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HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameHOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN
Plan identification number 001

HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HOUSTON METRO UROLOGY, PA has sponsored the creation of one or more 401k plans.

Company Name:HOUSTON METRO UROLOGY, PA
Employer identification number (EIN):204473802
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01STEVE WEIL
0012016-01-01STEVE WEIL
0012015-01-01STEVE WEIL
0012014-01-01STEVE WEIL
0012013-01-01CLAY MA
0012012-01-01STEVE WEIL STEVE WEIL2013-10-01
0012011-01-01KENNETH POWELL
0012010-01-01KENNETH POWELL

Plan Statistics for HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01187
Total number of active participants reported on line 7a of the Form 55002022-01-01117
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-0156
Total of all active and inactive participants2022-01-01174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01174
Number of participants with account balances2022-01-01167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-017
2021: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01189
Total number of active participants reported on line 7a of the Form 55002021-01-01123
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-0159
Total of all active and inactive participants2021-01-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01184
Number of participants with account balances2021-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012
2020: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01189
Total number of active participants reported on line 7a of the Form 55002020-01-01125
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-0156
Total of all active and inactive participants2020-01-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01182
Number of participants with account balances2020-01-01182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-016
2019: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01184
Total number of active participants reported on line 7a of the Form 55002019-01-01125
Number of retired or separated participants receiving benefits2019-01-016
Number of other retired or separated participants entitled to future benefits2019-01-0152
Total of all active and inactive participants2019-01-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01183
Number of participants with account balances2019-01-01183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2018: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01189
Total number of active participants reported on line 7a of the Form 55002018-01-01122
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-0152
Total of all active and inactive participants2018-01-01176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01176
Number of participants with account balances2018-01-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-019
2017: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01157
Total number of active participants reported on line 7a of the Form 55002017-01-01135
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-0149
Total of all active and inactive participants2017-01-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01187
Number of participants with account balances2017-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0124
2016: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01240
Total number of active participants reported on line 7a of the Form 55002016-01-01159
Number of retired or separated participants receiving benefits2016-01-0130
Number of other retired or separated participants entitled to future benefits2016-01-0153
Total of all active and inactive participants2016-01-01242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01242
Number of participants with account balances2016-01-01226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01229
Total number of active participants reported on line 7a of the Form 55002015-01-01141
Number of retired or separated participants receiving benefits2015-01-0125
Number of other retired or separated participants entitled to future benefits2015-01-0155
Total of all active and inactive participants2015-01-01221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01221
Number of participants with account balances2015-01-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0114
2014: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01207
Total number of active participants reported on line 7a of the Form 55002014-01-01142
Number of retired or separated participants receiving benefits2014-01-0125
Number of other retired or separated participants entitled to future benefits2014-01-0138
Total of all active and inactive participants2014-01-01205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01205
Number of participants with account balances2014-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0110
2013: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01187
Total number of active participants reported on line 7a of the Form 55002013-01-01141
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0156
Total of all active and inactive participants2013-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01197
Number of participants with account balances2013-01-01179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01164
Total number of active participants reported on line 7a of the Form 55002012-01-01122
Number of other retired or separated participants entitled to future benefits2012-01-0136
Total of all active and inactive participants2012-01-01158
Total participants2012-01-01158
Number of participants with account balances2012-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-019
2011: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01147
Total number of active participants reported on line 7a of the Form 55002011-01-01117
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0132
Total of all active and inactive participants2011-01-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01149
Number of participants with account balances2011-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2010: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01135
Total number of active participants reported on line 7a of the Form 55002010-01-01109
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0128
Total of all active and inactive participants2010-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01137
Number of participants with account balances2010-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-017

Financial Data on HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-4,618,814
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$4,345,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,287,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,775,035
Value of total assets at end of year2022-12-31$33,216,630
