401k Plan data: SOLARWORLD AMERICAS INC. 401(K) PLAN plan

SOLARWORLD AMERICAS INC. 401(K) PLAN 401k Plan overview

Plan Name	SOLARWORLD AMERICAS INC. 401(K) PLAN
Plan identification number	001

SOLARWORLD AMERICAS INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SOLARWORLD AMERICAS INC. has sponsored the creation of one or more 401k plans.

Company Name: SOLARWORLD AMERICAS INC.

Employer identification number (EIN): 208583917

NAIC Classification: 334410

Additional information about SOLARWORLD AMERICAS INC.

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division

Incorporation Date: 2007-02-28

Company Identification Number: 41663998

Legal Registered Office Address: 1127 BROADWAY STREET NE STE 310

SALEM
United States of America (USA)
97301

More information about SOLARWORLD AMERICAS INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOLARWORLD AMERICAS INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01 JESUS DELARA
001 2017-01-01 PRESTON TRAVERSE JESUS DELARA 2018-10-10
001 2016-01-01 JENNY BURTON
001 2015-01-01 JENNY BURTON
001 2014-01-01 JENNY BURTON
001 2013-01-01 JENNY BURTON
001 2012-01-01 JENNY BURTON
001 2011-01-01 JENNY BURTON
001 2010-01-01 CHRISTI KENT-ADAIR

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01	JESUS DELARA
001	2017-01-01	PRESTON TRAVERSE	JESUS DELARA	2018-10-10
001	2016-01-01	JENNY BURTON
001	2015-01-01	JENNY BURTON
001	2014-01-01	JENNY BURTON
001	2013-01-01	JENNY BURTON
001	2012-01-01	JENNY BURTON
001	2011-01-01	JENNY BURTON
001	2010-01-01	CHRISTI KENT-ADAIR

Plan Statistics for SOLARWORLD AMERICAS INC. 401(K) PLAN

401k plan membership statisitcs for SOLARWORLD AMERICAS INC. 401(K) PLAN

Measure Date Value
2018: SOLARWORLD AMERICAS INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 702
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 8
2017: SOLARWORLD AMERICAS INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 904
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 311
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 390
Total of all active and inactive participants 2017-01-01 702
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 702
Number of participants with account balances 2017-01-01 702
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 80
2016: SOLARWORLD AMERICAS INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 864
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 724
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 177
Total of all active and inactive participants 2016-01-01 902
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 2
Total participants 2016-01-01 904
Number of participants with account balances 2016-01-01 895
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 99
2015: SOLARWORLD AMERICAS INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 754
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 670
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 176
Total of all active and inactive participants 2015-01-01 847
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 847
Number of participants with account balances 2015-01-01 842
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 33
2014: SOLARWORLD AMERICAS INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 817
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 528
Number of retired or separated participants receiving benefits 2014-01-01 2
Number of other retired or separated participants entitled to future benefits 2014-01-01 219
Total of all active and inactive participants 2014-01-01 749
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 749
Number of participants with account balances 2014-01-01 669
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 31
2013: SOLARWORLD AMERICAS INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 990
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 615
Number of retired or separated participants receiving benefits 2013-01-01 2
Number of other retired or separated participants entitled to future benefits 2013-01-01 197
Total of all active and inactive participants 2013-01-01 814
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 814
Number of participants with account balances 2013-01-01 707
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 68
2012: SOLARWORLD AMERICAS INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,033
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 770
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 215
Total of all active and inactive participants 2012-01-01 985
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 985
Number of participants with account balances 2012-01-01 803
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 102
2011: SOLARWORLD AMERICAS INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 864
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 800
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 203
Total of all active and inactive participants 2011-01-01 1,003
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1,003
Number of participants with account balances 2011-01-01 779
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 39
2010: SOLARWORLD AMERICAS INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 495
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 712
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 103
Total of all active and inactive participants 2010-01-01 815
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 815
Number of participants with account balances 2010-01-01 553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 14

