COGNIA, INC. has sponsored the creation of one or more 401k plans.
Additional information about COGNIA, INC.
| Measure | Date | Value |
|---|
| 2022 : ADVANCED ERISA 403(B) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-06-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-06-30 | $0 |
| Total income from all sources (including contributions) | 2022-06-30 | $-1,769,014 |
| Total loss/gain on sale of assets | 2022-06-30 | $0 |
| Total of all expenses incurred | 2022-06-30 | $8,510,521 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-06-30 | $7,944,895 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-06-30 | $9,085,845 |
| Value of total assets at end of year | 2022-06-30 | $69,916,262 |
| Value of total assets at beginning of year | 2022-06-30 | $80,195,797 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-06-30 | $565,626 |
| Total interest from all sources | 2022-06-30 | $53,399 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-06-30 | $8,923,039 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-06-30 | $8,923,039 |
| Was this plan covered by a fidelity bond | 2022-06-30 | Yes |
| Value of fidelity bond cover | 2022-06-30 | $4,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-06-30 | No |
| Contributions received from participants | 2022-06-30 | $3,311,169 |
| Participant contributions at end of year | 2022-06-30 | $1,022,512 |
| Participant contributions at beginning of year | 2022-06-30 | $836,696 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-06-30 | $464,578 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-06-30 | No |
| Value of net income/loss | 2022-06-30 | $-10,279,535 |
| Value of net assets at end of year (total assets less liabilities) | 2022-06-30 | $69,916,262 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-06-30 | $80,195,797 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-06-30 | $63,938,609 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-06-30 | $75,241,506 |
| Value of interest in pooled separate accounts at end of year | 2022-06-30 | $168,685 |
| Value of interest in pooled separate accounts at beginning of year | 2022-06-30 | $137,216 |
| Interest on participant loans | 2022-06-30 | $53,399 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-06-30 | $4,786,456 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-06-30 | $3,980,379 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-06-30 | $-19,831,297 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-06-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-06-30 | No |
| Contributions received in cash from employer | 2022-06-30 | $5,310,098 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-06-30 | $7,944,895 |
| Contract administrator fees | 2022-06-30 | $565,626 |
| Did the plan have assets held for investment | 2022-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-06-30 | Disclaimer |
| Accountancy firm name | 2022-06-30 | WILLIAMS BENATOR & LIBBY, LLP |
| Accountancy firm EIN | 2022-06-30 | 581460137 |
| 2021 : ADVANCED ERISA 403(B) PLAN 2021 401k financial data |
|---|
| Total income from all sources (including contributions) | 2021-06-30 | $25,763,035 |
| Total of all expenses incurred | 2021-06-30 | $4,916,415 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-06-30 | $4,415,586 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-06-30 | $8,719,681 |
| Value of total assets at end of year | 2021-06-30 | $80,195,797 |
| Value of total assets at beginning of year | 2021-06-30 | $59,349,177 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-06-30 | $500,829 |
| Total interest from all sources | 2021-06-30 | $51,806 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-06-30 | $1,705,258 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-06-30 | $1,705,258 |
| Was this plan covered by a fidelity bond | 2021-06-30 | Yes |
| Value of fidelity bond cover | 2021-06-30 | $4,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-06-30 | No |
| Contributions received from participants | 2021-06-30 | $3,174,943 |
| Participant contributions at end of year | 2021-06-30 | $836,696 |
| Participant contributions at beginning of year | 2021-06-30 | $883,134 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-06-30 | $385,211 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-06-30 | No |
| Value of net income/loss | 2021-06-30 | $20,846,620 |
| Value of net assets at end of year (total assets less liabilities) | 2021-06-30 | $80,195,797 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-06-30 | $59,349,177 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-06-30 | $75,241,506 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-06-30 | $54,353,424 |
| Value of interest in pooled separate accounts at end of year | 2021-06-30 | $137,216 |
| Value of interest in pooled separate accounts at beginning of year | 2021-06-30 | $115,369 |
| Interest on participant loans | 2021-06-30 | $51,806 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-06-30 | $3,980,379 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-06-30 | $3,997,250 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-06-30 | $15,286,290 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-06-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-06-30 | No |
| Contributions received in cash from employer | 2021-06-30 | $5,159,527 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-06-30 | $4,415,586 |
| Contract administrator fees | 2021-06-30 | $500,829 |
| Did the plan have assets held for investment | 2021-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-06-30 | Disclaimer |
| Accountancy firm name | 2021-06-30 | WILLIAMS BENATOR & LIBBY, LLP |
| Accountancy firm EIN | 2021-06-30 | 581460137 |
| 2020 : ADVANCED ERISA 403(B) PLAN 2020 401k financial data |
|---|
| Total income from all sources (including contributions) | 2020-06-30 | $11,060,547 |
| Total of all expenses incurred | 2020-06-30 | $4,314,741 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-06-30 | $3,917,368 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-06-30 | $8,892,359 |