Value of total assets at beginning of year2022-12-31$42,180,517
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$57,237
Total interest from all sources2022-12-31$13,103
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$194,331
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$194,331
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$691,971
Participant contributions at end of year2022-12-31$205,940
Participant contributions at beginning of year2022-12-31$236,281
Participant contributions at end of year2022-12-31$38,763
Participant contributions at beginning of year2022-12-31$50,302
Assets. Other investments not covered elsewhere at end of year2022-12-31$3,093,910
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$3,451,341
Liabilities. Value of operating payables at end of year2022-12-31$0
Liabilities. Value of operating payables at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-8,963,887
Value of net assets at end of year (total assets less liabilities)2022-12-31$33,216,630
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$42,180,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$8
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$5,914,886
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$7,163,504
Value of interest in pooled separate accounts at end of year2022-12-31$7,498,182
Value of interest in pooled separate accounts at beginning of year2022-12-31$7,621,192
Interest on participant loans2022-12-31$13,103
Value of interest in common/collective trusts at end of year2022-12-31$14,893,850
Value of interest in common/collective trusts at beginning of year2022-12-31$21,838,172
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$512,027
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$805,935
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,222,247
Net investment gain/loss from pooled separate accounts2022-12-31$-1,921,654
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,083,064
Employer contributions (assets) at end of year2022-12-31$1,059,072
Employer contributions (assets) at beginning of year2022-12-31$1,013,790
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,287,836
Contract administrator fees2022-12-31$57,229
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EEPB
Accountancy firm EIN2022-12-31760222094
2021 : HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$6,935,407
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,211,670
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,129,216
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,769,646
Value of total assets at end of year2021-12-31$42,180,517
Value of total assets at beginning of year2021-12-31$36,456,780
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$82,454
Total interest from all sources2021-12-31$16,845
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$169,928
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$169,928
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$751,521
Participant contributions at end of year2021-12-31$236,281
Participant contributions at beginning of year2021-12-31$288,671
Participant contributions at end of year2021-12-31$50,302
Participant contributions at beginning of year2021-12-31$50,231
Assets. Other investments not covered elsewhere at end of year2021-12-31$3,451,341
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$2,415,821
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$4,335
Other income not declared elsewhere2021-12-31$475,405
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$5,723,737
Value of net assets at end of year (total assets less liabilities)2021-12-31$42,180,517
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$36,456,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$7,163,504
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$5,947,920
Value of interest in pooled separate accounts at end of year2021-12-31$7,621,192
Value of interest in pooled separate accounts at beginning of year2021-12-31$7,169,220
Value of interest in common/collective trusts at end of year2021-12-31$21,838,172
Value of interest in common/collective trusts at beginning of year2021-12-31$18,748,578
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$16,845
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$805,935
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$818,069
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$903,064
Net investment gain/loss from pooled separate accounts2021-12-31$1,031,364
Net investment gain or loss from common/collective trusts2021-12-31$2,569,155
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,013,790
Employer contributions (assets) at end of year2021-12-31$1,013,790
Employer contributions (assets) at beginning of year2021-12-31$1,018,270
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,129,216
Contract administrator fees2021-12-31$82,454
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EEPB
Accountancy firm EIN2021-12-31760222094
2020 : HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$5,779,571
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$533,684
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$468,748
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,802,452
Value of total assets at end of year2020-12-31$36,456,780
Value of total assets at beginning of year2020-12-31$31,210,893
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$64,936
Total interest from all sources2020-12-31$38,369
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$118,128
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$118,128
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$704,012
Participant contributions at end of year2020-12-31$288,671
Participant contributions at beginning of year2020-12-31$293,559
Participant contributions at end of year2020-12-31$50,231
Participant contributions at beginning of year2020-12-31$30,969
Assets. Other investments not covered elsewhere at end of year2020-12-31$2,415,821
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$2,044,593
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$80,170
Other income not declared elsewhere2020-12-31$159,422
Liabilities. Value of operating payables at end of year2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,245,887
Value of net assets at end of year (total assets less liabilities)2020-12-31$36,456,780
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$31,210,893
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$5,947,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$3,258,202
Value of interest in pooled separate accounts at end of year2020-12-31$7,169,220
Value of interest in pooled separate accounts at beginning of year2020-12-31$6,176,750
Interest on participant loans2020-12-31$17,839
Interest earned on other investments2020-12-31$20,530
Value of interest in common/collective trusts at end of year2020-12-31$18,748,578
Value of interest in common/collective trusts at beginning of year2020-12-31$17,302,024
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$818,069
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,140,600
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$526,562
Net investment gain/loss from pooled separate accounts2020-12-31$851,973
Net investment gain or loss from common/collective trusts2020-12-31$2,282,665
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,018,270
Employer contributions (assets) at end of year2020-12-31$1,018,270
Employer contributions (assets) at beginning of year2020-12-31$964,196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$468,748
Contract administrator fees2020-12-31$64,936
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MELTON & MELTON
Accountancy firm EIN2020-12-31741550819
2019 : HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$6,626,203
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,371,514
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,310,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,616,235
Value of total assets at end of year2019-12-31$31,210,893
Value of total assets at beginning of year2019-12-31$26,956,204
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$61,459
Total interest from all sources2019-12-31$37,942
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$141,390
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$141,390
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$624,582
Participant contributions at end of year2019-12-31$293,559
Participant contributions at beginning of year2019-12-31$255,265
Participant contributions at end of year2019-12-31$30,969
Participant contributions at beginning of year2019-12-31$19,829
Assets. Other investments not covered elsewhere at end of year2019-12-31$2,044,593
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$3,756,182
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$27,457
Other income not declared elsewhere2019-12-31$282,096
Liabilities. Value of operating payables at end of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,254,689
Value of net assets at end of year (total assets less liabilities)2019-12-31$31,210,893
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$26,956,204
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,258,202
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,456,273
Value of interest in pooled separate accounts at end of year2019-12-31$6,176,750
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,675,520
Interest on participant loans2019-12-31$18,292
Interest earned on other investments2019-12-31$19,650
Value of interest in common/collective trusts at end of year2019-12-31$17,302,024
Value of interest in common/collective trusts at beginning of year2019-12-31$13,731,942
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,140,600
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,086,058
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$517,342
Net investment gain/loss from pooled separate accounts2019-12-31$1,032,963
Net investment gain or loss from common/collective trusts2019-12-31$2,998,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$964,196
Employer contributions (assets) at end of year2019-12-31$964,196
Employer contributions (assets) at beginning of year2019-12-31$975,135
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,310,055
Contract administrator fees2019-12-31$61,459
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MELTON & MELTON
Accountancy firm EIN2019-12-31741550819
2018 : HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-5,685
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,907,069
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,844,536
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,621,789
Value of total assets at end of year2018-12-31$26,956,204
Value of total assets at beginning of year2018-12-31$29,868,958
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$62,533
Total interest from all sources2018-12-31$30,482
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$54,884
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$54,884
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$646,654
Participant contributions at end of year2018-12-31$255,265
Participant contributions at beginning of year2018-12-31$159,388
Participant contributions at end of year2018-12-31$19,829
Participant contributions at beginning of year2018-12-31$34,634
Assets. Other investments not covered elsewhere at end of year2018-12-31$3,756,182
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$3,798,834
Other income not declared elsewhere2018-12-31$-92,591
Liabilities. Value of operating payables at end of year2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,912,754
Value of net assets at end of year (total assets less liabilities)2018-12-31$26,956,204
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$29,868,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,456,273
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,590,735
Value of interest in pooled separate accounts at end of year2018-12-31$4,675,520
Value of interest in pooled separate accounts at beginning of year2018-12-31$3,955,726
Interest on participant loans2018-12-31$12,372
Interest earned on other investments2018-12-31$18,110
Value of interest in common/collective trusts at end of year2018-12-31$13,731,942
Value of interest in common/collective trusts at beginning of year2018-12-31$18,302,904
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,086,058
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,019,496
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-207,695
Net investment gain/loss from pooled separate accounts2018-12-31$-318,614
Net investment gain or loss from common/collective trusts2018-12-31$-1,093,940
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$975,135
Employer contributions (assets) at end of year2018-12-31$975,135
Employer contributions (assets) at beginning of year2018-12-31$1,007,241
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,844,536
Contract administrator fees2018-12-31$62,533
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MELTON & MELTON
Accountancy firm EIN2018-12-31741550819
2017 : HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,019
Total income from all sources (including contributions)2017-12-31$5,631,562
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,150,418
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,133,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,130,674
Value of total assets at end of year2017-12-31$29,868,958
Value of total assets at beginning of year2017-12-31$25,388,833
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$17,163
Total interest from all sources2017-12-31$7,845
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,777
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,777
