401k Plan data: CBOE GLOBAL MARKETS SMART PLAN plan

CBOE GLOBAL MARKETS SMART PLAN 401k Plan overview

Plan Name	CBOE GLOBAL MARKETS SMART PLAN
Plan identification number	001

CBOE GLOBAL MARKETS SMART PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CBOE GLOBAL MARKETS, INC. has sponsored the creation of one or more 401k plans.

Company Name: CBOE GLOBAL MARKETS, INC.

Employer identification number (EIN): 205446972

NAIC Classification: 523210
NAIC Description: Securities and Commodity Exchanges

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CBOE GLOBAL MARKETS SMART PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01

Plan Statistics for CBOE GLOBAL MARKETS SMART PLAN

401k plan membership statisitcs for CBOE GLOBAL MARKETS SMART PLAN

Measure Date Value
2022: CBOE GLOBAL MARKETS SMART PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,332
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 1,030
Number of retired or separated participants receiving benefits 2022-01-01 7
Number of other retired or separated participants entitled to future benefits 2022-01-01 484
Total of all active and inactive participants 2022-01-01 1,521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 1,522
Number of participants with account balances 2022-01-01 1,509
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 86
2021: CBOE GLOBAL MARKETS SMART PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 1,259
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 827
Number of retired or separated participants receiving benefits 2021-01-01 4
Number of other retired or separated participants entitled to future benefits 2021-01-01 500
Total of all active and inactive participants 2021-01-01 1,331
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 1,332
Number of participants with account balances 2021-01-01 1,309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 91
2020: CBOE GLOBAL MARKETS SMART PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,193
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 757
Number of retired or separated participants receiving benefits 2020-01-01 2
Number of other retired or separated participants entitled to future benefits 2020-01-01 499
Total of all active and inactive participants 2020-01-01 1,258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 1,259
Number of participants with account balances 2020-01-01 1,243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 41
2019: CBOE GLOBAL MARKETS SMART PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,135
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 669
Number of retired or separated participants receiving benefits 2019-01-01 4
Number of other retired or separated participants entitled to future benefits 2019-01-01 520
Total of all active and inactive participants 2019-01-01 1,193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 1,193
Number of participants with account balances 2019-01-01 1,179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 58
2018: CBOE GLOBAL MARKETS SMART PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 901
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 686
Number of retired or separated participants receiving benefits 2018-01-01 2
Number of other retired or separated participants entitled to future benefits 2018-01-01 447
Total of all active and inactive participants 2018-01-01 1,135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 1,135
Number of participants with account balances 2018-01-01 1,129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 70

Measure	Date	Value
2022: CBOE GLOBAL MARKETS SMART PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,332
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,030
Number of retired or separated participants receiving benefits	2022-01-01	7
Number of other retired or separated participants entitled to future benefits	2022-01-01	484
Total of all active and inactive participants	2022-01-01	1,521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	1,522
Number of participants with account balances	2022-01-01	1,509
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	86
2021: CBOE GLOBAL MARKETS SMART PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,259
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	827
Number of retired or separated participants receiving benefits	2021-01-01	4
Number of other retired or separated participants entitled to future benefits	2021-01-01	500
Total of all active and inactive participants	2021-01-01	1,331
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	1,332
Number of participants with account balances	2021-01-01	1,309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	91
2020: CBOE GLOBAL MARKETS SMART PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,193
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	757
Number of retired or separated participants receiving benefits	2020-01-01	2
Number of other retired or separated participants entitled to future benefits	2020-01-01	499
Total of all active and inactive participants	2020-01-01	1,258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	1,259
Number of participants with account balances	2020-01-01	1,243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	41
2019: CBOE GLOBAL MARKETS SMART PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,135
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	669
Number of retired or separated participants receiving benefits	2019-01-01	4
Number of other retired or separated participants entitled to future benefits	2019-01-01	520
Total of all active and inactive participants	2019-01-01	1,193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	1,193
Number of participants with account balances	2019-01-01	1,179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	58
2018: CBOE GLOBAL MARKETS SMART PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	901
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	686
Number of retired or separated participants receiving benefits	2018-01-01	2
Number of other retired or separated participants entitled to future benefits	2018-01-01	447
Total of all active and inactive participants	2018-01-01	1,135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	1,135
Number of participants with account balances	2018-01-01	1,129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	70

