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KEOLIS TRANSIT AMERICA, INC 401K 401k Plan overview

Plan NameKEOLIS TRANSIT AMERICA, INC 401K
Plan identification number 001

KEOLIS TRANSIT AMERICA, INC 401K Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

KEOLIS GREENSBORO, LLC has sponsored the creation of one or more 401k plans.

Company Name:KEOLIS GREENSBORO, LLC
Employer identification number (EIN):204804693
NAIC Classification:485110
NAIC Description: Urban Transit Systems

Additional information about KEOLIS GREENSBORO, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4152138

More information about KEOLIS GREENSBORO, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KEOLIS TRANSIT AMERICA, INC 401K

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01FRANCES WOODRING
0012017-01-01FRANCES WOODRING
0012016-01-01FRANCES WOODRING
0012016-01-01 FRANCES WOODRING2017-10-09
0012015-01-01FRANCES WOODRING FRANCES WOODRING2016-10-13
0012015-01-01FRANCES WOODRING
0012014-01-01FRANCES WOODRING FRANCES WOODRING2015-10-14
0012013-01-01FRANCES WOODRING FRANCES WOODRING2014-10-13
0012012-01-01FRANCES WOODRING FRANCES WOODRING2014-04-01
0012011-01-01FRANCES WOODRING FRANCES WOODRING2014-04-01
0012009-01-01PATRICIA GAUDIN

Plan Statistics for KEOLIS TRANSIT AMERICA, INC 401K

401k plan membership statisitcs for KEOLIS TRANSIT AMERICA, INC 401K

Measure Date Value
2017: KEOLIS TRANSIT AMERICA, INC 401K 2017 401k membership
Total participants, beginning-of-year2017-01-011,380
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0166
2016: KEOLIS TRANSIT AMERICA, INC 401K 2016 401k membership
Total participants, beginning-of-year2016-01-011,439
Total number of active participants reported on line 7a of the Form 55002016-01-011,273
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0171
Total of all active and inactive participants2016-01-011,344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-011,345
Number of participants with account balances2016-01-01635
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0141
2015: KEOLIS TRANSIT AMERICA, INC 401K 2015 401k membership
Total participants, beginning-of-year2015-01-011,421
Total number of active participants reported on line 7a of the Form 55002015-01-011,298
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0146
Total of all active and inactive participants2015-01-011,344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-011,346
Number of participants with account balances2015-01-01600
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0128
2014: KEOLIS TRANSIT AMERICA, INC 401K 2014 401k membership
Total participants, beginning-of-year2014-01-011,606
Total number of active participants reported on line 7a of the Form 55002014-01-011,325
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0153
Total of all active and inactive participants2014-01-011,378
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-011,379
Number of participants with account balances2014-01-01594
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0124
2013: KEOLIS TRANSIT AMERICA, INC 401K 2013 401k membership
Total participants, beginning-of-year2013-01-011,074
Total number of active participants reported on line 7a of the Form 55002013-01-011,921
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0151
Total of all active and inactive participants2013-01-011,972
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,972
Number of participants with account balances2013-01-01592
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0119
2012: KEOLIS TRANSIT AMERICA, INC 401K 2012 401k membership
Total participants, beginning-of-year2012-01-01886
Total number of active participants reported on line 7a of the Form 55002012-01-011,100
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0120
Total of all active and inactive participants2012-01-011,120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,120
Number of participants with account balances2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: KEOLIS TRANSIT AMERICA, INC 401K 2011 401k membership
Total participants, beginning-of-year2011-01-01632
Total number of active participants reported on line 7a of the Form 55002011-01-01862
Number of retired or separated participants receiving benefits2011-01-0124
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-01886
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01886
Number of participants with account balances2011-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: KEOLIS TRANSIT AMERICA, INC 401K 2009 401k membership
Total participants, beginning-of-year2009-01-0191
Total number of active participants reported on line 7a of the Form 55002009-01-0189
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-018
Total of all active and inactive participants2009-01-0197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0197
Number of participants with account balances2009-01-0137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on KEOLIS TRANSIT AMERICA, INC 401K

Measure Date Value
2017 : KEOLIS TRANSIT AMERICA, INC 401K 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total transfer of assets to this plan2017-06-30$0
Total transfer of assets from this plan2017-06-30$6,133,916
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$1,387,719
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$514,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$448,109
Expenses. Certain deemed distributions of participant loans2017-06-30$117
Value of total corrective distributions2017-06-30$45,329
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$978,415
Value of total assets at end of year2017-06-30$0
Value of total assets at beginning of year2017-06-30$5,260,980
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$21,228
Total interest from all sources2017-06-30$5,532
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$28,874
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$28,874
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$500,000
If this is an individual account plan, was there a blackout period2017-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-06-30$0
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$672,356
Participant contributions at beginning of year2017-06-30$284,299
Other income not declared elsewhere2017-06-30$7,246
Administrative expenses (other) incurred2017-06-30$21,228
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$872,936
Value of net assets at end of year (total assets less liabilities)2017-06-30$0
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$5,260,980
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$4,652,087
Interest on participant loans2017-06-30$5,532
Value of interest in common/collective trusts at beginning of year2017-06-30$324,594
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$365,024
Net investment gain or loss from common/collective trusts2017-06-30$2,628
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$306,059
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$448,109
Did the plan have assets held for investment2017-06-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30BPM LLP
Accountancy firm EIN2017-06-30814234542
2016 : KEOLIS TRANSIT AMERICA, INC 401K 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,554,952
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$884,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$786,585
Expenses. Certain deemed distributions of participant loans2016-12-31$11,777
Value of total corrective distributions2016-12-31$63,287
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,268,049
Value of total assets at end of year2016-12-31$5,260,980
Value of total assets at beginning of year2016-12-31$4,590,866
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$23,189
Total interest from all sources2016-12-31$10,039
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$119,532
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$119,532
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$460,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$853,822
Participant contributions at end of year2016-12-31$284,299
Participant contributions at beginning of year2016-12-31$265,025
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,075
Other income not declared elsewhere2016-12-31$13,517
Administrative expenses (other) incurred2016-12-31$23,189
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$670,114
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,260,980
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,590,866
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,652,087
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,983,175
Interest on participant loans2016-12-31$10,039
Value of interest in common/collective trusts at end of year2016-12-31$324,594
Value of interest in common/collective trusts at beginning of year2016-12-31$342,666
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$140,609
Net investment gain or loss from common/collective trusts2016-12-31$3,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$413,152
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$786,585
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BPM LLP
Accountancy firm EIN2016-12-31814234542
2015 : KEOLIS TRANSIT AMERICA, INC 401K 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,289,100
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$841,157
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$760,349
Expenses. Certain deemed distributions of participant loans2015-12-31$100
Value of total corrective distributions2015-12-31$55,812
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,327,075
Value of total assets at end of year2015-12-31$4,590,866
Value of total assets at beginning of year2015-12-31$4,142,923
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$24,896
Total interest from all sources2015-12-31$7,554
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$132,508
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$132,508
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$415,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$882,278
Participant contributions at end of year2015-12-31$265,025
Participant contributions at beginning of year2015-12-31$168,642
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,194
Other income not declared elsewhere2015-12-31$10,561
Administrative expenses (other) incurred2015-12-31$24,896
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$447,943
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,590,866
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,142,923
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,983,175
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,447,197
Interest on participant loans2015-12-31$7,554
Value of interest in common/collective trusts at end of year2015-12-31$342,666
Value of interest in common/collective trusts at beginning of year2015-12-31$527,084
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-188,505
Net investment gain or loss from common/collective trusts2015-12-31$-93
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$443,603
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$760,349
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BURR PILGER MAYER
Accountancy firm EIN2015-12-31263839190
2014 : KEOLIS TRANSIT AMERICA, INC 401K 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,537,812
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$481,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$451,735
Expenses. Certain deemed distributions of participant loans2014-12-31$2,696
Value of total corrective distributions2014-12-31$5,403
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,273,186
Value of total assets at end of year2014-12-31$4,142,923
Value of total assets at beginning of year2014-12-31$3,086,127
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$21,182
Total interest from all sources2014-12-31$4,198
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$138,396
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$138,396
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$309,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$791,389
Participant contributions at end of year2014-12-31$168,642
Participant contributions at beginning of year2014-12-31$75,329
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$85,191
Other income not declared elsewhere2014-12-31$41,170
Administrative expenses (other) incurred2014-12-31$21,182
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,056,796
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,142,923
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,086,127
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,447,197
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,010,798
Interest on participant loans2014-12-31$4,198
Value of interest in common/collective trusts at end of year2014-12-31$527,084
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$71,534
Net investment gain or loss from common/collective trusts2014-12-31$9,328
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$396,606
