401k Plan data: UNITED SPIRAL PIPE, LLC WAGE EMPLOYEES 401(K) INVESTMENT PLAN plan

UNITED SPIRAL PIPE, LLC WAGE EMPLOYEES 401(K) INVESTMENT PLAN 401k Plan overview

Plan Name	UNITED SPIRAL PIPE, LLC WAGE EMPLOYEES 401(K) INVESTMENT PLAN
Plan identification number	002

UNITED SPIRAL PIPE, LLC WAGE EMPLOYEES 401(K) INVESTMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

UNITED SPIRAL PIPE, LLC has sponsored the creation of one or more 401k plans.

Company Name: UNITED SPIRAL PIPE, LLC

Employer identification number (EIN): 208710536

NAIC Classification: 331200

Additional information about UNITED SPIRAL PIPE, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 4321600

More information about UNITED SPIRAL PIPE, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITED SPIRAL PIPE, LLC WAGE EMPLOYEES 401(K) INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-01-01 MIN KYU KIM 2017-09-14 MIN KYU KIM 2017-09-14
002 2015-01-01 JOHN PENTIN 2016-08-18 JOHN PENTIN 2016-08-18
002 2014-01-01 JOHN PENTIN JOHN PENTIN 2015-10-14
002 2014-01-01 JOHN PENTIN JOHN PENTIN 2015-10-15
002 2014-01-01 JOHN PENTIN JOHN PENTIN 2016-01-27
002 2013-01-01 MIKE CONNALLY MIKE CONNALLY 2014-10-13
002 2012-01-01 MICHAEL CONNALLY 2013-06-14
002 2011-01-01 MICHAEL CONNALLY 2012-07-05
002 2010-01-01 MICHAEL CONNALLY 2011-06-20 LINA PINO 2011-06-20

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2016-01-01	MIN KYU KIM	2017-09-14	MIN KYU KIM	2017-09-14
002	2015-01-01	JOHN PENTIN	2016-08-18	JOHN PENTIN	2016-08-18
002	2014-01-01	JOHN PENTIN		JOHN PENTIN	2015-10-14
002	2014-01-01	JOHN PENTIN		JOHN PENTIN	2015-10-15
002	2014-01-01	JOHN PENTIN		JOHN PENTIN	2016-01-27
002	2013-01-01	MIKE CONNALLY		MIKE CONNALLY	2014-10-13
002	2012-01-01	MICHAEL CONNALLY	2013-06-14
002	2011-01-01	MICHAEL CONNALLY	2012-07-05
002	2010-01-01	MICHAEL CONNALLY	2011-06-20	LINA PINO	2011-06-20

Plan Statistics for UNITED SPIRAL PIPE, LLC WAGE EMPLOYEES 401(K) INVESTMENT PLAN

401k plan membership statisitcs for UNITED SPIRAL PIPE, LLC WAGE EMPLOYEES 401(K) INVESTMENT PLAN

Measure Date Value
2014: UNITED SPIRAL PIPE, LLC WAGE EMPLOYEES 401(K) INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 115
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 31
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 26
Total of all active and inactive participants 2014-01-01 57
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 57
Number of participants with account balances 2014-01-01 57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 32
2013: UNITED SPIRAL PIPE, LLC WAGE EMPLOYEES 401(K) INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 138
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 108
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 7
Total of all active and inactive participants 2013-01-01 115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 115
Number of participants with account balances 2013-01-01 115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 12

Measure	Date	Value
2014: UNITED SPIRAL PIPE, LLC WAGE EMPLOYEES 401(K) INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	115
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	31
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	26
Total of all active and inactive participants	2014-01-01	57
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	57
Number of participants with account balances	2014-01-01	57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	32
2013: UNITED SPIRAL PIPE, LLC WAGE EMPLOYEES 401(K) INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	138
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	108
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	7
Total of all active and inactive participants	2013-01-01	115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	115
Number of participants with account balances	2013-01-01	115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	12

Financial Data on UNITED SPIRAL PIPE, LLC WAGE EMPLOYEES 401(K) INVESTMENT PLAN

Measure	Date	Value
2014 : UNITED SPIRAL PIPE, LLC WAGE EMPLOYEES 401(K) INVESTMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$116,951
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$496,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$455,637
Expenses. Certain deemed distributions of participant loans	2014-12-31	$30,876
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$86,031
Value of total assets at end of year	2014-12-31	$816,649
Value of total assets at beginning of year	2014-12-31	$1,196,601
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$10,390
Total interest from all sources	2014-12-31	$9,454
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$68,099
Participant contributions at end of year	2014-12-31	$3,971
Participant contributions at beginning of year	2014-12-31	$67,420
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$3,381
Administrative expenses (other) incurred	2014-12-31	$10,390
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-379,952
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$816,649
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,196,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$262,481
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$400,977
Interest on participant loans	2014-12-31	$1,551
Interest earned on other investments	2014-12-31	$7,903
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$550,197
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$722,176
Net investment gain/loss from pooled separate accounts	2014-12-31	$21,466
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$17,932
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$2,647
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$455,637
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	SHEA LABAGH DOBBERSTEIN
Accountancy firm EIN	2014-12-31	942290202
2013 : UNITED SPIRAL PIPE, LLC WAGE EMPLOYEES 401(K) INVESTMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$337,316
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$171,713
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$153,557
Expenses. Certain deemed distributions of participant loans	2013-12-31	$17,776
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$250,215
Value of total assets at end of year	2013-12-31	$1,196,601
Value of total assets at beginning of year	2013-12-31	$1,030,998
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$380
Total interest from all sources	2013-12-31	$13,307
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$146,911
Participant contributions at end of year	2013-12-31	$67,420
Participant contributions at beginning of year	2013-12-31	$62,453
Participant contributions at end of year	2013-12-31	$3,381
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$11,970
Administrative expenses (other) incurred	2013-12-31	$380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$165,603
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,196,601
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,030,998
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$400,977
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$261,139
Interest on participant loans	2013-12-31	$3,196
Interest earned on other investments	2013-12-31	$10,111
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$722,176
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$707,406
Net investment gain/loss from pooled separate accounts	2013-12-31	$73,794
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$91,334
Employer contributions (assets) at end of year	2013-12-31	$2,647
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$153,557
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	SHEA LABAGH DOBBERSTEIN
Accountancy firm EIN	2013-12-31	942290202

Form 5500 Responses for UNITED SPIRAL PIPE, LLC WAGE EMPLOYEES 401(K) INVESTMENT PLAN

2014: UNITED SPIRAL PIPE, LLC WAGE EMPLOYEES 401(K) INVESTMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UNITED SPIRAL PIPE, LLC WAGE EMPLOYEES 401(K) INVESTMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

41260

Policy instance

Insurance contract or identification number	41260
Number of Individuals Covered	57
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

41260

Policy instance

Insurance contract or identification number	41260
Number of Individuals Covered	115
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	UNITED SPIRAL PIPE, LLC
Employer identification number (EIN):	208710536
NAIC Classification:	331200

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	4321600