Financial Data on CBOE GLOBAL MARKETS SMART PLAN

Measure	Date	Value
2022 : CBOE GLOBAL MARKETS SMART PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets	2022-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$-4,363,521
Total unrealized appreciation/depreciation of assets	2022-12-31	$-4,363,521
Total transfer of assets to this plan	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$853
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Expenses. Interest paid	2022-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-54,783,333
Total loss/gain on sale of assets	2022-12-31	$-1,966,376
Total of all expenses incurred	2022-12-31	$34,719,416
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$34,685,015
Expenses. Certain deemed distributions of participant loans	2022-12-31	$0
Value of total corrective distributions	2022-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$30,631,796
Value of total assets at end of year	2022-12-31	$339,746,316
Value of total assets at beginning of year	2022-12-31	$429,248,212
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$34,401
Total income from rents	2022-12-31	$0
Total interest from all sources	2022-12-31	$390,993
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$8,091,449
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$7,948,522
Assets. Real estate other than employer real property at end of year	2022-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2022-12-31	$0
Administrative expenses professional fees incurred	2022-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2022-12-31	$11
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2022-12-31	$12
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$13,037,177
Participant contributions at end of year	2022-12-31	$1,718,883
Participant contributions at beginning of year	2022-12-31	$1,470,041
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$7,353
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$-5,271
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$5,299,863
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$0
Assets. Loans (other than to participants) at end of year	2022-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2022-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$853
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$0
Other income not declared elsewhere	2022-12-31	$1,253,946
Administrative expenses (other) incurred	2022-12-31	$34,401
Liabilities. Value of operating payables at end of year	2022-12-31	$0
Liabilities. Value of operating payables at beginning of year	2022-12-31	$0
Total non interest bearing cash at end of year	2022-12-31	$89,323
Total non interest bearing cash at beginning of year	2022-12-31	$93,906
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Income. Non cash contributions	2022-12-31	$0
Value of net income/loss	2022-12-31	$-89,502,749
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$339,745,463
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$429,248,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Assets. partnership/joint venture interests at end of year	2022-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2022-12-31	$0
Investment advisory and management fees	2022-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$196,955,594
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$273,862,489
Value of interest in pooled separate accounts at end of year	2022-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$0
Interest on participant loans	2022-12-31	$87,053
Income. Interest from loans (other than to participants)	2022-12-31	$0
Interest earned on other investments	2022-12-31	$0
Income. Interest from US Government securities	2022-12-31	$2,618
Income. Interest from corporate debt instruments	2022-12-31	$620
Value of interest in master investment trust accounts at end of year	2022-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2022-12-31	$0
Value of interest in common/collective trusts at end of year	2022-12-31	$106,360,415
Value of interest in common/collective trusts at beginning of year	2022-12-31	$113,726,888
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$21,085,680
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$22,084,042
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$22,084,042
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$300,702
Assets. Value of investments in 103.12 investment entities at end of year	2022-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2022-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2022-12-31	$0
Asset value of US Government securities at end of year	2022-12-31	$962,815
Asset value of US Government securities at beginning of year	2022-12-31	$667,904
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-70,061,394
Net investment gain/loss from pooled separate accounts	2022-12-31	$0
Net investment gain or loss from common/collective trusts	2022-12-31	$-18,760,226
Net gain/loss from 103.12 investment entities	2022-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	Yes
Assets. Invements in employer securities at end of year	2022-12-31	$0
Assets. Invements in employer securities at beginning of year	2022-12-31	$0
Assets. Value of employer real property at end of year	2022-12-31	$0
Assets. Value of employer real property at beginning of year	2022-12-31	$0
Contributions received in cash from employer	2022-12-31	$12,294,756
Employer contributions (assets) at end of year	2022-12-31	$68,456
Employer contributions (assets) at beginning of year	2022-12-31	$0
Income. Dividends from preferred stock	2022-12-31	$0
Income. Dividends from common stock	2022-12-31	$142,927
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$34,685,015
Asset. Corporate debt instrument preferred debt at end of year	2022-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2022-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2022-12-31	$71,054
Asset. Corporate debt instrument debt (other) at beginning of year	2022-12-31	$37,497
Contract administrator fees	2022-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2022-12-31	$12,426,732
Assets. Corporate common stocks other than exployer securities at beginning of year	2022-12-31	$17,310,704
Liabilities. Value of benefit claims payable at end of year	2022-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2022-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2022-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2022-12-31	$0
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Aggregate proceeds on sale of assets	2022-12-31	$7,572,648
Aggregate carrying amount (costs) on sale of assets	2022-12-31	$9,539,024
