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INSTITUTIONAL CASEWORK, INC. 401K PLAN 401k Plan overview

Plan NameINSTITUTIONAL CASEWORK, INC. 401K PLAN
Plan identification number 001

INSTITUTIONAL CASEWORK, INC. 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

INSTITUTIONAL CASEWORK, INC. has sponsored the creation of one or more 401k plans.

Company Name:INSTITUTIONAL CASEWORK, INC.
Employer identification number (EIN):204225695
NAIC Classification:337000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan INSTITUTIONAL CASEWORK, INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JAMES ARTHURS
0012017-01-01JAMES ARTHURS JAMES ARTHURS
0012016-01-01JAMES ARTHURS
0012015-01-01JAMES ARTHURS
0012014-01-01JAMES ARTHURS
0012013-01-01JAMES ARTHURS
0012012-01-01JAMES ARTHURS
0012011-01-01JAMES ARTHURS
0012009-01-01JAMES ARTHURS

Plan Statistics for INSTITUTIONAL CASEWORK, INC. 401K PLAN

401k plan membership statisitcs for INSTITUTIONAL CASEWORK, INC. 401K PLAN

Measure Date Value
2022: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01245
Total number of active participants reported on line 7a of the Form 55002022-01-01191
Number of retired or separated participants receiving benefits2022-01-0115
Number of other retired or separated participants entitled to future benefits2022-01-0139
Total of all active and inactive participants2022-01-01245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01245
Number of participants with account balances2022-01-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-012
2021: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01255
Total number of active participants reported on line 7a of the Form 55002021-01-01181
Number of retired or separated participants receiving benefits2021-01-0113
Number of other retired or separated participants entitled to future benefits2021-01-0147
Total of all active and inactive participants2021-01-01241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01241
Number of participants with account balances2021-01-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01294
Total number of active participants reported on line 7a of the Form 55002020-01-01214
Number of retired or separated participants receiving benefits2020-01-0115
Number of other retired or separated participants entitled to future benefits2020-01-0144
Total of all active and inactive participants2020-01-01273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01273
Number of participants with account balances2020-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01289
Total number of active participants reported on line 7a of the Form 55002019-01-01252
Number of retired or separated participants receiving benefits2019-01-0110
Number of other retired or separated participants entitled to future benefits2019-01-0129
Total of all active and inactive participants2019-01-01291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01291
Number of participants with account balances2019-01-01143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-013
2018: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01281
Total number of active participants reported on line 7a of the Form 55002018-01-01240
Number of retired or separated participants receiving benefits2018-01-0110
Number of other retired or separated participants entitled to future benefits2018-01-0132
Total of all active and inactive participants2018-01-01282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01282
Number of participants with account balances2018-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-013
2017: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01276
Total number of active participants reported on line 7a of the Form 55002017-01-01262
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-0125
Total of all active and inactive participants2017-01-01294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01294
Number of participants with account balances2017-01-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01252
Total number of active participants reported on line 7a of the Form 55002016-01-01220
Number of retired or separated participants receiving benefits2016-01-015
Number of other retired or separated participants entitled to future benefits2016-01-0123
Total of all active and inactive participants2016-01-01248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01248
Number of participants with account balances2016-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01219
Total number of active participants reported on line 7a of the Form 55002015-01-01202
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-0115
Total of all active and inactive participants2015-01-01219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01219
Number of participants with account balances2015-01-01179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01224
Total number of active participants reported on line 7a of the Form 55002014-01-01228
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-0112
Total of all active and inactive participants2014-01-01242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01242
Number of participants with account balances2014-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0199
Total number of active participants reported on line 7a of the Form 55002013-01-0192
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-013
Total of all active and inactive participants2013-01-0196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0196
Number of participants with account balances2013-01-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01114
Total number of active participants reported on line 7a of the Form 55002012-01-0195
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-016
Total of all active and inactive participants2012-01-01103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01103
Number of participants with account balances2012-01-0175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01121
Total number of active participants reported on line 7a of the Form 55002011-01-01106
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-016
Total of all active and inactive participants2011-01-01114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01114
Number of participants with account balances2011-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2009: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01132
Total number of active participants reported on line 7a of the Form 55002009-01-01123
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-013
Total of all active and inactive participants2009-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01126
Number of participants with account balances2009-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on INSTITUTIONAL CASEWORK, INC. 401K PLAN

Measure Date Value
2022 : INSTITUTIONAL CASEWORK, INC. 401K PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-270,935
Total of all expenses incurred2022-12-31$713,869
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$708,074
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$102,557
Value of total assets at end of year2022-12-31$2,368,717
Value of total assets at beginning of year2022-12-31$3,353,521
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$5,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$430,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$82,368
Participant contributions at end of year2022-12-31$20,599
Participant contributions at beginning of year2022-12-31$24,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-984,804
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,368,717
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,353,521
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$5,795
Value of interest in pooled separate accounts at end of year2022-12-31$2,253,998
Value of interest in pooled separate accounts at beginning of year2022-12-31$3,245,251
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$94,120
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$84,170
Net investment gain/loss from pooled separate accounts2022-12-31$-373,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$20,189
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$708,074
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ATA CPAS + ADVISORS PLLC
Accountancy firm EIN2022-12-31621110839
2021 : INSTITUTIONAL CASEWORK, INC. 401K PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$608,739
Total of all expenses incurred2021-12-31$876,201
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$872,355
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$124,970
Value of total assets at end of year2021-12-31$3,353,521
Value of total assets at beginning of year2021-12-31$3,620,983
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$3,846
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$430,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$102,595
Participant contributions at end of year2021-12-31$24,100
Participant contributions at beginning of year2021-12-31$16,256
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-267,462
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,353,521
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$3,620,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$3,846
Value of interest in pooled separate accounts at end of year2021-12-31$3,245,251
Value of interest in pooled separate accounts at beginning of year2021-12-31$3,520,489
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$84,170
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$84,238
Net investment gain/loss from pooled separate accounts2021-12-31$483,769
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$22,375
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$872,355
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ALEXANDER THOMPSON ARNOLD PLLC
Accountancy firm EIN2021-12-31621110839
2020 : INSTITUTIONAL CASEWORK, INC. 401K PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$705,136
Total of all expenses incurred2020-12-31$1,349,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,345,627
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$237,923
Value of total assets at end of year2020-12-31$3,620,983
Value of total assets at beginning of year2020-12-31$4,264,876
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$3,402
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$430,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$187,325
Participant contributions at end of year2020-12-31$16,256
Participant contributions at beginning of year2020-12-31$44,333
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-643,893
Value of net assets at end of year (total assets less liabilities)2020-12-31$3,620,983
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,264,876
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$3,402
Value of interest in pooled separate accounts at end of year2020-12-31$3,520,489
Value of interest in pooled separate accounts at beginning of year2020-12-31$4,105,403
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$84,238
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$115,140
Net investment gain/loss from pooled separate accounts2020-12-31$467,213
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$50,598
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,345,627
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ALEXANDER THOMPSON ARNOLD PLLC
Accountancy firm EIN2020-12-31621110839
2019 : INSTITUTIONAL CASEWORK, INC. 401K PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$1,120,831
Total of all expenses incurred2019-12-31$655,865
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$652,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$298,419
Value of total assets at end of year2019-12-31$4,264,876
Value of total assets at beginning of year2019-12-31$3,799,910
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$3,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$198,951
Participant contributions at end of year2019-12-31$44,333
Participant contributions at beginning of year2019-12-31$57,820
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$57,244
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$464,966
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,264,876
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,799,910
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$3,601
Value of interest in pooled separate accounts at end of year2019-12-31$4,105,403
Value of interest in pooled separate accounts at beginning of year2019-12-31$3,632,280
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$115,140
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$109,810
Net investment gain/loss from pooled separate accounts2019-12-31$822,412
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$42,224
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$652,264
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ALEXANDER THOMPSON ARNOLD PLLC
Accountancy firm EIN2019-12-31621110839
2018 : INSTITUTIONAL CASEWORK, INC. 401K PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$-37,415
Total of all expenses incurred2018-12-31$147,931
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$144,161
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$243,809
Value of total assets at end of year2018-12-31$3,799,910
Value of total assets at beginning of year2018-12-31$3,985,256
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$3,770
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$195,221
Participant contributions at end of year2018-12-31$57,820
Participant contributions at beginning of year2018-12-31$48,316
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$7,000
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$144,161
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-185,346
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,799,910
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,985,256
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$3,770
Value of interest in pooled separate accounts at end of year2018-12-31$3,632,280
Value of interest in pooled separate accounts at beginning of year2018-12-31$3,836,234
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$109,810
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$100,706
Net investment gain/loss from pooled separate accounts2018-12-31$-281,224
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$41,588
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ALEXANDER THOMPSON ARNOLD PLLC
Accountancy firm EIN2018-12-31621110839
2017 : INSTITUTIONAL CASEWORK, INC. 401K PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$845,867
Total of all expenses incurred2017-12-31$704,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$700,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$270,441
Value of total assets at end of year2017-12-31$3,985,256
Value of total assets at beginning of year2017-12-31$3,843,552
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$3,985
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$229,765
Participant contributions at end of year2017-12-31$48,316
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$700,178
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$141,704
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,985,256
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,843,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$3,985
Value of interest in pooled separate accounts at end of year2017-12-31$3,836,234
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,757,932
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$100,706
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$85,620
Net investment gain/loss from pooled separate accounts2017-12-31$575,426
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$40,676
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ALEXANDER THOMPSON ARNOLD PLLC
