?>
Logo

THE UNITED DISTRIBUTION GROUP 401(K) PLAN 401k Plan overview

Plan NameTHE UNITED DISTRIBUTION GROUP 401(K) PLAN
Plan identification number 001

THE UNITED DISTRIBUTION GROUP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE UNITED DISTRIBUTION GROUP has sponsored the creation of one or more 401k plans.

Company Name:THE UNITED DISTRIBUTION GROUP
Employer identification number (EIN):204686712
NAIC Classification:423800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE UNITED DISTRIBUTION GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01VANESSA GARZA2023-10-15 RICH POTERO2023-10-15
0012021-01-01VANESSA GARZA2022-10-16 RICH POTERO2022-10-16
0012021-01-01VANESSA GARZA2023-10-29 RICH POTERO2023-10-29
0012020-01-01VANESSA GARZA2021-10-13
0012020-01-01VANESSA GARZA2021-12-15
0012019-01-01KEN BEGLEY2020-11-19
0012019-01-01KEN BEGLEY2020-10-14
0012018-01-01KEN BEGLEY2020-01-07
0012018-01-01KEN BEGLEY2019-10-14
0012017-01-01
0012016-01-01
0012015-01-01KEN BEGLEY
0012015-01-01KEN BEGLEY
0012014-01-01KEN BEGLEY DARRELL COLE2015-10-15

Plan Statistics for THE UNITED DISTRIBUTION GROUP 401(K) PLAN

401k plan membership statisitcs for THE UNITED DISTRIBUTION GROUP 401(K) PLAN

Measure Date Value
2022: THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01657
Total number of active participants reported on line 7a of the Form 55002022-01-01549
Number of retired or separated participants receiving benefits2022-01-0112
Number of other retired or separated participants entitled to future benefits2022-01-01162
Total of all active and inactive participants2022-01-01723
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01723
Number of participants with account balances2022-01-01723
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-016
2021: THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01664
Total number of active participants reported on line 7a of the Form 55002021-01-01477
Number of retired or separated participants receiving benefits2021-01-0110
Number of other retired or separated participants entitled to future benefits2021-01-01170
Total of all active and inactive participants2021-01-01657
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01657
Number of participants with account balances2021-01-01657
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-016
2020: THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01752
Total number of active participants reported on line 7a of the Form 55002020-01-01494
Number of retired or separated participants receiving benefits2020-01-019
Number of other retired or separated participants entitled to future benefits2020-01-01161
Total of all active and inactive participants2020-01-01664
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01664
Number of participants with account balances2020-01-01664
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-016
2019: THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01731
Total number of active participants reported on line 7a of the Form 55002019-01-01599
Number of retired or separated participants receiving benefits2019-01-019
Number of other retired or separated participants entitled to future benefits2019-01-01144
Total of all active and inactive participants2019-01-01752
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01752
Number of participants with account balances2019-01-01752
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0114
2018: THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01704
Total number of active participants reported on line 7a of the Form 55002018-01-01590
Number of retired or separated participants receiving benefits2018-01-018
Number of other retired or separated participants entitled to future benefits2018-01-01133
Total of all active and inactive participants2018-01-01731
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01731
Number of participants with account balances2018-01-01731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-017
2017: THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01699
Total number of active participants reported on line 7a of the Form 55002017-01-01571
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-01126
Total of all active and inactive participants2017-01-01704
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01704
Number of participants with account balances2017-01-01704
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01810
Total number of active participants reported on line 7a of the Form 55002016-01-01571
Number of retired or separated participants receiving benefits2016-01-016
Number of other retired or separated participants entitled to future benefits2016-01-01122
Total of all active and inactive participants2016-01-01699
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01699
Number of participants with account balances2016-01-01699
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015
2015: THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01847
Total number of active participants reported on line 7a of the Form 55002015-01-01691
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-01117
Total of all active and inactive participants2015-01-01810
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01810
Number of participants with account balances2015-01-01810
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0112
2014: THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01377
Total number of active participants reported on line 7a of the Form 55002014-01-01737
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-01109
Total of all active and inactive participants2014-01-01847
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01847
Number of participants with account balances2014-01-01847
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0134

Financial Data on THE UNITED DISTRIBUTION GROUP 401(K) PLAN

Measure Date Value
2022 : THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$66,174
Total income from all sources (including contributions)2022-12-31$-936,499
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$4,324,221
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,306,231
Expenses. Certain deemed distributions of participant loans2022-12-31$3,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,229,720
Value of total assets at end of year2022-12-31$54,405,653
Value of total assets at beginning of year2022-12-31$59,732,547
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$14,990
Total interest from all sources2022-12-31$632,541
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,092,736
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,092,736
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,211,130
Participant contributions at end of year2022-12-31$641,015
Participant contributions at beginning of year2022-12-31$666,187
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$54,957
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,097,323
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$66,174
Other income not declared elsewhere2022-12-31$-580
Administrative expenses (other) incurred2022-12-31$10,130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,260,720
Value of net assets at end of year (total assets less liabilities)2022-12-31$54,405,653
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$59,666,373
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$25,222,635
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$30,200,867
Value of interest in pooled separate accounts at end of year2022-12-31$8,783,277
Value of interest in pooled separate accounts at beginning of year2022-12-31$8,824,011
Interest on participant loans2022-12-31$38,581
Interest earned on other investments2022-12-31$593,960
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$19,758,726
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$19,962,656
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-8,106,368
Net investment gain/loss from pooled separate accounts2022-12-31$-784,548
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$921,267
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$23,869
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,306,231
Contract administrator fees2022-12-31$4,860
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BROWN, EDWARDS & COMPANY, L.L.P.
Accountancy firm EIN2022-12-31540504608
2021 : THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$55,434
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$55,434
Total income from all sources (including contributions)2021-12-31$8,191,285
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$7,058,326
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$6,983,758
Expenses. Certain deemed distributions of participant loans2021-12-31$15,518
Value of total corrective distributions2021-12-31$55,434
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,763,544
Value of total assets at end of year2021-12-31$59,725,427
Value of total assets at beginning of year2021-12-31$58,592,468
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$19,134
Total interest from all sources2021-12-31$630,640
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$314,610
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$314,610
Administrative expenses professional fees incurred2021-12-31$917
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,857,451
Participant contributions at end of year2021-12-31$666,186
Participant contributions at beginning of year2021-12-31$647,177
Participant contributions at end of year2021-12-31$49,266
Participant contributions at beginning of year2021-12-31$49,266
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$117,495
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$55,434
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$55,434
Administrative expenses (other) incurred2021-12-31$18,217
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,132,959
Value of net assets at end of year (total assets less liabilities)2021-12-31$59,669,993
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$58,537,034
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$30,200,867
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$28,904,300
Value of interest in pooled separate accounts at end of year2021-12-31$8,824,011
Value of interest in pooled separate accounts at beginning of year2021-12-31$8,222,878
Interest on participant loans2021-12-31$35,582
Interest earned on other investments2021-12-31$595,058
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$19,962,656
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$20,746,406
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,884,071
Net investment gain/loss from pooled separate accounts2021-12-31$1,598,420
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$788,598
Employer contributions (assets) at end of year2021-12-31$22,441
Employer contributions (assets) at beginning of year2021-12-31$22,441
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$6,983,758
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BROWN, EDWARDS & COMPANY, L.L.P.
Accountancy firm EIN2021-12-31540504608
2020 : THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$55,434
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$49,042
Total income from all sources (including contributions)2020-12-31$10,477,412
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$5,531,539
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,451,040
Value of total corrective distributions2020-12-31$49,042
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,594,914
Value of total assets at end of year2020-12-31$58,592,468
Value of total assets at beginning of year2020-12-31$53,640,203
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$31,457
Total interest from all sources2020-12-31$645,530
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$247,753
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$247,753
Administrative expenses professional fees incurred2020-12-31$10,712
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,861,699
Participant contributions at end of year2020-12-31$647,177
Participant contributions at beginning of year2020-12-31$847,064
Participant contributions at end of year2020-12-31$49,266
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$97,910
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$55,434
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$49,042
Administrative expenses (other) incurred2020-12-31$20,745
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,945,873
Value of net assets at end of year (total assets less liabilities)2020-12-31$58,537,034
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$53,591,161
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$28,904,300
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$25,901,628
Value of interest in pooled separate accounts at end of year2020-12-31$8,222,878
Value of interest in pooled separate accounts at beginning of year2020-12-31$7,621,245
Interest on participant loans2020-12-31$45,498
Interest earned on other investments2020-12-31$600,032
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$20,746,406
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$19,270,266
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,369,482
Net investment gain/loss from pooled separate accounts2020-12-31$619,733
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$635,305
Employer contributions (assets) at end of year2020-12-31$22,441
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,451,040