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$714,128
Participant contributions at end of year2017-12-31$159,388
Participant contributions at beginning of year2017-12-31$198,583
Participant contributions at end of year2017-12-31$34,634
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$3,798,834
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$2,951,808
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$409,305
Other income not declared elsewhere2017-12-31$277,811
Liabilities. Value of operating payables at end of year2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$1,019
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$1,019
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,481,144
Value of net assets at end of year (total assets less liabilities)2017-12-31$29,868,958
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$25,387,814
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,590,735
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$20,217,464
Value of interest in pooled separate accounts at end of year2017-12-31$3,955,726
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$7,845
Value of interest in common/collective trusts at end of year2017-12-31$18,302,904
Value of interest in common/collective trusts at beginning of year2017-12-31$137,374
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$827,558
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$827,558
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,019,496
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$0
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$3,213,455
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,007,241
Employer contributions (assets) at end of year2017-12-31$1,007,241
Employer contributions (assets) at beginning of year2017-12-31$1,055,027
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,133,255
Contract administrator fees2017-12-31$17,163
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MELTON & MELTON
Accountancy firm EIN2017-12-31741550819
2016 : HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,019
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$872
Total income from all sources (including contributions)2016-12-31$3,516,751
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$178,832
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$120,965
Expenses. Certain deemed distributions of participant loans2016-12-31$1,298
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,810,937
Value of total assets at end of year2016-12-31$25,388,833
Value of total assets at beginning of year2016-12-31$22,050,767
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$56,569
Total interest from all sources2016-12-31$7,716
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$22,480
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$755,910
Participant contributions at end of year2016-12-31$198,583
Participant contributions at beginning of year2016-12-31$168,117
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$2,951,808
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$2,683,325
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$133,269
Administrative expenses (other) incurred2016-12-31$3
Liabilities. Value of operating payables at end of year2016-12-31$1,019
Liabilities. Value of operating payables at beginning of year2016-12-31$872
Total non interest bearing cash at end of year2016-12-31$1,019
Total non interest bearing cash at beginning of year2016-12-31$872
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,337,919
Value of net assets at end of year (total assets less liabilities)2016-12-31$25,387,814
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$22,049,895
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Investment advisory and management fees2016-12-31$29,449
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$20,217,464
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$17,447,441
Value of interest in pooled separate accounts at end of year2016-12-31$0
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$7,405
Value of interest in master investment trust accounts at end of year2016-12-31$0
Value of interest in master investment trust accounts at beginning of year2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$137,374
Value of interest in common/collective trusts at beginning of year2016-12-31$147,834
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$827,558
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$607,436
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$607,436
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$311
Assets. Value of investments in 103.12 investment entities at end of year2016-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,563,748
Net investment gain or loss from common/collective trusts2016-12-31$1,081
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Assets. Value of employer real property at end of year2016-12-31$0
Assets. Value of employer real property at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$1,055,027
Employer contributions (assets) at end of year2016-12-31$1,055,027
Employer contributions (assets) at beginning of year2016-12-31$995,742
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$120,965
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Contract administrator fees2016-12-31$4,637
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$0
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MELTON & MELTON, LLP
Accountancy firm EIN2016-12-31741550819
2015 : HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$872
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,034
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,141,217
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$428,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$356,902
Expenses. Certain deemed distributions of participant loans2015-12-31$20,636
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,758,637
Value of total assets at end of year2015-12-31$22,050,767
Value of total assets at beginning of year2015-12-31$21,338,692
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$51,442
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$6,882
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$0
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$13,203
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$747,080
Participant contributions at end of year2015-12-31$168,117
Participant contributions at beginning of year2015-12-31$129,476
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$2,683,325
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$2,649,408
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$15,815
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$-52,816
Administrative expenses (other) incurred2015-12-31$4
Liabilities. Value of operating payables at end of year2015-12-31$872
Liabilities. Value of operating payables at beginning of year2015-12-31$1,034
