MELVIN KLEIN MD has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan MELVIN J. KLEIN MD PS401K 1/1/06
401k plan membership statisitcs for MELVIN J. KLEIN MD PS401K 1/1/06
| Measure | Date | Value |
|---|
| 2019: MELVIN J. KLEIN MD PS401K 1/1/06 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 1 |
| Total of all active and inactive participants | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 0 |
| Number of participants with account balances | 2019-01-01 | 0 |
| 2018: MELVIN J. KLEIN MD PS401K 1/1/06 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 1 |
| Total of all active and inactive participants | 2018-01-01 | 2 |
| Total participants | 2018-01-01 | 2 |
| Number of participants with account balances | 2018-01-01 | 1 |
| 2017: MELVIN J. KLEIN MD PS401K 1/1/06 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 1 |
| Total of all active and inactive participants | 2017-01-01 | 1 |
| Total participants | 2017-01-01 | 1 |
| Number of participants with account balances | 2017-01-01 | 1 |
| 2016: MELVIN J. KLEIN MD PS401K 1/1/06 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 1 |
| Total of all active and inactive participants | 2016-01-01 | 1 |
| Total participants | 2016-01-01 | 1 |
| Number of participants with account balances | 2016-01-01 | 1 |
| 2015: MELVIN J. KLEIN MD PS401K 1/1/06 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 1 |
| Total of all active and inactive participants | 2015-01-01 | 3 |
| Total participants | 2015-01-01 | 3 |
| Number of participants with account balances | 2015-01-01 | 3 |
| 2014: MELVIN J. KLEIN MD PS401K 1/1/06 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 2 |
| Total of all active and inactive participants | 2014-01-01 | 2 |
| Total participants | 2014-01-01 | 2 |
| Number of participants with account balances | 2014-01-01 | 4 |
| 2013: MELVIN J. KLEIN MD PS401K 1/1/06 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 4 |
| Total of all active and inactive participants | 2013-01-01 | 4 |
| Total participants | 2013-01-01 | 4 |
| Number of participants with account balances | 2013-01-01 | 4 |
| 2012: MELVIN J. KLEIN MD PS401K 1/1/06 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 4 |
| Total of all active and inactive participants | 2012-01-01 | 4 |
| Total participants | 2012-01-01 | 4 |
| Number of participants with account balances | 2012-01-01 | 4 |
| Measure | Date | Value |
|---|
| 2019 : MELVIN J. KLEIN MD PS401K 1/1/06 2019 401k financial data |
|---|
| Transfers to/from the plan | 2019-12-31 | $-669,974 |
| Total income from all sources | 2019-12-31 | $70,365 |
| Total plan assets at end of year | 2019-12-31 | $0 |
| Total plan assets at beginning of year | 2019-12-31 | $599,609 |
| Other income received | 2019-12-31 | $70,365 |
| Net income (gross income less expenses) | 2019-12-31 | $70,365 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $599,609 |
| 2018 : MELVIN J. KLEIN MD PS401K 1/1/06 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $-12,531 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $23,355 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $23,355 |
| Total plan assets at end of year | 2018-12-31 | $599,609 |
| Total plan assets at beginning of year | 2018-12-31 | $635,495 |
| Other income received | 2018-12-31 | $-12,531 |
| Net income (gross income less expenses) | 2018-12-31 | $-35,886 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $599,609 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $635,495 |
| 2017 : MELVIN J. KLEIN MD PS401K 1/1/06 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $68,604 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $20,158 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $20,158 |
| Total plan assets at end of year | 2017-12-31 | $345,195 |
| Total plan assets at beginning of year | 2017-12-31 | $296,749 |
| Total contributions received or receivable from participants | 2017-12-31 | $31,661 |
| Other income received | 2017-12-31 | $36,943 |
| Net income (gross income less expenses) | 2017-12-31 | $48,446 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $345,195 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $296,749 |
| 2016 : MELVIN J. KLEIN MD PS401K 1/1/06 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $89,269 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $31,393 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $31,250 |
| Total plan assets at end of year | 2016-12-31 | $296,749 |
| Total plan assets at beginning of year | 2016-12-31 | $238,873 |
| Expenses. Other expenses not covered elsewhere | 2016-12-31 | $143 |
| Other income received | 2016-12-31 | $29,180 |
| Net income (gross income less expenses) | 2016-12-31 | $57,876 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $296,749 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $238,873 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $60,089 |
| 2015 : MELVIN J. KLEIN MD PS401K 1/1/06 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $-29,815 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $24,200 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $24,049 |
| Total plan assets at end of year | 2015-12-31 | $238,873 |
| Total plan assets at beginning of year | 2015-12-31 | $292,888 |
| Value of fidelity bond covering the plan | 2015-12-31 | $10,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $1,040 |
| Expenses. Other expenses not covered elsewhere | 2015-12-31 | $151 |
| Other income received | 2015-12-31 | $-30,855 |
| Net income (gross income less expenses) | 2015-12-31 | $-54,015 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $238,873 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $292,888 |
| 2014 : MELVIN J. KLEIN MD PS401K 1/1/06 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $66,662 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $15,263 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $15,263 |
| Total plan assets at end of year | 2014-12-31 | $292,888 |
| Total plan assets at beginning of year | 2014-12-31 | $241,489 |
| Total contributions received or receivable from participants | 2014-12-31 | $24,040 |
| Other income received | 2014-12-31 | $20,096 |
| Net income (gross income less expenses) | 2014-12-31 | $51,399 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $292,888 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $241,489 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $22,526 |
| 2013 : MELVIN J. KLEIN MD PS401K 1/1/06 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $76,428 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $12,218 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $12,206 |
| Total plan assets at end of year | 2013-12-31 | $241,489 |
| Total plan assets at beginning of year | 2013-12-31 | $177,279 |
| Total contributions received or receivable from participants | 2013-12-31 | $23,800 |
| Expenses. Other expenses not covered elsewhere | 2013-12-31 | $12 |
| Other income received | 2013-12-31 | $28,753 |
| Net income (gross income less expenses) | 2013-12-31 | $64,210 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $241,489 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $177,279 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $23,875 |
| 2012 : MELVIN J. KLEIN MD PS401K 1/1/06 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $69,697 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $9,353 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $9,353 |
| Total plan assets at end of year | 2012-12-31 | $177,279 |
| Total plan assets at beginning of year | 2012-12-31 | $116,935 |
| Total contributions received or receivable from participants | 2012-12-31 | $23,540 |
| Other income received | 2012-12-31 | $12,481 |
| Net income (gross income less expenses) | 2012-12-31 | $60,344 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $177,279 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $116,935 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $33,676 |
| 2019: MELVIN J. KLEIN MD PS401K 1/1/06 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | This submission is the final filing | Yes |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: MELVIN J. KLEIN MD PS401K 1/1/06 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: MELVIN J. KLEIN MD PS401K 1/1/06 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: MELVIN J. KLEIN MD PS401K 1/1/06 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: MELVIN J. KLEIN MD PS401K 1/1/06 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: MELVIN J. KLEIN MD PS401K 1/1/06 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: MELVIN J. KLEIN MD PS401K 1/1/06 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: MELVIN J. KLEIN MD PS401K 1/1/06 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 ) |
| Policy contract number | 13641518 |
| Policy instance | 2 |
| Insurance contract or identification number | 13641518 | | Are there contracts with allocated funds for individual policies? | 1 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 ) |
| Policy contract number | 12000352 |
| Policy instance | 1 |
| Insurance contract or identification number | 12000352 | | Are there contracts with allocated funds for individual policies? | 1 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | COMMISSIONS | | Insurance broker organization code? | 3 |
|
| MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 ) |
| Policy contract number | 13641518 |
| Policy instance | 2 |
| Insurance contract or identification number | 13641518 | | Are there contracts with allocated funds for individual policies? | 1 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 ) |
| Policy contract number | 12000352 |
| Policy instance | 1 |
| Insurance contract or identification number | 12000352 | | Number of Individuals Covered | 1 | | Are there contracts with allocated funds for individual policies? | 1 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | COMMISSIONS | | Insurance broker organization code? | 3 |
|
| MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 ) |
| Policy contract number | 13641518 |
| Policy instance | 2 |
| Insurance contract or identification number | 13641518 | | Are there contracts with allocated funds for individual policies? | 1 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 ) |
| Policy contract number | 12000352 |
| Policy instance | 1 |
| Insurance contract or identification number | 12000352 | | Are there contracts with allocated funds for individual policies? | 1 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | COMMISSIONS | | Insurance broker organization code? | 3 | | Insurance broker name | NEAL HAYIAS |
|
| MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 ) |
| Policy contract number | 13641518 |
| Policy instance | 2 |
| Insurance contract or identification number | 13641518 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 ) |
| Policy contract number | 12000352 |
| Policy instance | 1 |
| Insurance contract or identification number | 12000352 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | COMMISSIONS | | Insurance broker organization code? | 3 | | Insurance broker name | NEAL HAYIAS |
|
| MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 ) |
| Policy contract number | 13641518 |
| Policy instance | 2 |
| Insurance contract or identification number | 13641518 | | Number of Individuals Covered | 1 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 ) |
| Policy contract number | 12000352 |
| Policy instance | 1 |
| Insurance contract or identification number | 12000352 | | Number of Individuals Covered | 1 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | COMMISSIONS | | Insurance broker organization code? | 3 | | Insurance broker name | NEAL HAYIAS |
|
| MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 ) |
| Policy contract number | 13641518 |
| Policy instance | 2 |
| Insurance contract or identification number | 13641518 | | Number of Individuals Covered | 1 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 ) |
| Policy contract number | 12000352 |
| Policy instance | 1 |
| Insurance contract or identification number | 12000352 | | Number of Individuals Covered | 1 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | COMMISSIONS | | Insurance broker organization code? | 3 | | Insurance broker name | NEAL HAYIAS |
|
| MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 ) |
| Policy contract number | 13641518 |
| Policy instance | 1 |
| Insurance contract or identification number | 13641518 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