Measure	Date	Value
2018: SOLARWORLD AMERICAS INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	702
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	8
2017: SOLARWORLD AMERICAS INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	904
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	311
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	390
Total of all active and inactive participants	2017-01-01	702
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	702
Number of participants with account balances	2017-01-01	702
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	80
2016: SOLARWORLD AMERICAS INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	864
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	724
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	177
Total of all active and inactive participants	2016-01-01	902
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	2
Total participants	2016-01-01	904
Number of participants with account balances	2016-01-01	895
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	99
2015: SOLARWORLD AMERICAS INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	754
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	670
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	176
Total of all active and inactive participants	2015-01-01	847
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	847
Number of participants with account balances	2015-01-01	842
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	33
2014: SOLARWORLD AMERICAS INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	817
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	528
Number of retired or separated participants receiving benefits	2014-01-01	2
Number of other retired or separated participants entitled to future benefits	2014-01-01	219
Total of all active and inactive participants	2014-01-01	749
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	749
Number of participants with account balances	2014-01-01	669
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	31
2013: SOLARWORLD AMERICAS INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	990
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	615
Number of retired or separated participants receiving benefits	2013-01-01	2
Number of other retired or separated participants entitled to future benefits	2013-01-01	197
Total of all active and inactive participants	2013-01-01	814
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	814
Number of participants with account balances	2013-01-01	707
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	68
2012: SOLARWORLD AMERICAS INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,033
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	770
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	215
Total of all active and inactive participants	2012-01-01	985
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	985
Number of participants with account balances	2012-01-01	803
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	102
2011: SOLARWORLD AMERICAS INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	864
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	800
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	203
Total of all active and inactive participants	2011-01-01	1,003
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1,003
Number of participants with account balances	2011-01-01	779
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	39
2010: SOLARWORLD AMERICAS INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	495
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	712
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	103
Total of all active and inactive participants	2010-01-01	815
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	815
Number of participants with account balances	2010-01-01	553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	14