Total non interest bearing cash at end of year2015-12-31$872
Total non interest bearing cash at beginning of year2015-12-31$1,034
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$712,237
Value of net assets at end of year (total assets less liabilities)2015-12-31$22,049,895
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$21,337,658
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Investment advisory and management fees2015-12-31$24,231
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$17,447,441
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$17,076,753
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$7,732
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in master investment trust accounts at end of year2015-12-31$0
Value of interest in master investment trust accounts at beginning of year2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$147,834
Value of interest in common/collective trusts at beginning of year2015-12-31$113,371
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$607,436
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$462,367
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$462,367
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$-850
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-572,282
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$796
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Assets. Value of employer real property at end of year2015-12-31$0
Assets. Value of employer real property at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$995,742
Employer contributions (assets) at end of year2015-12-31$995,742
Employer contributions (assets) at beginning of year2015-12-31$906,283
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$356,902
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Contract administrator fees2015-12-31$14,004
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$0
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MELTON & MELTON, LLP
Accountancy firm EIN2015-12-31741550819
2014 : HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,034
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$6,803
Total income from all sources (including contributions)2014-12-31$2,264,408
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,380,143
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,327,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,547,580
Value of total assets at end of year2014-12-31$21,338,692
Value of total assets at beginning of year2014-12-31$21,460,196
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$52,713
Total interest from all sources2014-12-31$5,381
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$23,576
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$638,626
Participant contributions at end of year2014-12-31$129,476
Participant contributions at beginning of year2014-12-31$142,162
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$10,547
Assets. Other investments not covered elsewhere at end of year2014-12-31$2,649,408
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$4,328,332
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,671
Other income not declared elsewhere2014-12-31$56,635
Liabilities. Value of operating payables at end of year2014-12-31$1,034
Liabilities. Value of operating payables at beginning of year2014-12-31$6,803
Total non interest bearing cash at end of year2014-12-31$1,034
Total non interest bearing cash at beginning of year2014-12-31$33,196
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-115,735
Value of net assets at end of year (total assets less liabilities)2014-12-31$21,337,658
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$21,453,393
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$16,975
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$17,076,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$15,326,034
Interest on participant loans2014-12-31$6,124
Value of interest in common/collective trusts at end of year2014-12-31$113,371
Value of interest in common/collective trusts at beginning of year2014-12-31$103,863
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$462,367
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$579,718
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$579,718
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$-743
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$654,284
Net investment gain or loss from common/collective trusts2014-12-31$528
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$906,283
Employer contributions (assets) at end of year2014-12-31$906,283
Employer contributions (assets) at beginning of year2014-12-31$936,344
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,327,430
Contract administrator fees2014-12-31$12,162
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MELTON & MELTON, LLP
Accountancy firm EIN2014-12-31741550819
2013 : HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$6,803
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$7,059
Total income from all sources (including contributions)2013-12-31$4,792,182
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,298,090
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,217,967
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,597,058
Value of total assets at end of year2013-12-31$21,460,196
Value of total assets at beginning of year2013-12-31$19,966,360
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$80,123
Total interest from all sources2013-12-31$5,568
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$51,291
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$660,714
Participant contributions at end of year2013-12-31$142,162
Participant contributions at beginning of year2013-12-31$164,042
Participant contributions at end of year2013-12-31$10,547
Participant contributions at beginning of year2013-12-31$44,482
Assets. Other investments not covered elsewhere at end of year2013-12-31$4,328,332
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$5,860,814
Other income not declared elsewhere2013-12-31$797,537
Liabilities. Value of operating payables at end of year2013-12-31$6,803
Liabilities. Value of operating payables at beginning of year2013-12-31$7,059
Total non interest bearing cash at end of year2013-12-31$33,196
Total non interest bearing cash at beginning of year2013-12-31$7,059
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,494,092
Value of net assets at end of year (total assets less liabilities)2013-12-31$21,453,393
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,959,301
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$10,778
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$15,326,034
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$12,521,695
Interest on participant loans2013-12-31$6,455
Value of interest in common/collective trusts at end of year2013-12-31$103,863
