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LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameLORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 001

LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LORD & TAYLOR LLC has sponsored the creation of one or more 401k plans.

Company Name:LORD & TAYLOR LLC
Employer identification number (EIN):205344961
NAIC Classification:452200

Additional information about LORD & TAYLOR LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4195799

More information about LORD & TAYLOR LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01NICOLE WILKINS
0012017-01-01NICOLE WILKINS
0012016-01-01NICOLE WILKINS
0012015-01-01NICOLE WILKINS
0012014-01-01NICOLE HORROCKS
0012013-01-01NICOLE HORROCKS
0012012-01-01NICOLE HORROCKS
0012011-01-01NICOLE HORROCKS
0012009-01-01NICOLE HORROCKS

Plan Statistics for LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2018: LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0110,014
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01750
2017: LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0110,545
Total number of active participants reported on line 7a of the Form 55002017-01-018,453
Number of retired or separated participants receiving benefits2017-01-01160
Number of other retired or separated participants entitled to future benefits2017-01-011,364
Total of all active and inactive participants2017-01-019,977
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0137
Total participants2017-01-0110,014
Number of participants with account balances2017-01-017,493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01957
2016: LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0110,988
Total number of active participants reported on line 7a of the Form 55002016-01-019,169
Number of retired or separated participants receiving benefits2016-01-01160
Number of other retired or separated participants entitled to future benefits2016-01-011,167
Total of all active and inactive participants2016-01-0110,496
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0149
Total participants2016-01-0110,545
Number of participants with account balances2016-01-017,899
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01923
2015: LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0110,446
Total number of active participants reported on line 7a of the Form 55002015-01-019,275
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011,507
Total of all active and inactive participants2015-01-0110,782
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0115
Total participants2015-01-0110,797
Number of participants with account balances2015-01-018,419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011,396
2014: LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0110,418
Total number of active participants reported on line 7a of the Form 55002014-01-019,086
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-011,350
Total of all active and inactive participants2014-01-0110,436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0110
Total participants2014-01-0110,446
Number of participants with account balances2014-01-018,151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01952
2013: LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-019,916
Total number of active participants reported on line 7a of the Form 55002013-01-019,328
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011,082
Total of all active and inactive participants2013-01-0110,410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-018
Total participants2013-01-0110,418
Number of participants with account balances2013-01-017,853
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01931
2012: LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-019,108
Total number of active participants reported on line 7a of the Form 55002012-01-018,979
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01928
Total of all active and inactive participants2012-01-019,907
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-019
Total participants2012-01-019,916
Number of participants with account balances2012-01-017,260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01942
2011: LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-018,098
Total number of active participants reported on line 7a of the Form 55002011-01-018,341
Number of retired or separated participants receiving benefits2011-01-01197
Number of other retired or separated participants entitled to future benefits2011-01-01557
Total of all active and inactive participants2011-01-019,095
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0113
Total participants2011-01-019,108
Number of participants with account balances2011-01-016,710
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01766
2009: LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-018,892
Total number of active participants reported on line 7a of the Form 55002009-01-017,105
Number of retired or separated participants receiving benefits2009-01-01347
Number of other retired or separated participants entitled to future benefits2009-01-01409
Total of all active and inactive participants2009-01-017,861
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-017,861
Number of participants with account balances2009-01-015,932
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01653

Financial Data on LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2018 : LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-08-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-08-31$0
Total unrealized appreciation/depreciation of assets2018-08-31$0
Total transfer of assets to this plan2018-08-31$0
Total transfer of assets from this plan2018-08-31$172,457,060
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$23,341
Expenses. Interest paid2018-08-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-08-31$0
Total income from all sources (including contributions)2018-08-31$15,017,312
Total loss/gain on sale of assets2018-08-31$0
Total of all expenses incurred2018-08-31$25,171,565
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-08-31$24,459,571
Expenses. Certain deemed distributions of participant loans2018-08-31$222,160
Value of total corrective distributions2018-08-31$64,475
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-08-31$8,832,043
Value of total assets at end of year2018-08-31$0
Value of total assets at beginning of year2018-08-31$182,634,654
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-08-31$425,359
Total income from rents2018-08-31$0
Total interest from all sources2018-08-31$111,138
Total dividends received (eg from common stock, registered investment company shares)2018-08-31$205,098
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-08-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-08-31$0
Total dividends received from registered investment company shares (eg mutual funds)2018-08-31$205,098
Assets. Real estate other than employer real property at end of year2018-08-31$0
Assets. Real estate other than employer real property at beginning of year2018-08-31$0
