401k Plan data: EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN plan

EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN 401k Plan overview

Plan Name	EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN
Plan identification number	002

EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EMPIRE ASSET MANAGEMENT COMPANY has sponsored the creation of one or more 401k plans.

Company Name: EMPIRE ASSET MANAGEMENT COMPANY

Employer identification number (EIN): 205835358

NAIC Classification: 523110
NAIC Description: Investment Banking and Securities Dealing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01 GREGG ZEOLI 2024-02-25
002 2022-01-01 GREGG ZEOLI 2023-04-24
002 2021-01-01 GREGG ZEOLI 2022-05-16
002 2020-01-01 GREG ZEOLI 2021-06-23
002 2019-01-01 GREG ZEOLI 2020-07-22
002 2018-01-01 GREG ZEOLI 2019-07-26
002 2017-01-01 GREG ZEOLI 2018-10-08
002 2016-01-01 GREG ZEOLI 2017-06-26
002 2015-01-01 GREG ZEOLI 2016-10-10
002 2014-01-01 GREG ZEOLI 2015-10-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2023-01-01	GREGG ZEOLI	2024-02-25
002	2022-01-01	GREGG ZEOLI	2023-04-24
002	2021-01-01	GREGG ZEOLI	2022-05-16
002	2020-01-01	GREG ZEOLI	2021-06-23
002	2019-01-01	GREG ZEOLI	2020-07-22
002	2018-01-01	GREG ZEOLI	2019-07-26
002	2017-01-01	GREG ZEOLI	2018-10-08
002	2016-01-01	GREG ZEOLI	2017-06-26
002	2015-01-01	GREG ZEOLI	2016-10-10
002	2014-01-01	GREG ZEOLI	2015-10-13

Plan Statistics for EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN

401k plan membership statisitcs for EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN

Measure Date Value
2022: EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN 2022 401k membership
Market value of plan assets 2022-12-31 1,629,722
Acturial value of plan assets 2022-12-31 1,629,722
Funding target for retired participants and beneficiaries receiving payment 2022-12-31 0
Number of terminated vested participants 2022-12-31 0
Fundng target for terminated vested participants 2022-12-31 0
Active participant vested funding target 2022-12-31 778,846
Number of active participants 2022-12-31 5
Total funding liabilities for active participants 2022-12-31 778,846
Total participant count 2022-12-31 5
Total funding target for all participants 2022-12-31 778,846
Balance at beginning of prior year after applicable adjustments 2022-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2022-12-31 442,422
Carryover balanced portion elected for use to offset prior years funding requirement 2022-12-31 0
Prefunding balanced used to offset prior years funding requirement 2022-12-31 0
Amount remaining of carryover balance 2022-12-31 0
Amount remaining of prefunding balance 2022-12-31 442,422
Present value of excess contributions 2022-12-31 194,161
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2022-12-31 203,520
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2022-12-31 203,520
Reductions in caryover balances due to elections or deemed elections 2022-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2022-12-31 0
Balance of carryovers at beginning of current year 2022-12-31 0
Balance of prefunding at beginning of current year 2022-12-31 714,694
Total employer contributions 2022-12-31 242,000
Total employee contributions 2022-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2022-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2022-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2022-12-31 230,038
Unpaid minimum required contributions for all prior years 2022-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2022-12-31 0
Remaining amount of unpaid minimum required contributions 2022-12-31 0
Minimum required contributions for current year target normal cost 2022-12-31 141,721
Net shortfall amortization installment of oustanding balance 2022-12-31 0
Waiver amortization installment 2022-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2022-12-31 5,539
Carryover balance elected to use to offset funding requirement 2022-12-31 0
Prefunding balance elected to use to offset funding requirement 2022-12-31 0
Additional cash requirement 2022-12-31 5,539
Contributions allocatedtoward minimum required contributions for current year 2022-12-31 230,038
Unpaid minimum required contributions for current year 2022-12-31 0
Unpaid minimum required contributions for all years 2022-12-31 0
2021: EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN 2021 401k membership
Market value of plan assets 2021-12-31 1,119,556
Acturial value of plan assets 2021-12-31 1,119,556
Funding target for retired participants and beneficiaries receiving payment 2021-12-31 0
Number of terminated vested participants 2021-12-31 0
Fundng target for terminated vested participants 2021-12-31 0
Active participant vested funding target 2021-12-31 634,683
Number of active participants 2021-12-31 4
Total funding liabilities for active participants 2021-12-31 634,683
Total participant count 2021-12-31 4
Total funding target for all participants 2021-12-31 634,683
Balance at beginning of prior year after applicable adjustments 2021-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2021-12-31 267,557
Carryover balanced portion elected for use to offset prior years funding requirement 2021-12-31 0
Prefunding balanced used to offset prior years funding requirement 2021-12-31 0
Amount remaining of carryover balance 2021-12-31 0
Amount remaining of prefunding balance 2021-12-31 267,557
Present value of excess contributions 2021-12-31 120,625
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2021-12-31 126,946
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2021-12-31 126,946
Reductions in caryover balances due to elections or deemed elections 2021-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2021-12-31 0
Balance of carryovers at beginning of current year 2021-12-31 0
Balance of prefunding at beginning of current year 2021-12-31 442,422
Total employer contributions 2021-12-31 310,000
Total employee contributions 2021-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2021-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2021-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2021-12-31 300,862
Unpaid minimum required contributions for all prior years 2021-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2021-12-31 0
Remaining amount of unpaid minimum required contributions 2021-12-31 0
Minimum required contributions for current year target normal cost 2021-12-31 149,152
Net shortfall amortization installment of oustanding balance 2021-12-31 0
Waiver amortization installment 2021-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2021-12-31 106,701
Carryover balance elected to use to offset funding requirement 2021-12-31 0
Prefunding balance elected to use to offset funding requirement 2021-12-31 0
Additional cash requirement 2021-12-31 106,701
Contributions allocatedtoward minimum required contributions for current year 2021-12-31 300,862
Unpaid minimum required contributions for current year 2021-12-31 0
Unpaid minimum required contributions for all years 2021-12-31 0
2020: EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN 2020 401k membership
Market value of plan assets 2020-12-31 694,685
Acturial value of plan assets 2020-12-31 694,685
Funding target for retired participants and beneficiaries receiving payment 2020-12-31 0
Number of terminated vested participants 2020-12-31 0
Fundng target for terminated vested participants 2020-12-31 0
Active participant vested funding target 2020-12-31 426,810
Number of active participants 2020-12-31 4
Total funding liabilities for active participants 2020-12-31 427,128
Total participant count 2020-12-31 4
Total funding target for all participants 2020-12-31 427,128
Balance at beginning of prior year after applicable adjustments 2020-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2020-12-31 118,200
Carryover balanced portion elected for use to offset prior years funding requirement 2020-12-31 0
Prefunding balanced used to offset prior years funding requirement 2020-12-31 0
Amount remaining of carryover balance 2020-12-31 0
Amount remaining of prefunding balance 2020-12-31 118,200
Present value of excess contributions 2020-12-31 136,343
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2020-12-31 143,692
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2020-12-31 143,692
Reductions in prefunding balances due to elections or deemed elections 2020-12-31 588
Balance of carryovers at beginning of current year 2020-12-31 0
Balance of prefunding at beginning of current year 2020-12-31 267,557
Total employer contributions 2020-12-31 276,000
Total employee contributions 2020-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2020-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2020-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2020-12-31 260,499
Unpaid minimum required contributions for all prior years 2020-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2020-12-31 0
Remaining amount of unpaid minimum required contributions 2020-12-31 0
Minimum required contributions for current year target normal cost 2020-12-31 139,874
Net shortfall amortization installment of oustanding balance 2020-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2020-12-31 139,874
Additional cash requirement 2020-12-31 139,874
Contributions allocatedtoward minimum required contributions for current year 2020-12-31 260,499
Unpaid minimum required contributions for current year 2020-12-31 0
Unpaid minimum required contributions for all years 2020-12-31 0
2019: EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN 2019 401k membership
Market value of plan assets 2019-12-31 378,391
Acturial value of plan assets 2019-12-31 378,391
Funding target for retired participants and beneficiaries receiving payment 2019-12-31 0
Number of terminated vested participants 2019-12-31 0
Fundng target for terminated vested participants 2019-12-31 0
Active participant vested funding target 2019-12-31 260,186
Number of active participants 2019-12-31 0
Total funding liabilities for active participants 2019-12-31 260,186
Total participant count 2019-12-31 0
Total funding target for all participants 2019-12-31 260,186
Balance at beginning of prior year after applicable adjustments 2019-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2019-12-31 120,400
Carryover balanced portion elected for use to offset prior years funding requirement 2019-12-31 0
Prefunding balanced used to offset prior years funding requirement 2019-12-31 0
Amount remaining of carryover balance 2019-12-31 0
Amount remaining of prefunding balance 2019-12-31 120,400
Present value of excess contributions 2019-12-31 35,709
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2019-12-31 37,705
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2019-12-31 37,705
Reductions in caryover balances due to elections or deemed elections 2019-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2019-12-31 28,455
Balance of carryovers at beginning of current year 2019-12-31 0
Balance of prefunding at beginning of current year 2019-12-31 118,200
Total employer contributions 2019-12-31 288,000
Total employee contributions 2019-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2019-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2019-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2019-12-31 272,001
Unpaid minimum required contributions for all prior years 2019-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2019-12-31 0
Remaining amount of unpaid minimum required contributions 2019-12-31 0
Minimum required contributions for current year target normal cost 2019-12-31 135,663
Net shortfall amortization installment of oustanding balance 2019-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2019-12-31 135,658
Carryover balance elected to use to offset funding requirement 2019-12-31 0
Prefunding balance elected to use to offset funding requirement 2019-12-31 0
Additional cash requirement 2019-12-31 135,658
Contributions allocatedtoward minimum required contributions for current year 2019-12-31 272,001
Unpaid minimum required contributions for current year 2019-12-31 0
Unpaid minimum required contributions for all years 2019-12-31 0
2018: EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN 2018 401k membership
Market value of plan assets 2018-12-31 228,832
Acturial value of plan assets 2018-12-31 228,832
Funding target for retired participants and beneficiaries receiving payment 2018-12-31 0
Number of terminated vested participants 2018-12-31 0
Fundng target for terminated vested participants 2018-12-31 0
Active participant vested funding target 2018-12-31 108,391
Number of active participants 2018-12-31 5
Total funding liabilities for active participants 2018-12-31 108,391
Total participant count 2018-12-31 5
Total funding target for all participants 2018-12-31 108,391
Balance at beginning of prior year after applicable adjustments 2018-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2018-12-31 4,000
Carryover balanced portion elected for use to offset prior years funding requirement 2018-12-31 0
Prefunding balanced used to offset prior years funding requirement 2018-12-31 0
Amount remaining of carryover balance 2018-12-31 0
Amount remaining of prefunding balance 2018-12-31 4,000
Present value of excess contributions 2018-12-31 110,001
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2018-12-31 116,370
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2018-12-31 116,370
Reductions in caryover balances due to elections or deemed elections 2018-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2018-12-31 432
Balance of carryovers at beginning of current year 2018-12-31 0
Balance of prefunding at beginning of current year 2018-12-31 120,400
Total employer contributions 2018-12-31 180,000
Total employee contributions 2018-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2018-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2018-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2018-12-31 168,649
Unpaid minimum required contributions for all prior years 2018-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2018-12-31 0
Remaining amount of unpaid minimum required contributions 2018-12-31 0
Minimum required contributions for current year target normal cost 2018-12-31 132,981
Net shortfall amortization installment of oustanding balance 2018-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2018-12-31 132,940
Carryover balance elected to use to offset funding requirement 2018-12-31 0
Prefunding balance elected to use to offset funding requirement 2018-12-31 0
Additional cash requirement 2018-12-31 132,940
Contributions allocatedtoward minimum required contributions for current year 2018-12-31 168,649
Unpaid minimum required contributions for current year 2018-12-31 0
Unpaid minimum required contributions for all years 2018-12-31 0
2017: EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN 2017 401k membership
Market value of plan assets 2017-12-31 93,081
Acturial value of plan assets 2017-12-31 93,081
Funding target for retired participants and beneficiaries receiving payment 2017-12-31 0
Number of terminated vested participants 2017-12-31 0
Fundng target for terminated vested participants 2017-12-31 0
Active participant vested funding target 2017-12-31 98,946
Number of active participants 2017-12-31 3
Total funding liabilities for active participants 2017-12-31 98,946
Total participant count 2017-12-31 3
Total funding target for all participants 2017-12-31 98,946
Balance at beginning of prior year after applicable adjustments 2017-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2017-12-31 4,900
Amount remaining of carryover balance 2017-12-31 0
Amount remaining of prefunding balance 2017-12-31 4,900
