401k Plan data: ALEXANDER GALLO HOLDINGS, LLC 401K PLAN plan

ALEXANDER GALLO HOLDINGS, LLC 401K PLAN 401k Plan overview

Plan Name	ALEXANDER GALLO HOLDINGS, LLC 401K PLAN
Plan identification number	001

ALEXANDER GALLO HOLDINGS, LLC 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALEXANDER GALLO HOLDINGS, LLC has sponsored the creation of one or more 401k plans.

Company Name: ALEXANDER GALLO HOLDINGS, LLC

Employer identification number (EIN): 204254040

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALEXANDER GALLO HOLDINGS, LLC 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2011-07-01 STUART LAUBENSTEIN STUART LAUBENSTEIN 2013-04-15
001 2009-07-01 TRISH DEVORE TRISH DEVORE 2011-04-15
001 2009-01-01 SHEREE KNOWLES

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2011-07-01	STUART LAUBENSTEIN	STUART LAUBENSTEIN	2013-04-15
001	2009-07-01	TRISH DEVORE	TRISH DEVORE	2011-04-15
001	2009-01-01	SHEREE KNOWLES

Plan Statistics for ALEXANDER GALLO HOLDINGS, LLC 401K PLAN

401k plan membership statisitcs for ALEXANDER GALLO HOLDINGS, LLC 401K PLAN

Measure Date Value
2011: ALEXANDER GALLO HOLDINGS, LLC 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 788
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 0
Number of retired or separated participants receiving benefits 2011-07-01 0
Number of other retired or separated participants entitled to future benefits 2011-07-01 0
Total of all active and inactive participants 2011-07-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 0
Total participants 2011-07-01 0
Number of participants with account balances 2011-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 0
2009: ALEXANDER GALLO HOLDINGS, LLC 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 613
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 695
Number of retired or separated participants receiving benefits 2009-07-01 0
Number of other retired or separated participants entitled to future benefits 2009-07-01 223
Total of all active and inactive participants 2009-07-01 918
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 918
Number of participants with account balances 2009-07-01 872
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 0
Total participants, beginning-of-year 2009-01-01 613
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 536
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 58
Total of all active and inactive participants 2009-01-01 594
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 594
Number of participants with account balances 2009-01-01 213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2011: ALEXANDER GALLO HOLDINGS, LLC 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	788
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	0
Number of retired or separated participants receiving benefits	2011-07-01	0
Number of other retired or separated participants entitled to future benefits	2011-07-01	0
Total of all active and inactive participants	2011-07-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	0
Total participants	2011-07-01	0
Number of participants with account balances	2011-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	0
2009: ALEXANDER GALLO HOLDINGS, LLC 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	613
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	695
Number of retired or separated participants receiving benefits	2009-07-01	0
Number of other retired or separated participants entitled to future benefits	2009-07-01	223
Total of all active and inactive participants	2009-07-01	918
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	918
Number of participants with account balances	2009-07-01	872
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	0
Total participants, beginning-of-year	2009-01-01	613
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	536
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	58
Total of all active and inactive participants	2009-01-01	594
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	594
Number of participants with account balances	2009-01-01	213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ALEXANDER GALLO HOLDINGS, LLC 401K PLAN

Measure	Date	Value
2012 : ALEXANDER GALLO HOLDINGS, LLC 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$188,905
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$9,906,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$9,877,913
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$424,855
Value of total assets at end of year	2012-06-30	$0
Value of total assets at beginning of year	2012-06-30	$9,717,699
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$28,691
Total interest from all sources	2012-06-30	$4,018
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$206,020
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-06-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2012-06-30	$206,020
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Contributions received from participants	2012-06-30	$343,575
Participant contributions at end of year	2012-06-30	$0
Participant contributions at beginning of year	2012-06-30	$152,202
Income. Received or receivable in cash from other sources (including rollovers)	2012-06-30	$81,280
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-06-30	$79,296
Other income not declared elsewhere	2012-06-30	$109
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$-9,717,699
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$9,717,699
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$9,283,153
Interest on participant loans	2012-06-30	$4,018
Value of interest in common/collective trusts at end of year	2012-06-30	$0
Value of interest in common/collective trusts at beginning of year	2012-06-30	$282,344
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$-446,097
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$9,798,617
Contract administrator fees	2012-06-30	$28,691
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-06-30	No
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	ARNOLD GALLIVAN LEVESQUE PC
Accountancy firm EIN	2012-06-30	260863073
2011 : ALEXANDER GALLO HOLDINGS, LLC 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total income from all sources (including contributions)	2011-06-30	$2,756,540
Total loss/gain on sale of assets	2011-06-30	$0
Total of all expenses incurred	2011-06-30	$1,228,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$1,162,314
Expenses. Certain deemed distributions of participant loans	2011-06-30	$35,555
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$1,062,271
Value of total assets at end of year	2011-06-30	$9,717,699
Value of total assets at beginning of year	2011-06-30	$8,189,868
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$30,840
Total interest from all sources	2011-06-30	$7,145
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$164,229
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-06-30	$164,229
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2011-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Contributions received from participants	2011-06-30	$1,060,533
Participant contributions at end of year	2011-06-30	$152,202
Participant contributions at beginning of year	2011-06-30	$193,239
Participant contributions at beginning of year	2011-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-06-30	$1,738
Other income not declared elsewhere	2011-06-30	$-7,575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$1,527,831
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$9,717,699
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$8,189,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Investment advisory and management fees	2011-06-30	$30,840
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$9,283,153
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$7,783,811
Interest on participant loans	2011-06-30	$7,145
Value of interest in common/collective trusts at end of year	2011-06-30	$282,344
Value of interest in common/collective trusts at beginning of year	2011-06-30	$212,818
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$1,530,470
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$1,162,314
Did the plan have assets held for investment	2011-06-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No

Form 5500 Responses for ALEXANDER GALLO HOLDINGS, LLC 401K PLAN

2011: ALEXANDER GALLO HOLDINGS, LLC 401K PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	Yes
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement – Insurance	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2009: ALEXANDER GALLO HOLDINGS, LLC 401K PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Insurance	Yes
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement – Insurance	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ALEXANDER GALLO HOLDINGS, LLC
Employer identification number (EIN):	204254040
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers