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ALPHA VISTA 401K PLAN 401k Plan overview

Plan NameALPHA VISTA 401K PLAN
Plan identification number 001

ALPHA VISTA 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ALPHA VISTA SERVICES INC has sponsored the creation of one or more 401k plans.

Company Name:ALPHA VISTA SERVICES INC
Employer identification number (EIN):204396251
NAIC Classification:621340
NAIC Description:Offices of Physical, Occupational and Speech Therapists, and Audiologists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALPHA VISTA 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01 JENNIFER HOPKINS2018-02-15
0012016-01-01JENNIFER HOPKINS JENNIFER HOPKINS2017-10-06
0012015-01-01JENNIFER HOPKINS
0012015-01-01
0012014-01-01PRADEESH THOMAS PRADEESH THOMAS2015-10-15
0012013-01-01PRADEESH THOMAS
0012012-01-01PRADEESH THOMAS
0012011-01-01PRADEESH THOMAS
0012010-01-01PRADEESH THOMAS2011-10-13
0012009-01-01PRADEESH THOMAS
0012008-01-01

Plan Statistics for ALPHA VISTA 401K PLAN

401k plan membership statisitcs for ALPHA VISTA 401K PLAN

Measure Date Value
2017: ALPHA VISTA 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01215
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ALPHA VISTA 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01212
Total number of active participants reported on line 7a of the Form 55002016-01-01191
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0131
Total of all active and inactive participants2016-01-01222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01222
Number of participants with account balances2016-01-0173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: ALPHA VISTA 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01188
Total number of active participants reported on line 7a of the Form 55002015-01-01181
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0130
Total of all active and inactive participants2015-01-01211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01211
Number of participants with account balances2015-01-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: ALPHA VISTA 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01179
Total number of active participants reported on line 7a of the Form 55002014-01-01148
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0133
Total of all active and inactive participants2014-01-01181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01181
Number of participants with account balances2014-01-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ALPHA VISTA 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01163
Total number of active participants reported on line 7a of the Form 55002013-01-01142
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0130
Total of all active and inactive participants2013-01-01172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01172
Number of participants with account balances2013-01-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: ALPHA VISTA 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01135
Total number of active participants reported on line 7a of the Form 55002012-01-01144
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0119
Total of all active and inactive participants2012-01-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01163
Number of participants with account balances2012-01-0162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: ALPHA VISTA 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01144
Total number of active participants reported on line 7a of the Form 55002011-01-01116
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0119
Total of all active and inactive participants2011-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01135
Number of participants with account balances2011-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2009: ALPHA VISTA 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01104
Total number of active participants reported on line 7a of the Form 55002009-01-01103
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01104
Number of participants with account balances2009-01-0138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ALPHA VISTA 401K PLAN