Liabilities. Value of acquisition indebtedness at end of year	2022-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2022-12-31	$0
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2022-12-31	043499945
2021 : CBOE GLOBAL MARKETS SMART PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets	2021-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$1,006,831
Total unrealized appreciation/depreciation of assets	2021-12-31	$1,006,831
Total transfer of assets to this plan	2021-12-31	$10,209,836
Total transfer of assets from this plan	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Expenses. Interest paid	2021-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$82,193,319
Total loss/gain on sale of assets	2021-12-31	$2,376,696
Total of all expenses incurred	2021-12-31	$37,776,511
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$37,691,897
Expenses. Certain deemed distributions of participant loans	2021-12-31	$27,857
Value of total corrective distributions	2021-12-31	$656
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$23,372,044
Value of total assets at end of year	2021-12-31	$429,248,212
Value of total assets at beginning of year	2021-12-31	$374,621,568
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$56,101
Total income from rents	2021-12-31	$0
Total interest from all sources	2021-12-31	$100,683
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$18,982,618
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$18,847,605
Assets. Real estate other than employer real property at end of year	2021-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2021-12-31	$0
Administrative expenses professional fees incurred	2021-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2021-12-31	$12
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2021-12-31	$12,295
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$10,588,635
Participant contributions at end of year	2021-12-31	$1,470,041
Participant contributions at beginning of year	2021-12-31	$1,518,465
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$-5,271
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$197
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$2,944,791
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$0
Assets. Loans (other than to participants) at end of year	2021-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$0
Other income not declared elsewhere	2021-12-31	$620,181
Administrative expenses (other) incurred	2021-12-31	$56,101
Liabilities. Value of operating payables at end of year	2021-12-31	$0
Liabilities. Value of operating payables at beginning of year	2021-12-31	$0
Total non interest bearing cash at end of year	2021-12-31	$93,906
Total non interest bearing cash at beginning of year	2021-12-31	$90,519
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Income. Non cash contributions	2021-12-31	$0
Value of net income/loss	2021-12-31	$44,416,808
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$429,248,212
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$374,621,568
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Assets. partnership/joint venture interests at end of year	2021-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2021-12-31	$0
Investment advisory and management fees	2021-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$273,862,489
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$235,169,201
Value of interest in pooled separate accounts at end of year	2021-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$0
Interest on participant loans	2021-12-31	$92,145
Income. Interest from loans (other than to participants)	2021-12-31	$0
Interest earned on other investments	2021-12-31	$0
Income. Interest from US Government securities	2021-12-31	$2,066
Income. Interest from corporate debt instruments	2021-12-31	$76
Value of interest in master investment trust accounts at end of year	2021-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2021-12-31	$0
Value of interest in common/collective trusts at end of year	2021-12-31	$113,726,888
Value of interest in common/collective trusts at beginning of year	2021-12-31	$96,499,657
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$22,084,042
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$25,330,305
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$25,330,305
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$6,396
Assets. Value of investments in 103.12 investment entities at end of year	2021-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2021-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2021-12-31	$0
Asset value of US Government securities at end of year	2021-12-31	$667,904
Asset value of US Government securities at beginning of year	2021-12-31	$541,608
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$25,086,219
Net investment gain/loss from pooled separate accounts	2021-12-31	$0
Net investment gain or loss from common/collective trusts	2021-12-31	$10,648,047
Net gain/loss from 103.12 investment entities	2021-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	Yes
Assets. Invements in employer securities at end of year	2021-12-31	$0
Assets. Invements in employer securities at beginning of year	2021-12-31	$0
Assets. Value of employer real property at end of year	2021-12-31	$0
Assets. Value of employer real property at beginning of year	2021-12-31	$0
Contributions received in cash from employer	2021-12-31	$9,838,618
Employer contributions (assets) at end of year	2021-12-31	$0
Employer contributions (assets) at beginning of year	2021-12-31	$0
Income. Dividends from preferred stock	2021-12-31	$938
Income. Dividends from common stock	2021-12-31	$134,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$37,691,897
Asset. Corporate debt instrument preferred debt at end of year	2021-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2021-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2021-12-31	$37,497
Asset. Corporate debt instrument debt (other) at beginning of year	2021-12-31	$0
Contract administrator fees	2021-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2021-12-31	$17,310,704
Assets. Corporate common stocks other than exployer securities at beginning of year	2021-12-31	$15,459,321
Liabilities. Value of benefit claims payable at end of year	2021-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2021-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2021-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2021-12-31	$0
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Aggregate proceeds on sale of assets	2021-12-31	$27,474,801
Aggregate carrying amount (costs) on sale of assets	2021-12-31	$25,098,105
Liabilities. Value of acquisition indebtedness at end of year	2021-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2021-12-31	$0
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2021-12-31	043499945
2020 : CBOE GLOBAL MARKETS SMART PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$3,761,299
Total unrealized appreciation/depreciation of assets	2020-12-31	$3,761,299
Total transfer of assets to this plan	2020-12-31	$0
Total transfer of assets from this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Expenses. Interest paid	2020-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$87,678,600
Total loss/gain on sale of assets	2020-12-31	$590,936
Total of all expenses incurred	2020-12-31	$41,010,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$40,854,763
Expenses. Certain deemed distributions of participant loans	2020-12-31	$39,365
Value of total corrective distributions	2020-12-31	$40,563
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$20,566,448
Value of total assets at end of year	2020-12-31	$374,621,568
Value of total assets at beginning of year	2020-12-31	$327,953,409
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$75,750
Total income from rents	2020-12-31	$0
Total interest from all sources	2020-12-31	$182,759
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$11,912,487
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$11,753,742
Assets. Real estate other than employer real property at end of year	2020-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2020-12-31	$0
Administrative expenses professional fees incurred	2020-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2020-12-31	$12,295
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2020-12-31	$25,295
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$9,247,160
Participant contributions at end of year	2020-12-31	$1,518,465
Participant contributions at beginning of year	2020-12-31	$1,933,266
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$197
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$-5,353
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$3,043,218
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Assets. Loans (other than to participants) at end of year	2020-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Other income not declared elsewhere	2020-12-31	$-612,230
Administrative expenses (other) incurred	2020-12-31	$75,750
Liabilities. Value of operating payables at end of year	2020-12-31	$0
Liabilities. Value of operating payables at beginning of year	2020-12-31	$0
Total non interest bearing cash at end of year	2020-12-31	$90,519
Total non interest bearing cash at beginning of year	2020-12-31	$66,373
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Income. Non cash contributions	2020-12-31	$0
Value of net income/loss	2020-12-31	$46,668,159
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$374,621,568
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$327,953,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Assets. partnership/joint venture interests at end of year	2020-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2020-12-31	$0
Investment advisory and management fees	2020-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$235,169,201
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$209,657,780
Value of interest in pooled separate accounts at end of year	2020-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$0
Interest on participant loans	2020-12-31	$94,250
Income. Interest from loans (other than to participants)	2020-12-31	$0
Interest earned on other investments	2020-12-31	$0
Income. Interest from US Government securities	2020-12-31	$16,132
Income. Interest from corporate debt instruments	2020-12-31	$261
Value of interest in master investment trust accounts at end of year	2020-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2020-12-31	$0
Value of interest in common/collective trusts at end of year	2020-12-31	$96,499,657
Value of interest in common/collective trusts at beginning of year	2020-12-31	$84,630,809
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$25,330,305
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$20,072,812
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$20,072,812
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$72,116
Assets. Value of investments in 103.12 investment entities at end of year	2020-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2020-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$0
Asset value of US Government securities at end of year	2020-12-31	$541,608
Asset value of US Government securities at beginning of year	2020-12-31	$787,895
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$39,674,508
Net investment gain/loss from pooled separate accounts	2020-12-31	$0
Net investment gain or loss from common/collective trusts	2020-12-31	$11,602,393
Net gain/loss from 103.12 investment entities	2020-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	Yes
Assets. Invements in employer securities at end of year	2020-12-31	$0
Assets. Invements in employer securities at beginning of year	2020-12-31	$0
Assets. Value of employer real property at end of year	2020-12-31	$0
Assets. Value of employer real property at beginning of year	2020-12-31	$0
Contributions received in cash from employer	2020-12-31	$8,276,070
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$0
Income. Dividends from preferred stock	2020-12-31	$1,632
Income. Dividends from common stock	2020-12-31	$157,113
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$40,854,763
Asset. Corporate debt instrument preferred debt at end of year	2020-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2020-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2020-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2020-12-31	$9,078
Contract administrator fees	2020-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2020-12-31	$15,459,321
Assets. Corporate common stocks other than exployer securities at beginning of year	2020-12-31	$10,775,454
Liabilities. Value of benefit claims payable at end of year	2020-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2020-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2020-12-31	$0
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$30,097,036
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$29,506,100
Liabilities. Value of acquisition indebtedness at end of year	2020-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-12-31	$0
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2020-12-31	043499945
2019 : CBOE GLOBAL MARKETS SMART PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets	2019-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$1,340,272
Total unrealized appreciation/depreciation of assets	2019-12-31	$1,340,272
Total transfer of assets to this plan	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Expenses. Interest paid	2019-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$84,016,367
Total loss/gain on sale of assets	2019-12-31	$1,275,061
Total of all expenses incurred	2019-12-31	$31,724,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$31,694,269
Expenses. Certain deemed distributions of participant loans	2019-12-31	$0
Value of total corrective distributions	2019-12-31	$9,329
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$20,213,969
Value of total assets at end of year	2019-12-31	$327,953,409
Value of total assets at beginning of year	2019-12-31	$275,661,571
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$20,931
Total income from rents	2019-12-31	$0
Total interest from all sources	2019-12-31	$508,751
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$9,861,381
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$9,687,139
Assets. Real estate other than employer real property at end of year	2019-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2019-12-31	$0
Administrative expenses professional fees incurred	2019-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2019-12-31	$25,295
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2019-12-31	$33,145
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$9,381,186
Participant contributions at end of year	2019-12-31	$1,933,266
Participant contributions at beginning of year	2019-12-31	$2,211,075
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$221,139
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$-5,353
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$-14,144
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$2,012,973
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Assets. Loans (other than to participants) at end of year	2019-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$0
Administrative expenses (other) incurred	2019-12-31	$20,931
Liabilities. Value of operating payables at end of year	2019-12-31	$0
Liabilities. Value of operating payables at beginning of year	2019-12-31	$0
Total non interest bearing cash at end of year	2019-12-31	$66,373
Total non interest bearing cash at beginning of year	2019-12-31	$26,744
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Income. Non cash contributions	2019-12-31	$0
Value of net income/loss	2019-12-31	$52,291,838
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$327,953,409
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$275,661,571
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Assets. partnership/joint venture interests at end of year	2019-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$0
Investment advisory and management fees	2019-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$209,657,780
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$221,470,175
Value of interest in pooled separate accounts at end of year	2019-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Interest on participant loans	2019-12-31	$117,053
Income. Interest from loans (other than to participants)	2019-12-31	$0
Interest earned on other investments	2019-12-31	$0
Income. Interest from US Government securities	2019-12-31	$17,781
Income. Interest from corporate debt instruments	2019-12-31	$316
Value of interest in master investment trust accounts at end of year	2019-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$84,630,809
Value of interest in common/collective trusts at beginning of year	2019-12-31	$20,002,247
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$20,072,812
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$18,877,195
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$18,877,195
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$373,601
Assets. Value of investments in 103.12 investment entities at end of year	2019-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2019-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$0
Asset value of US Government securities at end of year	2019-12-31	$787,895
Asset value of US Government securities at beginning of year	2019-12-31	$856,995
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$44,531,959
Net investment gain/loss from pooled separate accounts	2019-12-31	$0
Net investment gain or loss from common/collective trusts	2019-12-31	$6,284,974
Net gain/loss from 103.12 investment entities	2019-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	Yes
Assets. Invements in employer securities at end of year	2019-12-31	$0
Assets. Invements in employer securities at beginning of year	2019-12-31	$0
Assets. Value of employer real property at end of year	2019-12-31	$0
Assets. Value of employer real property at beginning of year	2019-12-31	$0
Contributions received in cash from employer	2019-12-31	$8,819,810
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$639,489
Income. Dividends from preferred stock	2019-12-31	$2,781
Income. Dividends from common stock	2019-12-31	$171,461
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$31,694,269
Asset. Corporate debt instrument preferred debt at end of year	2019-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2019-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2019-12-31	$9,078
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$13,981
Contract administrator fees	2019-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$10,775,454
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$11,323,530
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2019-12-31	$0
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$16,358,689
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$15,083,628
Liabilities. Value of acquisition indebtedness at end of year	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2019-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2019-12-31	043499945
2018 : CBOE GLOBAL MARKETS SMART PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-2,114,605
Total unrealized appreciation/depreciation of assets	2018-12-31	$-2,114,605
Total transfer of assets to this plan	2018-12-31	$30,744,446
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Expenses. Interest paid	2018-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$7,925,522
Total loss/gain on sale of assets	2018-12-31	$478,610
Total of all expenses incurred	2018-12-31	$30,358,873
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$30,312,749
Expenses. Certain deemed distributions of participant loans	2018-12-31	$8,257
