PATRIOT COAL CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan PATRIOT COAL CORPORATION 401(K) RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2015 : PATRIOT COAL CORPORATION 401(K) RETIREMENT PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total transfer of assets from this plan | 2015-12-31 | $66,226,095 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $15,619,675 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $89,937,252 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $89,759,127 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $7,468 |
| Value of total corrective distributions | 2015-12-31 | $21,371 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $15,428,946 |
| Value of total assets at end of year | 2015-12-31 | $74,717,994 |
| Value of total assets at beginning of year | 2015-12-31 | $215,261,666 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $149,286 |
| Total interest from all sources | 2015-12-31 | $205,941 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $3,934,450 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $3,934,450 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $8,549,073 |
| Participant contributions at end of year | 2015-12-31 | $801,882 |
| Participant contributions at beginning of year | 2015-12-31 | $6,900,827 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $425,718 |
| Other income not declared elsewhere | 2015-12-31 | $29,410 |
| Administrative expenses (other) incurred | 2015-12-31 | $149,286 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-74,317,577 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $74,717,994 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $215,261,666 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $54,394,652 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $157,218,596 |
| Interest on participant loans | 2015-12-31 | $205,941 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $19,521,460 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $50,870,387 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-4,826,527 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $847,455 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $6,454,155 |
| Employer contributions (assets) at end of year | 2015-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $271,856 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $89,759,127 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | BROWN SMITH & WALLACE, LLC |
| Accountancy firm EIN | 2015-12-31 | 431001367 |
| 2014 : PATRIOT COAL CORPORATION 401(K) RETIREMENT PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $5,000 |
| Total income from all sources (including contributions) | 2014-12-31 | $29,479,144 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $41,153,680 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $41,113,048 |
| Value of total corrective distributions | 2014-12-31 | $-171 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $17,456,547 |
| Value of total assets at end of year | 2014-12-31 | $215,261,666 |
| Value of total assets at beginning of year | 2014-12-31 | $226,941,202 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $40,803 |
| Total interest from all sources | 2014-12-31 | $271,035 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $5,611,206 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $5,611,206 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $12,998,375 |
| Participant contributions at end of year | 2014-12-31 | $6,900,827 |
| Participant contributions at beginning of year | 2014-12-31 | $6,536,205 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $736,168 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-12-31 | $27,039 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $5,000 |
| Other income not declared elsewhere | 2014-12-31 | $7,520 |
| Administrative expenses (other) incurred | 2014-12-31 | $40,803 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-11,674,536 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $215,261,666 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $226,936,202 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $157,218,596 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $157,888,615 |
| Interest on participant loans | 2014-12-31 | $271,035 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $50,870,387 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $62,516,382 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $6,811,815 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $-678,979 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $3,722,004 |
| Employer contributions (assets) at end of year | 2014-12-31 | $271,856 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $41,086,009 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | BROWN SMITH & WALLACE, LLC |
| Accountancy firm EIN | 2014-12-31 | 431001367 |
| 2013 : PATRIOT COAL CORPORATION 401(K) RETIREMENT PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets to this plan | 2013-12-31 | $4,077,642 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $5,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $52,457,545 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $40,267,869 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $40,229,968 |
| Value of total corrective distributions | 2013-12-31 | $7,051 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $24,243,421 |
| Value of total assets at end of year | 2013-12-31 | $226,941,202 |
| Value of total assets at beginning of year | 2013-12-31 | $210,668,884 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $30,850 |
| Total interest from all sources | 2013-12-31 | $240,264 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $3,876,784 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $3,876,784 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $13,455,750 |
| Participant contributions at end of year | 2013-12-31 | $6,536,205 |
| Participant contributions at beginning of year | 2013-12-31 | $5,484,328 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $302,128 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $12,669 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $5,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $0 |
| Other income not declared elsewhere | 2013-12-31 | $61,485 |
| Administrative expenses (other) incurred | 2013-12-31 | $30,850 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $12,189,676 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $226,936,202 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $210,668,884 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $157,888,615 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $133,462,131 |
| Interest on participant loans | 2013-12-31 | $240,264 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $62,516,382 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $71,722,425 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $24,878,827 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $-843,236 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $10,485,543 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $40,217,299 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | BROWN SMITH & WALLACE, LLC |
| Accountancy firm EIN | 2013-12-31 | 431001367 |
| 2012 : PATRIOT COAL CORPORATION 401(K) RETIREMENT PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total transfer of assets to this plan | 2012-12-31 | $14,512,996 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $41,415,283 |
| Total loss/gain on sale of assets | 2012-12-31 | $-1,983,549 |
| Total of all expenses incurred | 2012-12-31 | $40,132,742 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $40,101,721 |
| Value of total corrective distributions | 2012-12-31 | $21,198 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $25,283,000 |
| Value of total assets at end of year | 2012-12-31 | $210,668,884 |
| Value of total assets at beginning of year | 2012-12-31 | $194,873,347 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $9,823 |
| Total interest from all sources | 2012-12-31 | $201,408 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $3,132,504 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $3,132,504 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $13,996,794 |
| Participant contributions at end of year | 2012-12-31 | $5,484,328 |
| Participant contributions at beginning of year | 2012-12-31 | $4,161,433 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $883,771 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-12-31 | $2,379 |
| Other income not declared elsewhere | 2012-12-31 | $15,029 |
| Administrative expenses (other) incurred | 2012-12-31 | $9,823 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $1,282,541 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $210,668,884 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $194,873,347 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $133,462,131 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $113,476,907 |
| Interest on participant loans | 2012-12-31 | $201,408 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $71,722,425 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $72,806,743 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $12,906,312 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $1,860,579 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Assets. Invements in employer securities at end of year | 2012-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2012-12-31 | $1,975,380 |
| Contributions received in cash from employer | 2012-12-31 | $10,402,435 |
| Employer contributions (assets) at end of year | 2012-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $2,452,884 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $40,099,342 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $875,213 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $2,858,762 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2012-12-31 | 346565596 |
| 2011 : PATRIOT COAL CORPORATION 401(K) RETIREMENT PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-2,053,900 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-2,053,900 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $25,835,679 |
| Total loss/gain on sale of assets | 2011-12-31 | $338,379 |
| Total of all expenses incurred | 2011-12-31 | $22,635,595 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $22,560,871 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $46,698 |
| Value of total corrective distributions | 2011-12-31 | $14,904 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $25,081,130 |
| Value of total assets at end of year | 2011-12-31 | $194,873,347 |
| Value of total assets at beginning of year | 2011-12-31 | $191,673,263 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $13,122 |
| Total interest from all sources | 2011-12-31 | $189,872 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $2,861,019 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $2,861,019 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $12,731,666 |
| Participant contributions at end of year | 2011-12-31 | $4,161,433 |
| Participant contributions at beginning of year | 2011-12-31 | $3,993,864 |
| Participant contributions at end of year | 2011-12-31 | $0 |
| Participant contributions at beginning of year | 2011-12-31 | $307,115 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $938,297 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $6,041 |
| Other income not declared elsewhere | 2011-12-31 | $3,617 |
| Administrative expenses (other) incurred | 2011-12-31 | $13,122 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $3,200,084 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $194,873,347 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $191,673,263 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $113,476,907 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $110,054,086 |
| Interest on participant loans | 2011-12-31 | $189,872 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $72,806,743 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $65,594,015 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-3,369,013 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $2,784,575 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Assets. Invements in employer securities at end of year | 2011-12-31 | $1,975,380 |
| Assets. Invements in employer securities at beginning of year | 2011-12-31 | $4,265,733 |
| Contributions received in cash from employer | 2011-12-31 | $11,411,167 |
| Employer contributions (assets) at end of year | 2011-12-31 | $2,452,884 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $7,458,450 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $22,554,830 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $2,242,257 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $1,903,878 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2011-12-31 | 346565596 |
| 2010 : PATRIOT COAL CORPORATION 401(K) RETIREMENT PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $858,736 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $858,736 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $43,693,577 |
| Total loss/gain on sale of assets | 2010-12-31 | $337,737 |
| Total of all expenses incurred | 2010-12-31 | $25,825,769 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $25,723,770 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $72,302 |
| Value of total corrective distributions | 2010-12-31 | $11,808 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $25,597,163 |
| Value of total assets at end of year | 2010-12-31 | $191,673,263 |
| Value of total assets at beginning of year | 2010-12-31 | $173,805,455 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $17,889 |
| Total interest from all sources | 2010-12-31 | $187,323 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $2,213,789 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $2,213,761 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $11,189,223 |
| Participant contributions at end of year | 2010-12-31 | $3,993,864 |
| Participant contributions at beginning of year | 2010-12-31 | $4,070,497 |
| Participant contributions at end of year | 2010-12-31 | $307,115 |
| Participant contributions at beginning of year | 2010-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $482,947 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $4,400 |
| Other income not declared elsewhere | 2010-12-31 | $9,697 |
| Administrative expenses (other) incurred | 2010-12-31 | $17,889 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $17,867,808 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $191,673,263 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $173,805,455 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $110,054,086 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $97,461,855 |
| Interest on participant loans | 2010-12-31 | $187,323 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $65,594,015 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $66,579,182 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $11,445,003 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $3,044,129 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Assets. Invements in employer securities at end of year | 2010-12-31 | $4,265,733 |
| Assets. Invements in employer securities at beginning of year | 2010-12-31 | $4,745,393 |
| Contributions received in cash from employer | 2010-12-31 | $13,924,993 |
| Employer contributions (assets) at end of year | 2010-12-31 | $7,458,450 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $948,528 |
| Income. Dividends from common stock | 2010-12-31 | $28 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $25,719,370 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $3,160,400 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $2,822,663 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | ERNST AND YOUNG LLP |
| Accountancy firm EIN | 2010-12-31 | 346565596 |
