401k Plan data: PATRIOT RAIL 401(K) PLAN plan

PATRIOT RAIL 401(K) PLAN 401k Plan overview

Plan Name	PATRIOT RAIL 401(K) PLAN
Plan identification number	001

PATRIOT RAIL 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PATRIOT RAIL COMPANY LLC has sponsored the creation of one or more 401k plans.

Company Name: PATRIOT RAIL COMPANY LLC

Employer identification number (EIN): 205657782

NAIC Classification: 482110
NAIC Description: Rail Transportation

Additional information about PATRIOT RAIL COMPANY LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 4210523

More information about PATRIOT RAIL COMPANY LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PATRIOT RAIL 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 JENNIFER WHITEMAN
001 2016-01-01 JENNIFER WHITEMAN
001 2015-01-01 ALEATHA M. OAKS
001 2014-01-01 ALEATHA M. OAKS
001 2013-01-01 ALEATHA M. OAKS
001 2012-01-01 ALEATHA M. OAKS
001 2011-01-01 MARTIN SMITH
001 2010-01-01 MARTIN SMITH
001 2009-01-01 JOYCE BELFOUR

Plan id#	Filing Submission Date	Name of Administrator
001	2017-01-01	JENNIFER WHITEMAN
001	2016-01-01	JENNIFER WHITEMAN
001	2015-01-01	ALEATHA M. OAKS
001	2014-01-01	ALEATHA M. OAKS
001	2013-01-01	ALEATHA M. OAKS
001	2012-01-01	ALEATHA M. OAKS
001	2011-01-01	MARTIN SMITH
001	2010-01-01	MARTIN SMITH
001	2009-01-01	JOYCE BELFOUR

Plan Statistics for PATRIOT RAIL 401(K) PLAN

401k plan membership statisitcs for PATRIOT RAIL 401(K) PLAN

Measure Date Value
2017: PATRIOT RAIL 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 370
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 317
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 139
Total of all active and inactive participants 2017-01-01 456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 456
Number of participants with account balances 2017-01-01 341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 55
2016: PATRIOT RAIL 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 223
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 297
Number of retired or separated participants receiving benefits 2016-01-01 6
Number of other retired or separated participants entitled to future benefits 2016-01-01 57
Total of all active and inactive participants 2016-01-01 360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 361
Number of participants with account balances 2016-01-01 223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 22
2015: PATRIOT RAIL 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 214
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 178
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 36
Total of all active and inactive participants 2015-01-01 214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 214
Number of participants with account balances 2015-01-01 101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 5
2014: PATRIOT RAIL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 210
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 174
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 34
Total of all active and inactive participants 2014-01-01 208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 208
Number of participants with account balances 2014-01-01 102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 3
2013: PATRIOT RAIL 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 181
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 170
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 28
Total of all active and inactive participants 2013-01-01 198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 198
Number of participants with account balances 2013-01-01 86
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 3
2012: PATRIOT RAIL 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 214
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 202
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 14
Total of all active and inactive participants 2012-01-01 216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 216
Number of participants with account balances 2012-01-01 85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: PATRIOT RAIL 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 88
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 208
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 6
Total of all active and inactive participants 2011-01-01 214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 214
Number of participants with account balances 2011-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: PATRIOT RAIL 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 50
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 88
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 88
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 88
Number of participants with account balances 2010-01-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: PATRIOT RAIL 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 52
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 48
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 2
Total of all active and inactive participants 2009-01-01 50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 50
Number of participants with account balances 2009-01-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 2

Measure	Date	Value
2017: PATRIOT RAIL 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	370
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	317
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	139
Total of all active and inactive participants	2017-01-01	456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	456
Number of participants with account balances	2017-01-01	341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	55
2016: PATRIOT RAIL 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	223
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	297
Number of retired or separated participants receiving benefits	2016-01-01	6
Number of other retired or separated participants entitled to future benefits	2016-01-01	57
Total of all active and inactive participants	2016-01-01	360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	361
Number of participants with account balances	2016-01-01	223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	22
2015: PATRIOT RAIL 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	214
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	178
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	36
Total of all active and inactive participants	2015-01-01	214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	214
Number of participants with account balances	2015-01-01	101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	5
2014: PATRIOT RAIL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	210
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	174
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	34
Total of all active and inactive participants	2014-01-01	208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	208
Number of participants with account balances	2014-01-01	102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	3
2013: PATRIOT RAIL 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	181
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	170
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	28
Total of all active and inactive participants	2013-01-01	198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	198
Number of participants with account balances	2013-01-01	86
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	3
2012: PATRIOT RAIL 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	214
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	202
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	14
Total of all active and inactive participants	2012-01-01	216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	216
Number of participants with account balances	2012-01-01	85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: PATRIOT RAIL 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	88
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	208
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	6
Total of all active and inactive participants	2011-01-01	214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	214
Number of participants with account balances	2011-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: PATRIOT RAIL 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	50
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	88
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	88
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	88
Number of participants with account balances	2010-01-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: PATRIOT RAIL 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	52
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	48
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	2
Total of all active and inactive participants	2009-01-01	50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	50
Number of participants with account balances	2009-01-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	2

Financial Data on PATRIOT RAIL 401(K) PLAN

Measure	Date	Value
2017 : PATRIOT RAIL 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,724,514
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$450,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$436,667
Expenses. Certain deemed distributions of participant loans	2017-12-31	$6,017
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$965,508
Value of total assets at end of year	2017-12-31	$5,481,166
Value of total assets at beginning of year	2017-12-31	$4,207,478
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$8,142
Total interest from all sources	2017-12-31	$6,371
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$655
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$655
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$656,597
Participant contributions at end of year	2017-12-31	$174,643
Participant contributions at beginning of year	2017-12-31	$73,443
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$134,998
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,273,688
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$5,481,166
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$4,207,478
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$5,211,071
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$4,075,216
Interest on participant loans	2017-12-31	$6,371
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$95,452
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$58,819
Net investment gain/loss from pooled separate accounts	2017-12-31	$751,980
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$173,913
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$436,667
Contract administrator fees	2017-12-31	$8,142
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	ENNIS PELLUM & ASSOCIATES, CPAS
Accountancy firm EIN	2017-12-31	591843700
2016 : PATRIOT RAIL 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$27,135
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,338,663
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$439,723
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$436,238
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,078,610
Value of total assets at end of year	2016-12-31	$4,207,478
Value of total assets at beginning of year	2016-12-31	$3,281,403
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$3,485
Total interest from all sources	2016-12-31	$3,432
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$3,485
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$549,690
Participant contributions at end of year	2016-12-31	$73,443
Participant contributions at beginning of year	2016-12-31	$79,317
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$406,593
Other income not declared elsewhere	2016-12-31	$3,062
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$898,940
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$4,207,478
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,281,403
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$4,075,216
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$3,183,424
Interest on participant loans	2016-12-31	$3,432
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$58,819
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$18,662
Net investment gain/loss from pooled separate accounts	2016-12-31	$253,559
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$122,327
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$436,238
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ENNIS PELLUM & ASSOCIATES, CPAS
Accountancy firm EIN	2016-12-31	591843700
2015 : PATRIOT RAIL 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$748,675
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$552,083
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$548,983
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$778,804
Value of total assets at end of year	2015-12-31	$3,281,403
Value of total assets at beginning of year	2015-12-31	$3,084,811
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,100
Total interest from all sources	2015-12-31	$2,894
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$380,582
Participant contributions at end of year	2015-12-31	$79,317
Participant contributions at beginning of year	2015-12-31	$24,930
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$203,512
Administrative expenses (other) incurred	2015-12-31	$3,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$196,592
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,281,403
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,084,811
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$3,183,424
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$2,993,968
Interest on participant loans	2015-12-31	$2,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$894
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$18,662
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$65,913
Net investment gain/loss from pooled separate accounts	2015-12-31	$-33,023
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$194,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$548,983
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ENNIS PELLUM & ASSOCIATES, CPAS
Accountancy firm EIN	2015-12-31	591843700
2014 : PATRIOT RAIL 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$666,837
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$765,251
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$764,051
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$493,153
Value of total assets at end of year	2014-12-31	$3,084,811
Value of total assets at beginning of year	2014-12-31	$3,183,225
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$1,200
Total interest from all sources	2014-12-31	$-411
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$78,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$78,591
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$408,687
Participant contributions at end of year	2014-12-31	$24,930
Participant contributions at beginning of year	2014-12-31	$30,720
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$8,281
Administrative expenses (other) incurred	2014-12-31	$1,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-98,414
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,084,811
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,183,225
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$3,038,048
Value of interest in pooled separate accounts at end of year	2014-12-31	$2,993,968
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$1,291
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$114,457
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$114,457
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$-1,702
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$65,913
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$16,210
Net investment gain/loss from pooled separate accounts	2014-12-31	$79,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$76,185
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$764,051
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ENNIS PELLUM & ASSOCIATES, CPAS
Accountancy firm EIN	2014-12-31	591843700
2013 : PATRIOT RAIL 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,061,600
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$434,936
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$423,461