| Value of total assets at end of year | 2020-06-30 | $59,349,177 |
| Value of total assets at beginning of year | 2020-06-30 | $52,603,371 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-06-30 | $397,373 |
| Total interest from all sources | 2020-06-30 | $55,820 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-06-30 | $1,403,734 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-06-30 | $1,403,734 |
| Was this plan covered by a fidelity bond | 2020-06-30 | Yes |
| Value of fidelity bond cover | 2020-06-30 | $4,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-06-30 | No |
| Contributions received from participants | 2020-06-30 | $3,062,532 |
| Participant contributions at end of year | 2020-06-30 | $883,134 |
| Participant contributions at beginning of year | 2020-06-30 | $924,300 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-06-30 | $746,017 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
| Value of net income/loss | 2020-06-30 | $6,745,806 |
| Value of net assets at end of year (total assets less liabilities) | 2020-06-30 | $59,349,177 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-06-30 | $52,603,371 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-06-30 | $54,353,424 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-06-30 | $48,355,380 |
| Value of interest in pooled separate accounts at end of year | 2020-06-30 | $115,369 |
| Value of interest in pooled separate accounts at beginning of year | 2020-06-30 | $116,179 |
| Interest on participant loans | 2020-06-30 | $55,820 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-06-30 | $3,997,250 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-06-30 | $3,207,512 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-06-30 | $708,634 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-06-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-06-30 | No |
| Contributions received in cash from employer | 2020-06-30 | $5,083,810 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-06-30 | $3,917,368 |
| Contract administrator fees | 2020-06-30 | $397,373 |
| Did the plan have assets held for investment | 2020-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-06-30 | Disclaimer |
| Accountancy firm name | 2020-06-30 | WILLIAMS BENATOR & LIBBY, LLP |
| Accountancy firm EIN | 2020-06-30 | 581460137 |
| 2019 : ADVANCED ERISA 403(B) PLAN 2019 401k financial data |
|---|
| Total income from all sources (including contributions) | 2019-06-30 | $30,186,208 |
| Total of all expenses incurred | 2019-06-30 | $1,733,365 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-06-30 | $1,530,842 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-06-30 | $27,187,853 |
| Value of total assets at end of year | 2019-06-30 | $52,603,371 |
| Value of total assets at beginning of year | 2019-06-30 | $24,150,528 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-06-30 | $202,523 |
| Total interest from all sources | 2019-06-30 | $33,283 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-06-30 | $1,429,939 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-06-30 | $1,429,939 |
| Was this plan covered by a fidelity bond | 2019-06-30 | Yes |
| Value of fidelity bond cover | 2019-06-30 | $4,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-06-30 | No |
| Contributions received from participants | 2019-06-30 | $1,864,764 |
| Participant contributions at end of year | 2019-06-30 | $924,300 |
| Participant contributions at beginning of year | 2019-06-30 | $359,964 |
| Participant contributions at beginning of year | 2019-06-30 | $44,473 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-06-30 | $21,766,578 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-06-30 | No |
| Value of net income/loss | 2019-06-30 | $28,452,843 |
| Value of net assets at end of year (total assets less liabilities) | 2019-06-30 | $52,603,371 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-06-30 | $24,150,528 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-06-30 | $48,355,380 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-06-30 | $20,489,071 |
| Value of interest in pooled separate accounts at end of year | 2019-06-30 | $116,179 |
| Value of interest in pooled separate accounts at beginning of year | 2019-06-30 | $138,205 |
| Interest on participant loans | 2019-06-30 | $33,283 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-06-30 | $3,207,512 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-06-30 | $3,035,810 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-06-30 | $1,535,133 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-06-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2019-06-30 | No |
| Contributions received in cash from employer | 2019-06-30 | $3,556,511 |
| Employer contributions (assets) at beginning of year | 2019-06-30 | $83,005 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-06-30 | $1,530,842 |
| Contract administrator fees | 2019-06-30 | $202,523 |
| Did the plan have assets held for investment | 2019-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-06-30 | Disclaimer |
| Accountancy firm name | 2019-06-30 | WILLIAMS BENATOR & LIBBY, LLP |
| Accountancy firm EIN | 2019-06-30 | 581460137 |
| 2018 : ADVANCED ERISA 403(B) PLAN 2018 401k financial data |
|---|
| Total income from all sources (including contributions) | 2018-06-30 | $4,708,940 |
| Total of all expenses incurred | 2018-06-30 | $1,898,545 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-06-30 | $1,806,575 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-06-30 | $3,053,478 |
| Value of total assets at end of year | 2018-06-30 | $24,150,528 |
| Value of total assets at beginning of year | 2018-06-30 | $21,340,133 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-06-30 | $91,970 |
| Total interest from all sources | 2018-06-30 | $15,554 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-06-30 | $691,409 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-06-30 | $691,409 |
| Was this plan covered by a fidelity bond | 2018-06-30 | Yes |
