?>
Logo

PRO-SPHERE 401(K) PLAN 401k Plan overview

Plan NamePRO-SPHERE 401(K) PLAN
Plan identification number 001

PRO-SPHERE 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PRO-SPHERE TEK INC. has sponsored the creation of one or more 401k plans.

Company Name:PRO-SPHERE TEK INC.
Employer identification number (EIN):205579123
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PRO-SPHERE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01RODGER BLEVINS
0012016-01-01RODGER BLEVINS
0012015-01-01RODGER BLEVINS
0012014-01-01RODGER BLEVINS2015-06-17
0012013-01-01RODGER BLEVINS2014-06-24
0012012-01-01RODGER BLEVINS2013-07-12

Plan Statistics for PRO-SPHERE 401(K) PLAN

401k plan membership statisitcs for PRO-SPHERE 401(K) PLAN

Measure Date Value
2022: PRO-SPHERE 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01286
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-010
Number of participants with account balances2022-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: PRO-SPHERE 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01516
Total number of active participants reported on line 7a of the Form 55002021-01-01313
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-01108
Total of all active and inactive participants2021-01-01422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01422
Number of participants with account balances2021-01-01287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: PRO-SPHERE 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01519
Total number of active participants reported on line 7a of the Form 55002020-01-01427
Number of retired or separated participants receiving benefits2020-01-015
Number of other retired or separated participants entitled to future benefits2020-01-0177
Total of all active and inactive participants2020-01-01509
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01509
Number of participants with account balances2020-01-01308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-012
2019: PRO-SPHERE 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01574
Total number of active participants reported on line 7a of the Form 55002019-01-01404
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0194
Total of all active and inactive participants2019-01-01498
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01498
Number of participants with account balances2019-01-01301
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2018: PRO-SPHERE 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01343
Total number of active participants reported on line 7a of the Form 55002018-01-01446
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0196
Total of all active and inactive participants2018-01-01542
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01542
Number of participants with account balances2018-01-01342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0115
2017: PRO-SPHERE 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01279
Total number of active participants reported on line 7a of the Form 55002017-01-01273
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0161
Total of all active and inactive participants2017-01-01334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01334
Number of participants with account balances2017-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: PRO-SPHERE 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01247
Total number of active participants reported on line 7a of the Form 55002016-01-01227
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0146
Total of all active and inactive participants2016-01-01273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01273
Number of participants with account balances2016-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: PRO-SPHERE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01132
Total number of active participants reported on line 7a of the Form 55002015-01-01222
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0118
Total of all active and inactive participants2015-01-01240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01240
Number of participants with account balances2015-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010

Financial Data on PRO-SPHERE 401(K) PLAN

Measure Date Value
2022 : PRO-SPHERE 401(K) PLAN 2022 401k financial data
Total transfer of assets from this plan2022-04-05$8,787,575
Total income from all sources (including contributions)2022-04-05$-360,474
Total of all expenses incurred2022-04-05$446,571
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-04-05$419,084
Expenses. Certain deemed distributions of participant loans2022-04-05$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-04-05$237,870
Value of total assets at end of year2022-04-05$0
Value of total assets at beginning of year2022-04-05$9,594,620
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-04-05$27,487
Total interest from all sources2022-04-05$838
Total dividends received (eg from common stock, registered investment company shares)2022-04-05$1,580
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-04-05Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-04-05$0
Total dividends received from registered investment company shares (eg mutual funds)2022-04-05$1,580
Was this plan covered by a fidelity bond2022-04-05Yes
Value of fidelity bond cover2022-04-05$500,000
If this is an individual account plan, was there a blackout period2022-04-05No
Were there any nonexempt tranactions with any party-in-interest2022-04-05No
Contributions received from participants2022-04-05$0
Participant contributions at end of year2022-04-05$0
Participant contributions at beginning of year2022-04-05$199,573
Participant contributions at end of year2022-04-05$0
Income. Received or receivable in cash from other sources (including rollovers)2022-04-05$237,870
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-04-05$0
Other income not declared elsewhere2022-04-05$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-04-05No
Value of net income/loss2022-04-05$-807,045
Value of net assets at end of year (total assets less liabilities)2022-04-05$0
Value of net assets at beginning of year (total assets less liabilities)2022-04-05$9,594,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-04-05No
Were any loans by the plan or fixed income obligations due to the plan in default2022-04-05No
Were any leases to which the plan was party in default or uncollectible2022-04-05No
Investment advisory and management fees2022-04-05$27,487
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-04-05$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-04-05$1,325,146
Value of interest in pooled separate accounts at end of year2022-04-05$0
Value of interest in pooled separate accounts at beginning of year2022-04-05$38,545
Interest on participant loans2022-04-05$375
Interest earned on other investments2022-04-05$463
Value of interest in common/collective trusts at end of year2022-04-05$0
Value of interest in common/collective trusts at beginning of year2022-04-05$7,908,489
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-04-05$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-04-05$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-04-05$122,867
Expenses. Payments to insurance carriers foe the provision of benefits2022-04-05$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-04-05$-109,454
Net investment gain/loss from pooled separate accounts2022-04-05$-1,807
Net investment gain or loss from common/collective trusts2022-04-05$-489,501
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-04-05No
Was there a failure to transmit to the plan any participant contributions2022-04-05No
Has the plan failed to provide any benefit when due under the plan2022-04-05No
Contributions received in cash from employer2022-04-05$0
Employer contributions (assets) at end of year2022-04-05$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-04-05$419,084
Did the plan have assets held for investment2022-04-05No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-04-05No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-04-05Yes
Opinion of an independent qualified public accountant for this plan2022-04-05Unqualified
Accountancy firm name2022-04-05SC&H ATTEST SERVICES, P.C.
Accountancy firm EIN2022-04-05521743645
2021 : PRO-SPHERE 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$3,747,567
Total of all expenses incurred2021-12-31$2,141,716
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,048,960
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,448,306
Value of total assets at end of year2021-12-31$9,594,620
Value of total assets at beginning of year2021-12-31$7,988,769
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$92,756
Total interest from all sources2021-12-31$9,662
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,295,503
Participant contributions at end of year2021-12-31$199,573
Participant contributions at beginning of year2021-12-31$156,656
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$525,585
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$19,064
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,605,851
Value of net assets at end of year (total assets less liabilities)2021-12-31$9,594,620
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$7,988,769
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$92,756
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,325,146
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,208,204
Value of interest in pooled separate accounts at end of year2021-12-31$38,545
Value of interest in pooled separate accounts at beginning of year2021-12-31$68,132
Interest on participant loans2021-12-31$9,662
Value of interest in common/collective trusts at end of year2021-12-31$7,908,489
Value of interest in common/collective trusts at beginning of year2021-12-31$6,457,336
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$122,867
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$98,441
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$178,043
Net investment gain/loss from pooled separate accounts2021-12-31$-515
Net investment gain or loss from common/collective trusts2021-12-31$1,093,007
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$627,218
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,048,960
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SC&H ATTEST SERVICES, P.C.
Accountancy firm EIN2021-12-31521743645
2020 : PRO-SPHERE 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$3,246,909
Total of all expenses incurred2020-12-31$1,641,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,569,725
Value of total corrective distributions2020-12-31$7,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,205,878
Value of total assets at end of year2020-12-31$7,988,769
Value of total assets at beginning of year2020-12-31$6,383,640
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$64,982
Total interest from all sources2020-12-31$8,881
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,205,035
Participant contributions at end of year2020-12-31$156,656
Participant contributions at beginning of year2020-12-31$119,437
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$98,441
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$94,794
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$392,198
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$678
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,605,129
Value of net assets at end of year (total assets less liabilities)2020-12-31$7,988,769
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,383,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$64,982
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$7,733,672
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,058,761
Interest on participant loans2020-12-31$8,881
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$110,648
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,031,472
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$608,645
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,569,725
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
2019 : PRO-SPHERE 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$3,725,032
Total of all expenses incurred2019-12-31$2,035,979
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,940,469
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,385,897
Value of total assets at end of year2019-12-31$6,383,640
Value of total assets at beginning of year2019-12-31$4,694,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$95,510
Total interest from all sources2019-12-31$9,533
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,472,586
Participant contributions at end of year2019-12-31$119,437
Participant contributions at beginning of year2019-12-31$115,909
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$94,794
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$216,568
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$2,663
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,689,053
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,383,640
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,694,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$95,510
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,058,761
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,432,160
Interest on participant loans2019-12-31$9,533
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$110,648
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$146,518
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,326,939
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$696,743
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,940,469
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ATCHLEY & ASSOCIATES, LLP
Accountancy firm EIN2019-12-31742920819
2018 : PRO-SPHERE 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$2,154,227
Total of all expenses incurred2018-12-31$1,101,325
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,042,890
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,451,021
Value of total assets at end of year2018-12-31$4,694,587
Value of total assets at beginning of year2018-12-31$3,641,685
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$58,435
Total interest from all sources2018-12-31$5,959
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$350,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$350,315
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$265,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,368,564
Participant contributions at end of year2018-12-31$115,909
Participant contributions at beginning of year2018-12-31$68,164
Participant contributions at end of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$410,534
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Other income not declared elsewhere2018-12-31$1,920
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,052,902
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,694,587
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,641,685
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$58,435
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$4,432,160
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,406,525
Interest on participant loans2018-12-31$5,959
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$146,518
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$166,996
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-654,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$671,923
Employer contributions (assets) at end of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,042,890
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ATCHLEY & ASSOCIATES, LLP
Accountancy firm EIN2018-12-31742920819
2017 : PRO-SPHERE 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$2,164,149
Total of all expenses incurred2017-12-31$745,076
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$699,451
Expenses. Certain deemed distributions of participant loans2017-12-31$15,302
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,660,288
Value of total assets at end of year2017-12-31$3,641,685
Value of total assets at beginning of year2017-12-31$2,222,612
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$30,323
Total interest from all sources2017-12-31$4,178
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$147,072
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$147,072
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$265,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$906,878
Participant contributions at end of year2017-12-31$68,164
Participant contributions at beginning of year2017-12-31$29,798
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$299,691
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,419,073
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,641,685
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,222,612
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,406,525
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,156,404
Interest on participant loans2017-12-31$4,178
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$166,996
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$36,410
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$352,611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$453,719
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$699,451
Contract administrator fees2017-12-31$30,323
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ATCHLEY & ASSOCIATES, LLP
Accountancy firm EIN2017-12-31742920819
2016 : PRO-SPHERE 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,258,516
Total of all expenses incurred2016-12-31$234,178
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$217,454
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,148,456
Value of total assets at end of year2016-12-31$2,222,612
Value of total assets at beginning of year2016-12-31$1,198,274
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$16,724
Total interest from all sources2016-12-31$1,557
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$265,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$679,800
Participant contributions at end of year2016-12-31$29,798
Participant contributions at beginning of year2016-12-31$10,581
Participant contributions at end of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$114,600
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Other income not declared elsewhere2016-12-31$375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,024,338
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,222,612
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,198,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$16,724
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,156,404
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,157,413
Interest on participant loans2016-12-31$1,557
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$36,410
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$30,280
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$108,128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$354,056
Employer contributions (assets) at end of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$217,454
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ATCHLEY & ASSOCIATES, LLP
Accountancy firm EIN2016-12-31742920819
2015 : PRO-SPHERE 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$867,721
Total of all expenses incurred2015-12-31$55,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$53,495
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$891,927
Value of total assets at end of year2015-12-31$1,198,274
Value of total assets at beginning of year2015-12-31$386,533
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,485
Total interest from all sources2015-12-31$477
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$265,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$388,232
Participant contributions at end of year2015-12-31$10,581
Participant contributions at beginning of year2015-12-31$19,411
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$301,336
Other income not declared elsewhere2015-12-31$-2,122
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$811,741
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,198,274
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$386,533
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$2,485
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,157,413
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$323,623
Interest on participant loans2015-12-31$477
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$30,280
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$43,499
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-22,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$202,359
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$53,495
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ATCHLEY & ASSOCIATES, LLP
Accountancy firm EIN2015-12-31742920819

Form 5500 Responses for PRO-SPHERE 401(K) PLAN

2022: PRO-SPHERE 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: PRO-SPHERE 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PRO-SPHERE 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PRO-SPHERE 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PRO-SPHERE 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PRO-SPHERE 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PRO-SPHERE 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PRO-SPHERE 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-04-05
Total amount of commissions paid to insurance brokerUSD $142
Total amount of fees paid to insurance companyUSD $20
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $142
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerADVISOR COMMISSION
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered444
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $590
Total amount of fees paid to insurance companyUSD $85
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $590
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number373263-01
Policy instance 2
Insurance contract or identification number373263-01
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $226
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $226
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered521
Insurance policy start date2020-08-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $398
Total amount of fees paid to insurance companyUSD $57
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $398
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered499
Insurance policy start date2019-08-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $63
Total amount of fees paid to insurance companyUSD $14
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $63
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number373263-01
Policy instance 2
Insurance contract or identification number373263-01
Number of Individuals Covered66
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $12,564
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,564
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number373263-01
Policy instance 1
Insurance contract or identification number373263-01
Number of Individuals Covered115
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $482
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $482
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number373263-01
Policy instance 1
Insurance contract or identification number373263-01
Number of Individuals Covered56
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $463
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $463
Insurance broker organization code?3
Insurance broker nameJOHN KEENAN
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number874511
Policy instance 2
Insurance contract or identification number874511
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-07-15
Total amount of commissions paid to insurance brokerUSD $1,027
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,027
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY SMITH BARNEY LLC
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number373263-01
Policy instance 1
Insurance contract or identification number373263-01
Number of Individuals Covered113
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACT

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3