401k Plan data: FBR & CO. 401(K) PLAN plan

FBR & CO. 401(K) PLAN 401k Plan overview

Plan Name	FBR & CO. 401(K) PLAN
Plan identification number	001

FBR & CO. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FBR & CO. has sponsored the creation of one or more 401k plans.

Company Name: FBR & CO.

Employer identification number (EIN): 205164223

NAIC Classification: 523110
NAIC Description: Investment Banking and Securities Dealing

Additional information about FBR & CO.

Jurisdiction of Incorporation: Virginia Secretary of State

Incorporation Date: 2006-06-09

Company Identification Number: 0659964

Legal Registered Office Address: 1300 NORTH 17TH STREET

ARLINGTON
United States of America (USA)
22209

More information about FBR & CO.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FBR & CO. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 JENNIFER KRAMER
001 2016-01-01 JENNIFER KRAMER
001 2015-01-01 JENNIFER KRAMER
001 2014-01-01 JENNIFER KRAMER
001 2013-01-01 SHANNON SMALL
001 2012-01-01 SHANNON SMALL
001 2011-01-01 SHANNON SMALL
001 2010-01-01 SHANNON SMALL
001 2009-01-01 SHANNON SMALL 2010-10-12
001 2009-01-01 SHANNON SMALL

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	JENNIFER KRAMER
001	2016-01-01	JENNIFER KRAMER
001	2015-01-01	JENNIFER KRAMER
001	2014-01-01	JENNIFER KRAMER
001	2013-01-01	SHANNON SMALL
001	2012-01-01	SHANNON SMALL
001	2011-01-01	SHANNON SMALL
001	2010-01-01	SHANNON SMALL
001	2009-01-01		SHANNON SMALL	2010-10-12
001	2009-01-01	SHANNON SMALL

Plan Statistics for FBR & CO. 401(K) PLAN

401k plan membership statisitcs for FBR & CO. 401(K) PLAN

Measure Date Value
2017: FBR & CO. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 610
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: FBR & CO. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 625
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 266
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 344
Total of all active and inactive participants 2016-01-01 610
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 610
Number of participants with account balances 2016-01-01 558
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: FBR & CO. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 906
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 296
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 329
Total of all active and inactive participants 2015-01-01 625
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 625
Number of participants with account balances 2015-01-01 560
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: FBR & CO. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 701
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 308
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 598
Total of all active and inactive participants 2014-01-01 906
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 906
Number of participants with account balances 2014-01-01 850
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: FBR & CO. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 708
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 305
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 396
Total of all active and inactive participants 2013-01-01 701
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 701
Number of participants with account balances 2013-01-01 636
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: FBR & CO. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 804
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 263
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 444
Total of all active and inactive participants 2012-01-01 707
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 708
Number of participants with account balances 2012-01-01 641
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: FBR & CO. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 945
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 310
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 493
Total of all active and inactive participants 2011-01-01 803
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 804
Number of participants with account balances 2011-01-01 731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: FBR & CO. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,006
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 491
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 453
Total of all active and inactive participants 2010-01-01 944
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 945
Number of participants with account balances 2010-01-01 827
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: FBR & CO. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,023
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 587
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 419
Total of all active and inactive participants 2009-01-01 1,006
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,006
Number of participants with account balances 2009-01-01 861
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2017: FBR & CO. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	610
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: FBR & CO. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	625
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	266
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	344
Total of all active and inactive participants	2016-01-01	610
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	610
Number of participants with account balances	2016-01-01	558
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: FBR & CO. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	906
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	296
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	329
Total of all active and inactive participants	2015-01-01	625
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	625
Number of participants with account balances	2015-01-01	560
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: FBR & CO. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	701
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	308
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	598
Total of all active and inactive participants	2014-01-01	906
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	906
Number of participants with account balances	2014-01-01	850
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: FBR & CO. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	708
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	305
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	396
Total of all active and inactive participants	2013-01-01	701
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	701
Number of participants with account balances	2013-01-01	636
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: FBR & CO. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	804
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	263
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	444
Total of all active and inactive participants	2012-01-01	707
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	708
Number of participants with account balances	2012-01-01	641
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: FBR & CO. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	945
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	310
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	493
Total of all active and inactive participants	2011-01-01	803
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	804
Number of participants with account balances	2011-01-01	731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: FBR & CO. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,006
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	491
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	453
Total of all active and inactive participants	2010-01-01	944
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	945
Number of participants with account balances	2010-01-01	827
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: FBR & CO. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,023
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	587
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	419
Total of all active and inactive participants	2009-01-01	1,006
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,006
Number of participants with account balances	2009-01-01	861
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on FBR & CO. 401(K) PLAN

