401k Plan data: USMD INC. 401(K) PLAN plan

USMD INC. 401(K) PLAN 401k Plan overview

Plan Name	USMD INC. 401(K) PLAN
Plan identification number	001

USMD INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

USMD INC. has sponsored the creation of one or more 401k plans.

Company Name: USMD INC.

Employer identification number (EIN): 208050318

NAIC Classification: 622000
NAIC Description: Hospitals

Additional information about USMD INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2006-11-30

Company Identification Number: 0800739814

Legal Registered Office Address: 9900 BREN RD E

HOPKINS
United States of America (USA)
55343

More information about USMD INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan USMD INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 DEBBIE ROBERTS
001 2012-01-01 TAMMY WAYBOURN
001 2011-01-01 ALEX STEFANOWICZ
001 2010-01-01 ALEX STEFANOWICZ
001 2009-01-01 ALEX STEFANOWICZ
001 2009-01-01 ALEX STEFANOWICZ

Plan id#	Filing Submission Date	Name of Administrator
001	2013-01-01	DEBBIE ROBERTS
001	2012-01-01	TAMMY WAYBOURN
001	2011-01-01	ALEX STEFANOWICZ
001	2010-01-01	ALEX STEFANOWICZ
001	2009-01-01	ALEX STEFANOWICZ
001	2009-01-01	ALEX STEFANOWICZ

Plan Statistics for USMD INC. 401(K) PLAN

401k plan membership statisitcs for USMD INC. 401(K) PLAN

Measure Date Value
2013: USMD INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 584
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 594
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 594
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 594
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 33
2012: USMD INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 624
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 504
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 80
Total of all active and inactive participants 2012-01-01 584
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 584
Number of participants with account balances 2012-01-01 535
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 46
2011: USMD INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 573
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 554
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 70
Total of all active and inactive participants 2011-01-01 624
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 624
Number of participants with account balances 2011-01-01 498
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 56
2010: USMD INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 570
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 530
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 50
Total of all active and inactive participants 2010-01-01 580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 580
Number of participants with account balances 2010-01-01 453
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 59
2009: USMD INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 560
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 567
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 52
Total of all active and inactive participants 2009-01-01 619
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 619
Number of participants with account balances 2009-01-01 448
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 63

Measure	Date	Value
2013: USMD INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	584
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	594
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	594
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	594
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	33
2012: USMD INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	624
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	504
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	80
Total of all active and inactive participants	2012-01-01	584
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	584
Number of participants with account balances	2012-01-01	535
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	46
2011: USMD INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	573
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	554
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	70
Total of all active and inactive participants	2011-01-01	624
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	624
Number of participants with account balances	2011-01-01	498
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	56
2010: USMD INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	570
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	530
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	50
Total of all active and inactive participants	2010-01-01	580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	580
Number of participants with account balances	2010-01-01	453
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	59
2009: USMD INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	560
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	567
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	52
Total of all active and inactive participants	2009-01-01	619
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	619
Number of participants with account balances	2009-01-01	448
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	63

Financial Data on USMD INC. 401(K) PLAN

Measure	Date	Value
2013 : USMD INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$6,263,961
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,057,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,037,892
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,962,400
Value of total assets at end of year	2013-12-31	$18,403,603
Value of total assets at beginning of year	2013-12-31	$14,197,375
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$19,841
Total interest from all sources	2013-12-31	$71,261
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$19,841
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,866,182
Participant contributions at end of year	2013-12-31	$921,414
Participant contributions at beginning of year	2013-12-31	$818,118
Participant contributions at end of year	2013-12-31	$73,240
Participant contributions at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$199,069
Total non interest bearing cash at end of year	2013-12-31	$17,372,441
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$4,206,228
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$18,403,603
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$14,197,375
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$10,918,877
Interest on participant loans	2013-12-31	$27,397
Interest earned on other investments	2013-12-31	$43,864
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$2,460,380
Net investment gain/loss from pooled separate accounts	2013-12-31	$3,230,300
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$897,149
Employer contributions (assets) at end of year	2013-12-31	$36,508
Employer contributions (assets) at beginning of year	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,037,892
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GRANT THORTON LLP
Accountancy firm EIN	2013-12-31	366055558
2012 : USMD INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$3,948,819
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$827,338
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$808,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,598,147
Value of total assets at end of year	2012-12-31	$14,197,375
Value of total assets at beginning of year	2012-12-31	$11,075,894
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$19,313
Total interest from all sources	2012-12-31	$68,023
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,672,289
Participant contributions at end of year	2012-12-31	$818,118
Participant contributions at beginning of year	2012-12-31	$605,787
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$203,062
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,121,481
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$14,197,375
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$11,075,894
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$10,918,877
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$8,314,485
Interest on participant loans	2012-12-31	$22,716
Interest earned on other investments	2012-12-31	$45,307
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$2,460,380
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$2,155,622
Net investment gain/loss from pooled separate accounts	2012-12-31	$1,282,649
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$722,796
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$808,025
Contract administrator fees	2012-12-31	$19,313
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GRANT THORTON
Accountancy firm EIN	2012-12-31	366055558
2011 : USMD INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,354,182
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$417,251
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$401,195
Value of total corrective distributions	2011-12-31	$147
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,475,342
Value of total assets at end of year	2011-12-31	$11,075,894
Value of total assets at beginning of year	2011-12-31	$9,138,963
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$15,909
Total interest from all sources	2011-12-31	$60,706
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,509,847
Participant contributions at end of year	2011-12-31	$605,787
Participant contributions at beginning of year	2011-12-31	$436,015
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$244,467
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,936,931
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$11,075,894
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$9,138,963
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$8,314,485
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$7,055,859
Interest on participant loans	2011-12-31	$17,375
Interest earned on other investments	2011-12-31	$43,331
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$2,155,622
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,647,089
Net investment gain/loss from pooled separate accounts	2011-12-31	$-181,866
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$721,028
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$401,195
Contract administrator fees	2011-12-31	$15,909
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GRANT THORTON
Accountancy firm EIN	2011-12-31	366055558
2010 : USMD INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,026,313
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$604,333
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$588,982
Value of total corrective distributions	2010-12-31	$2,306
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,006,507
Value of total assets at end of year	2010-12-31	$9,138,963
Value of total assets at beginning of year	2010-12-31	$6,716,983
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$13,045
Total interest from all sources	2010-12-31	$53,085
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,322,624
Participant contributions at end of year	2010-12-31	$436,015
Participant contributions at beginning of year	2010-12-31	$320,301
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$63,115
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,421,980
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$9,138,963
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$6,716,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$7,055,859
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$5,041,132
Interest on participant loans	2010-12-31	$15,754
Interest earned on other investments	2010-12-31	$37,331
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$1,647,089
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$1,355,550
Net investment gain/loss from pooled separate accounts	2010-12-31	$966,721
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$620,768
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$588,982
Contract administrator fees	2010-12-31	$13,045
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2010-12-31	366055558
2009 : USMD INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for USMD INC. 401(K) PLAN

2013: USMD INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: USMD INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Mulitple employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: USMD INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Mulitple employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: USMD INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Mulitple employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: USMD INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Mulitple employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	USMD INC.
Employer identification number (EIN):	208050318
NAIC Classification:	622000
NAIC Description:	Hospitals

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2006-11-30
Company Identification Number:	0800739814
Legal Registered Office Address:	9900 BREN RD E HOPKINS United States of America (USA) 55343