| Value of fidelity bond cover | 2018-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-06-30 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-06-30 | No |
| Contributions received from participants | 2018-06-30 | $1,032,262 |
| Participant contributions at end of year | 2018-06-30 | $359,964 |
| Participant contributions at beginning of year | 2018-06-30 | $374,398 |
| Participant contributions at end of year | 2018-06-30 | $44,473 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-06-30 | $42,482 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-06-30 | No |
| Value of net income/loss | 2018-06-30 | $2,810,395 |
| Value of net assets at end of year (total assets less liabilities) | 2018-06-30 | $24,150,528 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-06-30 | $21,340,133 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-06-30 | $20,489,071 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-06-30 | $17,737,602 |
| Value of interest in pooled separate accounts at end of year | 2018-06-30 | $138,205 |
| Interest on participant loans | 2018-06-30 | $15,533 |
| Interest earned on other investments | 2018-06-30 | $21 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-06-30 | $3,035,810 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-06-30 | $3,228,133 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-06-30 | $948,499 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-06-30 | No |
| Contributions received in cash from employer | 2018-06-30 | $1,978,734 |
| Employer contributions (assets) at end of year | 2018-06-30 | $83,005 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-06-30 | $1,806,575 |
| Contract administrator fees | 2018-06-30 | $91,970 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-06-30 | Yes |
| Did the plan have assets held for investment | 2018-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-06-30 | Disclaimer |
| Accountancy firm name | 2018-06-30 | WILLIAMS BENATOR & LIBBY, LLP |
| Accountancy firm EIN | 2018-06-30 | 581460137 |
| 2017 : ADVANCED ERISA 403(B) PLAN 2017 401k financial data |
|---|
| Total income from all sources (including contributions) | 2017-06-30 | $5,292,538 |
| Total of all expenses incurred | 2017-06-30 | $1,804,419 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-06-30 | $1,765,849 |
| Expenses. Certain deemed distributions of participant loans | 2017-06-30 | $906 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-06-30 | $3,071,851 |
| Value of total assets at end of year | 2017-06-30 | $21,340,133 |
| Value of total assets at beginning of year | 2017-06-30 | $17,852,014 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-06-30 | $37,664 |
| Total interest from all sources | 2017-06-30 | $34,279 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-06-30 | $525,110 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-06-30 | $525,110 |
| Was this plan covered by a fidelity bond | 2017-06-30 | Yes |
| Value of fidelity bond cover | 2017-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-06-30 | No |
| Contributions received from participants | 2017-06-30 | $940,138 |
| Participant contributions at end of year | 2017-06-30 | $374,398 |
| Participant contributions at beginning of year | 2017-06-30 | $286,048 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-06-30 | $237,966 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-06-30 | No |
| Value of net income/loss | 2017-06-30 | $3,488,119 |
| Value of net assets at end of year (total assets less liabilities) | 2017-06-30 | $21,340,133 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-06-30 | $17,852,014 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-06-30 | $17,737,602 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-06-30 | $14,397,318 |
| Interest on participant loans | 2017-06-30 | $12,715 |
| Interest earned on other investments | 2017-06-30 | $21,564 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-06-30 | $3,228,133 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-06-30 | $3,168,648 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-06-30 | $1,661,298 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-06-30 | No |
| Contributions received in cash from employer | 2017-06-30 | $1,893,747 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-06-30 | $1,765,849 |
| Contract administrator fees | 2017-06-30 | $37,664 |
| Did the plan have assets held for investment | 2017-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-06-30 | Disclaimer |
| Accountancy firm name | 2017-06-30 | CARR, RIGGS & INGRAM, LLC |
| Accountancy firm EIN | 2017-06-30 | 721396621 |
| 2016 : ADVANCED ERISA 403(B) PLAN 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-06-30 | $2,469,558 |
| Total of all expenses incurred | 2016-06-30 | $1,202,995 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-06-30 | $1,163,819 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-06-30 | $2,615,480 |
| Value of total assets at end of year | 2016-06-30 | $17,852,014 |
| Value of total assets at beginning of year | 2016-06-30 | $16,585,451 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-06-30 | $39,176 |
| Total interest from all sources | 2016-06-30 | $67,840 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-06-30 | $546,830 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-06-30 | $546,830 |
| Was this plan covered by a fidelity bond | 2016-06-30 | Yes |
| Value of fidelity bond cover | 2016-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-06-30 | No |
| Contributions received from participants | 2016-06-30 | $801,501 |
| Participant contributions at end of year | 2016-06-30 | $286,048 |
| Participant contributions at beginning of year | 2016-06-30 | $277,724 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-06-30 | $159,847 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
| Value of net income/loss | 2016-06-30 | $1,266,563 |
| Value of net assets at end of year (total assets less liabilities) | 2016-06-30 | $17,852,014 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-06-30 | $16,585,451 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-06-30 | $14,397,318 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-06-30 | $13,266,581 |
| Interest on participant loans | 2016-06-30 | $9,528 |
| Interest earned on other investments | 2016-06-30 | $58,312 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-06-30 | $3,168,648 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-06-30 | $3,041,146 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-06-30 | $-760,592 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-06-30 | No |
| Contributions received in cash from employer | 2016-06-30 | $1,654,132 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-06-30 | $1,163,819 |
| Contract administrator fees | 2016-06-30 | $39,176 |
| Did the plan have assets held for investment | 2016-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-06-30 | Disclaimer |
| Accountancy firm name | 2016-06-30 | CARR, RIGGS & INGRAM, LLC |
| Accountancy firm EIN | 2016-06-30 | 721396621 |
| 2015 : ADVANCED ERISA 403(B) PLAN 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-06-30 | $3,075,826 |
| Total of all expenses incurred | 2015-06-30 | $1,911,395 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-06-30 | $1,873,139 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-06-30 | $2,696,091 |
| Value of total assets at end of year | 2015-06-30 | $16,585,451 |
| Value of total assets at beginning of year | 2015-06-30 | $15,421,020 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-06-30 | $38,256 |
| Total interest from all sources | 2015-06-30 | $95,762 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-06-30 | $534,624 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-06-30 | $534,624 |
| Was this plan covered by a fidelity bond | 2015-06-30 | Yes |
| Value of fidelity bond cover | 2015-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-06-30 | No |
| Contributions received from participants | 2015-06-30 | $705,095 |
| Participant contributions at end of year | 2015-06-30 | $277,724 |
| Participant contributions at beginning of year | 2015-06-30 | $198,170 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-06-30 | $492,345 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
| Value of net income/loss | 2015-06-30 | $1,164,431 |
| Value of net assets at end of year (total assets less liabilities) | 2015-06-30 | $16,585,451 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-06-30 | $15,421,020 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-06-30 | $13,266,581 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-06-30 | $12,466,523 |
| Interest on participant loans | 2015-06-30 | $9,029 |
| Interest earned on other investments | 2015-06-30 | $86,733 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-06-30 | $3,041,146 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-06-30 | $2,756,327 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-06-30 | $-250,651 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-06-30 | No |
| Contributions received in cash from employer | 2015-06-30 | $1,498,651 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-06-30 | $1,873,139 |
| Contract administrator fees | 2015-06-30 | $38,256 |
| Did the plan have assets held for investment | 2015-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-06-30 | Disclaimer |
| Accountancy firm name | 2015-06-30 | CARR, RIGGS & INGRAM, LLC |
| Accountancy firm EIN | 2015-06-30 | 721396621 |
| 2014 : ADVANCED ERISA 403(B) PLAN 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-06-30 | $4,377,272 |
| Total of all expenses incurred | 2014-06-30 | $2,230,521 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-06-30 | $2,189,381 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-06-30 | $2,356,643 |
| Value of total assets at end of year | 2014-06-30 | $15,421,020 |
| Value of total assets at beginning of year | 2014-06-30 | $13,274,269 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-06-30 | $41,140 |
| Total interest from all sources | 2014-06-30 | $90,700 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-06-30 | $296,754 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-06-30 | $296,754 |
| Was this plan covered by a fidelity bond | 2014-06-30 | Yes |
| Value of fidelity bond cover | 2014-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-06-30 | No |
| Contributions received from participants | 2014-06-30 | $705,416 |
| Participant contributions at end of year | 2014-06-30 | $198,170 |
| Participant contributions at beginning of year | 2014-06-30 | $114,208 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-06-30 | $204,999 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
| Value of net income/loss | 2014-06-30 | $2,146,751 |
| Value of net assets at end of year (total assets less liabilities) | 2014-06-30 | $15,421,020 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-06-30 | $13,274,269 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-06-30 | $12,466,523 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-06-30 | $10,730,939 |
| Interest on participant loans | 2014-06-30 | $5,426 |
| Interest earned on other investments | 2014-06-30 | $85,274 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-06-30 | $2,756,327 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-06-30 | $2,429,122 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-06-30 | $1,633,175 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-06-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2014-06-30 | No |
| Contributions received in cash from employer | 2014-06-30 | $1,446,228 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-06-30 | $2,189,381 |
| Contract administrator fees | 2014-06-30 | $41,140 |
| Did the plan have assets held for investment | 2014-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-06-30 | Disclaimer |
| Accountancy firm name | 2014-06-30 | CARR, RIGGS & INGRAM, LLC |
| Accountancy firm EIN | 2014-06-30 | 721396621 |
| 2013 : ADVANCED ERISA 403(B) PLAN 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-06-30 | $3,734,003 |
| Total of all expenses incurred | 2013-06-30 | $1,174,528 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-06-30 | $1,135,539 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-06-30 | $2,487,722 |
| Value of total assets at end of year | 2013-06-30 | $13,274,269 |
| Value of total assets at beginning of year | 2013-06-30 | $10,714,794 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-06-30 | $38,989 |
| Total interest from all sources | 2013-06-30 | $85,146 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-06-30 | $220,334 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-06-30 | $220,334 |
| Was this plan covered by a fidelity bond | 2013-06-30 | Yes |
| Value of fidelity bond cover | 2013-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-06-30 | No |
| Contributions received from participants | 2013-06-30 | $639,772 |
| Participant contributions at end of year | 2013-06-30 | $114,208 |
| Participant contributions at beginning of year | 2013-06-30 | $147,609 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-06-30 | $425,812 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
| Value of net income/loss | 2013-06-30 | $2,559,475 |
| Value of net assets at end of year (total assets less liabilities) | 2013-06-30 | $13,274,269 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-06-30 | $10,714,794 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-06-30 | $10,730,939 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-06-30 | $8,375,892 |
| Interest on participant loans | 2013-06-30 | $5,132 |
| Interest earned on other investments | 2013-06-30 | $80,014 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-06-30 | $2,429,122 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-06-30 | $2,191,293 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-06-30 | $940,801 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-06-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2013-06-30 | No |
| Contributions received in cash from employer | 2013-06-30 | $1,422,138 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-06-30 | $1,135,539 |
| Contract administrator fees | 2013-06-30 | $38,989 |
| Did the plan have assets held for investment | 2013-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-06-30 | Disclaimer |
| Accountancy firm name | 2013-06-30 | CARR, RIGGS & INGRAM, LLC |
| Accountancy firm EIN | 2013-06-30 | 721396621 |
| 2012 : ADVANCED ERISA 403(B) PLAN 2012 401k financial data |
|---|
| Total transfer of assets to this plan | 2012-06-30 | $74,900 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-06-30 | $0 |
| Total income from all sources (including contributions) | 2012-06-30 | $1,784,405 |
| Total of all expenses incurred | 2012-06-30 | $1,072,271 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-06-30 | $1,030,079 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-06-30 | $1,658,172 |
| Value of total assets at end of year | 2012-06-30 | $10,714,794 |
| Value of total assets at beginning of year | 2012-06-30 | $9,927,760 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-06-30 | $42,192 |
| Total interest from all sources | 2012-06-30 | $93,319 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-06-30 | $179,702 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-06-30 | $179,702 |
| Was this plan covered by a fidelity bond | 2012-06-30 | Yes |
| Value of fidelity bond cover | 2012-06-30 | $720,000 |
| If this is an individual account plan, was there a blackout period | 2012-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-06-30 | No |
| Contributions received from participants | 2012-06-30 | $518,714 |
| Participant contributions at end of year | 2012-06-30 | $147,609 |
| Participant contributions at beginning of year | 2012-06-30 | $104,914 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-06-30 | $2,904 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
| Value of net income/loss | 2012-06-30 | $712,134 |
| Value of net assets at end of year (total assets less liabilities) | 2012-06-30 | $10,714,794 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-06-30 | $9,927,760 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-06-30 | $8,375,892 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-06-30 | $7,027,293 |
| Interest on participant loans | 2012-06-30 | $5,065 |
| Interest earned on other investments | 2012-06-30 | $88,254 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-06-30 | $2,191,293 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-06-30 | $2,795,553 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-06-30 | $-146,788 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-06-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2012-06-30 | No |
| Contributions received in cash from employer | 2012-06-30 | $1,136,554 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-06-30 | $1,030,079 |
| Contract administrator fees | 2012-06-30 | $42,192 |
| Did the plan have assets held for investment | 2012-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-06-30 | Disclaimer |
| Accountancy firm name | 2012-06-30 | CARR, RIGGS & INGRAM, LLC |
| Accountancy firm EIN | 2012-06-30 | 721396621 |
| 2011 : ADVANCED ERISA 403(B) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-06-30 | $0 |
| Total transfer of assets to this plan | 2011-06-30 | $16,592 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-06-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-06-30 | $0 |
| Total income from all sources (including contributions) | 2011-06-30 | $2,997,039 |
| Total loss/gain on sale of assets | 2011-06-30 | $0 |
| Total of all expenses incurred | 2011-06-30 | $452,239 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-06-30 | $427,460 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-06-30 | $1,661,538 |
| Value of total assets at end of year | 2011-06-30 | $9,927,760 |
| Value of total assets at beginning of year | 2011-06-30 | $7,366,368 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-06-30 | $24,779 |
| Total interest from all sources | 2011-06-30 | $8,526 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-06-30 | $116,032 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-06-30 | $116,032 |
| Was this plan covered by a fidelity bond | 2011-06-30 | Yes |
| Value of fidelity bond cover | 2011-06-30 | $720,000 |
| If this is an individual account plan, was there a blackout period | 2011-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-06-30 | No |
| Contributions received from participants | 2011-06-30 | $476,778 |
| Participant contributions at end of year | 2011-06-30 | $104,914 |
| Participant contributions at beginning of year | 2011-06-30 | $21,797 |
| Administrative expenses (other) incurred | 2011-06-30 | $24,779 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
| Value of net income/loss | 2011-06-30 | $2,544,800 |
| Value of net assets at end of year (total assets less liabilities) | 2011-06-30 | $9,927,760 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-06-30 | $7,366,368 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-06-30 | $7,027,293 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-06-30 | $7,206,279 |
| Interest on participant loans | 2011-06-30 | $2,549 |
| Interest earned on other investments | 2011-06-30 | $5,977 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-06-30 | $2,795,553 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-06-30 | $138,292 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-06-30 | $1,210,943 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-06-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2011-06-30 | No |
| Contributions received in cash from employer | 2011-06-30 | $1,184,760 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-06-30 | $427,460 |
| Did the plan have assets held for investment | 2011-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-06-30 | Disclaimer |
| Accountancy firm name | 2011-06-30 | CARR, RIGGS & INGRAM, LLC |
| Accountancy firm EIN | 2011-06-30 | 721396621 |
| SECURITY BENEFIT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68675 ) |
| Policy contract number | 200795 |
| Policy instance | 4 |
| Insurance contract or identification number | 200795 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2021-07-01 | | Insurance policy end date | 2022-06-30 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348429 |
| Policy instance | 3 |
| Insurance contract or identification number | 348429 | | Number of Individuals Covered | 10 | | Insurance policy start date | 2021-07-01 | | Insurance policy end date | 2022-06-30 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348428 |
| Policy instance | 2 |
| Insurance contract or identification number | 348428 | | Number of Individuals Covered | 20 | | Insurance policy start date | 2021-07-01 | | Insurance policy end date | 2022-06-30 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
| Policy contract number | 69857 |
| Policy instance | 1 |
| Insurance contract or identification number | 69857 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2021-07-01 | | Insurance policy end date | 2022-06-30 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 1 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
| Policy contract number | 69857 |
| Policy instance | 1 |
| Insurance contract or identification number | 69857 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2020-07-01 | | Insurance policy end date | 2021-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contracts With Unallocated Funds Deposit Administration | 1 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348428 |
| Policy instance | 2 |
| Insurance contract or identification number | 348428 | | Number of Individuals Covered | 22 | | Insurance policy start date | 2020-07-01 | | Insurance policy end date | 2021-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| SECURITY BENEFIT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68675 ) |
| Policy contract number | 200795 |
| Policy instance | 4 |
| Insurance contract or identification number | 200795 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2020-07-01 | | Insurance policy end date | 2021-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348429 |
| Policy instance | 3 |
| Insurance contract or identification number | 348429 | | Number of Individuals Covered | 11 | | Insurance policy start date | 2020-07-01 | | Insurance policy end date | 2021-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348429 |
| Policy instance | 3 |
| Insurance contract or identification number | 348429 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2019-07-01 | | Insurance policy end date | 2020-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| SECURITY BENEFIT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68675 ) |
| Policy contract number | 200795 |
| Policy instance | 4 |
| Insurance contract or identification number | 200795 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2019-07-01 | | Insurance policy end date | 2020-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Insurance broker organization code? | 3 |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348428 |
| Policy instance | 2 |
| Insurance contract or identification number | 348428 | | Number of Individuals Covered | 26 | | Insurance policy start date | 2019-07-01 | | Insurance policy end date | 2020-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
| Policy contract number | 69857 |
| Policy instance | 1 |
| Insurance contract or identification number | 69857 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2019-07-01 | | Insurance policy end date | 2020-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contracts With Unallocated Funds Deposit Administration | 1 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| SECURITY BENEFIT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68675 ) |
| Policy contract number | 200795 |
| Policy instance | 4 |
| Insurance contract or identification number | 200795 | | Number of Individuals Covered | 150 | | Insurance policy start date | 2018-07-01 | | Insurance policy end date | 2019-06-30 | | Total amount of commissions paid to insurance broker | USD $2,837 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,837 | | Insurance broker organization code? | 3 |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348429 |
| Policy instance | 3 |
| Insurance contract or identification number | 348429 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2018-07-01 | | Insurance policy end date | 2019-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348428 |
| Policy instance | 2 |
| Insurance contract or identification number | 348428 | | Number of Individuals Covered | 29 | | Insurance policy start date | 2018-07-01 | | Insurance policy end date | 2019-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
| Policy contract number | 69857 |
| Policy instance | 1 |
| Insurance contract or identification number | 69857 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2018-07-01 | | Insurance policy end date | 2019-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contracts With Unallocated Funds Deposit Administration | 1 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
| Policy contract number | 69857 |
| Policy instance | 1 |
| Insurance contract or identification number | 69857 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2017-07-01 | | Insurance policy end date | 2018-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contracts With Unallocated Funds Deposit Administration | 1 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348428 |
| Policy instance | 2 |
| Insurance contract or identification number | 348428 | | Number of Individuals Covered | 31 | | Insurance policy start date | 2017-07-01 | | Insurance policy end date | 2018-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| SECURITY BENEFIT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68675 ) |
| Policy contract number | 200795 |
| Policy instance | 4 |
| Insurance contract or identification number | 200795 | | Number of Individuals Covered | 154 | | Insurance policy start date | 2017-07-01 | | Insurance policy end date | 2018-06-30 | | Total amount of commissions paid to insurance broker | USD $4,259 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348429 |
| Policy instance | 3 |
| Insurance contract or identification number | 348429 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2017-07-01 | | Insurance policy end date | 2018-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| SECURITY BENEFIT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68675 ) |
| Policy contract number | 200795 |
| Policy instance | 4 |
| Insurance contract or identification number | 200795 | | Number of Individuals Covered | 153 | | Insurance policy start date | 2015-07-01 | | Insurance policy end date | 2016-06-30 | | Total amount of commissions paid to insurance broker | USD $4,826 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $4,826 | | Insurance broker organization code? | 3 | | Insurance broker name | LEGEND EQUITIES |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348429 |
| Policy instance | 3 |
| Insurance contract or identification number | 348429 | | Number of Individuals Covered | 11 | | Insurance policy start date | 2015-07-01 | | Insurance policy end date | 2016-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348428 |
| Policy instance | 2 |
| Insurance contract or identification number | 348428 | | Number of Individuals Covered | 32 | | Insurance policy start date | 2015-07-01 | | Insurance policy end date | 2016-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
| Policy contract number | 69857 |
| Policy instance | 1 |
| Insurance contract or identification number | 69857 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2015-07-01 | | Insurance policy end date | 2016-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contracts With Unallocated Funds Deposit Administration | 1 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 | | Insurance broker name | FRED W ST. CLAIR |
|
| SECURITY BENEFIT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68675 ) |
| Policy contract number | 200795 |
| Policy instance | 4 |
| Insurance contract or identification number | 200795 | | Number of Individuals Covered | 140 | | Insurance policy start date | 2014-07-01 | | Insurance policy end date | 2015-06-30 | | Total amount of commissions paid to insurance broker | USD $5,919 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $5,919 | | Insurance broker organization code? | 3 | | Insurance broker name | LEGEND EQUITIES |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348428 |
| Policy instance | 2 |
| Insurance contract or identification number | 348428 | | Number of Individuals Covered | 23 | | Insurance policy start date | 2014-07-01 | | Insurance policy end date | 2015-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
| Policy contract number | 69857 |
| Policy instance | 1 |
| Insurance contract or identification number | 69857 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2014-07-01 | | Insurance policy end date | 2015-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contracts With Unallocated Funds Deposit Administration | 1 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 | | Insurance broker name | FRED W ST. CLAIR |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348429 |
| Policy instance | 3 |
| Insurance contract or identification number | 348429 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2014-07-01 | | Insurance policy end date | 2015-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
| Policy contract number | 69857 |
| Policy instance | 1 |
| Insurance contract or identification number | 69857 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2013-07-01 | | Insurance policy end date | 2014-06-30 | | Total amount of commissions paid to insurance broker | USD $104 | | Total amount of fees paid to insurance company | USD $0 | | Contracts With Unallocated Funds Deposit Administration | 1 | | Commission paid to Insurance Broker | USD $94 | | Additional information about fees paid to insurance broker | COMMISSIONS | | Insurance broker organization code? | 3 | | Insurance broker name | FRED W ST. CLAIR |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348428 |