Measure	Date	Value
2017 : FBR & CO. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$265,915
Total unrealized appreciation/depreciation of assets	2017-12-31	$265,915
Total transfer of assets to this plan	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$62,908,537
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Expenses. Interest paid	2017-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$13,515,353
Total loss/gain on sale of assets	2017-12-31	$150,019
Total of all expenses incurred	2017-12-31	$9,606,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$9,576,837
Expenses. Certain deemed distributions of participant loans	2017-12-31	$0
Value of total corrective distributions	2017-12-31	$19,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,408,026
Value of total assets at end of year	2017-12-31	$0
Value of total assets at beginning of year	2017-12-31	$59,000,013
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$10,021
Total income from rents	2017-12-31	$0
Total interest from all sources	2017-12-31	$24,591
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$2,881,376
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$2,853,870
Assets. Real estate other than employer real property at end of year	2017-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2017-12-31	$0
Administrative expenses professional fees incurred	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-12-31	$30,175
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$2,394,580
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$410,359
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$41,150
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$5,989
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$13,446
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$0
Assets. Loans (other than to participants) at end of year	2017-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Other income not declared elsewhere	2017-12-31	$0
Administrative expenses (other) incurred	2017-12-31	$10,021
Liabilities. Value of operating payables at end of year	2017-12-31	$0
Liabilities. Value of operating payables at beginning of year	2017-12-31	$0
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$3,908,524
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$59,000,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Assets. partnership/joint venture interests at end of year	2017-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2017-12-31	$0
Investment advisory and management fees	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$52,864,272
Value of interest in pooled separate accounts at end of year	2017-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$0
Interest on participant loans	2017-12-31	$19,367
Income. Interest from loans (other than to participants)	2017-12-31	$0
Interest earned on other investments	2017-12-31	$0
Income. Interest from US Government securities	2017-12-31	$0
Income. Interest from corporate debt instruments	2017-12-31	$0
Value of interest in master investment trust accounts at end of year	2017-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$0
Value of interest in common/collective trusts at end of year	2017-12-31	$0
Value of interest in common/collective trusts at beginning of year	2017-12-31	$3,156,239
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$1,011,091
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$1,011,091
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$5,224
Assets. Value of investments in 103.12 investment entities at end of year	2017-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2017-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$0
Asset value of US Government securities at end of year	2017-12-31	$0
Asset value of US Government securities at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$7,763,068
Net investment gain/loss from pooled separate accounts	2017-12-31	$0
Net investment gain or loss from common/collective trusts	2017-12-31	$22,358
Net gain/loss from 103.12 investment entities	2017-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$0
Assets. Invements in employer securities at beginning of year	2017-12-31	$0
Assets. Value of employer real property at end of year	2017-12-31	$0
Assets. Value of employer real property at beginning of year	2017-12-31	$0
Contributions received in cash from employer	2017-12-31	$0
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$0
Income. Dividends from preferred stock	2017-12-31	$1,875
Income. Dividends from common stock	2017-12-31	$25,631
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$9,576,837
Asset. Corporate debt instrument preferred debt at end of year	2017-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-31	$0
Contract administrator fees	2017-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$1,480,738
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2017-12-31	$0
Did the plan have assets held for investment	2017-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	Yes
Aggregate proceeds on sale of assets	2017-12-31	$1,189,908
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$1,039,889
Liabilities. Value of acquisition indebtedness at end of year	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	WEINBERG & COMPANY, P.A.
Accountancy firm EIN	2017-12-31	650386288
2016 : FBR & CO. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$2,733
Total unrealized appreciation/depreciation of assets	2016-12-31	$2,733
Total transfer of assets to this plan	2016-12-31	$482,635
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Expenses. Interest paid	2016-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$8,576,670
Total loss/gain on sale of assets	2016-12-31	$-229,009
Total of all expenses incurred	2016-12-31	$7,708,360
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$7,704,047
Expenses. Certain deemed distributions of participant loans	2016-12-31	$0
Value of total corrective distributions	2016-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$4,031,997
Value of total assets at end of year	2016-12-31	$59,000,013
Value of total assets at beginning of year	2016-12-31	$57,649,068
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$4,313
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$17,927
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,924,443
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,900,097
Assets. Real estate other than employer real property at end of year	2016-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2016-12-31	$0
Administrative expenses professional fees incurred	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$30,175
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$23,160
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,876,066
Participant contributions at end of year	2016-12-31	$410,359
Participant contributions at beginning of year	2016-12-31	$283,722
Participant contributions at end of year	2016-12-31	$41,150
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$5,989
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$6,978
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,155,931
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Assets. Loans (other than to participants) at end of year	2016-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$0
Administrative expenses (other) incurred	2016-12-31	$4,313
Liabilities. Value of operating payables at end of year	2016-12-31	$0
Liabilities. Value of operating payables at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$0
Value of net income/loss	2016-12-31	$868,310
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$59,000,013
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$57,649,068
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$0
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$52,864,272
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$50,311,855
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$0
Interest on participant loans	2016-12-31	$16,321
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$0
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$0
Value of interest in master investment trust accounts at end of year	2016-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$3,156,239
Value of interest in common/collective trusts at beginning of year	2016-12-31	$3,550,753
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$1,011,091
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$779,101
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$779,101
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$1,606
Assets. Value of investments in 103.12 investment entities at end of year	2016-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Asset value of US Government securities at end of year	2016-12-31	$0
Asset value of US Government securities at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,784,443
Net investment gain/loss from pooled separate accounts	2016-12-31	$0
Net investment gain or loss from common/collective trusts	2016-12-31	$44,136
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$0
Assets. Invements in employer securities at beginning of year	2016-12-31	$0
Assets. Value of employer real property at end of year	2016-12-31	$0
Assets. Value of employer real property at beginning of year	2016-12-31	$0
Contributions received in cash from employer	2016-12-31	$0
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$0
Income. Dividends from preferred stock	2016-12-31	$1,875
Income. Dividends from common stock	2016-12-31	$22,471
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$7,704,047
Asset. Corporate debt instrument preferred debt at end of year	2016-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$0
Contract administrator fees	2016-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$1,480,738
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$2,693,499
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$1,846,850
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$2,075,859
Liabilities. Value of acquisition indebtedness at end of year	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BDO USA, LLP
Accountancy firm EIN	2016-12-31	135381590
2015 : FBR & CO. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$48,651
Total unrealized appreciation/depreciation of assets	2015-12-31	$48,651
Total transfer of assets to this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$4,183,368
Total loss/gain on sale of assets	2015-12-31	$-62,323
Total of all expenses incurred	2015-12-31	$5,891,278
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$5,886,416
Expenses. Certain deemed distributions of participant loans	2015-12-31	$0
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$4,070,974
Value of total assets at end of year	2015-12-31	$57,649,068
Value of total assets at beginning of year	2015-12-31	$59,356,978
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$4,862
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$11,932
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$2,893,513
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$2,823,903
Assets. Real estate other than employer real property at end of year	2015-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2015-12-31	$0
Administrative expenses professional fees incurred	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$23,160
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$24,850
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$3,156,310
Participant contributions at end of year	2015-12-31	$283,722
Participant contributions at beginning of year	2015-12-31	$309,532
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$6,978
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$18,317
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$914,404
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Assets. Loans (other than to participants) at end of year	2015-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$0
Administrative expenses (other) incurred	2015-12-31	$4,862
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$54
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$-1,707,910
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$57,649,068
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$59,356,978
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$0
Investment advisory and management fees	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$50,311,855
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$52,783,953
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$11,842
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$0
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in master investment trust accounts at end of year	2015-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$3,550,753
Value of interest in common/collective trusts at beginning of year	2015-12-31	$3,031,160
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$779,101
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$813,317
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$813,317
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$90
Assets. Value of investments in 103.12 investment entities at end of year	2015-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Asset value of US Government securities at end of year	2015-12-31	$0
Asset value of US Government securities at beginning of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-2,768,045
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$-11,334
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$0
Assets. Invements in employer securities at beginning of year	2015-12-31	$0
Assets. Value of employer real property at end of year	2015-12-31	$0
Assets. Value of employer real property at beginning of year	2015-12-31	$0
Contributions received in cash from employer	2015-12-31	$260
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$0
Income. Dividends from preferred stock	2015-12-31	$1,875
Income. Dividends from common stock	2015-12-31	$67,735
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$5,886,416
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$0
Contract administrator fees	2015-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$2,693,499
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$2,375,795
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$1,463,615
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$1,525,938
Liabilities. Value of acquisition indebtedness at end of year	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BDO USA, LLP
Accountancy firm EIN	2015-12-31	135381590
2014 : FBR & CO. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$81,218
Total unrealized appreciation/depreciation of assets	2014-12-31	$81,218
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$8,010,411
Total loss/gain on sale of assets	2014-12-31	$50,410
Total of all expenses incurred	2014-12-31	$4,652,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$4,635,428
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$13,277
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,778,604
Value of total assets at end of year	2014-12-31	$59,356,978
Value of total assets at beginning of year	2014-12-31	$55,998,934
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,662
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$14,338
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$3,591,072
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$3,495,668
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$24,850
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$5,500
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$3,095,657
Participant contributions at end of year	2014-12-31	$309,532
Participant contributions at beginning of year	2014-12-31	$270,067
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$18,317
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$27,300
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$658,577