Expenses. Certain deemed distributions of participant loans	2013-12-31	$10,925
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$534,574
Value of total assets at end of year	2013-12-31	$3,183,225
Value of total assets at beginning of year	2013-12-31	$2,556,561
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$550
Total interest from all sources	2013-12-31	$3,628
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$124,415
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$124,415
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$305,149
Participant contributions at end of year	2013-12-31	$30,720
Participant contributions at beginning of year	2013-12-31	$33,031
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$100,619
Administrative expenses (other) incurred	2013-12-31	$550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$626,664
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,183,225
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,556,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$3,038,048
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,489,213
Interest on participant loans	2013-12-31	$1,868
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$114,457
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$34,317
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$34,317
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$1,760
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$398,983
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$128,806
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$423,461
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ENNIS, PELLUM & ASSOCIATES, P.A.
Accountancy firm EIN	2013-12-31	591843700
2012 : PATRIOT RAIL 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,035,978
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$524,178
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$522,436
Value of total corrective distributions	2012-12-31	$1,068
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$695,564
Value of total assets at end of year	2012-12-31	$2,556,561
Value of total assets at beginning of year	2012-12-31	$2,044,761
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$674
Total interest from all sources	2012-12-31	$1,125
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$46,054
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$46,054
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$531,366
Participant contributions at end of year	2012-12-31	$33,031
Participant contributions at beginning of year	2012-12-31	$7,680
Administrative expenses (other) incurred	2012-12-31	$674
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$511,800
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,556,561
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,044,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,489,213
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,996,490
Interest on participant loans	2012-12-31	$1,122
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$34,317
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$40,591
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$40,591
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$293,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$164,198
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$522,436
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ENNIS, PELLUM & ASSOCIATES, CPAS
Accountancy firm EIN	2012-12-31	591843700
2011 : PATRIOT RAIL 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$451,527
Expenses. Total of all expenses incurred	2011-12-31	$275
Total plan assets at end of year	2011-12-31	$2,044,762
Total plan assets at beginning of year	2011-12-31	$1,593,510
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$430,139
Contributions received from other sources (not participants or employers)	2011-12-31	$71,963
Other income received	2011-12-31	$-123,463
Net income (gross income less expenses)	2011-12-31	$451,252
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,044,762
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,593,510
Assets. Value of participant loans	2011-12-31	$7,680
Total contributions received or receivable from employer(s)	2011-12-31	$72,888
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$275
2010 : PATRIOT RAIL 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$419,065
Expenses. Total of all expenses incurred	2010-12-31	$10,368
Benefits paid (including direct rollovers)	2010-12-31	$10,068
Total plan assets at end of year	2010-12-31	$1,593,510
Total plan assets at beginning of year	2010-12-31	$1,184,813
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$188,605
Other income received	2010-12-31	$195,418
Net income (gross income less expenses)	2010-12-31	$408,697
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,593,510
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,184,813
Assets. Value of participant loans	2010-12-31	$8,253
Total contributions received or receivable from employer(s)	2010-12-31	$35,042
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$300
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : PATRIOT RAIL 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for PATRIOT RAIL 401(K) PLAN

2017: PATRIOT RAIL 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: PATRIOT RAIL 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Mulitple employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: PATRIOT RAIL 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: PATRIOT RAIL 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PATRIOT RAIL 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PATRIOT RAIL 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PATRIOT RAIL 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Mulitple employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: PATRIOT RAIL 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Mulitple employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: PATRIOT RAIL 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Mulitple employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

812541

Policy instance

Insurance contract or identification number	812541
Number of Individuals Covered	341
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $2,216
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	2216
Additional information about fees paid to insurance broker	TPA PARTNERSHIP PROGRAM
Insurance broker organization code?	5
Insurance broker name	PENCOR, INC.

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

812541

Policy instance

Insurance contract or identification number	812541
Number of Individuals Covered	109
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $15,019
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	13618
Additional information about fees paid to insurance broker	TPA ALLIANCE PROGRAM
Insurance broker organization code?	5
Insurance broker name	PENCOR, INC.

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

812541

Policy instance

Insurance contract or identification number	812541
Number of Individuals Covered	113
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	PATRIOT RAIL COMPANY LLC
Employer identification number (EIN):	205657782
NAIC Classification:	482110
NAIC Description:	Rail Transportation

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	4210523