Value of interest in common/collective trusts at beginning of year2013-12-31$129,244
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$579,718
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$361,127
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$361,127
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$-887
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,391,286
Net investment gain or loss from common/collective trusts2013-12-31$733
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$936,344
Employer contributions (assets) at end of year2013-12-31$936,344
Employer contributions (assets) at beginning of year2013-12-31$877,897
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,217,967
Contract administrator fees2013-12-31$18,054
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MELTON & MELTON, LLP
Accountancy firm EIN2013-12-31741550819
2012 : HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$7,059
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$395
Total income from all sources (including contributions)2012-12-31$3,811,520
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$223,021
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$162,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,554,994
Value of total assets at end of year2012-12-31$19,966,360
Value of total assets at beginning of year2012-12-31$16,371,197
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$60,911
Total interest from all sources2012-12-31$4,985
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$49,122
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$591,623
Participant contributions at end of year2012-12-31$164,042
Participant contributions at beginning of year2012-12-31$113,305
Participant contributions at end of year2012-12-31$44,482
Participant contributions at beginning of year2012-12-31$36,205
Assets. Other investments not covered elsewhere at end of year2012-12-31$5,860,814
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$3,522,557
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$85,474
Other income not declared elsewhere2012-12-31$483,059
Liabilities. Value of operating payables at end of year2012-12-31$7,059
Liabilities. Value of operating payables at beginning of year2012-12-31$395
Total non interest bearing cash at end of year2012-12-31$7,059
Total non interest bearing cash at beginning of year2012-12-31$395
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,588,499
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,959,301
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$16,370,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$7,600
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$12,521,695
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$11,379,027
Interest on participant loans2012-12-31$5,746
Value of interest in common/collective trusts at end of year2012-12-31$129,244
Value of interest in common/collective trusts at beginning of year2012-12-31$134,777
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$361,127
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$323,546
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$323,546
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$-761
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,767,218
Net investment gain or loss from common/collective trusts2012-12-31$1,264
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$877,897
Employer contributions (assets) at end of year2012-12-31$877,897
Employer contributions (assets) at beginning of year2012-12-31$861,385
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$162,110
Contract administrator fees2012-12-31$4,189
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MELTON & MELTON, LLP
Accountancy firm EIN2012-12-31741550819
2011 : HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$395
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$787
Total income from all sources (including contributions)2011-12-31$595,816
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$399,519
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$346,886
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,396,046
Value of total assets at end of year2011-12-31$16,371,197
Value of total assets at beginning of year2011-12-31$16,175,292
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$52,633
Total interest from all sources2011-12-31$5,054
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$10,999
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$534,661
Participant contributions at end of year2011-12-31$113,305
Participant contributions at beginning of year2011-12-31$140,200
Participant contributions at end of year2011-12-31$36,205
Participant contributions at beginning of year2011-12-31$41,045
Assets. Other investments not covered elsewhere at end of year2011-12-31$3,522,557
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$3,474,978
Other income not declared elsewhere2011-12-31$-113,307
Liabilities. Value of operating payables at end of year2011-12-31$395
Liabilities. Value of operating payables at beginning of year2011-12-31$787
Total non interest bearing cash at end of year2011-12-31$395
Total non interest bearing cash at beginning of year2011-12-31$787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$196,297
Value of net assets at end of year (total assets less liabilities)2011-12-31$16,370,802
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$16,174,505
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$37,916
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$11,379,027
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$11,311,985
Interest on participant loans2011-12-31$5,590
Value of interest in common/collective trusts at end of year2011-12-31$134,777
Value of interest in common/collective trusts at beginning of year2011-12-31$113,049
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$323,546
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$306,328
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$306,328
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$-536
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-693,571
Net investment gain or loss from common/collective trusts2011-12-31$1,594
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$861,385
Employer contributions (assets) at end of year2011-12-31$861,385
Employer contributions (assets) at beginning of year2011-12-31$786,920
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$346,886
Contract administrator fees2011-12-31$3,718
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MELTON & MELTON, LLP
Accountancy firm EIN2011-12-31741550819
2010 : HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$787
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$167
Total income from all sources (including contributions)2010-12-31$3,046,796
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$265,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$224,101