Value of total corrective distributions	2018-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$21,220,616
Value of total assets at end of year	2018-12-31	$275,661,571
Value of total assets at beginning of year	2018-12-31	$267,350,476
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$37,867
Total income from rents	2018-12-31	$0
Total interest from all sources	2018-12-31	$423,478
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$15,037,848
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$14,856,428
Assets. Real estate other than employer real property at end of year	2018-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2018-12-31	$0
Administrative expenses professional fees incurred	2018-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2018-12-31	$33,145
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$9,571,924
Participant contributions at end of year	2018-12-31	$2,211,075
Participant contributions at beginning of year	2018-12-31	$2,188,056
Participant contributions at end of year	2018-12-31	$221,139
Participant contributions at beginning of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$-14,144
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$255
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$2,674,357
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Assets. Loans (other than to participants) at end of year	2018-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Other income not declared elsewhere	2018-12-31	$-1,286,833
Administrative expenses (other) incurred	2018-12-31	$37,867
Liabilities. Value of operating payables at end of year	2018-12-31	$0
Liabilities. Value of operating payables at beginning of year	2018-12-31	$0
Total non interest bearing cash at end of year	2018-12-31	$26,744
Total non interest bearing cash at beginning of year	2018-12-31	$15,243
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Income. Non cash contributions	2018-12-31	$0
Value of net income/loss	2018-12-31	$-22,433,351
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$275,661,571
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$267,350,476
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Assets. partnership/joint venture interests at end of year	2018-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2018-12-31	$0
Investment advisory and management fees	2018-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$221,470,175
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$214,391,987
Value of interest in pooled separate accounts at end of year	2018-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$0
Interest on participant loans	2018-12-31	$103,188
Income. Interest from loans (other than to participants)	2018-12-31	$0
Interest earned on other investments	2018-12-31	$0
Income. Interest from US Government securities	2018-12-31	$8,318
Income. Interest from corporate debt instruments	2018-12-31	$911
Value of interest in master investment trust accounts at end of year	2018-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2018-12-31	$0
Value of interest in common/collective trusts at end of year	2018-12-31	$20,002,247
Value of interest in common/collective trusts at beginning of year	2018-12-31	$21,731,410
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$18,877,195
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$18,523,729
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$18,523,729
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$311,061
Assets. Value of investments in 103.12 investment entities at end of year	2018-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2018-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$0
Asset value of US Government securities at end of year	2018-12-31	$856,995
Asset value of US Government securities at beginning of year	2018-12-31	$649,718
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-25,979,553
Net investment gain/loss from pooled separate accounts	2018-12-31	$0
Net investment gain or loss from common/collective trusts	2018-12-31	$145,961
Net gain/loss from 103.12 investment entities	2018-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	Yes
Assets. Invements in employer securities at end of year	2018-12-31	$0
Assets. Invements in employer securities at beginning of year	2018-12-31	$0
Assets. Value of employer real property at end of year	2018-12-31	$0
Assets. Value of employer real property at beginning of year	2018-12-31	$0
Contributions received in cash from employer	2018-12-31	$8,974,335
Employer contributions (assets) at end of year	2018-12-31	$639,489
Employer contributions (assets) at beginning of year	2018-12-31	$0
Income. Dividends from preferred stock	2018-12-31	$695
Income. Dividends from common stock	2018-12-31	$180,725
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$30,312,749
Asset. Corporate debt instrument preferred debt at end of year	2018-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2018-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2018-12-31	$13,981
Asset. Corporate debt instrument debt (other) at beginning of year	2018-12-31	$9,900
Contract administrator fees	2018-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$11,323,530
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$9,840,178
Liabilities. Value of benefit claims payable at end of year	2018-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2018-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2018-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2018-12-31	$0
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$10,563,316
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$10,084,706
Liabilities. Value of acquisition indebtedness at end of year	2018-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2018-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2018-12-31	043499945

Form 5500 Responses for CBOE GLOBAL MARKETS SMART PLAN

2022: CBOE GLOBAL MARKETS SMART PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	Yes
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: CBOE GLOBAL MARKETS SMART PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: CBOE GLOBAL MARKETS SMART PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	No
2020-01-01	Plan is a collectively bargained plan	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CBOE GLOBAL MARKETS SMART PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: CBOE GLOBAL MARKETS SMART PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CBOE GLOBAL MARKETS, INC.
Employer identification number (EIN):	205446972
NAIC Classification:	523210
NAIC Description:	Securities and Commodity Exchanges