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HBM 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameHBM 401(K) PROFIT SHARING PLAN
Plan identification number 001

HBM 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HENDERSON BENNINGTON MOSHOFSKY, PC has sponsored the creation of one or more 401k plans.

Company Name:HENDERSON BENNINGTON MOSHOFSKY, PC
Employer identification number (EIN):205241666
NAIC Classification:541211
NAIC Description:Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HBM 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01STEPHEN MOSHOFSKY2023-06-30
0012021-01-01STEPHEN MOSHOFSKY2022-10-03
0012020-01-01STEPHEN MOSHOFSKY2021-10-01
0012019-01-01STEPHEN MOSHOFSKY2020-10-06
0012018-01-01STEPHEN MOSHOFSKY2019-10-14
0012017-01-01STEPHEN MOSHOFSKY2018-10-09
0012016-01-01STEPHEN MOSHOFSKY2017-10-09
0012015-01-01STEPHEN MOSHOFSKY2016-10-13
0012014-01-01STEPHEN MOSHOFSKY2015-07-24
0012013-01-01STEPHEN MOSHOFSKY2014-09-26
0012012-01-01STEPHEN MOSHOFSKY STEPHEN MOSHOFSKY2013-08-07
0012011-01-01STEPHEN MOSHOFSKY STEPHEN MOSHOFSKY2012-10-15
0012009-01-01ROGER C HENDERSON ROGER C HENDERSON2010-07-22
0012009-01-01ROGER C HENDERSON ROGER C HENDERSON2010-07-23

Plan Statistics for HBM 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for HBM 401(K) PROFIT SHARING PLAN

Measure Date Value
2012: HBM 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-016
Total number of active participants reported on line 7a of the Form 55002012-01-013
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-013
Number of participants with account balances2012-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: HBM 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016
Total number of active participants reported on line 7a of the Form 55002011-01-014
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-016
Number of participants with account balances2011-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: HBM 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-016
Total number of active participants reported on line 7a of the Form 55002009-01-016
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-016
Number of participants with account balances2009-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
Number of employers contributing to the scheme2009-01-010

Financial Data on HBM 401(K) PROFIT SHARING PLAN

Measure Date Value
2012 : HBM 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$239,885
Expenses. Total of all expenses incurred2012-12-31$1,904,591
Benefits paid (including direct rollovers)2012-12-31$1,903,044
Total plan assets at end of year2012-12-31$627,839
Total plan assets at beginning of year2012-12-31$2,292,545
Expenses. Other expenses not covered elsewhere2012-12-31$1,547
Other income received2012-12-31$179,885
Net income (gross income less expenses)2012-12-31$-1,664,706
Net plan assets at end of year (total assets less liabilities)2012-12-31$627,839
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,292,545
Assets. Value of participant loans2012-12-31$35,000
Total contributions received or receivable from employer(s)2012-12-31$60,000
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : HBM 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$113,154
Expenses. Total of all expenses incurred2011-12-31$387,726
Benefits paid (including direct rollovers)2011-12-31$366,958
Total plan assets at end of year2011-12-31$2,292,545
Total plan assets at beginning of year2011-12-31$2,567,117
Expenses. Other expenses not covered elsewhere2011-12-31$20,768
Other income received2011-12-31$63,154
Net income (gross income less expenses)2011-12-31$-274,572
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,292,545
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,567,117
Assets. Value of participant loans2011-12-31$35,000
Total contributions received or receivable from employer(s)2011-12-31$50,000
2010 : HBM 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$159,794
Expenses. Total of all expenses incurred2010-12-31$26,594
Total plan assets at end of year2010-12-31$2,567,117
Total plan assets at beginning of year2010-12-31$2,433,916
Expenses. Other expenses not covered elsewhere2010-12-31$26,594
Other income received2010-12-31$123,787
Net income (gross income less expenses)2010-12-31$133,200
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,567,117
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,433,916
Assets. Value of participant loans2010-12-31$35,000
Total contributions received or receivable from employer(s)2010-12-31$36,007

Form 5500 Responses for HBM 401(K) PROFIT SHARING PLAN

2012: HBM 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HBM 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HBM 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number39905
Policy instance 1
Insurance contract or identification number39905
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker nameVERENA LEWANDOWSKI
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract numberTRUST 27639
Policy instance 1
Insurance contract or identification numberTRUST 27639
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number39905
Policy instance 2
Insurance contract or identification number39905
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69204 )
Policy contract numberFV 003357540
Policy instance 3
Insurance contract or identification numberFV 003357540
Number of Individuals Covered1
Insurance policy start date2010-05-05
Insurance policy end date2011-05-04
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract numberTRUST 27639
Policy instance 1
Insurance contract or identification numberTRUST 27639
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameRICHARD L BRADY
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number39905
Policy instance 2
Insurance contract or identification number39905
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameVERENA LEWANDOWSKI
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69204 )
Policy contract numberFV 003357540
Policy instance 3
Insurance contract or identification numberFV 003357540
Number of Individuals Covered1
Insurance policy start date2010-05-05
Insurance policy end date2011-05-04
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Insurance broker organization code?3
Insurance broker nameBISYS INS

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