Financial Data on SOLARWORLD AMERICAS INC. 401(K) PLAN

Measure	Date	Value
2018 : SOLARWORLD AMERICAS INC. 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$673,103
Total of all expenses incurred	2018-12-31	$25,788,704
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$25,624,973
Expenses. Certain deemed distributions of participant loans	2018-12-31	$3,362
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,625,754
Value of total assets at end of year	2018-12-31	$0
Value of total assets at beginning of year	2018-12-31	$25,115,601
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$160,369
Total interest from all sources	2018-12-31	$16,267
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$30,208
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$30,208
Administrative expenses professional fees incurred	2018-12-31	$11,000
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,184,734
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$387,083
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$23,460
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Administrative expenses (other) incurred	2018-12-31	$79,641
Total non interest bearing cash at end of year	2018-12-31	$0
Total non interest bearing cash at beginning of year	2018-12-31	$4,093
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-25,115,601
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$25,115,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$69,728
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$23,459,637
Interest on participant loans	2018-12-31	$16,252
Value of interest in common/collective trusts at end of year	2018-12-31	$0
Value of interest in common/collective trusts at beginning of year	2018-12-31	$1,240,908
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$23,880
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$23,880
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$15
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$175,962
Net investment gain or loss from common/collective trusts	2018-12-31	$-1,175,088
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$417,560
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$25,624,973
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Did the plan have assets held for investment	2018-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2018-12-31	410746749
2017 : SOLARWORLD AMERICAS INC. 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$7,258,410
Total of all expenses incurred	2017-12-31	$5,789,657
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$5,636,997
Value of total corrective distributions	2017-12-31	$28,028
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$3,149,878
Value of total assets at end of year	2017-12-31	$25,115,601
Value of total assets at beginning of year	2017-12-31	$23,646,848
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$124,632
Total interest from all sources	2017-12-31	$19,353
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$400,223
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$400,223
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$2,164,138
Participant contributions at end of year	2017-12-31	$387,083
Participant contributions at beginning of year	2017-12-31	$585,899
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$320,511
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$1,314
Administrative expenses (other) incurred	2017-12-31	$84,632
Total non interest bearing cash at end of year	2017-12-31	$4,093
Total non interest bearing cash at beginning of year	2017-12-31	$4,063
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,468,753
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$25,115,601
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$23,646,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$40,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$23,459,637
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$21,644,431
Interest on participant loans	2017-12-31	$19,320
Value of interest in common/collective trusts at end of year	2017-12-31	$1,240,908
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,399,389
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$23,880
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$11,752
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$11,752
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$33
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$3,676,228
Net investment gain or loss from common/collective trusts	2017-12-31	$12,728
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$665,229
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$5,636,997
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2017-12-31	410746749
2016 : SOLARWORLD AMERICAS INC. 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$5,248,046
Total of all expenses incurred	2016-12-31	$2,597,028
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,433,238
Value of total corrective distributions	2016-12-31	$14,176
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$3,528,345
Value of total assets at end of year	2016-12-31	$23,646,848
Value of total assets at beginning of year	2016-12-31	$20,995,830
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$149,614
Total interest from all sources	2016-12-31	$24,214
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$299,340
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$299,340
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,527,774
Participant contributions at end of year	2016-12-31	$585,899
Participant contributions at beginning of year	2016-12-31	$621,082
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$65,296
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$1,314
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$1,201
Administrative expenses (other) incurred	2016-12-31	$99,614
Total non interest bearing cash at end of year	2016-12-31	$4,063
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$2,651,018
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$23,646,848
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$20,995,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$50,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$21,644,431
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$18,821,291
Interest on participant loans	2016-12-31	$24,214
Value of interest in common/collective trusts at end of year	2016-12-31	$1,399,389
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,549,030
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$11,752
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$3,226
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$3,226
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,383,517
Net investment gain or loss from common/collective trusts	2016-12-31	$12,630
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$935,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,433,238
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MOSS ADAMS
Accountancy firm EIN	2016-12-31	910189318
2015 : SOLARWORLD AMERICAS INC. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$3,839,690
Total of all expenses incurred	2015-12-31	$2,215,520
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,098,423
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$3,792,361
Value of total assets at end of year	2015-12-31	$20,995,830
Value of total assets at beginning of year	2015-12-31	$19,371,660
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$117,097
Total interest from all sources	2015-12-31	$23,436
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$261,970
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$261,970
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,084,283
Participant contributions at end of year	2015-12-31	$621,082
Participant contributions at beginning of year	2015-12-31	$588,428
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$949,453
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$1,201
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$1,129
Administrative expenses (other) incurred	2015-12-31	$87,097
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$1,624,170
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$20,995,830
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$19,371,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$30,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$18,821,291
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$17,424,849
Interest on participant loans	2015-12-31	$23,435
Value of interest in common/collective trusts at end of year	2015-12-31	$1,549,030
Value of interest in common/collective trusts at beginning of year	2015-12-31	$1,345,348
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$3,226
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$11,906
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$11,906
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-247,689
Net investment gain or loss from common/collective trusts	2015-12-31	$9,612
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$758,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,098,423
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MOSS ADAMS
Accountancy firm EIN	2015-12-31	910189318
2014 : SOLARWORLD AMERICAS INC. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$3,942,391
Total of all expenses incurred	2014-12-31	$3,526,201
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,365,355
Value of total corrective distributions	2014-12-31	$58,318
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,748,106
Value of total assets at end of year	2014-12-31	$19,371,660
Value of total assets at beginning of year	2014-12-31	$18,955,470
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$102,528
Total interest from all sources	2014-12-31	$20,226
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$297,821
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$297,821
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,806,607
Participant contributions at end of year	2014-12-31	$588,428
Participant contributions at beginning of year	2014-12-31	$453,650
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$341,454
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$1,129
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$940
Administrative expenses (other) incurred	2014-12-31	$62,528
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$416,190
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$19,371,660
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$18,955,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$40,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$17,424,849
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$16,357,673
Interest on participant loans	2014-12-31	$20,224
Value of interest in common/collective trusts at end of year	2014-12-31	$1,345,348
Value of interest in common/collective trusts at beginning of year	2014-12-31	$2,127,588