Value of total corrective distributions2010-12-31$346
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,276,282
Value of total assets at end of year2010-12-31$16,175,292
Value of total assets at beginning of year2010-12-31$13,393,781
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$41,458
Total interest from all sources2010-12-31$3,989
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$9,717
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$489,362
Participant contributions at end of year2010-12-31$140,200
Participant contributions at beginning of year2010-12-31$104,260
Participant contributions at end of year2010-12-31$41,045
Participant contributions at beginning of year2010-12-31$13,104
Assets. Other investments not covered elsewhere at end of year2010-12-31$3,474,978
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$3,062,447
Other income not declared elsewhere2010-12-31$371,046
Liabilities. Value of operating payables at end of year2010-12-31$787
Liabilities. Value of operating payables at beginning of year2010-12-31$167
Total non interest bearing cash at end of year2010-12-31$787
Total non interest bearing cash at beginning of year2010-12-31$167
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,780,891
Value of net assets at end of year (total assets less liabilities)2010-12-31$16,174,505
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$13,393,614
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$29,909
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$11,311,985
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$9,126,955
Interest on participant loans2010-12-31$4,467
Value of interest in common/collective trusts at end of year2010-12-31$113,049
Value of interest in common/collective trusts at beginning of year2010-12-31$67,368
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$306,328
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$293,443
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$293,443
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$-478
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,393,522
Net investment gain or loss from common/collective trusts2010-12-31$1,957
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$786,920
Employer contributions (assets) at end of year2010-12-31$786,920
Employer contributions (assets) at beginning of year2010-12-31$726,037
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$224,101
Contract administrator fees2010-12-31$1,832
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MELTON & MELTON, LLP
Accountancy firm EIN2010-12-31741550819

Form 5500 Responses for HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN

2022: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HOUSTON METRO UROLOGY, P.A. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number624057
Policy instance 2
Insurance contract or identification number624057
Number of Individuals Covered189
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $8,563
Total amount of fees paid to insurance companyUSD $3,805
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,563
Insurance broker organization code?3
Amount paid for insurance broker fees3805
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered189
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $882
Total amount of fees paid to insurance companyUSD $391
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $882
Insurance broker organization code?3
Amount paid for insurance broker fees391
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number624057
Policy instance 2
Insurance contract or identification number624057
Number of Individuals Covered203
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $10,925
Total amount of fees paid to insurance companyUSD $3,642
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,925
Insurance broker organization code?3
Amount paid for insurance broker fees3642
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered203
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $1,229
Total amount of fees paid to insurance companyUSD $410
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,229
Insurance broker organization code?3
Amount paid for insurance broker fees410
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number624057
Policy instance 2
Insurance contract or identification number624057
Number of Individuals Covered201
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $10,421
Total amount of fees paid to insurance companyUSD $3,474
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,421
Insurance broker organization code?3
Amount paid for insurance broker fees3474
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered201
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $1,749
Total amount of fees paid to insurance companyUSD $583
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,749
Insurance broker organization code?3
Amount paid for insurance broker fees583
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number624057
Policy instance 2
Insurance contract or identification number624057
Number of Individuals Covered204
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $8,265
Total amount of fees paid to insurance companyUSD $2,755
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,265
Insurance broker organization code?3
Amount paid for insurance broker fees2755
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered204
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $1,655
Total amount of fees paid to insurance companyUSD $552
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,655
Insurance broker organization code?3
Amount paid for insurance broker fees552
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number624057
Policy instance 2
Insurance contract or identification number624057
Number of Individuals Covered200
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $6,808
Total amount of fees paid to insurance companyUSD $2,269
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,808
Insurance broker organization code?3
Amount paid for insurance broker fees2269
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered200
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,569
Total amount of fees paid to insurance companyUSD $523
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,569
Insurance broker organization code?3
Amount paid for insurance broker fees523
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number624057
Policy instance 1
Insurance contract or identification number624057
Number of Individuals Covered209
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $4,791
Total amount of fees paid to insurance companyUSD $9,097
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees9097
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameBANCORPSOUTH INS SERVICES INC

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