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NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameNATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 002

NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NATIONAL STOCK EXCHANGE, INC. has sponsored the creation of one or more 401k plans.

Company Name:NATIONAL STOCK EXCHANGE, INC.
Employer identification number (EIN):205132945
NAIC Classification:523210
NAIC Description:Securities and Commodity Exchanges

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01
0022016-01-01
0022015-01-01ANGEL PANDEV
0022014-01-01ANGEL PANDEV
0022013-01-01ANGEL PANDEV
0022012-01-01MARY PATTERSON
0022011-01-01NATIONAL STOCK EXCHANGE, INC.
0022009-01-01NATIONAL STOCK EXCHANGE, INC.

Plan Statistics for NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0118
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-010
Number of participants with account balances2022-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0120
Number of other retired or separated participants entitled to future benefits2021-01-0117
Total of all active and inactive participants2021-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-0118
Number of participants with account balances2021-01-0118
2020: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0122
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0119
Total of all active and inactive participants2020-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-0120
Number of participants with account balances2020-01-0120
2019: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0123
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0121
Total of all active and inactive participants2019-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-0122
Number of participants with account balances2019-01-0122
2018: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0127
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0122
Total of all active and inactive participants2018-01-0122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-0123
Number of participants with account balances2018-01-0123
2017: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0155
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0126
Total of all active and inactive participants2017-01-0126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-0127
Number of participants with account balances2017-01-0127
2016: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0149
Total number of active participants reported on line 7a of the Form 55002016-01-0137
Number of other retired or separated participants entitled to future benefits2016-01-0117
Total of all active and inactive participants2016-01-0154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-0155
Number of participants with account balances2016-01-0145
2015: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0137
Total number of active participants reported on line 7a of the Form 55002015-01-0130
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0118
Total of all active and inactive participants2015-01-0148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-0149
Number of participants with account balances2015-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0159
Total number of active participants reported on line 7a of the Form 55002014-01-014
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0132
Total of all active and inactive participants2014-01-0136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-0137
Number of participants with account balances2014-01-0137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0148
Total number of active participants reported on line 7a of the Form 55002013-01-0145
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0113
Total of all active and inactive participants2013-01-0158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-0159
Number of participants with account balances2013-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0178
Total number of active participants reported on line 7a of the Form 55002012-01-0147
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-0148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0148
Number of participants with account balances2012-01-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0179
Total number of active participants reported on line 7a of the Form 55002011-01-0140
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0134
Total of all active and inactive participants2011-01-0174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0174
Number of participants with account balances2011-01-0173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2009: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01105
Total number of active participants reported on line 7a of the Form 55002009-01-0149
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0127
Total of all active and inactive participants2009-01-0176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-0177
Number of participants with account balances2009-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Transfers to/from the plan2022-10-01$-1,419,073
Total plan liabilities at end of year2022-10-01$0
Total plan liabilities at beginning of year2022-10-01$0
Total income from all sources2022-10-01$-358,559
Expenses. Total of all expenses incurred2022-10-01$377,566
Benefits paid (including direct rollovers)2022-10-01$377,566
Total plan assets at end of year2022-10-01$0
Total plan assets at beginning of year2022-10-01$2,155,198
Value of fidelity bond covering the plan2022-10-01$500,000
Total contributions received or receivable from participants2022-10-01$0
Expenses. Other expenses not covered elsewhere2022-10-01$0
Contributions received from other sources (not participants or employers)2022-10-01$0
Other income received2022-10-01$-358,559
Noncash contributions received2022-10-01$0