| Policy instance | 2 |
| Insurance contract or identification number | 348428 | | Number of Individuals Covered | 43 | | Insurance policy start date | 2013-07-01 | | Insurance policy end date | 2014-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348429 |
| Policy instance | 3 |
| Insurance contract or identification number | 348429 | | Number of Individuals Covered | 26 | | Insurance policy start date | 2013-07-01 | | Insurance policy end date | 2014-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes |
|
| SECURITY BENEFIT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68675 ) |
| Policy contract number | 200795 |
| Policy instance | 4 |
| Insurance contract or identification number | 200795 | | Number of Individuals Covered | 195 | | Insurance policy start date | 2013-07-01 | | Insurance policy end date | 2014-06-30 | | Total amount of commissions paid to insurance broker | USD $4,440 | | Total amount of fees paid to insurance company | USD $0 | | Commission paid to Insurance Broker | USD $4,440 | | Additional information about fees paid to insurance broker | COMMISSIONS | | Insurance broker organization code? | 3 | | Insurance broker name | LEGEND EQUITIES |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348428 |
| Policy instance | 2 |
| Insurance contract or identification number | 348428 | | Number of Individuals Covered | 45 | | Insurance policy start date | 2012-07-01 | | Insurance policy end date | 2013-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348429 |
| Policy instance | 3 |
| Insurance contract or identification number | 348429 | | Number of Individuals Covered | 28 | | Insurance policy start date | 2012-07-01 | | Insurance policy end date | 2013-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes |
|
| SECURITY BENEFIT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68675 ) |
| Policy contract number | 200795 |
| Policy instance | 4 |
| Insurance contract or identification number | 200795 | | Number of Individuals Covered | 126 | | Insurance policy start date | 2012-07-01 | | Insurance policy end date | 2013-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 |
|
| VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
| Policy contract number | 69857 |
| Policy instance | 1 |
| Insurance contract or identification number | 69857 | | Number of Individuals Covered | 4 | | Insurance policy start date | 2012-07-01 | | Insurance policy end date | 2013-06-30 | | Total amount of commissions paid to insurance broker | USD $78 | | Total amount of fees paid to insurance company | USD $0 | | Contracts With Unallocated Funds Deposit Administration | 1 | | Commission paid to Insurance Broker | USD $78 | | Insurance broker organization code? | 3 | | Insurance broker name | KENNETH C PETTUS |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348429 |
| Policy instance | 3 |
| Insurance contract or identification number | 348429 | | Number of Individuals Covered | 32 | | Insurance policy start date | 2011-07-01 | | Insurance policy end date | 2012-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes |
|
| VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
| Policy contract number | 69857 |
| Policy instance | 1 |
| Insurance contract or identification number | 69857 | | Number of Individuals Covered | 5 | | Insurance policy start date | 2011-07-01 | | Insurance policy end date | 2012-06-30 | | Total amount of commissions paid to insurance broker | USD $73 | | Total amount of fees paid to insurance company | USD $0 | | Contracts With Unallocated Funds Deposit Administration | 1 |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348428 |
| Policy instance | 2 |
| Insurance contract or identification number | 348428 | | Number of Individuals Covered | 44 | | Insurance policy start date | 2011-07-01 | | Insurance policy end date | 2012-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes |
|
| SECURITY BENEFIT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68675 ) |
| Policy contract number | 200795 |
| Policy instance | 4 |
| Insurance contract or identification number | 200795 | | Number of Individuals Covered | 162 | | Insurance policy start date | 2011-07-01 | | Insurance policy end date | 2012-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 |
|
| VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
| Policy contract number | 69857 |
| Policy instance | 1 |
| Insurance contract or identification number | 69857 | | Number of Individuals Covered | 6 | | Insurance policy start date | 2010-07-01 | | Insurance policy end date | 2011-06-30 | | Total amount of commissions paid to insurance broker | USD $40 | | Total amount of fees paid to insurance company | USD $0 | | Contracts With Unallocated Funds Deposit Administration | 1 |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348429 |
| Policy instance | 3 |
| Insurance contract or identification number | 348429 | | Number of Individuals Covered | 48 | | Insurance policy start date | 2010-07-01 | | Insurance policy end date | 2011-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes |
|
| SECURITY BENEFIT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68675 ) |
| Policy contract number | 200795 |
| Policy instance | 4 |
| Insurance contract or identification number | 200795 | | Number of Individuals Covered | 145 | | Insurance policy start date | 2010-07-01 | | Insurance policy end date | 2011-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 |
|
| TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
| Policy contract number | 348428 |
| Policy instance | 2 |
| Insurance contract or identification number | 348428 | | Number of Individuals Covered | 105 | | Insurance policy start date | 2010-07-01 | | Insurance policy end date | 2011-06-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes |
|