Reductions in prefunding balances due to elections or deemed elections 2017-12-31 1,359
Balance of carryovers at beginning of current year 2017-12-31 0
Balance of prefunding at beginning of current year 2017-12-31 4,000
Total employer contributions 2017-12-31 120,000
Total employee contributions 2017-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2017-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2017-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-12-31 111,621
Unpaid minimum required contributions for all prior years 2017-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2017-12-31 0
Remaining amount of unpaid minimum required contributions 2017-12-31 0
Minimum required contributions for current year target normal cost 2017-12-31 0
Net shortfall amortization installment of oustanding balance 2017-12-31 9,865
Total funding amount beforereflecting carryover/prefunding balances 2017-12-31 1,620
Additional cash requirement 2017-12-31 1,620
Contributions allocatedtoward minimum required contributions for current year 2017-12-31 111,621
Unpaid minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for all years 2017-12-31 0
2016: EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN 2016 401k membership
Market value of plan assets 2016-12-31 85,118
Acturial value of plan assets 2016-12-31 85,118
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 0
Number of terminated vested participants 2016-12-31 0
Fundng target for terminated vested participants 2016-12-31 0
Active participant vested funding target 2016-12-31 0
Number of active participants 2016-12-31 3
Total funding liabilities for active participants 2016-12-31 79,932
Total participant count 2016-12-31 3
Total funding target for all participants 2016-12-31 79,932
Balance at beginning of prior year after applicable adjustments 2016-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 104,336
Carryover balanced portion elected for use to offset prior years funding requirement 2016-12-31 0
Prefunding balanced used to offset prior years funding requirement 2016-12-31 0
Amount remaining of carryover balance 2016-12-31 0
Amount remaining of prefunding balance 2016-12-31 104,336
Present value of excess contributions 2016-12-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-12-31 0
Reductions in caryover balances due to elections or deemed elections 2016-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2016-12-31 109,703
Balance of carryovers at beginning of current year 2016-12-31 0
Balance of prefunding at beginning of current year 2016-12-31 4,900
Total employer contributions 2016-12-31 0
Total employee contributions 2016-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 0
Unpaid minimum required contributions for all prior years 2016-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 0
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 0
Net shortfall amortization installment of oustanding balance 2016-12-31 0
Waiver amortization installment 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 0
Carryover balance elected to use to offset funding requirement 2016-12-31 0
Prefunding balance elected to use to offset funding requirement 2016-12-31 0
Additional cash requirement 2016-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0

Measure	Date	Value
2022: EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN 2022 401k membership
Market value of plan assets	2022-12-31	1,629,722
Acturial value of plan assets	2022-12-31	1,629,722
Funding target for retired participants and beneficiaries receiving payment	2022-12-31	0
Number of terminated vested participants	2022-12-31	0
Fundng target for terminated vested participants	2022-12-31	0
Active participant vested funding target	2022-12-31	778,846
Number of active participants	2022-12-31	5
Total funding liabilities for active participants	2022-12-31	778,846
Total participant count	2022-12-31	5
Total funding target for all participants	2022-12-31	778,846
Balance at beginning of prior year after applicable adjustments	2022-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2022-12-31	442,422
Carryover balanced portion elected for use to offset prior years funding requirement	2022-12-31	0
Prefunding balanced used to offset prior years funding requirement	2022-12-31	0
Amount remaining of carryover balance	2022-12-31	0
Amount remaining of prefunding balance	2022-12-31	442,422
Present value of excess contributions	2022-12-31	194,161
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2022-12-31	203,520
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2022-12-31	203,520
Reductions in caryover balances due to elections or deemed elections	2022-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2022-12-31	0
Balance of carryovers at beginning of current year	2022-12-31	0
Balance of prefunding at beginning of current year	2022-12-31	714,694
Total employer contributions	2022-12-31	242,000
Total employee contributions	2022-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2022-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2022-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2022-12-31	230,038
Unpaid minimum required contributions for all prior years	2022-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2022-12-31	0
