of year	2015-12-31	$239,564
Participant contributions at beginning of year	2015-12-31	$209,830
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$157,473
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$834
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$4,712
Other income not declared elsewhere	2015-12-31	$628
Administrative expenses (other) incurred	2015-12-31	$6
Total non interest bearing cash at end of year	2015-12-31	$21,981
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$477,671
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$5,062,369
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,584,698
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$3,867,760
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$3,302,017
Interest on participant loans	2015-12-31	$8,483
Value of interest in common/collective trusts at end of year	2015-12-31	$932,230
Value of interest in common/collective trusts at beginning of year	2015-12-31	$1,068,001
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-245,077
Net investment gain or loss from common/collective trusts	2015-12-31	$6,432
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$217,364
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$138
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$233,625
Contract administrator fees	2015-12-31	$4,381
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MAULDIN & JENKINS LLC
Accountancy firm EIN	2015-12-31	580692043
2009 : SMARTBANK 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SMARTBANK 401(K) RETIREMENT PLAN

2022: SMARTBANK 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SMARTBANK 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SMARTBANK 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SMARTBANK 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SMARTBANK 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SMARTBANK 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SMARTBANK 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SMARTBANK 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2009: SMARTBANK 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SMARTBANK
Employer identification number (EIN):	204091629
NAIC Classification:	522110
NAIC Description:	Commercial Banking

Jurisdiction of Incorporation:	Tennessee Secretary of State Division of Business Services
Incorporation Date:
Company Identification Number:	000528730