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$11,906
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$15,619
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$15,619
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$867,309
Net investment gain or loss from common/collective trusts	2014-12-31	$8,929
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$600,045
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,365,355
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MOSS ADAMS
Accountancy firm EIN	2014-12-31	910189318
2013 : SOLARWORLD AMERICAS INC. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$6,042,839
Total of all expenses incurred	2013-12-31	$3,072,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,812,079
Value of total corrective distributions	2013-12-31	$96,739
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,754,558
Value of total assets at end of year	2013-12-31	$18,955,470
Value of total assets at beginning of year	2013-12-31	$15,985,328
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$163,879
Total interest from all sources	2013-12-31	$16,156
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$211,590
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$211,590
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,055,829
Participant contributions at end of year	2013-12-31	$453,650
Participant contributions at beginning of year	2013-12-31	$405,448
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$106,941
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$940
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$1,065
Administrative expenses (other) incurred	2013-12-31	$113,879
Total non interest bearing cash at beginning of year	2013-12-31	$19,679
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,970,142
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$18,955,470
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$15,985,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$50,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$16,357,673
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$13,263,062
Interest on participant loans	2013-12-31	$16,149
Value of interest in common/collective trusts at end of year	2013-12-31	$2,127,588
Value of interest in common/collective trusts at beginning of year	2013-12-31	$2,232,849
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$15,619
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$63,225
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$63,225
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$7
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,044,751
Net investment gain or loss from common/collective trusts	2013-12-31	$15,784
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$591,788
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,812,079
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MOSS ADAMS
Accountancy firm EIN	2013-12-31	910189318
2012 : SOLARWORLD AMERICAS INC. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$4,903,893
Total of all expenses incurred	2012-12-31	$2,575,362
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,406,201
Expenses. Certain deemed distributions of participant loans	2012-12-31	$6,958
Value of total corrective distributions	2012-12-31	$46,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,360,669
Value of total assets at end of year	2012-12-31	$15,985,328
Value of total assets at beginning of year	2012-12-31	$13,656,797
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$115,581
Total interest from all sources	2012-12-31	$21,266
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$259,420
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$259,420
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,268,369
Participant contributions at end of year	2012-12-31	$405,448
Participant contributions at beginning of year	2012-12-31	$674,696
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$320,014
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$1,065
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$1,583
Administrative expenses (other) incurred	2012-12-31	$65,581
Total non interest bearing cash at end of year	2012-12-31	$19,679
Total non interest bearing cash at beginning of year	2012-12-31	$59,083
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,328,531
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$15,985,328
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$13,656,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$50,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$13,263,062
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$10,583,244
Interest on participant loans	2012-12-31	$21,262
Value of interest in common/collective trusts at end of year	2012-12-31	$2,232,849
Value of interest in common/collective trusts at beginning of year	2012-12-31	$2,275,497
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$63,225
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$62,694
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$62,694
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,239,761
Net investment gain or loss from common/collective trusts	2012-12-31	$22,777
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$772,286
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,406,201
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MOSS ADAMS
Accountancy firm EIN	2012-12-31	910189318
2011 : SOLARWORLD AMERICAS INC. 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$4,166,403
Total of all expenses incurred	2011-12-31	$2,300,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,246,730
Expenses. Certain deemed distributions of participant loans	2011-12-31	$37,594
Value of total corrective distributions	2011-12-31	$11,030
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$4,302,603
Value of total assets at end of year	2011-12-31	$13,656,797
Value of total assets at beginning of year	2011-12-31	$11,791,299
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$5,551
Total interest from all sources	2011-12-31	$35,460
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$174,793
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$174,793
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,208,332
Participant contributions at end of year	2011-12-31	$674,696
Participant contributions at beginning of year	2011-12-31	$869,666
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,377,184
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$1,583
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$1,128
Administrative expenses (other) incurred	2011-12-31	$5,551
Total non interest bearing cash at end of year	2011-12-31	$59,083
Total non interest bearing cash at beginning of year	2011-12-31	$12,622
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,865,498
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$13,656,797
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$11,791,299
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$10,583,244
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$9,133,561
Interest on participant loans	2011-12-31	$35,455
Value of interest in common/collective trusts at end of year	2011-12-31	$2,275,497
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,745,766
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$62,694
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$28,556
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$28,556
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-376,038
Net investment gain or loss from common/collective trusts	2011-12-31	$29,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$717,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,246,730
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MOSS ADAMS
Accountancy firm EIN	2011-12-31	910189318
2010 : SOLARWORLD AMERICAS INC. 401(K) PLAN 2010 401k financial data
Total transfer of assets to this plan	2010-12-31	$9,651,598
Total income from all sources (including contributions)	2010-12-31	$3,394,393
Total of all expenses incurred	2010-12-31	$1,254,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,245,584
Expenses. Certain deemed distributions of participant loans	2010-12-31	$1,533
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,309,908
Value of total assets at end of year	2010-12-31	$11,791,299
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$7,575
Total interest from all sources	2010-12-31	$33,639
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$154,891
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$154,891
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,676,064
Participant contributions at end of year	2010-12-31	$869,666
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$104,545
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$1,128
Administrative expenses (other) incurred	2010-12-31	$7,575
Total non interest bearing cash at end of year	2010-12-31	$12,622
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,139,701
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$11,791,299
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$9,133,561
Interest on participant loans	2010-12-31	$33,638
Value of interest in common/collective trusts at end of year	2010-12-31	$1,745,766
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$28,556
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$860,064
Net investment gain or loss from common/collective trusts	2010-12-31	$35,891
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$529,299
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,245,584
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MOSS ADAMS
Accountancy firm EIN	2010-12-31	910189318

Form 5500 Responses for SOLARWORLD AMERICAS INC. 401(K) PLAN

2018: SOLARWORLD AMERICAS INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	This submission is the final filing	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SOLARWORLD AMERICAS INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SOLARWORLD AMERICAS INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SOLARWORLD AMERICAS INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SOLARWORLD AMERICAS INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SOLARWORLD AMERICAS INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SOLARWORLD AMERICAS INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SOLARWORLD AMERICAS INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SOLARWORLD AMERICAS INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	First time form 5500 has been submitted	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SOLARWORLD AMERICAS INC.
Employer identification number (EIN):	208583917
NAIC Classification:	334410

Jurisdiction of Incorporation:	Oregon Secretary of State Corporations Division
Incorporation Date:	2007-02-28
Company Identification Number:	41663998
Legal Registered Office Address:	1127 BROADWAY STREET NE STE 310 SALEM United States of America (USA) 97301