Measure Date Value
2017 : ALPHA VISTA 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-05-31$0
Total transfer of assets to this plan2017-05-31$0
Total transfer of assets from this plan2017-05-31$2,260,660
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-05-31$0
Total income from all sources (including contributions)2017-05-31$283,979
Total loss/gain on sale of assets2017-05-31$0
Total of all expenses incurred2017-05-31$181,490
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-05-31$180,593
Expenses. Certain deemed distributions of participant loans2017-05-31$439
Value of total corrective distributions2017-05-31$183
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-05-31$137,834
Value of total assets at end of year2017-05-31$0
Value of total assets at beginning of year2017-05-31$2,158,171
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-05-31$275
Total interest from all sources2017-05-31$1,296
Total dividends received (eg from common stock, registered investment company shares)2017-05-31$1,068
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-05-31$1,068
Was this plan covered by a fidelity bond2017-05-31Yes
Value of fidelity bond cover2017-05-31$216,000
If this is an individual account plan, was there a blackout period2017-05-31No
Were there any nonexempt tranactions with any party-in-interest2017-05-31No
Contributions received from participants2017-05-31$137,834
Participant contributions at beginning of year2017-05-31$57,175
Administrative expenses (other) incurred2017-05-31$275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-05-31No
Value of net income/loss2017-05-31$102,489
Value of net assets at end of year (total assets less liabilities)2017-05-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-05-31$2,158,171
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-05-31No
Were any leases to which the plan was party in default or uncollectible2017-05-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-05-31$1,763,039
Interest on participant loans2017-05-31$1,283
Value of interest in common/collective trusts at beginning of year2017-05-31$195,289
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-05-31$142,668
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-05-31$142,668
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-05-31$13
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-05-31$133,084
Net investment gain or loss from common/collective trusts2017-05-31$10,697
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-05-31No
Was there a failure to transmit to the plan any participant contributions2017-05-31No
Has the plan failed to provide any benefit when due under the plan2017-05-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-05-31$180,593
Did the plan have assets held for investment2017-05-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-05-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-05-31Yes
Opinion of an independent qualified public accountant for this plan2017-05-31Disclaimer
Accountancy firm name2017-05-31PLANTE MORAN
Accountancy firm EIN2017-05-31381357951
2016 : ALPHA VISTA 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$494,886
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$311,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$288,646
Expenses. Certain deemed distributions of participant loans2016-12-31$11,256
Value of total corrective distributions2016-12-31$10,627
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$356,733
Value of total assets at end of year2016-12-31$2,158,171
Value of total assets at beginning of year2016-12-31$1,974,414
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$600
Total interest from all sources2016-12-31$3,002
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$61,633
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$61,633
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$198,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$349,256
Participant contributions at end of year2016-12-31$57,175
Participant contributions at beginning of year2016-12-31$87,274
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$7,477
Other income not declared elsewhere2016-12-31$262
Administrative expenses (other) incurred2016-12-31$600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$183,757
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,158,171
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,974,414
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,763,039
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,568,345
Interest on participant loans2016-12-31$3,002
Value of interest in common/collective trusts at end of year2016-12-31$195,289
Value of interest in common/collective trusts at beginning of year2016-12-31$124,143
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$142,668
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$194,652
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$194,652
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$54,118
Net investment gain or loss from common/collective trusts2016-12-31$19,138
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$288,646
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PLANTE MORAN
Accountancy firm EIN2016-12-31381357951
2015 : ALPHA VISTA 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$315,595
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$130,553
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$128,773
Expenses. Certain deemed distributions of participant loans2015-12-31$467
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$345,223
Value of total assets at end of year2015-12-31$1,974,414
Value of total assets at beginning of year2015-12-31$1,789,372
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,313
Total interest from all sources2015-12-31$5,264
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$97,829
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$97,829
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$179,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$315,189
Participant contributions at end of year2015-12-31$87,274
Participant contributions at beginning of year2015-12-31$137,073
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$13,286
Administrative expenses (other) incurred2015-12-31$1,313
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$185,042
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,974,414
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,789,372
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,568,345
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,383,293
Interest on participant loans2015-12-31$5,264
Value of interest in common/collective trusts at end of year2015-12-31$124,143
Value of interest in common/collective trusts at beginning of year2015-12-31$124,337
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$194,652
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$144,669
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$144,669
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-131,033
Net investment gain or loss from common/collective trusts2015-12-31$-1,688
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$16,748
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$128,773
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CPAAUDITOR, INC
Accountancy firm EIN2015-12-31461044846
2014 : ALPHA VISTA 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$447,767
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$75,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$59,954
Expenses. Certain deemed distributions of participant loans2014-12-31$12,253
Value of total corrective distributions2014-12-31$2,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$374,406
Value of total assets at end of year2014-12-31$1,789,372
Value of total assets at beginning of year2014-12-31$1,416,710
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$825
Total interest from all sources2014-12-31$4,424
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$75,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$75,676
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$142,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$315,445
Participant contributions at end of year2014-12-31$137,073
Participant contributions at beginning of year2014-12-31$116,826
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$8,300
Administrative expenses (other) incurred2014-12-31$825
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$372,662
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,789,372
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,416,710
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,383,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,083,814
Interest on participant loans2014-12-31$4,424
Value of interest in common/collective trusts at end of year2014-12-31$124,337
Value of interest in common/collective trusts at beginning of year2014-12-31$196,560
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$144,669
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$19,510
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$19,510
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-13,226
Net investment gain or loss from common/collective trusts2014-12-31$6,487
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$50,661
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$59,954
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CPAAUDITOR, INC
Accountancy firm EIN2014-12-31461044846
2013 : ALPHA VISTA 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$600,939
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$93,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$87,358
Value of total corrective distributions2013-12-31$5,670
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$384,312
Value of total assets at end of year2013-12-31$1,416,710
Value of total assets at beginning of year2013-12-31$909,674
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$875
Total interest from all sources2013-12-31$1,389
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$35,424
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$35,424
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$91,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$342,753
Participant contributions at end of year2013-12-31$116,826
Participant contributions at beginning of year2013-12-31$27,589
Administrative expenses (other) incurred2013-12-31$875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$507,036
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,416,710
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$909,674
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,083,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$706,009
Interest on participant loans2013-12-31$1,389
Value of interest in common/collective trusts at end of year2013-12-31$196,560
Value of interest in common/collective trusts at beginning of year2013-12-31$98,441
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$19,510
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$77,635
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$77,635
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$147,664
Net investment gain or loss from common/collective trusts2013-12-31$32,150
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$41,559
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$87,358
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CPAAUDITOR, INC
Accountancy firm EIN2013-12-31461044846
2012 : ALPHA VISTA 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$296,509
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$27,735
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$22,710
Value of total corrective distributions2012-12-31$4,750
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$207,993
Value of total assets at end of year2012-12-31$909,674
Value of total assets at beginning of year2012-12-31$640,900
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$275
Total interest from all sources2012-12-31$1,170
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$10,444
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$10,444
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$65,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$207,993
Participant contributions at end of year2012-12-31$27,589
Participant contributions at beginning of year2012-12-31$21,973
Administrative expenses (other) incurred2012-12-31$275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$268,774
Value of net assets at end of year (total assets less liabilities)2012-12-31$909,674
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$640,900
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$706,009
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$496,412
Interest on participant loans2012-12-31$1,170
Value of interest in common/collective trusts at end of year2012-12-31$98,441
Value of interest in common/collective trusts at beginning of year2012-12-31$55,983
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$77,635
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$66,532
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$66,532
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$68,223
Net investment gain or loss from common/collective trusts2012-12-31$8,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$22,710
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAY AREA STARTUPS SERVICES, INC.
Accountancy firm EIN2012-12-31454041881
2011 : ALPHA VISTA 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$225,477
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$37,311
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$36,786
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$248,965
Value of total assets at end of year2011-12-31$640,900
Value of total assets at beginning of year2011-12-31$452,734
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$525
Total interest from all sources2011-12-31$456
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$8,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$8,000
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$46,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$188,129
Participant contributions at end of year2011-12-31$21,973
Participant contributions at beginning of year2011-12-31$3,000
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$8,316
Administrative expenses (other) incurred2011-12-31$525
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$188,166
Value of net assets at end of year (total assets less liabilities)2011-12-31$640,900
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$452,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$496,412
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$350,708
Interest on participant loans2011-12-31$456
Value of interest in common/collective trusts at end of year2011-12-31$55,983
Value of interest in common/collective trusts at beginning of year2011-12-31$46,419
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$66,532
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$52,607
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$52,607
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-33,314
Net investment gain or loss from common/collective trusts2011-12-31$1,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$52,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$36,786
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BAY AREA STARTUPS SERVICES, INC.
Accountancy firm EIN2011-12-31454041881
2009 : ALPHA VISTA 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ALPHA VISTA 401K PLAN

2017: ALPHA VISTA 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ALPHA VISTA 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ALPHA VISTA 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ALPHA VISTA 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ALPHA VISTA 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ALPHA VISTA 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ALPHA VISTA 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ALPHA VISTA 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes
2008: ALPHA VISTA 401K PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01First time form 5500 has been submittedYes
2008-01-01Submission has been amendedNo
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo

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