EARLY WARNING SERVICES LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan EARLY WARNING SERVICES, LLC 401(K) PLAN
Measure | Date | Value |
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2022 : EARLY WARNING SERVICES, LLC 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $2,748,560 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $10,216,700 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $9,996,341 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $19,139,519 |
Value of total assets at end of year | 2022-12-31 | $100,411,101 |
Value of total assets at beginning of year | 2022-12-31 | $107,879,241 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $220,359 |
Total interest from all sources | 2022-12-31 | $60,154 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $3,882,999 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $3,882,999 |
Administrative expenses professional fees incurred | 2022-12-31 | $146,572 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $11,515,484 |
Participant contributions at end of year | 2022-12-31 | $1,125,489 |
Participant contributions at beginning of year | 2022-12-31 | $1,314,348 |
Participant contributions at end of year | 2022-12-31 | $315,295 |
Participant contributions at beginning of year | 2022-12-31 | $270,482 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $446,089 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $609,566 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $900,520 |
Other income not declared elsewhere | 2022-12-31 | $-109,852 |
Total non interest bearing cash at end of year | 2022-12-31 | $7,510 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $15,909 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-7,468,140 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $100,411,101 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $107,879,241 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $73,787 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $98,312,843 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $105,526,785 |
Interest on participant loans | 2022-12-31 | $60,154 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-20,224,260 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $6,723,515 |
Employer contributions (assets) at end of year | 2022-12-31 | $203,875 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $142,151 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $9,996,341 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | MAYER HOFFMAN MCCANN, P.C. |
Accountancy firm EIN | 2022-12-31 | 431947695 |
2021 : EARLY WARNING SERVICES, LLC 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $22,546 |
Total income from all sources (including contributions) | 2021-12-31 | $30,696,950 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $21,842,236 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $21,666,878 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $16,960,289 |
Value of total assets at end of year | 2021-12-31 | $107,879,241 |
Value of total assets at beginning of year | 2021-12-31 | $99,047,073 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $175,358 |
Total interest from all sources | 2021-12-31 | $58,399 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $3,721,378 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $3,721,378 |
Administrative expenses professional fees incurred | 2021-12-31 | $94,644 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $10,049,995 |
Participant contributions at end of year | 2021-12-31 | $1,314,348 |
Participant contributions at beginning of year | 2021-12-31 | $1,206,720 |
Participant contributions at end of year | 2021-12-31 | $270,482 |
Participant contributions at beginning of year | 2021-12-31 | $233,585 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $609,566 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $2,025,120 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $3,908 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $22,546 |
Other income not declared elsewhere | 2021-12-31 | $65,839 |
Total non interest bearing cash at end of year | 2021-12-31 | $15,909 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $414 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $8,854,714 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $107,879,241 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $99,024,527 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $80,714 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $105,526,785 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $97,474,610 |
Interest on participant loans | 2021-12-31 | $58,399 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $9,891,045 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $4,885,174 |
Employer contributions (assets) at end of year | 2021-12-31 | $142,151 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $127,836 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $21,666,878 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | MAYER HOFFMAN MCCANN, P.C. |
Accountancy firm EIN | 2021-12-31 | 431947695 |
2020 : EARLY WARNING SERVICES, LLC 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $22,546 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $27,022,952 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $6,377,370 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $6,190,995 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $14,761,958 |
Value of total assets at end of year | 2020-12-31 | $99,047,073 |
Value of total assets at beginning of year | 2020-12-31 | $78,378,945 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $186,375 |
Total interest from all sources | 2020-12-31 | $63,409 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,296,667 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,296,667 |
Administrative expenses professional fees incurred | 2020-12-31 | $117,511 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $9,620,175 |
Participant contributions at end of year | 2020-12-31 | $1,206,720 |
Participant contributions at beginning of year | 2020-12-31 | $1,195,027 |
Participant contributions at end of year | 2020-12-31 | $233,585 |
Participant contributions at beginning of year | 2020-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $469,222 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $3,908 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $8,651 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $22,546 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $0 |
Other income not declared elsewhere | 2020-12-31 | $3,433 |
Total non interest bearing cash at end of year | 2020-12-31 | $414 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $137 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $20,645,582 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $99,024,527 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $78,378,945 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $68,864 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $97,474,610 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $77,175,130 |
Interest on participant loans | 2020-12-31 | $63,409 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $10,897,485 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $4,672,561 |
Employer contributions (assets) at end of year | 2020-12-31 | $127,836 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $6,190,995 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | MAYER HOFFMAN MCCANN, P.C. |
Accountancy firm EIN | 2020-12-31 | 431947695 |
2019 : EARLY WARNING SERVICES, LLC 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $28,228,410 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $7,225,797 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $7,045,608 |
Value of total corrective distributions | 2019-12-31 | $6,038 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $14,700,835 |
Value of total assets at end of year | 2019-12-31 | $78,378,945 |
Value of total assets at beginning of year | 2019-12-31 | $57,376,332 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $174,151 |
Total interest from all sources | 2019-12-31 | $64,102 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,423,872 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,423,872 |
Administrative expenses professional fees incurred | 2019-12-31 | $109,076 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $8,318,837 |
Participant contributions at end of year | 2019-12-31 | $1,195,027 |
Participant contributions at beginning of year | 2019-12-31 | $1,038,275 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $2,288,244 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $8,651 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $8,259 |
Other income not declared elsewhere | 2019-12-31 | $127 |
Total non interest bearing cash at end of year | 2019-12-31 | $137 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $21,002,613 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $78,378,945 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $57,376,332 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $65,075 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $77,175,130 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $56,329,798 |
Interest on participant loans | 2019-12-31 | $64,102 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $12,039,474 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $4,093,754 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $7,045,608 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | MAYER HOFFMAN MCCANN, P.C. |
Accountancy firm EIN | 2019-12-31 | 431947695 |
2018 : EARLY WARNING SERVICES, LLC 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $11,511 |
Total income from all sources (including contributions) | 2018-12-31 | $7,252,129 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $6,507,348 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $6,332,838 |
Value of total corrective distributions | 2018-12-31 | $738 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $11,857,390 |
Value of total assets at end of year | 2018-12-31 | $57,376,332 |
Value of total assets at beginning of year | 2018-12-31 | $56,643,062 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $173,772 |
Total interest from all sources | 2018-12-31 | $49,938 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,082,169 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,082,169 |
Administrative expenses professional fees incurred | 2018-12-31 | $115,034 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $7,277,648 |
Participant contributions at end of year | 2018-12-31 | $1,038,275 |
Participant contributions at beginning of year | 2018-12-31 | $973,704 |
Participant contributions at end of year | 2018-12-31 | $0 |
Participant contributions at beginning of year | 2018-12-31 | $397 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,145,315 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $8,259 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $4,177 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $11,511 |
Other income not declared elsewhere | 2018-12-31 | $549 |
Total non interest bearing cash at end of year | 2018-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $11,980 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $744,781 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $57,376,332 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $56,631,551 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $58,738 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $56,329,798 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $55,595,074 |
Interest on participant loans | 2018-12-31 | $49,938 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-5,737,917 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $3,434,427 |
Employer contributions (assets) at end of year | 2018-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $57,730 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $6,332,838 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | MAYER HOFFMAN MCCANN, P.C. |
Accountancy firm EIN | 2018-12-31 | 431947695 |
2017 : EARLY WARNING SERVICES, LLC 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $11,511 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $19,447,757 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $3,447,749 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $3,336,304 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $11,367,990 |
Value of total assets at end of year | 2017-12-31 | $56,643,062 |
Value of total assets at beginning of year | 2017-12-31 | $40,631,543 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $111,445 |
Total interest from all sources | 2017-12-31 | $35,469 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $821,390 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $821,390 |
Administrative expenses professional fees incurred | 2017-12-31 | $102,746 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $6,237,575 |
Participant contributions at end of year | 2017-12-31 | $973,704 |
Participant contributions at beginning of year | 2017-12-31 | $667,901 |
Participant contributions at end of year | 2017-12-31 | $397 |
Participant contributions at beginning of year | 2017-12-31 | $1,249 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $1,969,631 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $4,177 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $2,455 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $11,511 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $0 |
Other income not declared elsewhere | 2017-12-31 | $297 |
Total non interest bearing cash at end of year | 2017-12-31 | $11,980 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $75 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $16,000,008 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $56,631,551 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $40,631,543 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $8,699 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $55,595,074 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $39,958,614 |
Interest on participant loans | 2017-12-31 | $35,469 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $7,222,611 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $3,160,784 |
Employer contributions (assets) at end of year | 2017-12-31 | $57,730 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $1,249 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $3,336,304 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | MAYER HOFFMAN MCCANN, P.C. |
Accountancy firm EIN | 2017-12-31 | 431947695 |
2016 : EARLY WARNING SERVICES, LLC 401(K) PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets to this plan | 2016-12-31 | $4,599,343 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $10,721,872 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $2,961,426 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $2,870,893 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $7,327,590 |
Value of total assets at end of year | 2016-12-31 | $40,631,543 |
Value of total assets at beginning of year | 2016-12-31 | $28,271,754 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $90,533 |
Total interest from all sources | 2016-12-31 | $28,611 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $611,665 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $611,665 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $4,697,077 |
Participant contributions at end of year | 2016-12-31 | $667,901 |
Participant contributions at beginning of year | 2016-12-31 | $659,766 |
Participant contributions at end of year | 2016-12-31 | $1,249 |
Participant contributions at beginning of year | 2016-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $317,715 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $2,455 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $1,396 |
Other income not declared elsewhere | 2016-12-31 | $98 |
Administrative expenses (other) incurred | 2016-12-31 | $90,533 |
Total non interest bearing cash at end of year | 2016-12-31 | $75 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $7,760,446 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $40,631,543 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $28,271,754 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $39,958,614 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $27,531,826 |
Interest on participant loans | 2016-12-31 | $28,611 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $2,753,908 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $2,312,798 |
Employer contributions (assets) at end of year | 2016-12-31 | $1,249 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $78,766 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,870,893 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | MAYER HOFFMAN MCCANN, P.C. |
Accountancy firm EIN | 2016-12-31 | 431947695 |
2015 : EARLY WARNING SERVICES, LLC 401(K) PLAN 2015 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $124,003 |
Total income from all sources (including contributions) | 2015-12-31 | $4,411,377 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $2,200,591 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,127,643 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $5,117,511 |
Value of total assets at end of year | 2015-12-31 | $28,271,754 |
Value of total assets at beginning of year | 2015-12-31 | $26,184,971 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $72,948 |
Total interest from all sources | 2015-12-31 | $27,370 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $446,016 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $446,016 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $3,252,557 |
Participant contributions at end of year | 2015-12-31 | $659,766 |
Participant contributions at beginning of year | 2015-12-31 | $570,270 |
Participant contributions at end of year | 2015-12-31 | $0 |
Participant contributions at beginning of year | 2015-12-31 | $77,351 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $289,947 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $1,396 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $1,070 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $124,003 |
Other income not declared elsewhere | 2015-12-31 | $717 |
Administrative expenses (other) incurred | 2015-12-31 | $72,948 |
Total non interest bearing cash at end of year | 2015-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $12,742 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $2,210,786 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $28,271,754 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $26,060,968 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $27,531,826 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $25,425,772 |
Interest on participant loans | 2015-12-31 | $27,370 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,180,237 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,575,007 |
Employer contributions (assets) at end of year | 2015-12-31 | $78,766 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $97,766 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,127,643 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | MAYER HOFFMAN MCCANN, P.C. |
Accountancy firm EIN | 2015-12-31 | 431947695 |
2014 : EARLY WARNING SERVICES, LLC 401(K) PLAN 2014 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $124,003 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $116,476 |
Total income from all sources (including contributions) | 2014-12-31 | $5,204,796 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $3,442,048 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,376,944 |
Value of total corrective distributions | 2014-12-31 | $670 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $4,186,671 |
Value of total assets at end of year | 2014-12-31 | $26,184,971 |
Value of total assets at beginning of year | 2014-12-31 | $24,414,696 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $64,434 |
Total interest from all sources | 2014-12-31 | $20,900 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $391,860 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $391,860 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $600,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $2,639,961 |
Participant contributions at end of year | 2014-12-31 | $570,270 |
Participant contributions at beginning of year | 2014-12-31 | $419,636 |
Participant contributions at end of year | 2014-12-31 | $77,351 |
Participant contributions at beginning of year | 2014-12-31 | $80,834 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $206,359 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $1,070 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $980 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $124,003 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $116,476 |
Other income not declared elsewhere | 2014-12-31 | $2,150 |
Administrative expenses (other) incurred | 2014-12-31 | $64,434 |
Total non interest bearing cash at end of year | 2014-12-31 | $12,742 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,762,748 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $26,060,968 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $24,298,220 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $25,425,772 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $23,820,778 |
Interest on participant loans | 2014-12-31 | $20,900 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $603,215 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,340,351 |
Employer contributions (assets) at end of year | 2014-12-31 | $97,766 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $92,468 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $3,376,944 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | MAYER HOFFMAN MCCANN, P.C. |
Accountancy firm EIN | 2014-12-31 | 431947695 |
2013 : EARLY WARNING SERVICES, LLC 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $116,476 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $134,308 |
Total income from all sources (including contributions) | 2013-12-31 | $8,669,745 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,574,292 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,519,969 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $4,730,784 |
Value of total assets at end of year | 2013-12-31 | $24,414,696 |
Value of total assets at beginning of year | 2013-12-31 | $17,337,075 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $54,323 |
Total interest from all sources | 2013-12-31 | $14,984 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $332,820 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $332,820 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $600,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $2,437,101 |
Participant contributions at end of year | 2013-12-31 | $419,636 |
Participant contributions at beginning of year | 2013-12-31 | $375,267 |
Participant contributions at end of year | 2013-12-31 | $80,834 |