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BROWN, EDWARDS & COMPANY, L.L.P.
Accountancy firm EIN2020-12-31540504608
2019 : THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$49,042
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$49,042
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$10,330,707
Total income from all sources (including contributions)2019-12-31$10,330,707
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,157,481
Total of all expenses incurred2019-12-31$5,157,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,134,047
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,134,047
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,304,039
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,304,039
Value of total assets at end of year2019-12-31$53,640,203
Value of total assets at end of year2019-12-31$53,640,203
Value of total assets at beginning of year2019-12-31$48,417,935
Value of total assets at beginning of year2019-12-31$48,417,935
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$23,434
Total interest from all sources2019-12-31$616,026
Total interest from all sources2019-12-31$616,026
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$338,960
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$338,960
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$338,960
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$338,960
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,245,520
Contributions received from participants2019-12-31$2,245,520
Participant contributions at end of year2019-12-31$847,064
Participant contributions at end of year2019-12-31$847,064
Participant contributions at beginning of year2019-12-31$900,403
Participant contributions at beginning of year2019-12-31$900,403
Participant contributions at beginning of year2019-12-31$15,831
Participant contributions at beginning of year2019-12-31$15,831
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$110,510
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$110,510
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$49,042
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$49,042
Other income not declared elsewhere2019-12-31$20,250
Other income not declared elsewhere2019-12-31$20,250
Administrative expenses (other) incurred2019-12-31$23,434
Administrative expenses (other) incurred2019-12-31$23,434
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,173,226
Value of net income/loss2019-12-31$5,173,226
Value of net assets at end of year (total assets less liabilities)2019-12-31$53,591,161
Value of net assets at end of year (total assets less liabilities)2019-12-31$53,591,161
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$48,417,935
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$48,417,935
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$25,901,628
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$25,901,628
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$21,422,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$21,422,434
Value of interest in pooled separate accounts at end of year2019-12-31$7,621,245
Value of interest in pooled separate accounts at end of year2019-12-31$7,621,245
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,525,379
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,525,379
Interest on participant loans2019-12-31$48,484
Interest on participant loans2019-12-31$48,484
Interest earned on other investments2019-12-31$567,542
Interest earned on other investments2019-12-31$567,542
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$19,270,266
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$19,270,266
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$19,545,926
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$19,545,926
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,651,661
Net investment gain/loss from pooled separate accounts2019-12-31$1,399,771
Net investment gain/loss from pooled separate accounts2019-12-31$1,399,771
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$948,009
Contributions received in cash from employer2019-12-31$948,009
Employer contributions (assets) at beginning of year2019-12-31$7,962
Employer contributions (assets) at beginning of year2019-12-31$7,962
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,134,047
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,134,047
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BROWN EDWARDS & COMPANY, LLP
Accountancy firm name2019-12-31BROWN EDWARDS & COMPANY, LLP
Accountancy firm EIN2019-12-31540504608
Accountancy firm EIN2019-12-31540504608
2018 : THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,019,426
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,287,751
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,267,431
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,981,949
Value of total assets at end of year2018-12-31$48,417,935
Value of total assets at beginning of year2018-12-31$51,686,260
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$20,320
Total interest from all sources2018-12-31$619,510
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$323,310
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$323,310
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,158,366
Participant contributions at end of year2018-12-31$900,403
Participant contributions at beginning of year2018-12-31$855,561
Participant contributions at end of year2018-12-31$15,831
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$190,905
Administrative expenses (other) incurred2018-12-31$20,320
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,268,325
Value of net assets at end of year (total assets less liabilities)2018-12-31$48,417,935
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$51,686,260
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$21,422,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$23,614,070
Value of interest in pooled separate accounts at end of year2018-12-31$6,525,379
Value of interest in pooled separate accounts at beginning of year2018-12-31$7,416,708
Interest on participant loans2018-12-31$40,359
Interest earned on other investments2018-12-31$579,151
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$19,545,926
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$19,799,921
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,572,208
Net investment gain/loss from pooled separate accounts2018-12-31$-333,135
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$632,678
Employer contributions (assets) at end of year2018-12-31$7,962
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,267,431
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BROWN EDWARDS & COMPANY, L.L.P.
Accountancy firm EIN2018-12-31540504608
2017 : THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$7,893,319
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,401,573
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,381,681
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,134,503
Value of total assets at end of year2017-12-31$51,686,260
Value of total assets at beginning of year2017-12-31$47,194,514
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$19,892
Total interest from all sources2017-12-31$627,180
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$269,750
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$269,750
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,859,191
Participant contributions at end of year2017-12-31$855,561
Participant contributions at beginning of year2017-12-31$977,020
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$942
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$160,116
Administrative expenses (other) incurred2017-12-31$19,892
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,491,746
Value of net assets at end of year (total assets less liabilities)2017-12-31$51,686,260
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$47,194,514
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$23,614,070
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$20,101,823
Value of interest in pooled separate accounts at end of year2017-12-31$7,416,708
Value of interest in pooled separate accounts at beginning of year2017-12-31$6,348,615
Interest on participant loans2017-12-31$42,204
Interest earned on other investments2017-12-31$584,976
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$19,799,921
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$19,766,114
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,845,243
Net investment gain/loss from pooled separate accounts2017-12-31$1,016,643
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$115,196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,381,681
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BROWN EDWARDS & COMPANY, L.L.P.
Accountancy firm EIN2017-12-31540504608
2016 : THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,463,191
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,537,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,520,082
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,253,156
Value of total assets at end of year2016-12-31$47,194,514
Value of total assets at beginning of year2016-12-31$49,268,708
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$17,303
Total interest from all sources2016-12-31$626,096
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$299,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$299,483
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,876,247
Participant contributions at end of year2016-12-31$977,020
Participant contributions at beginning of year2016-12-31$1,014,777
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$942
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$334,107
Administrative expenses (other) incurred2016-12-31$17,303
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-2,074,194
Value of net assets at end of year (total assets less liabilities)2016-12-31$47,194,514
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$49,268,708
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$20,101,823
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$21,540,988
Value of interest in pooled separate accounts at end of year2016-12-31$6,348,615
Value of interest in pooled separate accounts at beginning of year2016-12-31$6,858,322
Interest on participant loans2016-12-31$45,993
Interest earned on other investments2016-12-31$580,103
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$19,766,114
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$19,854,621
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$662,971
Net investment gain/loss from pooled separate accounts2016-12-31$621,485
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$42,802
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,520,082
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BROWN, EDWARDS & COMPANY, LLP
Accountancy firm EIN2016-12-31540504608
2015 : THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$6,051,078
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,121,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,103,778
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,125,963
Value of total assets at end of year2015-12-31$49,268,708
Value of total assets at beginning of year2015-12-31$47,339,410
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$18,002
Total interest from all sources2015-12-31$601,631
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$381,378
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$381,378
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,478,366
Participant contributions at end of year2015-12-31$1,014,777
Participant contributions at beginning of year2015-12-31$968,962
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$45,226
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,005,303
Administrative expenses (other) incurred2015-12-31$18,002
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,929,298
Value of net assets at end of year (total assets less liabilities)2015-12-31$49,268,708
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$47,339,410
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$21,540,988
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$24,051,713
Value of interest in pooled separate accounts at end of year2015-12-31$6,858,322
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,524,410
Interest on participant loans2015-12-31$45,459
Interest earned on other investments2015-12-31$556,172
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$19,854,621
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$18,681,294
Net investment gain/loss from pooled separate accounts2015-12-31$82,372
Net gain/loss from 103.12 investment entities2015-12-31$-140,266
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$642,294
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$67,805
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,103,778
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31BROWN, EDWARDS & COMPANY, L.L.P.
Accountancy firm EIN2015-12-31540504608
2014 : THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$14,590,752
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$8,212
Total income from all sources (including contributions)2014-12-31$7,312,944
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,971,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,960,224
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,358,080
Value of total assets at end of year2014-12-31$47,339,410
Value of total assets at beginning of year2014-12-31$28,415,898
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,748
Total interest from all sources2014-12-31$513,023
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,061,873
Participant contributions at end of year2014-12-31$968,962
Participant contributions at beginning of year2014-12-31$542,885
Participant contributions at end of year2014-12-31$45,226
Participant contributions at beginning of year2014-12-31$63,054
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,787,769
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$8,212
Administrative expenses (other) incurred2014-12-31$11,748
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,340,972
Value of net assets at end of year (total assets less liabilities)2014-12-31$47,339,410
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$28,407,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$24,051,713
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$10,501,877
Value of interest in pooled separate accounts at end of year2014-12-31$3,524,410
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,594,960
Interest on participant loans2014-12-31$40,943
Interest earned on other investments2014-12-31$472,080
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$18,681,294
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$14,628,821
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,311,464
Net investment gain/loss from pooled separate accounts2014-12-31$130,377
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,508,438
Employer contributions (assets) at end of year2014-12-31$67,805
Employer contributions (assets) at beginning of year2014-12-31$84,301
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,960,224
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31DENT K. BURK ASSOCIATES, P.C.
Accountancy firm EIN2014-12-31521600059