Net income (gross income less expenses)2022-10-01$-736,125
Net plan assets at end of year (total assets less liabilities)2022-10-01$0
Net plan assets at beginning of year (total assets less liabilities)2022-10-01$2,155,198
Total contributions received or receivable from employer(s)2022-10-01$0
Value of certain deemed distributions of participant loans2022-10-01$0
Value of corrective distributions2022-10-01$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-10-01$0
2021 : NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$208,990
Expenses. Total of all expenses incurred2021-12-31$238,297
Benefits paid (including direct rollovers)2021-12-31$238,297
Total plan assets at end of year2021-12-31$2,155,198
Total plan assets at beginning of year2021-12-31$2,184,505
Value of fidelity bond covering the plan2021-12-31$500,000
Total contributions received or receivable from participants2021-12-31$0
Expenses. Other expenses not covered elsewhere2021-12-31$0
Contributions received from other sources (not participants or employers)2021-12-31$0
Other income received2021-12-31$208,990
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$-29,307
Net plan assets at end of year (total assets less liabilities)2021-12-31$2,155,198
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$2,184,505
Total contributions received or receivable from employer(s)2021-12-31$0
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$0
2020 : NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$185,101
Expenses. Total of all expenses incurred2020-12-31$370,223
Benefits paid (including direct rollovers)2020-12-31$370,223
Total plan assets at end of year2020-12-31$2,184,505
Total plan assets at beginning of year2020-12-31$2,369,627
Value of fidelity bond covering the plan2020-12-31$500,000
Assets. Value of tangible personal property2020-12-31$0
Total contributions received or receivable from participants2020-12-31$0
Assets. Value of loans (other than to participants)2020-12-31$0
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$0
Other income received2020-12-31$185,101
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$-185,122
Net plan assets at end of year (total assets less liabilities)2020-12-31$2,184,505
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$2,369,627
Assets. Value of participant loans2020-12-31$0
Assets. Value of assets in partnership/joint-venture interests2020-12-31$0
Assets. Value of real-estate (other than employer real property)2020-12-31$0
Assets. Value of employer securities2020-12-31$0
Assets. Value of employer real property2020-12-31$0
Total contributions received or receivable from employer(s)2020-12-31$0
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$0
2019 : NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$470,783
Expenses. Total of all expenses incurred2019-12-31$434,222
Benefits paid (including direct rollovers)2019-12-31$434,197
Total plan assets at end of year2019-12-31$2,369,627
Total plan assets at beginning of year2019-12-31$2,333,066
Value of fidelity bond covering the plan2019-12-31$500,000
Total contributions received or receivable from participants2019-12-31$0
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$470,783
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$36,561
Net plan assets at end of year (total assets less liabilities)2019-12-31$2,369,627
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$2,333,066
Total contributions received or receivable from employer(s)2019-12-31$0
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$25
2018 : NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$-126,831
Expenses. Total of all expenses incurred2018-12-31$718,368
Benefits paid (including direct rollovers)2018-12-31$718,343
Total plan assets at end of year2018-12-31$2,333,066
Total plan assets at beginning of year2018-12-31$3,178,265
Value of fidelity bond covering the plan2018-12-31$500,000
Total contributions received or receivable from participants2018-12-31$0
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$-126,831
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$-845,199
Net plan assets at end of year (total assets less liabilities)2018-12-31$2,333,066
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$3,178,265
Total contributions received or receivable from employer(s)2018-12-31$0
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$25
2017 : NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$543,743
Expenses. Total of all expenses incurred2017-12-31$935,463
Benefits paid (including direct rollovers)2017-12-31$923,149
Total plan assets at end of year2017-12-31$3,178,265
Total plan assets at beginning of year2017-12-31$3,569,985
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$42,460
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$495,533
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$-391,720
Net plan assets at end of year (total assets less liabilities)2017-12-31$3,178,265
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$3,569,985
Assets. Value of participant loans2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$5,750
Value of certain deemed distributions of participant loans2017-12-31$12,251
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$63
2016 : NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$592,112
Expenses. Total of all expenses incurred2016-12-31$107,370
Benefits paid (including direct rollovers)2016-12-31$119,993
Total plan assets at end of year2016-12-31$3,569,985
Total plan assets at beginning of year2016-12-31$3,085,243
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$285,015
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$257,602
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$484,742
Net plan assets at end of year (total assets less liabilities)2016-12-31$3,569,985
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,085,243