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$451,735
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BURR PILGER MAYER
Accountancy firm EIN2014-12-31263839190
2013 : KEOLIS TRANSIT AMERICA, INC 401K 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$147,149
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,203,574
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$378,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$346,213
Value of total corrective distributions2013-12-31$26,476
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,952,793
Value of total assets at end of year2013-12-31$3,086,127
Value of total assets at beginning of year2013-12-31$1,114,122
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$6,029
Total interest from all sources2013-12-31$817
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$89,209
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$89,209
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$459,960
Participant contributions at end of year2013-12-31$75,329
Participant contributions at beginning of year2013-12-31$14,751
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,290,778
Other income not declared elsewhere2013-12-31$2,904
Administrative expenses (other) incurred2013-12-31$6,029
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,824,856
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,086,127
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,114,122
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,010,798
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,099,371
Interest on participant loans2013-12-31$817
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$157,851
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$202,055
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$346,213
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BURR PILGER MAYER
Accountancy firm EIN2013-12-31263839190
2012 : KEOLIS TRANSIT AMERICA, INC 401K 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$291,364
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$74,643
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$48,540
Value of total corrective distributions2012-12-31$24,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$180,583
Value of total assets at end of year2012-12-31$1,114,122
Value of total assets at beginning of year2012-12-31$897,401
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,400
Total interest from all sources2012-12-31$648
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$23,742
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$90,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$175,387
Participant contributions at end of year2012-12-31$14,751
Participant contributions at beginning of year2012-12-31$12,675
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$5,196
Administrative expenses (other) incurred2012-12-31$1,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$216,721
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,114,122
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$897,401
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$982,461
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$769,700
Interest earned on other investments2012-12-31$648
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$116,910
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$115,026
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$115,026
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$86,391
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Income. Dividends from common stock2012-12-31$23,742
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$48,540
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BURR PILGER MAYER, INC.
Accountancy firm EIN2012-12-31263839190
2011 : KEOLIS TRANSIT AMERICA, INC 401K 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$167,991
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$84,949
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$83,914
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$157,069
Value of total assets at end of year2011-12-31$897,401
Value of total assets at beginning of year2011-12-31$224,359
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,035
Total interest from all sources2011-12-31$3,610
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$15,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$90,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$157,069
Participant contributions at end of year2011-12-31$12,675
Participant contributions at beginning of year2011-12-31$19,280
Administrative expenses (other) incurred2011-12-31$1,035
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$83,042
Value of net assets at end of year (total assets less liabilities)2011-12-31$897,401
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$224,359
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$769,700
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$61,831
Interest on participant loans2011-12-31$3,610
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$115,026
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$143,248
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$143,248
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-8,115
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Income. Dividends from common stock2011-12-31$15,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$83,914
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BURR PILGER MAYER, INC.
Accountancy firm EIN2011-12-31263839190
2010 : KEOLIS TRANSIT AMERICA, INC 401K 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$233,466
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$94,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$69,604
Value of total corrective distributions2010-12-31$24,684
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$171,139
Value of total assets at end of year2010-12-31$814,359
Value of total assets at beginning of year2010-12-31$675,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$385
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$13,418
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$82,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$171,139
Participant contributions at end of year2010-12-31$19,280
Participant contributions at beginning of year2010-12-31$16,280
Administrative expenses (other) incurred2010-12-31$385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$138,793
Value of net assets at end of year (total assets less liabilities)2010-12-31$814,359
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$675,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$651,831
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$533,650
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$143,248
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$125,636
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$125,636
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$48,909
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Income. Dividends from common stock2010-12-31$13,418
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$69,604
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BURR PILGER MAYER, INC.
Accountancy firm EIN2010-12-31263839190
2009 : KEOLIS TRANSIT AMERICA, INC 401K 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for KEOLIS TRANSIT AMERICA, INC 401K

2017: KEOLIS TRANSIT AMERICA, INC 401K 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: KEOLIS TRANSIT AMERICA, INC 401K 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: KEOLIS TRANSIT AMERICA, INC 401K 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: KEOLIS TRANSIT AMERICA, INC 401K 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: KEOLIS TRANSIT AMERICA, INC 401K 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: KEOLIS TRANSIT AMERICA, INC 401K 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: KEOLIS TRANSIT AMERICA, INC 401K 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: KEOLIS TRANSIT AMERICA, INC 401K 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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