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at end of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$3,662
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$54
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$3,358,044
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$59,356,978
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$55,998,934
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$52,783,953
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$48,320,075
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$14,265
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$0
Value of interest in master investment trust accounts at end of year	2014-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$3,031,160
Value of interest in common/collective trusts at beginning of year	2014-12-31	$3,344,020
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$813,317
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$784,774
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$784,774
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$73
Assets. Value of investments in 103.12 investment entities at end of year	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Asset value of US Government securities at end of year	2014-12-31	$0
Asset value of US Government securities at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$471,917
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$22,852
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at end of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$24,370
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$1,086,372
Income. Dividends from preferred stock	2014-12-31	$1,172
Income. Dividends from common stock	2014-12-31	$94,232
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$4,635,428
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$0
Contract administrator fees	2014-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$2,375,795
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$2,160,826
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$2,150,924
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$2,100,514
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BDO USA, LLP
Accountancy firm EIN	2014-12-31	135381590
2013 : FBR & CO. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$189,144
Total unrealized appreciation/depreciation of assets	2013-12-31	$189,144
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$14,630,146
Total loss/gain on sale of assets	2013-12-31	$111,526
Total of all expenses incurred	2013-12-31	$4,164,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,161,123
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,445,923
Value of total assets at end of year	2013-12-31	$55,998,934
Value of total assets at beginning of year	2013-12-31	$45,533,196
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,285
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$18,665
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,851,169
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,781,369
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$5,500
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$18,291
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,623,393
Participant contributions at end of year	2013-12-31	$270,067
Participant contributions at beginning of year	2013-12-31	$383,204
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$27,300
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$76,390
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$13,865
Administrative expenses (other) incurred	2013-12-31	$3,285
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$10,465,738
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$55,998,934
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$45,533,196
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$48,320,075
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$40,588,945
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$18,606
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$3,344,020
Value of interest in common/collective trusts at beginning of year	2013-12-31	$2,705,523
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$784,774
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$692,023
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$692,023
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$59
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$8,997,320
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$2,534
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$746,140
Employer contributions (assets) at end of year	2013-12-31	$1,086,372
Employer contributions (assets) at beginning of year	2013-12-31	$340,232
Income. Dividends from preferred stock	2013-12-31	$1,623
Income. Dividends from common stock	2013-12-31	$68,177
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,161,123
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$2,160,826
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$804,978
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$2,381,251
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$2,269,725
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BDO USA, LLP
Accountancy firm EIN	2013-12-31	135381590
2012 : FBR & CO. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$1,819
Total unrealized appreciation/depreciation of assets	2012-12-31	$1,819
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$9,136,897
Total loss/gain on sale of assets	2012-12-31	$109,048
Total of all expenses incurred	2012-12-31	$10,084,133
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$10,058,663
Value of total corrective distributions	2012-12-31	$20,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,286,108
Value of total assets at end of year	2012-12-31	$45,533,196
Value of total assets at beginning of year	2012-12-31	$46,480,432
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$4,575
Total interest from all sources	2012-12-31	$41,898
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,651,514
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,621,400
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$18,291
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,636,308
Participant contributions at end of year	2012-12-31	$383,204
Participant contributions at beginning of year	2012-12-31	$425,546
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$-100
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$609,525
Administrative expenses (other) incurred	2012-12-31	$4,575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-947,236
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$45,533,196
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$46,480,432
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$40,588,945
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$40,095,388
Interest on participant loans	2012-12-31	$23,690
Income. Interest from corporate debt instruments	2012-12-31	$18,053
Value of interest in common/collective trusts at end of year	2012-12-31	$2,705,523
Value of interest in common/collective trusts at beginning of year	2012-12-31	$3,140,862
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$692,023
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$823,102
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$823,102
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$155
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$4,007,965
Net investment gain or loss from common/collective trusts	2012-12-31	$38,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$40,275
Employer contributions (assets) at end of year	2012-12-31	$340,232
Employer contributions (assets) at beginning of year	2012-12-31	$300,558
Income. Dividends from preferred stock	2012-12-31	$372
Income. Dividends from common stock	2012-12-31	$29,742
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$10,058,663
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$247,889
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$804,978
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$1,447,187
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$4,917,678
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$4,808,630
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2012-12-31	138008324
2011 : FBR & CO. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-169,840
Total unrealized appreciation/depreciation of assets	2011-12-31	$-169,840
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$4,573,763
Total loss/gain on sale of assets	2011-12-31	$225,915
Total of all expenses incurred	2011-12-31	$8,582,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$8,575,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$4,786,514
Value of total assets at end of year	2011-12-31	$46,480,432
Value of total assets at beginning of year	2011-12-31	$50,489,059
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$7,149
Total interest from all sources	2011-12-31	$40,991
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,883,434
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,808,563
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-12-31	$36,972
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$4,146,395
Participant contributions at end of year	2011-12-31	$425,546
Participant contributions at beginning of year	2011-12-31	$404,462
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$-100
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$23,475
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$639,464
Other income not declared elsewhere	2011-12-31	$1
Administrative expenses (other) incurred	2011-12-31	$7,149
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-4,008,627
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$46,480,432
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$50,489,059
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$40,095,388
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$43,757,745
Interest on participant loans	2011-12-31	$25,230
Income. Interest from corporate debt instruments	2011-12-31	$15,649
Value of interest in common/collective trusts at end of year	2011-12-31	$3,140,862
Value of interest in common/collective trusts at beginning of year	2011-12-31	$3,016,135
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$823,102
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$1,110,380
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$1,110,380
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$112
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-2,288,413
Net investment gain or loss from common/collective trusts	2011-12-31	$95,161
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$655
Employer contributions (assets) at end of year	2011-12-31	$300,558
Employer contributions (assets) at beginning of year	2011-12-31	$300,558
Income. Dividends from common stock	2011-12-31	$74,871
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$8,575,241
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$247,889
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$163,182
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$1,447,187
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$1,676,150
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$5,878,834
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$5,652,919
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2011-12-31	138008324
2010 : FBR & CO. 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$96,675
Total unrealized appreciation/depreciation of assets	2010-12-31	$96,675
Total transfer of assets from this plan	2010-12-31	$1,533,785
Total income from all sources (including contributions)	2010-12-31	$12,451,680
Total loss/gain on sale of assets	2010-12-31	$206,152
Total of all expenses incurred	2010-12-31	$5,735,865
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$5,708,796
Expenses. Certain deemed distributions of participant loans	2010-12-31	$18,213
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$5,841,308
Value of total assets at end of year	2010-12-31	$50,489,059
Value of total assets at beginning of year	2010-12-31	$45,307,029
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$8,856
Total interest from all sources	2010-12-31	$30,850
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$856,345
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$829,626
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$36,972
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$29,600
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$5,033,239
Participant contributions at end of year	2010-12-31	$404,462
Participant contributions at beginning of year	2010-12-31	$203,710
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$23,475
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$764,169
Administrative expenses (other) incurred	2010-12-31	$8,810
Total non interest bearing cash at end of year	2010-12-31	$0
Total non interest bearing cash at beginning of year	2010-12-31	$846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$6,715,815
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$50,489,059
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$45,307,029
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$46
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$43,757,745
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$38,044,852
Interest on participant loans	2010-12-31	$20,300
Income. Interest from corporate debt instruments	2010-12-31	$9,837
Value of interest in common/collective trusts at end of year	2010-12-31	$3,016,135
Value of interest in common/collective trusts at beginning of year	2010-12-31	$3,812,223
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$1,110,380
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,453,135
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,453,135
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$713
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$5,323,868
Net investment gain or loss from common/collective trusts	2010-12-31	$96,482
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$0
Assets. Invements in employer securities at beginning of year	2010-12-31	$166,730
Contributions received in cash from employer	2010-12-31	$43,900
Employer contributions (assets) at end of year	2010-12-31	$300,558
Employer contributions (assets) at beginning of year	2010-12-31	$391,814
Income. Dividends from preferred stock	2010-12-31	$255
Income. Dividends from common stock	2010-12-31	$26,464
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$5,708,796
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$163,182
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$109,029
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$1,676,150
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$1,095,090
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$5,808,680
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$5,602,528
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2010-12-31	138008324
2009 : FBR & CO. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for FBR & CO. 401(K) PLAN

2017: FBR & CO. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: FBR & CO. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: FBR & CO. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: FBR & CO. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FBR & CO. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: FBR & CO. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: FBR & CO. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: FBR & CO. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: FBR & CO. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	FBR & CO.
Employer identification number (EIN):	205164223
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing

Jurisdiction of Incorporation:	Virginia Secretary of State
Incorporation Date:	2006-06-09
Company Identification Number:	0659964
Legal Registered Office Address:	1300 NORTH 17TH STREET ARLINGTON United States of America (USA) 22209