Remaining amount of unpaid minimum required contributions	2022-12-31	0
Minimum required contributions for current year target normal cost	2022-12-31	141,721
Net shortfall amortization installment of oustanding balance	2022-12-31	0
Waiver amortization installment	2022-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2022-12-31	5,539
Carryover balance elected to use to offset funding requirement	2022-12-31	0
Prefunding balance elected to use to offset funding requirement	2022-12-31	0
Additional cash requirement	2022-12-31	5,539
Contributions allocatedtoward minimum required contributions for current year	2022-12-31	230,038
Unpaid minimum required contributions for current year	2022-12-31	0
Unpaid minimum required contributions for all years	2022-12-31	0
2021: EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN 2021 401k membership
Market value of plan assets	2021-12-31	1,119,556
Acturial value of plan assets	2021-12-31	1,119,556
Funding target for retired participants and beneficiaries receiving payment	2021-12-31	0
Number of terminated vested participants	2021-12-31	0
Fundng target for terminated vested participants	2021-12-31	0
Active participant vested funding target	2021-12-31	634,683
Number of active participants	2021-12-31	4
Total funding liabilities for active participants	2021-12-31	634,683
Total participant count	2021-12-31	4
Total funding target for all participants	2021-12-31	634,683
Balance at beginning of prior year after applicable adjustments	2021-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2021-12-31	267,557
Carryover balanced portion elected for use to offset prior years funding requirement	2021-12-31	0
Prefunding balanced used to offset prior years funding requirement	2021-12-31	0
Amount remaining of carryover balance	2021-12-31	0
Amount remaining of prefunding balance	2021-12-31	267,557
Present value of excess contributions	2021-12-31	120,625
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2021-12-31	126,946
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2021-12-31	126,946
Reductions in caryover balances due to elections or deemed elections	2021-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2021-12-31	0
Balance of carryovers at beginning of current year	2021-12-31	0
Balance of prefunding at beginning of current year	2021-12-31	442,422
Total employer contributions	2021-12-31	310,000
Total employee contributions	2021-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2021-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2021-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2021-12-31	300,862
Unpaid minimum required contributions for all prior years	2021-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2021-12-31	0
Remaining amount of unpaid minimum required contributions	2021-12-31	0
Minimum required contributions for current year target normal cost	2021-12-31	149,152
Net shortfall amortization installment of oustanding balance	2021-12-31	0
Waiver amortization installment	2021-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2021-12-31	106,701
Carryover balance elected to use to offset funding requirement	2021-12-31	0
Prefunding balance elected to use to offset funding requirement	2021-12-31	0
Additional cash requirement	2021-12-31	106,701
Contributions allocatedtoward minimum required contributions for current year	2021-12-31	300,862
Unpaid minimum required contributions for current year	2021-12-31	0
Unpaid minimum required contributions for all years	2021-12-31	0
2020: EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN 2020 401k membership
Market value of plan assets	2020-12-31	694,685
Acturial value of plan assets	2020-12-31	694,685
Funding target for retired participants and beneficiaries receiving payment	2020-12-31	0
Number of terminated vested participants	2020-12-31	0
Fundng target for terminated vested participants	2020-12-31	0
Active participant vested funding target	2020-12-31	426,810
Number of active participants	2020-12-31	4
Total funding liabilities for active participants	2020-12-31	427,128
Total participant count	2020-12-31	4
Total funding target for all participants	2020-12-31	427,128
Balance at beginning of prior year after applicable adjustments	2020-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2020-12-31	118,200
Carryover balanced portion elected for use to offset prior years funding requirement	2020-12-31	0
Prefunding balanced used to offset prior years funding requirement	2020-12-31	0
Amount remaining of carryover balance	2020-12-31	0
Amount remaining of prefunding balance	2020-12-31	118,200
Present value of excess contributions	2020-12-31	136,343
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2020-12-31	143,692
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2020-12-31	143,692
Reductions in prefunding balances due to elections or deemed elections	2020-12-31	588
Balance of carryovers at beginning of current year	2020-12-31	0
Balance of prefunding at beginning of current year	2020-12-31	267,557
Total employer contributions	2020-12-31	276,000
Total employee contributions	2020-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2020-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2020-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2020-12-31	260,499
Unpaid minimum required contributions for all prior years	2020-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2020-12-31	0
Remaining amount of unpaid minimum required contributions	2020-12-31	0
Minimum required contributions for current year target normal cost	2020-12-31	139,874
Net shortfall amortization installment of oustanding balance	2020-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2020-12-31	139,874
Additional cash requirement	2020-12-31	139,874
Contributions allocatedtoward minimum required contributions for current year	2020-12-31	260,499
Unpaid minimum required contributions for current year	2020-12-31	0
Unpaid minimum required contributions for all years	2020-12-31	0
2019: EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN 2019 401k membership
Market value of plan assets	2019-12-31	378,391
Acturial value of plan assets	2019-12-31	378,391
Funding target for retired participants and beneficiaries receiving payment	2019-12-31	0
Number of terminated vested participants	2019-12-31	0
Fundng target for terminated vested participants	2019-12-31	0
Active participant vested funding target	2019-12-31	260,186
Number of active participants	2019-12-31	0
Total funding liabilities for active participants	2019-12-31	260,186
Total participant count	2019-12-31	0
Total funding target for all participants	2019-12-31	260,186
Balance at beginning of prior year after applicable adjustments	2019-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2019-12-31	120,400
Carryover balanced portion elected for use to offset prior years funding requirement	2019-12-31	0
Prefunding balanced used to offset prior years funding requirement	2019-12-31	0
Amount remaining of carryover balance	2019-12-31	0
Amount remaining of prefunding balance	2019-12-31	120,400
Present value of excess contributions	2019-12-31	35,709
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2019-12-31	37,705
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2019-12-31	37,705
Reductions in caryover balances due to elections or deemed elections	2019-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2019-12-31	28,455
Balance of carryovers at beginning of current year	2019-12-31	0
Balance of prefunding at beginning of current year	2019-12-31	118,200
Total employer contributions	2019-12-31	288,000
Total employee contributions	2019-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2019-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2019-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2019-12-31	272,001
Unpaid minimum required contributions for all prior years	2019-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2019-12-31	0
Remaining amount of unpaid minimum required contributions	2019-12-31	0
Minimum required contributions for current year target normal cost	2019-12-31	135,663
Net shortfall amortization installment of oustanding balance	2019-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2019-12-31	135,658
Carryover balance elected to use to offset funding requirement	2019-12-31	0
Prefunding balance elected to use to offset funding requirement	2019-12-31	0
Additional cash requirement	2019-12-31	135,658
Contributions allocatedtoward minimum required contributions for current year	2019-12-31	272,001
Unpaid minimum required contributions for current year	2019-12-31	0
Unpaid minimum required contributions for all years	2019-12-31	0
2018: EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN 2018 401k membership
Market value of plan assets	2018-12-31	228,832
Acturial value of plan assets	2018-12-31	228,832
Funding target for retired participants and beneficiaries receiving payment	2018-12-31	0
Number of terminated vested participants	2018-12-31	0
Fundng target for terminated vested participants	2018-12-31	0
Active participant vested funding target	2018-12-31	108,391
Number of active participants	2018-12-31	5
Total funding liabilities for active participants	2018-12-31	108,391
Total participant count	2018-12-31	5
Total funding target for all participants	2018-12-31	108,391
Balance at beginning of prior year after applicable adjustments	2018-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2018-12-31	4,000
Carryover balanced portion elected for use to offset prior years funding requirement	2018-12-31	0
Prefunding balanced used to offset prior years funding requirement	2018-12-31	0
Amount remaining of carryover balance	2018-12-31	0
Amount remaining of prefunding balance	2018-12-31	4,000
Present value of excess contributions	2018-12-31	110,001
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2018-12-31	116,370
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2018-12-31	116,370
Reductions in caryover balances due to elections or deemed elections	2018-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2018-12-31	432
Balance of carryovers at beginning of current year	2018-12-31	0
Balance of prefunding at beginning of current year	2018-12-31	120,400
Total employer contributions	2018-12-31	180,000
Total employee contributions	2018-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2018-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2018-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2018-12-31	168,649
Unpaid minimum required contributions for all prior years	2018-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2018-12-31	0
Remaining amount of unpaid minimum required contributions	2018-12-31	0
Minimum required contributions for current year target normal cost	2018-12-31	132,981
Net shortfall amortization installment of oustanding balance	2018-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2018-12-31	132,940
Carryover balance elected to use to offset funding requirement	2018-12-31	0
Prefunding balance elected to use to offset funding requirement	2018-12-31	0
Additional cash requirement	2018-12-31	132,940
Contributions allocatedtoward minimum required contributions for current year	2018-12-31	168,649
Unpaid minimum required contributions for current year	2018-12-31	0
Unpaid minimum required contributions for all years	2018-12-31	0
2017: EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN 2017 401k membership
Market value of plan assets	2017-12-31	93,081
Acturial value of plan assets	2017-12-31	93,081
Funding target for retired participants and beneficiaries receiving payment	2017-12-31	0
Number of terminated vested participants	2017-12-31	0
Fundng target for terminated vested participants	2017-12-31	0
Active participant vested funding target	2017-12-31	98,946
Number of active participants	2017-12-31	3
Total funding liabilities for active participants	2017-12-31	98,946
Total participant count	2017-12-31	3
Total funding target for all participants	2017-12-31	98,946
Balance at beginning of prior year after applicable adjustments	2017-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2017-12-31	4,900
Amount remaining of carryover balance	2017-12-31	0
Amount remaining of prefunding balance	2017-12-31	4,900
Reductions in prefunding balances due to elections or deemed elections	2017-12-31	1,359
Balance of carryovers at beginning of current year	2017-12-31	0
Balance of prefunding at beginning of current year	2017-12-31	4,000
Total employer contributions	2017-12-31	120,000
Total employee contributions	2017-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2017-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2017-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-12-31	111,621
Unpaid minimum required contributions for all prior years	2017-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2017-12-31	0
Remaining amount of unpaid minimum required contributions	2017-12-31	0
Minimum required contributions for current year target normal cost	2017-12-31	0
Net shortfall amortization installment of oustanding balance	2017-12-31	9,865
Total funding amount beforereflecting carryover/prefunding balances	2017-12-31	1,620
Additional cash requirement	2017-12-31	1,620
Contributions allocatedtoward minimum required contributions for current year	2017-12-31	111,621
Unpaid minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for all years	2017-12-31	0
2016: EMPIRE ASSET MANAGEMENT CASH BALANCE PLAN 2016 401k membership
Market value of plan assets	2016-12-31	85,118
Acturial value of plan assets	2016-12-31	85,118
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	0
Number of terminated vested participants	2016-12-31	0
Fundng target for terminated vested participants	2016-12-31	0
Active participant vested funding target	2016-12-31	0
Number of active participants	2016-12-31	3
Total funding liabilities for active participants	2016-12-31	79,932
Total participant count	2016-12-31	3
Total funding target for all participants	2016-12-31	79,932
Balance at beginning of prior year after applicable adjustments	2016-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	104,336
Carryover balanced portion elected for use to offset prior years funding requirement	2016-12-31	0
Prefunding balanced used to offset prior years funding requirement	2016-12-31	0
Amount remaining of carryover balance	2016-12-31	0
Amount remaining of prefunding balance	2016-12-31	104,336
Present value of excess contributions	2016-12-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-12-31	0
Reductions in caryover balances due to elections or deemed elections	2016-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2016-12-31	109,703
Balance of carryovers at beginning of current year	2016-12-31	0
Balance of prefunding at beginning of current year	2016-12-31	4,900
Total employer contributions	2016-12-31	0
Total employee contributions	2016-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	0
Unpaid minimum required contributions for all prior years	2016-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	0
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	0
Net shortfall amortization installment of oustanding balance	2016-12-31	0
Waiver amortization installment	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	0
Carryover balance elected to use to offset funding requirement	2016-12-31	0
Prefunding balance elected to use to offset funding requirement	2016-12-31	0
Additional cash requirement	2016-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0

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EMPIRE ASSET MANAGEMENT GROUP, LLC 401(K) PLAN [EIN = 810552845]

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Company Name:	EMPIRE ASSET MANAGEMENT COMPANY
Employer identification number (EIN):	205835358
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing