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NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN 401k Plan overview

Plan NameNORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN
Plan identification number 001

NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTHWEST ALUMINUM SPECIALTIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:NORTHWEST ALUMINUM SPECIALTIES, INC.
Employer identification number (EIN):205080426
NAIC Classification:331310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012014-01-01WILLIAM REID
0012013-01-01DAN GNALL
0012012-01-01WILLIAM REID WILLIAM REID2013-10-14
0012011-01-01WILLIAM REID
0012010-01-01WILLIAM REID
0012009-01-01WILLIAM REID WILLIAM REID2010-10-14
0012009-01-01WILLIAM REID WILLIAM REID2010-10-14

Plan Statistics for NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN

401k plan membership statisitcs for NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN

Measure Date Value
2014: NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0177
Total number of active participants reported on line 7a of the Form 55002014-01-0151
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0116
Total of all active and inactive participants2014-01-0167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0167
Number of participants with account balances2014-01-0159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0177
Total number of active participants reported on line 7a of the Form 55002013-01-0157
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0120
Total of all active and inactive participants2013-01-0177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0177
Number of participants with account balances2013-01-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0183
Total number of active participants reported on line 7a of the Form 55002012-01-0155
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-0120
Total of all active and inactive participants2012-01-0177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0177
Number of participants with account balances2012-01-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0190
Total number of active participants reported on line 7a of the Form 55002011-01-0158
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0123
Total of all active and inactive participants2011-01-0182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-0183
Number of participants with account balances2011-01-0175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0185
Total number of active participants reported on line 7a of the Form 55002010-01-0161
Number of retired or separated participants receiving benefits2010-01-012
Number of other retired or separated participants entitled to future benefits2010-01-0128
Total of all active and inactive participants2010-01-0191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0191
Number of participants with account balances2010-01-0183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01125
Total number of active participants reported on line 7a of the Form 55002009-01-0158
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0145
Total of all active and inactive participants2009-01-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01104
Number of participants with account balances2009-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN

Measure Date Value
2014 : NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$785,759
Expenses. Total of all expenses incurred2014-12-31$1,900,620
Benefits paid (including direct rollovers)2014-12-31$1,876,009
Total plan assets at end of year2014-12-31$9,082,242
Total plan assets at beginning of year2014-12-31$10,197,103
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$117,740
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$654,663
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$-1,114,861
Net plan assets at end of year (total assets less liabilities)2014-12-31$9,082,242
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$10,197,103
Assets. Value of participant loans2014-12-31$106,910
Total contributions received or receivable from employer(s)2014-12-31$13,356
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$24,611
2013 : NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$1,553,254
Expenses. Total of all expenses incurred2013-12-31$569,976
Benefits paid (including direct rollovers)2013-12-31$542,113
Total plan assets at end of year2013-12-31$10,197,103
Total plan assets at beginning of year2013-12-31$9,213,825
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$138,315
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$1,398,596
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$983,278
Net plan assets at end of year (total assets less liabilities)2013-12-31$10,197,103
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$9,213,825
Assets. Value of participant loans2013-12-31$139,282
Total contributions received or receivable from employer(s)2013-12-31$16,343
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$246
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$27,617
2012 : NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$1,201,915
Expenses. Total of all expenses incurred2012-12-31$1,128,065
Benefits paid (including direct rollovers)2012-12-31$1,103,632
Total plan assets at end of year2012-12-31$9,213,825
Total plan assets at beginning of year2012-12-31$9,139,975
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$150,773
Other income received2012-12-31$1,032,890
Net income (gross income less expenses)2012-12-31$73,850
Net plan assets at end of year (total assets less liabilities)2012-12-31$9,213,825
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$9,139,975
Assets. Value of participant loans2012-12-31$109,448
Total contributions received or receivable from employer(s)2012-12-31$18,252
Value of corrective distributions2012-12-31$211
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$24,222
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$300,639
Expenses. Total of all expenses incurred2011-12-31$1,128,966
Benefits paid (including direct rollovers)2011-12-31$1,084,617
Total plan assets at end of year2011-12-31$9,139,975
Total plan assets at beginning of year2011-12-31$9,968,302
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$168,972
Other income received2011-12-31$111,500
Net income (gross income less expenses)2011-12-31$-828,327
Net plan assets at end of year (total assets less liabilities)2011-12-31$9,139,975
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$9,968,302
Assets. Value of participant loans2011-12-31$185,755
Total contributions received or receivable from employer(s)2011-12-31$20,167
Value of certain deemed distributions of participant loans2011-12-31$19,624
Value of corrective distributions2011-12-31$473
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$24,252
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,230,459
Total of all expenses incurred2010-12-31$2,147,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,145,052
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$176,731
Value of total assets at end of year2010-12-31$9,968,302
Value of total assets at beginning of year2010-12-31$10,885,749
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,854
Total interest from all sources2010-12-31$10,127
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$240,666
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$240,666
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$157,546
Participant contributions at end of year2010-12-31$234,917
Participant contributions at beginning of year2010-12-31$216,907
Administrative expenses (other) incurred2010-12-31$2,854
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-917,447
Value of net assets at end of year (total assets less liabilities)2010-12-31$9,968,302
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$10,885,749
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,237,098
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$9,016,225
Interest on participant loans2010-12-31$10,127
Value of interest in common/collective trusts at end of year2010-12-31$1,496,287
Value of interest in common/collective trusts at beginning of year2010-12-31$1,652,617
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$739,809
Net investment gain or loss from common/collective trusts2010-12-31$63,126
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$19,185
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,145,052
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LEMASTER DANIELS
Accountancy firm EIN2010-12-31910292442
2009 : NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN

2014: NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NORTHWEST ALUMINUM SPECIALTIES CASH OR DEFERRED 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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