Assets. Value of participant loans2016-12-31$68,515
Total contributions received or receivable from employer(s)2016-12-31$49,495
Value of certain deemed distributions of participant loans2016-12-31$-12,961
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$338
2015 : NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$377,079
Expenses. Total of all expenses incurred2015-12-31$665,830
Benefits paid (including direct rollovers)2015-12-31$665,699
Total plan assets at end of year2015-12-31$3,085,243
Total plan assets at beginning of year2015-12-31$3,373,994
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$193,423
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$163,079
Other income received2015-12-31$-10,613
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-288,751
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,085,243
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,373,994
Assets. Value of participant loans2015-12-31$70,000
Total contributions received or receivable from employer(s)2015-12-31$31,190
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$131
2014 : NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$540,381
Expenses. Total of all expenses incurred2014-12-31$2,124,773
Benefits paid (including direct rollovers)2014-12-31$2,112,055
Total plan assets at end of year2014-12-31$3,373,994
Total plan assets at beginning of year2014-12-31$4,958,386
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$269,721
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$207,436
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$-1,584,392
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,373,994
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$4,958,386
Assets. Value of participant loans2014-12-31$0
Total contributions received or receivable from employer(s)2014-12-31$63,224
Value of certain deemed distributions of participant loans2014-12-31$12,449
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$269
2013 : NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$673,563
Expenses. Total of all expenses incurred2013-12-31$1,212,997
Benefits paid (including direct rollovers)2013-12-31$1,196,806
Total plan assets at end of year2013-12-31$4,958,386
Total plan assets at beginning of year2013-12-31$5,497,820
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$134,610
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$627,394
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$-539,434
Net plan assets at end of year (total assets less liabilities)2013-12-31$4,958,386
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$5,497,820
Assets. Value of participant loans2013-12-31$104,994
Total contributions received or receivable from employer(s)2013-12-31$-88,441
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$16,166
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$25
2012 : NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$1,978,614
Expenses. Total of all expenses incurred2012-12-31$2,006,418
Benefits paid (including direct rollovers)2012-12-31$2,006,418
Total plan assets at end of year2012-12-31$5,497,820
Total plan assets at beginning of year2012-12-31$5,525,624
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$733,107
Other income received2012-12-31$448,367
Net income (gross income less expenses)2012-12-31$-27,804
Net plan assets at end of year (total assets less liabilities)2012-12-31$5,497,820
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$5,525,624
Assets. Value of participant loans2012-12-31$0
Total contributions received or receivable from employer(s)2012-12-31$797,140
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$855,572
Expenses. Total of all expenses incurred2011-12-31$377,055
Benefits paid (including direct rollovers)2011-12-31$376,790
Total plan assets at end of year2011-12-31$5,525,624
Total plan assets at beginning of year2011-12-31$5,047,107
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$434,597
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$157,995
Other income received2011-12-31$-69,436
Net income (gross income less expenses)2011-12-31$478,517
Net plan assets at end of year (total assets less liabilities)2011-12-31$5,525,624
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$5,047,107
Assets. Value of participant loans2011-12-31$86,649
Total contributions received or receivable from employer(s)2011-12-31$332,416
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$265
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
2010 : NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$1,238,980
Expenses. Total of all expenses incurred2010-12-31$413,937
Benefits paid (including direct rollovers)2010-12-31$413,387
Total plan assets at end of year2010-12-31$5,047,108
Total plan assets at beginning of year2010-12-31$4,222,065
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$489,020
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$507,116
Net income (gross income less expenses)2010-12-31$825,043
Net plan assets at end of year (total assets less liabilities)2010-12-31$5,047,108
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$4,222,065
Assets. Value of participant loans2010-12-31$94,574
Total contributions received or receivable from employer(s)2010-12-31$242,844
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$550
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
2009 : NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN

2022: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NATIONAL STOCK EXCHANGE, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number384014-01
Policy instance 1
Insurance contract or identification number384014-01
Number of Individuals Covered20
Insurance policy start date2010-01-01
Insurance policy end date2010-10-18
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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