Form 5500 Responses for THE UNITED DISTRIBUTION GROUP 401(K) PLAN

2022: THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE UNITED DISTRIBUTION GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number300224
Policy instance 2
Insurance contract or identification number300224
Number of Individuals Covered723
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $20,089
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees20089
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number300224
Policy instance 1
Insurance contract or identification number300224
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8,854
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees8854
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number300224
Policy instance 2
Insurance contract or identification number300224
Number of Individuals Covered657
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $20,127
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees20127
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number300224
Policy instance 1
Insurance contract or identification number300224
Number of Individuals Covered657
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8,767
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees8767
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number300224
Policy instance 2
Insurance contract or identification number300224
Number of Individuals Covered664
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $20,229
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees20229
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number300224
Policy instance 1
Insurance contract or identification number300224
Number of Individuals Covered664
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,358
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees7358
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number300224
Policy instance 1
Insurance contract or identification number300224
Number of Individuals Covered752
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,999
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees6999
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number300224
Policy instance 2
Insurance contract or identification number300224
Number of Individuals Covered752
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $19,198
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees19198
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number300224
Policy instance 2
Insurance contract or identification number300224
Number of Individuals Covered731
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $19,590
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees19590
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number300224
Policy instance 1
Insurance contract or identification number300224
Number of Individuals Covered731
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,212
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees7212
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number300224
Policy instance 2
Insurance contract or identification number300224
Number of Individuals Covered704
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $19,788
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees19788
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
Insurance broker namePRUCO SECURITIES CORPORATION
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number300224
Policy instance 1
Insurance contract or identification number300224
Number of Individuals Covered704
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,884
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees6884
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
Insurance broker namePRUCO SECURITIES CORPORATION
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number300224
Policy instance 2
Insurance contract or identification number300224
Number of Individuals Covered810
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $19,186
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees19186
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
Insurance broker namePRUCO SECURITIES CORPORATION
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number300224
Policy instance 1
Insurance contract or identification number300224
Number of Individuals Covered810
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,900
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees4900
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
Insurance broker namePRUCO SECURITIES CORPORATION
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number007735
Policy instance 2
Insurance contract or identification number007735
Number of Individuals Covered847
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees3279
Additional information about fees paid to insurance brokerSERVICES TO PLAN
Insurance broker organization code?3
Insurance broker namePRUCO SECURITIES CORPORATION
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number007735
Policy instance 1
Insurance contract or identification number007735
Number of Individuals Covered847
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $18,574
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees18574
Additional information about fees paid to insurance brokerSERVICES TO PLAN
Insurance broker organization code?3
Insurance broker namePRUCO SECURITIES CORPORATION

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3