Accountancy firm EIN2017-12-31621110839
2016 : INSTITUTIONAL CASEWORK, INC. 401K PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$602,909
Total of all expenses incurred2016-12-31$383,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$379,768
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$303,500
Value of total assets at end of year2016-12-31$3,843,552
Value of total assets at beginning of year2016-12-31$3,623,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,578
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$261,182
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$379,768
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$219,563
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,843,552
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,623,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$3,578
Value of interest in pooled separate accounts at end of year2016-12-31$3,757,932
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,166,985
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$85,620
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$457,004
Net investment gain/loss from pooled separate accounts2016-12-31$299,409
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$42,318
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ALEXANDER THOMPSON ARNOLD PLLC
Accountancy firm EIN2016-12-31621110839
2015 : INSTITUTIONAL CASEWORK, INC. 401K PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-55,855
Total unrealized appreciation/depreciation of assets2015-12-31$-55,855
Total income from all sources (including contributions)2015-12-31$709,277
Total of all expenses incurred2015-12-31$223,133
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$220,213
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$765,132
Value of total assets at end of year2015-12-31$3,623,989
Value of total assets at beginning of year2015-12-31$3,137,845
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,920
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$326,128
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$390,341
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$220,213
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$486,144
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,623,989
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,137,845
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$2,920
Value of interest in pooled separate accounts at end of year2015-12-31$3,166,985
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,137,845
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$457,004
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$48,663
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ALEXANDER THOMPSON ARNOLD PLLC
Accountancy firm EIN2015-12-31621110839
2014 : INSTITUTIONAL CASEWORK, INC. 401K PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$153,081
Total unrealized appreciation/depreciation of assets2014-12-31$153,081
Total transfer of assets to this plan2014-12-31$1,650,022
Total income from all sources (including contributions)2014-12-31$473,796
Total of all expenses incurred2014-12-31$190,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$190,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$320,715
Value of total assets at end of year2014-12-31$3,137,845
Value of total assets at beginning of year2014-12-31$1,204,477
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$410
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$140,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$259,638
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$190,040
Administrative expenses (other) incurred2014-12-31$410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$283,346
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,137,845
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,204,477
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$3,137,845
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,204,477
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$61,077
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ALEXANDER THOMPSON ARNOLD PLLC
Accountancy firm EIN2014-12-31621110839
2013 : INSTITUTIONAL CASEWORK, INC. 401K PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$183,501
Total unrealized appreciation/depreciation of assets2013-12-31$183,501
Total income from all sources (including contributions)2013-12-31$271,047
Total of all expenses incurred2013-12-31$79,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$79,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$87,546
Value of total assets at end of year2013-12-31$1,204,477
Value of total assets at beginning of year2013-12-31$1,012,774
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$140,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$87,546
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$79,344
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$191,703
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,204,477
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,012,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$1,204,477
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,012,774
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ALEXANDER THOMPSON ARNOLD PLLC
Accountancy firm EIN2013-12-31621110839
2012 : INSTITUTIONAL CASEWORK, INC. 401K PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$113,567
Total unrealized appreciation/depreciation of assets2012-12-31$113,567
Total income from all sources (including contributions)2012-12-31$202,341
Total of all expenses incurred2012-12-31$195,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$195,356
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$88,774
Value of total assets at end of year2012-12-31$1,012,774
Value of total assets at beginning of year2012-12-31$1,005,789
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$140,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$88,774
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$195,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,985
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,012,774
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,005,789
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,012,774
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,005,789
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ALEXANDER THOMPSON ARNOLD PLLC
Accountancy firm EIN2012-12-31621110839
2011 : INSTITUTIONAL CASEWORK, INC. 401K PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-16,871
Total unrealized appreciation/depreciation of assets2011-12-31$-16,871
Total income from all sources (including contributions)2011-12-31$121,801
Total of all expenses incurred2011-12-31$49,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$49,897
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$138,672
Value of total assets at end of year2011-12-31$1,005,789
Value of total assets at beginning of year2011-12-31$933,885
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$140,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$106,855
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,916
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$49,897
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$71,904
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,005,789
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$933,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,005,789
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$903,885
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$29,901
Employer contributions (assets) at beginning of year2011-12-31$30,000
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31ALEXANDER THOMPSON ARNOLD PLLC
Accountancy firm EIN2011-12-31621110839
2010 : INSTITUTIONAL CASEWORK, INC. 401K PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$98,691
Total unrealized appreciation/depreciation of assets2010-12-31$98,691
Total income from all sources (including contributions)2010-12-31$214,011
Total of all expenses incurred2010-12-31$12,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$12,853
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$115,320
Value of total assets at end of year2010-12-31$933,885
Value of total assets at beginning of year2010-12-31$732,727
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$140,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$115,320
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$12,853
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$201,158
Value of net assets at end of year (total assets less liabilities)2010-12-31$933,885
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$732,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$903,885
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$682,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Employer contributions (assets) at end of year2010-12-31$30,000
Employer contributions (assets) at beginning of year2010-12-31$50,000
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31ALEXANDER THOMPSON ARNOLD PLLC
Accountancy firm EIN2010-12-31621110839

