401k Plan data: SECURITY ONE LENDING 401(K) PROFIT SHARING PLAN plan

SECURITY ONE LENDING 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	SECURITY ONE LENDING 401(K) PROFIT SHARING PLAN
Plan identification number	001

SECURITY ONE LENDING 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SECURITY ONE LENDING has sponsored the creation of one or more 401k plans.

Company Name: SECURITY ONE LENDING

Employer identification number (EIN): 208009003

NAIC Classification: 522291
NAIC Description: Consumer Lending

Additional information about SECURITY ONE LENDING

Jurisdiction of Incorporation: Alaska Department Commerce, Community & Economic Development

Incorporation Date: 2013-07-25

Company Identification Number: 10014288

Legal Registered Office Address: 14405 WALTERS ROAD
SUITES 110, 200, 300, 400 & 500
HOUSTON
United States of America (USA)
77014

More information about SECURITY ONE LENDING

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SECURITY ONE LENDING 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 TYLER LARSON
001 2012-01-01 TYLER LARSON
001 2011-01-01 TYLER LARSEN 2012-10-15
001 2010-01-01 TYLER LARSEN 2011-07-21

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2013-01-01	TYLER LARSON
001	2012-01-01	TYLER LARSON
001	2011-01-01	TYLER LARSEN	2012-10-15
001	2010-01-01	TYLER LARSEN	2011-07-21

Plan Statistics for SECURITY ONE LENDING 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SECURITY ONE LENDING 401(K) PROFIT SHARING PLAN

Measure Date Value
2013: SECURITY ONE LENDING 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 436
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SECURITY ONE LENDING 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 240
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 429
Number of other retired or separated participants entitled to future benefits 2012-01-01 6
Total of all active and inactive participants 2012-01-01 435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 436
Number of participants with account balances 2012-01-01 60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 5

Measure	Date	Value
2013: SECURITY ONE LENDING 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	436
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SECURITY ONE LENDING 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	240
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	429
Number of other retired or separated participants entitled to future benefits	2012-01-01	6
Total of all active and inactive participants	2012-01-01	435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	436
Number of participants with account balances	2012-01-01	60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	5

Financial Data on SECURITY ONE LENDING 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2013 : SECURITY ONE LENDING 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-06-21	$337,400
Total of all expenses incurred	2013-06-21	$1,372,548
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-21	$1,359,691
Value of total corrective distributions	2013-06-21	$3,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-21	$299,345
Value of total assets at end of year	2013-06-21	$0
Value of total assets at beginning of year	2013-06-21	$1,035,148
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-21	$9,453
Total interest from all sources	2013-06-21	$1,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-21	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-06-21	$0
Was this plan covered by a fidelity bond	2013-06-21	Yes
Value of fidelity bond cover	2013-06-21	$1,000,000
If this is an individual account plan, was there a blackout period	2013-06-21	No
Were there any nonexempt tranactions with any party-in-interest	2013-06-21	No
Contributions received from participants	2013-06-21	$228,551
Participant contributions at end of year	2013-06-21	$0
Participant contributions at beginning of year	2013-06-21	$84,949
Assets. Other investments not covered elsewhere at end of year	2013-06-21	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-06-21	$885
Income. Received or receivable in cash from other sources (including rollovers)	2013-06-21	$70,794
Administrative expenses (other) incurred	2013-06-21	$5,175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-21	No
Value of net income/loss	2013-06-21	$-1,035,148
Value of net assets at end of year (total assets less liabilities)	2013-06-21	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-06-21	$1,035,148
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-21	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-21	No
Were any leases to which the plan was party in default or uncollectible	2013-06-21	No
Value of interest in pooled separate accounts at end of year	2013-06-21	$0
Value of interest in pooled separate accounts at beginning of year	2013-06-21	$949,314
Interest on participant loans	2013-06-21	$1,389
Net investment gain/loss from pooled separate accounts	2013-06-21	$36,666
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-21	No
Was there a failure to transmit to the plan any participant contributions	2013-06-21	No
Has the plan failed to provide any benefit when due under the plan	2013-06-21	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-21	$1,359,691
Contract administrator fees	2013-06-21	$4,278
Did the plan have assets held for investment	2013-06-21	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-21	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-21	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-21	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-21	Disclaimer
Accountancy firm name	2013-06-21	MARK WILSON, CPAS INC.
Accountancy firm EIN	2013-06-21	452770776
2012 : SECURITY ONE LENDING 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$617,324
Total of all expenses incurred	2012-12-31	$49,351
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$42,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$540,518
Value of total assets at end of year	2012-12-31	$1,035,148
Value of total assets at beginning of year	2012-12-31	$467,175
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$7,173
Total interest from all sources	2012-12-31	$2,064
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$311,143
Participant contributions at end of year	2012-12-31	$84,949
Participant contributions at beginning of year	2012-12-31	$11,529
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$885
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$229,375
Administrative expenses (other) incurred	2012-12-31	$260
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$567,973
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,035,148
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$467,175
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$949,314
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$455,646
Interest on participant loans	2012-12-31	$2,064
Net investment gain/loss from pooled separate accounts	2012-12-31	$74,742
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$42,178
Contract administrator fees	2012-12-31	$6,913
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MARK WILSON, CPAS INC.
Accountancy firm EIN	2012-12-31	452770776

Form 5500 Responses for SECURITY ONE LENDING 401(K) PROFIT SHARING PLAN

2013: SECURITY ONE LENDING 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SECURITY ONE LENDING 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

65440

Policy instance

Insurance contract or identification number	65440
Number of Individuals Covered	0
Insurance policy start date	2013-01-01
Insurance policy end date	2013-07-01
Total amount of commissions paid to insurance broker	USD $2,492
Total amount of fees paid to insurance company	USD $311
Commission paid to Insurance Broker	USD $2,492
Insurance broker organization code?	3
Amount paid for insurance broker fees	311
Insurance broker name	JACK A. CROSS & ASSOCIATES

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

65440

Policy instance

Insurance contract or identification number	65440
Number of Individuals Covered	74
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $2,850
Total amount of fees paid to insurance company	USD $703
Commission paid to Insurance Broker	USD $2,850
Insurance broker organization code?	3
Amount paid for insurance broker fees	703
Insurance broker name	JACK A. CROSS & ASSOCIATES

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Company Name:	SECURITY ONE LENDING
Employer identification number (EIN):	208009003
NAIC Classification:	522291
NAIC Description:	Consumer Lending

Jurisdiction of Incorporation:	Alaska Department Commerce, Community & Economic Development
Incorporation Date:	2013-07-25
Company Identification Number:	10014288
Legal Registered Office Address:	14405 WALTERS ROAD SUITES 110, 200, 300, 400 & 500 HOUSTON United States of America (USA) 77014