Administrative expenses professional fees incurred2018-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-08-31$0
Was this plan covered by a fidelity bond2018-08-31Yes
Value of fidelity bond cover2018-08-31$15,000,000
If this is an individual account plan, was there a blackout period2018-08-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-08-31$0
Were there any nonexempt tranactions with any party-in-interest2018-08-31No
Contributions received from participants2018-08-31$6,581,285
Participant contributions at end of year2018-08-31$0
Participant contributions at beginning of year2018-08-31$3,560,754
Participant contributions at end of year2018-08-31$0
Participant contributions at beginning of year2018-08-31$0
Assets. Other investments not covered elsewhere at end of year2018-08-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-08-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-08-31$303,153
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-08-31$0
Assets. Loans (other than to participants) at end of year2018-08-31$0
Assets. Loans (other than to participants) at beginning of year2018-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-08-31$23,341
Other income not declared elsewhere2018-08-31$0
Administrative expenses (other) incurred2018-08-31$425,359
Total non interest bearing cash at end of year2018-08-31$0
Total non interest bearing cash at beginning of year2018-08-31$750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Income. Non cash contributions2018-08-31$0
Value of net income/loss2018-08-31$-10,154,253
Value of net assets at end of year (total assets less liabilities)2018-08-31$0
Value of net assets at beginning of year (total assets less liabilities)2018-08-31$182,611,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-08-31No
Were any leases to which the plan was party in default or uncollectible2018-08-31No
Assets. partnership/joint venture interests at end of year2018-08-31$0
Assets. partnership/joint venture interests at beginning of year2018-08-31$0
Investment advisory and management fees2018-08-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-08-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-08-31$21,142,087
Interest on participant loans2018-08-31$111,138
Income. Interest from loans (other than to participants)2018-08-31$0
Interest earned on other investments2018-08-31$0
Income. Interest from US Government securities2018-08-31$0
Income. Interest from corporate debt instruments2018-08-31$0
Value of interest in common/collective trusts at end of year2018-08-31$0
Value of interest in common/collective trusts at beginning of year2018-08-31$157,929,889
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-08-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-08-31$1,174
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-08-31$1,174
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-08-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-08-31$0
Asset value of US Government securities at end of year2018-08-31$0
Asset value of US Government securities at beginning of year2018-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-08-31$1,068,578
Net investment gain/loss from pooled separate accounts2018-08-31$0
Net investment gain or loss from common/collective trusts2018-08-31$4,800,455
Net gain/loss from 103.12 investment entities2018-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-08-31No
Was there a failure to transmit to the plan any participant contributions2018-08-31No
Has the plan failed to provide any benefit when due under the plan2018-08-31No
Assets. Invements in employer securities at beginning of year2018-08-31$0
Contributions received in cash from employer2018-08-31$1,947,605
Employer contributions (assets) at end of year2018-08-31$0
Employer contributions (assets) at beginning of year2018-08-31$0
Income. Dividends from preferred stock2018-08-31$0
Income. Dividends from common stock2018-08-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-08-31$24,459,571
Asset. Corporate debt instrument preferred debt at end of year2018-08-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-08-31$0
Asset. Corporate debt instrument debt (other) at end of year2018-08-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-08-31$0
Contract administrator fees2018-08-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-08-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2018-08-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-08-31$0
Liabilities. Value of benefit claims payable at end of year2018-08-31$0
Did the plan have assets held for investment2018-08-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-08-31Yes
Aggregate proceeds on sale of assets2018-08-31$0
Aggregate carrying amount (costs) on sale of assets2018-08-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-08-31Yes
Opinion of an independent qualified public accountant for this plan2018-08-31Disclaimer
Accountancy firm name2018-08-31MAYER HOFFMAN MCCANN CPAS
Accountancy firm EIN2018-08-31431947695
2017 : LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$23,341
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$38,000,872
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$21,563,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$20,599,736
Expenses. Certain deemed distributions of participant loans2017-12-31$366,764
Value of total corrective distributions2017-12-31$13,226
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$13,597,436
Value of total assets at end of year2017-12-31$182,634,654
Value of total assets at beginning of year2017-12-31$166,174,115
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$583,948
Total interest from all sources2017-12-31$152,936
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$839,670
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$839,670
Assets. Real estate other than employer real property at end of year2017-12-31$0
Assets. Real estate other than employer real property at beginning of year2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$25,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$10,388,944
Participant contributions at end of year2017-12-31$3,560,754
Participant contributions at beginning of year2017-12-31$3,444,585
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$492,481
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Assets. Loans (other than to participants) at end of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$23,341
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$0
Administrative expenses (other) incurred2017-12-31$583,948
Total non interest bearing cash at end of year2017-12-31$750
Total non interest bearing cash at beginning of year2017-12-31$2,410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$16,437,198
Value of net assets at end of year (total assets less liabilities)2017-12-31$182,611,313
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$166,174,115
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$21,142,087
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$67,946,341
Interest on participant loans2017-12-31$152,936
Interest earned on other investments2017-12-31$0
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$157,929,889
Value of interest in common/collective trusts at beginning of year2017-12-31$94,697,368
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,174
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$83,411
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$83,411
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Asset value of US Government securities at end of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,715,189
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$18,695,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$2,716,011
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$20,599,736
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2017-12-31431947695
2016 : LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$71,442
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$26,049,727
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$19,287,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$18,460,487
Expenses. Certain deemed distributions of participant loans2016-12-31$366,998
Value of total corrective distributions2016-12-31$79,775
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$16,401,576
Value of total assets at end of year2016-12-31$166,174,115
Value of total assets at beginning of year2016-12-31$159,483,538
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$380,448
Total interest from all sources2016-12-31$143,142
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,563,228
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,563,228
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$380,448
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$11,274,597
Participant contributions at end of year2016-12-31$3,444,585
Participant contributions at beginning of year2016-12-31$3,444,642
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$138,660
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,141,225
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$71,442
Other income not declared elsewhere2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$2,410
Total non interest bearing cash at beginning of year2016-12-31$2,345
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$6,762,019
Value of net assets at end of year (total assets less liabilities)2016-12-31$166,174,115
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$159,412,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$67,946,341
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$27,992,353
Interest on participant loans2016-12-31$143,142
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$94,697,368
Value of interest in common/collective trusts at beginning of year2016-12-31$125,990,981
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$83,411
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$69,024
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$69,024
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,414,457
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$2,527,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$2,985,754
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$1,845,533
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$18,460,487
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2016-12-31431947695
2015 : LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$71,442
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$191,802
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$13,327,264
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$19,014,053
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$18,443,047
Expenses. Certain deemed distributions of participant loans2015-12-31$240,956
Value of total corrective distributions2015-12-31$176,671
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$13,371,202
Value of total assets at end of year2015-12-31$159,483,538
Value of total assets at beginning of year2015-12-31$165,290,687
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$153,379
Total interest from all sources2015-12-31$138,731
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$5,767,033
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$5,767,033
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$11,278,045
Participant contributions at end of year2015-12-31$3,444,642
Participant contributions at beginning of year2015-12-31$3,242,581
Participant contributions at end of year2015-12-31$138,660
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$247,624
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$71,442
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$191,802
Other income not declared elsewhere2015-12-31$15,285
Administrative expenses (other) incurred2015-12-31$153,379
Total non interest bearing cash at end of year2015-12-31$2,345
Total non interest bearing cash at beginning of year2015-12-31$2,237
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$-5,686,789
Value of net assets at end of year (total assets less liabilities)2015-12-31$159,412,096
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$165,098,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$27,992,353
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$48,970,889
Interest on participant loans2015-12-31$138,731
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$125,990,981
Value of interest in common/collective trusts at beginning of year2015-12-31$111,285,745
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$69,024
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$59,752
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$59,752
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-5,591,767
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$-373,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$1,845,533
Employer contributions (assets) at end of year2015-12-31$1,845,533
Employer contributions (assets) at beginning of year2015-12-31$1,729,483
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$18,443,047
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2015-12-31431947695
2014 : LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$191,802
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$140,030
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$20,549,423
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$21,416,262
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$21,024,599
Expenses. Certain deemed distributions of participant loans2014-12-31$238,503
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$12,848,701
Value of total assets at end of year2014-12-31$165,290,687
Value of total assets at beginning of year2014-12-31$166,105,754
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$153,160
Total interest from all sources2014-12-31$128,790
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,403,030
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,403,030
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$10,495,779
Participant contributions at end of year2014-12-31$3,242,581
Participant contributions at beginning of year2014-12-31$3,133,327
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$623,439
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$191,802
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$140,030
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$153,160
Total non interest bearing cash at end of year2014-12-31$2,237
Total non interest bearing cash at beginning of year2014-12-31$1,673
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$-866,839
Value of net assets at end of year (total assets less liabilities)2014-12-31$165,098,885
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$165,965,724
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$48,970,889
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$47,515,131
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$128,790
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$111,285,745
Value of interest in common/collective trusts at beginning of year2014-12-31$113,839,975
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$59,752
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$16,690
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$16,690
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-630,459
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$4,799,361
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$1,729,483
Employer contributions (assets) at end of year2014-12-31$1,729,483
Employer contributions (assets) at beginning of year2014-12-31$1,598,958
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$21,024,599
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2014-12-31431947695
2013 : LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total transfer of assets from this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$140,030
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$106,766
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$31,822,060
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$13,513,843
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$13,218,722
Expenses. Certain deemed distributions of participant loans2013-12-31$146,340
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$11,715,670
Value of total assets at end of year2013-12-31$166,105,754
Value of total assets at beginning of year2013-12-31$147,764,273
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$148,781
Total interest from all sources2013-12-31$126,605
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,685,303
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,685,303
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$9,604,102
Participant contributions at end of year2013-12-31$3,133,327
Participant contributions at beginning of year2013-12-31$2,975,632
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$512,610
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$140,030
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$106,766
Other income not declared elsewhere2013-12-31$-847,357
Administrative expenses (other) incurred2013-12-31$148,781
Total non interest bearing cash at end of year2013-12-31$1,673
Total non interest bearing cash at beginning of year2013-12-31$5,276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$18,308,217
Value of net assets at end of year (total assets less liabilities)2013-12-31$165,965,724
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$147,657,507
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$47,515,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$39,613,942
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$132,702
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$113,839,975
Value of interest in common/collective trusts at beginning of year2013-12-31$103,501,794
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$16,690
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$97,566
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$97,566
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$-6,097
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,250,793
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$15,891,046
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$1,598,958
Employer contributions (assets) at end of year2013-12-31$1,598,958
Employer contributions (assets) at beginning of year2013-12-31$1,570,063
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$13,218,722
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2013-12-31431947695
2012 : LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$106,766
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$110,446
Expenses. Interest paid2012-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-12-31$0
Total income from all sources (including contributions)2012-12-31$22,572,847
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$13,595,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$13,182,052
Expenses. Certain deemed distributions of participant loans2012-12-31$154,729
Value of total corrective distributions2012-12-31$115,307
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$11,444,095
Value of total assets at end of year2012-12-31$147,764,273
Value of total assets at beginning of year2012-12-31$138,790,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$143,393
Total interest from all sources2012-12-31$128,463
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,181,362
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,181,362
Assets. Real estate other than employer real property at end of year2012-12-31$0
Assets. Real estate other than employer real property at beginning of year2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$9,193,364
Participant contributions at end of year2012-12-31$2,975,632
Participant contributions at beginning of year2012-12-31$2,905,491
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$680,668
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Assets. Loans (other than to participants) at end of year2012-12-31$0
Assets. Loans (other than to participants) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$106,766
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$110,446
Administrative expenses (other) incurred2012-12-31$143,393
Total non interest bearing cash at end of year2012-12-31$5,276
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$8,977,366
Value of net assets at end of year (total assets less liabilities)2012-12-31$147,657,507
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$138,680,141
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$0
Assets. partnership/joint venture interests at beginning of year2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$39,613,942
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$34,054,940
Value of interest in pooled separate accounts at end of year2012-12-31$0
Value of interest in pooled separate accounts at beginning of year2012-12-31$0
Interest on participant loans2012-12-31$128,462
Interest earned on other investments2012-12-31$0
Income. Interest from US Government securities2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$103,501,794
Value of interest in common/collective trusts at beginning of year2012-12-31$100,287,120
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$97,566
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$282,948
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$282,948
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1
Asset value of US Government securities at end of year2012-12-31$0
Asset value of US Government securities at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,921,350
Net investment gain/loss from pooled separate accounts2012-12-31$0
Net investment gain or loss from common/collective trusts2012-12-31$7,897,577
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$0
Assets. Invements in employer securities at beginning of year2012-12-31$0
Contributions received in cash from employer2012-12-31$1,570,063
Employer contributions (assets) at end of year2012-12-31$1,570,063
Employer contributions (assets) at beginning of year2012-12-31$1,260,088
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$13,182,052
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2012-12-31431947695
2011 : LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$110,446
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$76,006
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$11,658,945
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$13,703,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$13,309,819
Expenses. Certain deemed distributions of participant loans2011-12-31$256,406
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$10,455,888
Value of total assets at end of year2011-12-31$138,790,587
Value of total assets at beginning of year2011-12-31$140,800,976
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$137,549
Total interest from all sources2011-12-31$146,887
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,052,954
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,052,954
Assets. Real estate other than employer real property at end of year2011-12-31$0
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$8,952,920
Participant contributions at end of year2011-12-31$2,905,491
Participant contributions at beginning of year2011-12-31$3,271,758
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$460,807
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Assets. Loans (other than to participants) at end of year2011-12-31$0
Assets. Loans (other than to participants) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$110,446
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$76,006
Other income not declared elsewhere2011-12-31$-10,275
Administrative expenses (other) incurred2011-12-31$137,549
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$-2,044,829
Value of net assets at end of year (total assets less liabilities)2011-12-31$138,680,141
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$140,724,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$0
Assets. partnership/joint venture interests at beginning of year2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$34,054,940
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$31,565,687
Value of interest in pooled separate accounts at end of year2011-12-31$0
Value of interest in pooled separate accounts at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$146,880
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$100,287,120
Value of interest in common/collective trusts at beginning of year2011-12-31$104,574,518
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$282,948
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$102,234
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$102,234
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$7
Asset value of US Government securities at end of year2011-12-31$0
Asset value of US Government securities at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-639,749
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$653,240
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$1,042,161
Employer contributions (assets) at end of year2011-12-31$1,260,088
Employer contributions (assets) at beginning of year2011-12-31$1,286,779
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$13,309,819
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2011-12-31431947695
2010 : LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$76,006
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$128,663
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$24,771,237
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$12,489,945
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$12,179,960
Expenses. Certain deemed distributions of participant loans2010-12-31$166,987
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$10,269,917
Value of total assets at end of year2010-12-31$140,800,976
Value of total assets at beginning of year2010-12-31$128,572,341
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$142,998
Total interest from all sources2010-12-31$166,064
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$928,294
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$928,294
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$8,771,914
Participant contributions at end of year2010-12-31$3,271,758
Participant contributions at beginning of year2010-12-31$2,981,412
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$211,224
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$76,006
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$128,663
Other income not declared elsewhere2010-12-31$2,591
Administrative expenses (other) incurred2010-12-31$142,998
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$12,281,292
Value of net assets at end of year (total assets less liabilities)2010-12-31$140,724,970
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$128,443,678
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$31,565,687
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$28,698,154
Interest on participant loans2010-12-31$166,046
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$104,574,518
Value of interest in common/collective trusts at beginning of year2010-12-31$96,651,786
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$102,234
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$240,989
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$240,989
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$18
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,802,108
Net investment gain or loss from common/collective trusts2010-12-31$11,602,263
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$1,286,779
Employer contributions (assets) at end of year2010-12-31$1,286,779
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$12,179,960
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2010-12-31431947695
2009 : LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN

2018: LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: LORD & TAYLOR 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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