Form 5500 Responses for INSTITUTIONAL CASEWORK, INC. 401K PLAN

2022: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: INSTITUTIONAL CASEWORK, INC. 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number805562
Policy instance 1
Insurance contract or identification number805562
Number of Individuals Covered273
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $6,513
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,513
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number805562
Policy instance 1
Insurance contract or identification number805562
Number of Individuals Covered273
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $8,774
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,774
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number805562
Policy instance 1
Insurance contract or identification number805562
Number of Individuals Covered273
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number805562-000
Policy instance 1
Insurance contract or identification number805562-000
Number of Individuals Covered246
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $10,081
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,081
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number805562-000
Policy instance 1
Insurance contract or identification number805562-000
Number of Individuals Covered246
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $10,080
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,425
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number805562-000
Policy instance 1
Insurance contract or identification number805562-000
Number of Individuals Covered246
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $9,834
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,834
Insurance broker organization code?3
Insurance broker nameINVEST FINANCIAL JAMES ROBERTSON
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number805562-000
Policy instance 1
Insurance contract or identification number805562-000
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $9,756
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,756
Insurance broker organization code?3
Insurance broker nameINVEST FINANCIAL JAMES ROBERTSON
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number805562-000
Policy instance 1
Insurance contract or identification number805562-000
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $16,291
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,291
Insurance broker organization code?3
Insurance broker nameINVEST FINANCIAL JAMES ROBERTSON
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-802822
Policy instance 1
Insurance contract or identification numberGA-802822
Number of Individuals Covered68
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $3,828
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,828
Insurance broker organization code?3
Insurance broker nameEDWARD JONES
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-802822
Policy instance 1
Insurance contract or identification numberGA-802822
Number of Individuals Covered75
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $4,889
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,865
Insurance broker organization code?3
Insurance broker nameEDWARD D JONES & CO
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-802822
Policy instance 1
Insurance contract or identification numberGA-802822
Number of Individuals Covered81
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $4,701
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-802822
Policy instance 1
Insurance contract or identification numberGA-802822
Number of Individuals Covered88
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $3,563
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,877
Insurance broker organization code?3
Insurance broker nameEDWARD D JONES & CO

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