401k Plan data: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN plan

TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan Name	TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN
Plan identification number	001

TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TRAVIS WOLFF, LLP has sponsored the creation of one or more 401k plans.

Company Name: TRAVIS WOLFF, LLP

Employer identification number (EIN): 208185533

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 GEOFFREY GUNN
001 2016-01-01 GEOFFREY GUNN
001 2015-01-01 GEOFFREY GUNN
001 2014-01-01 GEOFFREY GUNN
001 2013-01-01 MELISSA MORGAN
001 2012-01-01 MELISSA MORGAN
001 2011-01-01 MELISSA MORGAN
001 2009-01-01 JANET SMITH JANET SMITH 2010-10-11

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	GEOFFREY GUNN
001	2016-01-01	GEOFFREY GUNN
001	2015-01-01	GEOFFREY GUNN
001	2014-01-01	GEOFFREY GUNN
001	2013-01-01	MELISSA MORGAN
001	2012-01-01	MELISSA MORGAN
001	2011-01-01	MELISSA MORGAN
001	2009-01-01	JANET SMITH	JANET SMITH	2010-10-11

Plan Statistics for TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN

401k plan membership statisitcs for TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN

Measure Date Value
2017: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 151
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 165
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 115
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 35
Total of all active and inactive participants 2016-01-01 151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 151
Number of participants with account balances 2016-01-01 123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 6
2015: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 166
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 110
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 55
Total of all active and inactive participants 2015-01-01 165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 165
Number of participants with account balances 2015-01-01 141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 7
2014: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 166
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 113
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 51
Total of all active and inactive participants 2014-01-01 164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 164
Number of participants with account balances 2014-01-01 130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 7
2013: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 167
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 91
Number of retired or separated participants receiving benefits 2013-01-01 4
Number of other retired or separated participants entitled to future benefits 2013-01-01 59
Total of all active and inactive participants 2013-01-01 154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 154
Number of participants with account balances 2013-01-01 131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 15
2012: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 157
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 103
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 55
Total of all active and inactive participants 2012-01-01 159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 159
Number of participants with account balances 2012-01-01 139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 9
2011: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 163
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 111
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 44
Total of all active and inactive participants 2011-01-01 156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 156
Number of participants with account balances 2011-01-01 143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 15
2009: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 190
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 144
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 35
Total of all active and inactive participants 2009-01-01 179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 179
Number of participants with account balances 2009-01-01 144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 26

Measure	Date	Value
2017: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	151
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	165
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	115
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	35
Total of all active and inactive participants	2016-01-01	151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	151
Number of participants with account balances	2016-01-01	123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	6
2015: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	166
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	110
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	55
Total of all active and inactive participants	2015-01-01	165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	165
Number of participants with account balances	2015-01-01	141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	7
2014: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	166
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	113
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	51
Total of all active and inactive participants	2014-01-01	164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	164
Number of participants with account balances	2014-01-01	130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	7
2013: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	167
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	91
Number of retired or separated participants receiving benefits	2013-01-01	4
Number of other retired or separated participants entitled to future benefits	2013-01-01	59
Total of all active and inactive participants	2013-01-01	154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	154
Number of participants with account balances	2013-01-01	131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	15
2012: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	157
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	103
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	55
Total of all active and inactive participants	2012-01-01	159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	159
Number of participants with account balances	2012-01-01	139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	9
2011: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	163
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	111
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	44
Total of all active and inactive participants	2011-01-01	156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	156
Number of participants with account balances	2011-01-01	143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	15
2009: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	190
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	144
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	35
Total of all active and inactive participants	2009-01-01	179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	179
Number of participants with account balances	2009-01-01	144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	26

Financial Data on TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN

Measure	Date	Value
2017 : TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-04-27	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-04-27	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-04-27	$53
Total income from all sources (including contributions)	2017-04-27	$421,301
Total loss/gain on sale of assets	2017-04-27	$0
Total of all expenses incurred	2017-04-27	$9,857,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-04-27	$9,846,921
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-04-27	$199
Value of total assets at end of year	2017-04-27	$0
Value of total assets at beginning of year	2017-04-27	$9,435,814
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-04-27	$10,141
Total interest from all sources	2017-04-27	$879
Total dividends received (eg from common stock, registered investment company shares)	2017-04-27	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-04-27	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-04-27	$0
Administrative expenses professional fees incurred	2017-04-27	$10,083
Was this plan covered by a fidelity bond	2017-04-27	Yes
Value of fidelity bond cover	2017-04-27	$500,000
If this is an individual account plan, was there a blackout period	2017-04-27	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-04-27	$0
Were there any nonexempt tranactions with any party-in-interest	2017-04-27	No
Contributions received from participants	2017-04-27	$133
Participant contributions at end of year	2017-04-27	$0
Participant contributions at beginning of year	2017-04-27	$115,118
Participant contributions at end of year	2017-04-27	$0
Participant contributions at beginning of year	2017-04-27	$433
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-04-27	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-04-27	$53
Other income not declared elsewhere	2017-04-27	$861
Total non interest bearing cash at end of year	2017-04-27	$0
Total non interest bearing cash at beginning of year	2017-04-27	$719
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-04-27	No
Value of net income/loss	2017-04-27	$-9,435,761
Value of net assets at end of year (total assets less liabilities)	2017-04-27	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-04-27	$9,435,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-04-27	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-04-27	No
Were any leases to which the plan was party in default or uncollectible	2017-04-27	No
Value of interest in pooled separate accounts at end of year	2017-04-27	$0
Value of interest in pooled separate accounts at beginning of year	2017-04-27	$9,221,685
Interest on participant loans	2017-04-27	$879
Net investment gain/loss from pooled separate accounts	2017-04-27	$419,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-04-27	No
Was there a failure to transmit to the plan any participant contributions	2017-04-27	No
Has the plan failed to provide any benefit when due under the plan	2017-04-27	No
Contributions received in cash from employer	2017-04-27	$66
Employer contributions (assets) at end of year	2017-04-27	$0
Employer contributions (assets) at beginning of year	2017-04-27	$97,859
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-04-27	$9,846,921
Contract administrator fees	2017-04-27	$58
Did the plan have assets held for investment	2017-04-27	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-04-27	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-04-27	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-04-27	Yes
Opinion of an independent qualified public accountant for this plan	2017-04-27	Disclaimer
Accountancy firm name	2017-04-27	WEINSTEIN SPIRA & COMPANY, P.C.
Accountancy firm EIN	2017-04-27	742181616
2016 : TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$53
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,921,740
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,991,854
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,991,432
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,171,645
Value of total assets at end of year	2016-12-31	$9,435,814
Value of total assets at beginning of year	2016-12-31	$10,505,875
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$422
Total interest from all sources	2016-12-31	$3,853
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$781,045
Participant contributions at end of year	2016-12-31	$115,118
Participant contributions at beginning of year	2016-12-31	$96,424
Participant contributions at end of year	2016-12-31	$433
Participant contributions at beginning of year	2016-12-31	$20,905
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$125,187
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$53
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$6,338
Total non interest bearing cash at end of year	2016-12-31	$719
Total non interest bearing cash at beginning of year	2016-12-31	$2,115
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-1,070,114
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$9,435,761
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$10,505,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$9,221,685
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$10,297,185
Interest on participant loans	2016-12-31	$3,853
Net investment gain/loss from pooled separate accounts	2016-12-31	$739,904
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$265,413
Employer contributions (assets) at end of year	2016-12-31	$97,859
Employer contributions (assets) at beginning of year	2016-12-31	$89,246
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,991,432
Contract administrator fees	2016-12-31	$422
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
2015 : TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,055,798
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,156,198
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,155,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,065,598
Value of total assets at end of year	2015-12-31	$10,505,875
Value of total assets at beginning of year	2015-12-31	$10,606,275
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$417
Total interest from all sources	2015-12-31	$5,753
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$732,150
Participant contributions at end of year	2015-12-31	$96,424
Participant contributions at beginning of year	2015-12-31	$213,559
Participant contributions at end of year	2015-12-31	$20,905
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$78,584
Other income not declared elsewhere	2015-12-31	$31,645
Total non interest bearing cash at end of year	2015-12-31	$2,115
Total non interest bearing cash at beginning of year	2015-12-31	$11,514
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-100,400
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$10,505,875
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$10,606,275
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$10,297,185
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$10,300,584
Interest on participant loans	2015-12-31	$5,753
Net investment gain/loss from pooled separate accounts	2015-12-31	$-47,198
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$254,864
Employer contributions (assets) at end of year	2015-12-31	$89,246
Employer contributions (assets) at beginning of year	2015-12-31	$80,618
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,155,781
Contract administrator fees	2015-12-31	$417
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	WEINSTEIN SPIRA & COMPANY, P.C.
Accountancy firm EIN	2015-12-31	742181616
2014 : TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,028,846
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,083,038
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,082,552
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,536,186
Value of total assets at end of year	2014-12-31	$10,606,275
Value of total assets at beginning of year	2014-12-31	$9,660,467
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$486
Total interest from all sources	2014-12-31	$7,177
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$631,649
Participant contributions at end of year	2014-12-31	$213,559
Participant contributions at beginning of year	2014-12-31	$159,048
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$45,257
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$686,956
Total non interest bearing cash at end of year	2014-12-31	$11,514
Total non interest bearing cash at beginning of year	2014-12-31	$1,906
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$945,808
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$10,606,275
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$9,660,467
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$10,300,584
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$9,392,345
Interest on participant loans	2014-12-31	$7,177
Net investment gain/loss from pooled separate accounts	2014-12-31	$485,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$217,581
Employer contributions (assets) at end of year	2014-12-31	$80,618
Employer contributions (assets) at beginning of year	2014-12-31	$61,911
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,082,552
Contract administrator fees	2014-12-31	$486
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MCBEE & CO., PC
Accountancy firm EIN	2014-12-31	030494890
2013 : TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,448,061
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,569,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,568,757
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$912,871
Value of total assets at end of year	2013-12-31	$9,660,467
Value of total assets at beginning of year	2013-12-31	$8,781,743
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$580
Total interest from all sources	2013-12-31	$7,370
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$679,537
Participant contributions at end of year	2013-12-31	$159,048
Participant contributions at beginning of year	2013-12-31	$182,001
Participant contributions at end of year	2013-12-31	$45,257
Participant contributions at beginning of year	2013-12-31	$506
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$12,025
Total non interest bearing cash at end of year	2013-12-31	$1,906
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$878,724
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$9,660,467
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$8,781,743
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$9,392,345
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$8,523,715
Interest on participant loans	2013-12-31	$7,370
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,527,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$221,309
Employer contributions (assets) at end of year	2013-12-31	$61,911
Employer contributions (assets) at beginning of year	2013-12-31	$75,521
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,568,757
Contract administrator fees	2013-12-31	$580
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MCBEE & CO., PC
Accountancy firm EIN	2013-12-31	030494890
2012 : TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,937,677
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,000,407
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$999,793
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$933,692
Value of total assets at end of year	2012-12-31	$8,781,743
Value of total assets at beginning of year	2012-12-31	$7,844,473
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$614
Total interest from all sources	2012-12-31	$8,816
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$708,914
Participant contributions at end of year	2012-12-31	$182,001
Participant contributions at beginning of year	2012-12-31	$231,161
Participant contributions at end of year	2012-12-31	$506
Participant contributions at beginning of year	2012-12-31	$5,526
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$3,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$937,270
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$8,781,743
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$7,844,473
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$8,523,715
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$7,512,821
Interest on participant loans	2012-12-31	$8,816
Net investment gain/loss from pooled separate accounts	2012-12-31	$995,169
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$221,148
Employer contributions (assets) at end of year	2012-12-31	$75,521
Employer contributions (assets) at beginning of year	2012-12-31	$94,965
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$999,793
Contract administrator fees	2012-12-31	$614
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MCBEE & CO., PC
Accountancy firm EIN	2012-12-31	030494890
2011 : TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,101,874
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$735,914
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$735,242
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,218,083
Value of total assets at end of year	2011-12-31	$7,844,473
Value of total assets at beginning of year	2011-12-31	$7,478,512
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$672
Total interest from all sources	2011-12-31	$9,677
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$746,774
Participant contributions at end of year	2011-12-31	$231,161
Participant contributions at beginning of year	2011-12-31	$196,201
Participant contributions at end of year	2011-12-31	$5,526
Participant contributions at beginning of year	2011-12-31	$1,577
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$224,560
Other income not declared elsewhere	2011-12-31	$146
Total non interest bearing cash at end of year	2011-12-31	$0
Total non interest bearing cash at beginning of year	2011-12-31	$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$365,960
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$7,844,473
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,478,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$7,512,821
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$7,191,587
Interest on participant loans	2011-12-31	$9,677
Net investment gain/loss from pooled separate accounts	2011-12-31	$-126,032
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$246,749
Employer contributions (assets) at end of year	2011-12-31	$94,965
Employer contributions (assets) at beginning of year	2011-12-31	$88,847
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$735,242
Contract administrator fees	2011-12-31	$672
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MCBEE & CO., PC
Accountancy firm EIN	2011-12-31	030494890
2010 : TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,097,657
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,432,231
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,431,541
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,307,037
Value of total assets at end of year	2010-12-31	$7,478,512
Value of total assets at beginning of year	2010-12-31	$6,813,086
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$690
Total interest from all sources	2010-12-31	$10,723
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$786,104
Participant contributions at end of year	2010-12-31	$196,201
Participant contributions at beginning of year	2010-12-31	$228,662
Participant contributions at end of year	2010-12-31	$1,577
Participant contributions at beginning of year	2010-12-31	$2,225
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$291,898
Total non interest bearing cash at end of year	2010-12-31	$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$665,426
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,478,512
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$6,813,086
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$7,191,587
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$6,494,270
Interest on participant loans	2010-12-31	$10,723
Net investment gain/loss from pooled separate accounts	2010-12-31	$779,897
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$229,035
Employer contributions (assets) at end of year	2010-12-31	$88,847
Employer contributions (assets) at beginning of year	2010-12-31	$87,929
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,431,541
Contract administrator fees	2010-12-31	$690
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MCBEE & CO., PC
Accountancy firm EIN	2010-12-31	030494890
2009 : TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN

2017: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: TRAVIS, WOLFF & COMPANY, LLP SAVINGS AND RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

62839

Policy instance

Insurance contract or identification number	62839
Number of Individuals Covered	149
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $20,831
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	15672
Additional information about fees paid to insurance broker	RIA FEES PAID
Insurance broker organization code?	3
Insurance broker name	MCBEE & CO., P.C.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

62839

Policy instance

Insurance contract or identification number	62839
Number of Individuals Covered	137
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $19,754
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	14907
Additional information about fees paid to insurance broker	RIA FEES PAID
Insurance broker organization code?	3
Insurance broker name	MCBEE & CO., P.C.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

62839

Policy instance

Insurance contract or identification number	62839
Number of Individuals Covered	142
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $18,245
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	14041
Additional information about fees paid to insurance broker	RIA FEES PAID
Insurance broker organization code?	3
Insurance broker name	MCBEE & CO., P.C.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

62839

Policy instance

Insurance contract or identification number	62839
Number of Individuals Covered	143
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $12,357
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	12357
Additional information about fees paid to insurance broker	RIA FEES PAID
Insurance broker organization code?	3
Insurance broker name	HIGGINBOTHAM EXECUTIVE BENEFITS

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

62839

Policy instance

Insurance contract or identification number	62839
Number of Individuals Covered	147
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $4,789
Total amount of fees paid to insurance company	USD $7,536
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

62839

Policy instance

Insurance contract or identification number	62839
Number of Individuals Covered	152
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $10,423
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $10,423
Insurance broker organization code?	3
Insurance broker name	LINCOLN FINANCIAL SECURITIES

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Company Name:	TRAVIS WOLFF, LLP
Employer identification number (EIN):	208185533
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants