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DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameDIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN
Plan identification number 001

DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DIEFENTHAL HOLDINGS, LLC has sponsored the creation of one or more 401k plans.

Company Name:DIEFENTHAL HOLDINGS, LLC
Employer identification number (EIN):205211632
NAIC Classification:551112
NAIC Description:Offices of Other Holding Companies

Additional information about DIEFENTHAL HOLDINGS, LLC

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 2007-07-20
Company Identification Number: L07000075141
Legal Registered Office Address: 1201 HAYS STREET

Tallahassee

32301

More information about DIEFENTHAL HOLDINGS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01
0012016-01-01ADP RETIREMENT SERVICES COMPLIANCE
0012016-01-01
0012015-01-01ROB MERKEL
0012014-01-01ANDREW GALLOWAY
0012013-01-01ANDREW E. GALLOWAY III
0012012-01-01PETER BEACH PETER BEACH2013-10-15
0012011-01-01ANDREW GALLOWAY
0012009-01-01ROBERT P. LEVINE

Plan Statistics for DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN

401k plan membership statisitcs for DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN

Measure Date Value
2017: DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01265
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01278
Total number of active participants reported on line 7a of the Form 55002016-01-01205
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0156
Total of all active and inactive participants2016-01-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01261
Number of participants with account balances2016-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01320
Total number of active participants reported on line 7a of the Form 55002015-01-01236
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0153
Total of all active and inactive participants2015-01-01289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01289
Number of participants with account balances2015-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01281
Total number of active participants reported on line 7a of the Form 55002014-01-01283
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0139
Total of all active and inactive participants2014-01-01322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01323
Number of participants with account balances2014-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01132
Total number of active participants reported on line 7a of the Form 55002013-01-01275
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0118
Total of all active and inactive participants2013-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01293
Number of participants with account balances2013-01-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01132
Total number of active participants reported on line 7a of the Form 55002012-01-01117
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0115
Total of all active and inactive participants2012-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01132
Number of participants with account balances2012-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01124
Total number of active participants reported on line 7a of the Form 55002011-01-01116
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0116
Total of all active and inactive participants2011-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01132
Number of participants with account balances2011-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01141
Total number of active participants reported on line 7a of the Form 55002009-01-01128
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0112
Total of all active and inactive participants2009-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01140
Number of participants with account balances2009-01-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN

Measure Date Value
2017 : DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-02-28$0
Total transfer of assets to this plan2017-02-28$0
Total transfer of assets from this plan2017-02-28$5,158,252
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-02-28$0
Total income from all sources (including contributions)2017-02-28$213,662
Total loss/gain on sale of assets2017-02-28$0
Total of all expenses incurred2017-02-28$2,001
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-02-28$1,711
Expenses. Certain deemed distributions of participant loans2017-02-28$230
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-02-28$1,618
Value of total assets at end of year2017-02-28$0
Value of total assets at beginning of year2017-02-28$4,946,591
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-02-28$60
Total interest from all sources2017-02-28$830
Total dividends received (eg from common stock, registered investment company shares)2017-02-28$1,239
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-02-28No
Total dividends received from registered investment company shares (eg mutual funds)2017-02-28$1,239
Was this plan covered by a fidelity bond2017-02-28Yes
Value of fidelity bond cover2017-02-28$495,000
If this is an individual account plan, was there a blackout period2017-02-28No
Were there any nonexempt tranactions with any party-in-interest2017-02-28No
Contributions received from participants2017-02-28$922
Participant contributions at beginning of year2017-02-28$280,170
Assets. Other investments not covered elsewhere at beginning of year2017-02-28$19,223
Other income not declared elsewhere2017-02-28$-31
Administrative expenses (other) incurred2017-02-28$60
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-02-28No
Value of net income/loss2017-02-28$211,661
Value of net assets at end of year (total assets less liabilities)2017-02-28$0
Value of net assets at beginning of year (total assets less liabilities)2017-02-28$4,946,591
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2017-02-28No
Were any leases to which the plan was party in default or uncollectible2017-02-28No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-02-28$3,983,539
Interest on participant loans2017-02-28$830
Value of interest in common/collective trusts at beginning of year2017-02-28$663,659
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-02-28$204,347
Net investment gain or loss from common/collective trusts2017-02-28$5,659
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-02-28No
Was there a failure to transmit to the plan any participant contributions2017-02-28No
Has the plan failed to provide any benefit when due under the plan2017-02-28No
Contributions received in cash from employer2017-02-28$696
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-02-28$1,711
Did the plan have assets held for investment2017-02-28No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-02-28Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-02-28Yes
Opinion of an independent qualified public accountant for this plan2017-02-28Disclaimer
Accountancy firm name2017-02-28POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2017-02-28721202445
2016 : DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$930,726
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,570,115
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,548,145
Expenses. Certain deemed distributions of participant loans2016-12-31$16,728
Value of total corrective distributions2016-12-31$1,370
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$642,763
Value of total assets at end of year2016-12-31$4,946,591
Value of total assets at beginning of year2016-12-31$6,585,980
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,872
Total interest from all sources2016-12-31$12,040
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$150,661
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$150,661
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$413,021
Participant contributions at end of year2016-12-31$280,170
Participant contributions at beginning of year2016-12-31$253,370
Assets. Other investments not covered elsewhere at end of year2016-12-31$19,223
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$19,199
Other income not declared elsewhere2016-12-31$33
Administrative expenses (other) incurred2016-12-31$3,872
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-1,639,389
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,946,591
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,585,980
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,983,539
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,622,928
Interest on participant loans2016-12-31$12,040
Value of interest in common/collective trusts at end of year2016-12-31$663,659
Value of interest in common/collective trusts at beginning of year2016-12-31$1,690,483
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$110,059
Net investment gain or loss from common/collective trusts2016-12-31$15,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$229,742
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,548,145
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2016-12-31721202445
2015 : DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,230,355
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$639,855
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$631,409
Expenses. Certain deemed distributions of participant loans2015-12-31$4,450
Value of total corrective distributions2015-12-31$831
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,175,576
Value of total assets at end of year2015-12-31$6,585,980
Value of total assets at beginning of year2015-12-31$5,995,480
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,165
Total interest from all sources2015-12-31$11,741
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$285,172
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$285,172
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$607,022
Participant contributions at end of year2015-12-31$253,370
Participant contributions at beginning of year2015-12-31$289,172
Assets. Other investments not covered elsewhere at end of year2015-12-31$19,199
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$19,243
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$227,609
Other income not declared elsewhere2015-12-31$-44
Administrative expenses (other) incurred2015-12-31$3,165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$590,500
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,585,980
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,995,480
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,622,928
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,297,667
Interest on participant loans2015-12-31$11,741
Value of interest in common/collective trusts at end of year2015-12-31$1,690,483
Value of interest in common/collective trusts at beginning of year2015-12-31$1,389,398
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-269,574
Net investment gain or loss from common/collective trusts2015-12-31$27,484
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$340,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$631,409
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2015-12-31721202445
2014 : DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,415,762
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$851,567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$840,760
Expenses. Certain deemed distributions of participant loans2014-12-31$8,239
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,049,777
Value of total assets at end of year2014-12-31$5,995,480
Value of total assets at beginning of year2014-12-31$5,431,285
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,568
Total interest from all sources2014-12-31$14,516
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$415,221
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$415,221
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$556,142
Participant contributions at end of year2014-12-31$289,172
Participant contributions at beginning of year2014-12-31$278,723
Assets. Other investments not covered elsewhere at end of year2014-12-31$19,243
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$19,335
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$194,785
Other income not declared elsewhere2014-12-31$-92
Administrative expenses (other) incurred2014-12-31$2,568
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$564,195
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,995,480
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,431,285
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,297,667
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,968,667
Interest on participant loans2014-12-31$14,516
Value of interest in common/collective trusts at end of year2014-12-31$1,389,398
Value of interest in common/collective trusts at beginning of year2014-12-31$1,164,560
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-119,925
Net investment gain or loss from common/collective trusts2014-12-31$56,265
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$298,850
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$840,760
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2014-12-31721202445
2013 : DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,524,659
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$853,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$836,727
Expenses. Certain deemed distributions of participant loans2013-12-31$14,536
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$725,667
Value of total assets at end of year2013-12-31$5,431,285
Value of total assets at beginning of year2013-12-31$4,760,317
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,428
Total interest from all sources2013-12-31$12,817
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$240,173
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$240,173
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$477,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$437,153
Participant contributions at end of year2013-12-31$278,723
Participant contributions at beginning of year2013-12-31$321,239
Assets. Other investments not covered elsewhere at end of year2013-12-31$19,335
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$15,228
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$74,698
Other income not declared elsewhere2013-12-31$4,107
Administrative expenses (other) incurred2013-12-31$2,428
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$670,968
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,431,285
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,760,317
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,968,667
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,839,688
Interest on participant loans2013-12-31$12,817
Value of interest in common/collective trusts at end of year2013-12-31$1,164,560
Value of interest in common/collective trusts at beginning of year2013-12-31$1,584,162
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$375,516
Net investment gain or loss from common/collective trusts2013-12-31$166,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$213,816
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$836,727
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2013-12-31721202445
2012 : DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,316,948
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$836,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$817,003
Expenses. Certain deemed distributions of participant loans2012-12-31$17,355
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$879,156
Value of total assets at end of year2012-12-31$4,760,317
Value of total assets at beginning of year2012-12-31$4,279,425
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,698
Total interest from all sources2012-12-31$14,906
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$55,330
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$55,330
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$428,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$330,707
Participant contributions at end of year2012-12-31$321,239
Participant contributions at beginning of year2012-12-31$347,745
Assets. Other investments not covered elsewhere at end of year2012-12-31$15,228
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$13,021
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$377,820
Other income not declared elsewhere2012-12-31$2,207
Administrative expenses (other) incurred2012-12-31$1,698
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$480,892
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,760,317
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,279,425
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,839,688
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,557,333
Interest on participant loans2012-12-31$14,906
Value of interest in common/collective trusts at end of year2012-12-31$1,584,162
Value of interest in common/collective trusts at beginning of year2012-12-31$1,361,326
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$314,515
Net investment gain or loss from common/collective trusts2012-12-31$50,834
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$170,629
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$817,003
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2012-12-31721202445
2011 : DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$531,856
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$577,931
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$565,316
Expenses. Certain deemed distributions of participant loans2011-12-31$10,515
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$471,672
Value of total assets at end of year2011-12-31$4,279,425
Value of total assets at beginning of year2011-12-31$4,325,500
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,100
Total interest from all sources2011-12-31$11,337
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$42,878
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$42,878
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$433,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$306,454
Participant contributions at end of year2011-12-31$347,745
Participant contributions at beginning of year2011-12-31$241,420
Assets. Other investments not covered elsewhere at end of year2011-12-31$13,021
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$11,893
Other income not declared elsewhere2011-12-31$1,128
Administrative expenses (other) incurred2011-12-31$2,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-46,075
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,279,425
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,325,500
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,557,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,707,168
Interest on participant loans2011-12-31$11,337
Value of interest in common/collective trusts at end of year2011-12-31$1,361,326
Value of interest in common/collective trusts at beginning of year2011-12-31$1,365,019
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-55,467
Net investment gain or loss from common/collective trusts2011-12-31$60,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$165,218
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$565,316
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2011-12-31721202445
2010 : DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$855,129
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$467,779
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$457,333
Expenses. Certain deemed distributions of participant loans2010-12-31$8,146
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$501,126
Value of total assets at end of year2010-12-31$4,325,500
Value of total assets at beginning of year2010-12-31$3,938,150
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,300
Total interest from all sources2010-12-31$8,953
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$61,541
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$61,541
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$394,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$327,771
Participant contributions at end of year2010-12-31$241,420
Participant contributions at beginning of year2010-12-31$208,839
Assets. Other investments not covered elsewhere at end of year2010-12-31$11,893
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$12,655
Other income not declared elsewhere2010-12-31$-761
Administrative expenses (other) incurred2010-12-31$2,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$387,350
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,325,500
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,938,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,707,168
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,493,077
Interest on participant loans2010-12-31$8,953
Value of interest in common/collective trusts at end of year2010-12-31$1,365,019
Value of interest in common/collective trusts at beginning of year2010-12-31$1,223,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$247,222
Net investment gain or loss from common/collective trusts2010-12-31$37,048
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$173,355
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$457,333
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2010-12-31721202445
2009 : DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN

2017: DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: DIEFENTHAL HOLDINGS, LLC 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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