Participant contributions at beginning of year | 2013-12-31 | $76,683 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $1,026,684 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $980 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $1,116 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $116,476 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $134,308 |
Administrative expenses (other) incurred | 2013-12-31 | $54,323 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $7,095,453 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $24,298,220 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $17,202,767 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $23,820,778 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $16,811,860 |
Interest on participant loans | 2013-12-31 | $14,984 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,591,157 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,266,999 |
Employer contributions (assets) at end of year | 2013-12-31 | $92,468 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $72,149 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,519,969 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | MAYER HOFFMAN MCCANN, P.C. |
Accountancy firm EIN | 2013-12-31 | 431947695 |
2012 : EARLY WARNING SERVICES, LLC 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $134,308 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $5,074,615 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $733,821 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $680,070 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $3,248,682 |
Value of total assets at end of year | 2012-12-31 | $17,337,075 |
Value of total assets at beginning of year | 2012-12-31 | $12,861,973 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $53,751 |
Total interest from all sources | 2012-12-31 | $14,926 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $312,297 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $312,297 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $600,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $2,034,790 |
Participant contributions at end of year | 2012-12-31 | $375,267 |
Participant contributions at beginning of year | 2012-12-31 | $304,414 |
Participant contributions at end of year | 2012-12-31 | $76,683 |
Participant contributions at beginning of year | 2012-12-31 | $58,548 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $161,933 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $1,116 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $1,195 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $134,308 |
Other income not declared elsewhere | 2012-12-31 | $50 |
Administrative expenses (other) incurred | 2012-12-31 | $53,751 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $4,340,794 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $17,202,767 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $12,861,973 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $16,811,860 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $12,469,236 |
Interest on participant loans | 2012-12-31 | $14,926 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,498,660 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $1,051,959 |
Employer contributions (assets) at end of year | 2012-12-31 | $72,149 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $28,580 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $680,070 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | MAYER HOFFMAN MCCANN, P.C. |
Accountancy firm EIN | 2012-12-31 | 431947695 |
2011 : EARLY WARNING SERVICES, LLC 401(K) PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $2,503,302 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $674,939 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $650,139 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,824,879 |
Value of total assets at end of year | 2011-12-31 | $12,861,973 |
Value of total assets at beginning of year | 2011-12-31 | $11,033,610 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $24,800 |
Total interest from all sources | 2011-12-31 | $13,041 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $223,248 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $223,248 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $600,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,750,781 |
Participant contributions at end of year | 2011-12-31 | $304,414 |
Participant contributions at beginning of year | 2011-12-31 | $307,524 |
Participant contributions at end of year | 2011-12-31 | $58,548 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $189,327 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $1,195 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $1,146 |
Administrative expenses (other) incurred | 2011-12-31 | $24,800 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $1,828,363 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $12,861,973 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $11,033,610 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $12,469,236 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $10,724,940 |
Interest on participant loans | 2011-12-31 | $13,041 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-557,866 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $884,771 |
Employer contributions (assets) at end of year | 2011-12-31 | $28,580 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $650,139 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | Yes |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | MAYER HOFFMAN MCCANN, P.C. |
Accountancy firm EIN | 2011-12-31 | 431947695 |
2010 : EARLY WARNING SERVICES, LLC 401(K) PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $3,478,565 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $453,124 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $436,258 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,246,341 |
Value of total assets at end of year | 2010-12-31 | $11,033,610 |
Value of total assets at beginning of year | 2010-12-31 | $8,008,169 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $16,866 |
Total interest from all sources | 2010-12-31 | $11,436 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $171,525 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $171,525 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,518,643 |
Participant contributions at end of year | 2010-12-31 | $307,524 |
Participant contributions at beginning of year | 2010-12-31 | $212,950 |
Participant contributions at beginning of year | 2010-12-31 | $52,994 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $44,866 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $1,146 |
Administrative expenses (other) incurred | 2010-12-31 | $16,866 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $3,025,441 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $11,033,610 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $8,008,169 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $10,724,940 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $6,876,864 |
Interest on participant loans | 2010-12-31 | $11,261 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $844,724 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $844,724 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $175 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,049,263 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $682,832 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $20,637 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $436,258 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | Yes |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | EIDE BAILLY |
Accountancy firm EIN | 2010-12-31 | 450250958 |