401k Plan data: VINTAGE WINE ESTATES 401(K) PLAN plan

VINTAGE WINE ESTATES 401(K) PLAN 401k Plan overview

Plan Name	VINTAGE WINE ESTATES 401(K) PLAN
Plan identification number	001

VINTAGE WINE ESTATES 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

VINTAGE WINE ESTATES has sponsored the creation of one or more 401k plans.

Company Name: VINTAGE WINE ESTATES

Employer identification number (EIN): 208792279

NAIC Classification: 312130
NAIC Description: Wineries

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VINTAGE WINE ESTATES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 KATHY DEVILLERS
001 2016-01-01 LISA SOMMERS LISA SOMMERS 2017-12-26
001 2016-01-01 LISA SOMMERS 2017-10-13

Plan Statistics for VINTAGE WINE ESTATES 401(K) PLAN

401k plan membership statisitcs for VINTAGE WINE ESTATES 401(K) PLAN

Measure Date Value
2022: VINTAGE WINE ESTATES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 955
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 578
Number of retired or separated participants receiving benefits 2022-01-01 7
Number of other retired or separated participants entitled to future benefits 2022-01-01 178
Total of all active and inactive participants 2022-01-01 763
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 763
Number of participants with account balances 2022-01-01 717
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 75
2021: VINTAGE WINE ESTATES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 809
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 522
Number of retired or separated participants receiving benefits 2021-01-01 24
Number of other retired or separated participants entitled to future benefits 2021-01-01 379
Total of all active and inactive participants 2021-01-01 925
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 925
Number of participants with account balances 2021-01-01 853
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 119
2020: VINTAGE WINE ESTATES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 761
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 473
Number of retired or separated participants receiving benefits 2020-01-01 9
Number of other retired or separated participants entitled to future benefits 2020-01-01 318
Total of all active and inactive participants 2020-01-01 800
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 800
Number of participants with account balances 2020-01-01 770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 41
2019: VINTAGE WINE ESTATES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 610
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 464
Number of retired or separated participants receiving benefits 2019-01-01 7
Number of other retired or separated participants entitled to future benefits 2019-01-01 238
Total of all active and inactive participants 2019-01-01 709
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 709
Number of participants with account balances 2019-01-01 679
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 75
2018: VINTAGE WINE ESTATES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 559
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 402
Number of retired or separated participants receiving benefits 2018-01-01 5
Number of other retired or separated participants entitled to future benefits 2018-01-01 179
Total of all active and inactive participants 2018-01-01 586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 586
Number of participants with account balances 2018-01-01 552
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 61
2017: VINTAGE WINE ESTATES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 435
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 422
Number of retired or separated participants receiving benefits 2017-01-01 5
Number of other retired or separated participants entitled to future benefits 2017-01-01 123
Total of all active and inactive participants 2017-01-01 550
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 551
Number of participants with account balances 2017-01-01 495
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 51
2016: VINTAGE WINE ESTATES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 341
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 351
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 70
Total of all active and inactive participants 2016-01-01 422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 422
Number of participants with account balances 2016-01-01 382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 29

Measure	Date	Value
2022: VINTAGE WINE ESTATES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	955
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	578
Number of retired or separated participants receiving benefits	2022-01-01	7
Number of other retired or separated participants entitled to future benefits	2022-01-01	178
Total of all active and inactive participants	2022-01-01	763
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	763
Number of participants with account balances	2022-01-01	717
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	75
2021: VINTAGE WINE ESTATES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	809
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	522
Number of retired or separated participants receiving benefits	2021-01-01	24
Number of other retired or separated participants entitled to future benefits	2021-01-01	379
Total of all active and inactive participants	2021-01-01	925
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	925
Number of participants with account balances	2021-01-01	853
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	119
2020: VINTAGE WINE ESTATES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	761
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	473
Number of retired or separated participants receiving benefits	2020-01-01	9
Number of other retired or separated participants entitled to future benefits	2020-01-01	318
Total of all active and inactive participants	2020-01-01	800
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	800
Number of participants with account balances	2020-01-01	770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	41
2019: VINTAGE WINE ESTATES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	610
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	464
Number of retired or separated participants receiving benefits	2019-01-01	7
Number of other retired or separated participants entitled to future benefits	2019-01-01	238
Total of all active and inactive participants	2019-01-01	709
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	709
Number of participants with account balances	2019-01-01	679
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	75
2018: VINTAGE WINE ESTATES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	559
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	402
Number of retired or separated participants receiving benefits	2018-01-01	5
Number of other retired or separated participants entitled to future benefits	2018-01-01	179
Total of all active and inactive participants	2018-01-01	586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	586
Number of participants with account balances	2018-01-01	552
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	61
2017: VINTAGE WINE ESTATES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	435
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	422
Number of retired or separated participants receiving benefits	2017-01-01	5
Number of other retired or separated participants entitled to future benefits	2017-01-01	123
Total of all active and inactive participants	2017-01-01	550
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	551
Number of participants with account balances	2017-01-01	495
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	51
2016: VINTAGE WINE ESTATES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	341
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	351
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	70
Total of all active and inactive participants	2016-01-01	422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	422
Number of participants with account balances	2016-01-01	382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	29

Financial Data on VINTAGE WINE ESTATES 401(K) PLAN

Measure	Date	Value
2022 : VINTAGE WINE ESTATES 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets to this plan	2022-12-31	$1,701,505
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-191,383
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$1,549,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,415,815
Value of total corrective distributions	2022-12-31	$28,751
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$3,753,942
Value of total assets at end of year	2022-12-31	$23,701,440
Value of total assets at beginning of year	2022-12-31	$23,741,109
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$105,225
Total interest from all sources	2022-12-31	$17,557
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$648,190
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$648,190
Administrative expenses professional fees incurred	2022-12-31	$8,880
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$2,356,196
Participant contributions at end of year	2022-12-31	$363,054
Participant contributions at beginning of year	2022-12-31	$357,708
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$409,896
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,741,174
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$23,701,440
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$23,741,109
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$21,772,697
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$22,199,067
Interest on participant loans	2022-12-31	$14,679
Value of interest in common/collective trusts at end of year	2022-12-31	$122,539
Value of interest in common/collective trusts at beginning of year	2022-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$1,443,150
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$1,184,334
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$1,184,334
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$2,878
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-4,611,858
Net investment gain or loss from common/collective trusts	2022-12-31	$786
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$987,850
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,415,815
Contract administrator fees	2022-12-31	$96,345
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	Yes
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CHERRY BEKARET LLP
Accountancy firm EIN	2022-12-31	050574444
2021 : VINTAGE WINE ESTATES 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$5,713,642
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$851,584
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$741,687
Value of total corrective distributions	2021-12-31	$39,256
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,971,146
Value of total assets at end of year	2021-12-31	$23,741,109
Value of total assets at beginning of year	2021-12-31	$18,879,051
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$70,641
Total interest from all sources	2021-12-31	$17,365
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$2,030,337
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$2,030,337
Administrative expenses professional fees incurred	2021-12-31	$9,170
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,882,007
Participant contributions at end of year	2021-12-31	$357,708
Participant contributions at beginning of year	2021-12-31	$447,823
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$204,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$4,862,058
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$23,741,109
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$18,879,051
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$22,199,067
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$17,394,201
Interest on participant loans	2021-12-31	$17,362
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$1,184,334
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$1,037,027
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$1,037,027
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$694,794
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$884,515
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$741,687
Contract administrator fees	2021-12-31	$61,471
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Disclaimer
Accountancy firm name	2021-12-31	CHERRY BEKARET LLP
Accountancy firm EIN	2021-12-31	050574444
2020 : VINTAGE WINE ESTATES 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$4,943,326
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,911,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,797,951
Value of total corrective distributions	2020-12-31	$51,581
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,270,232
Value of total assets at end of year	2020-12-31	$18,879,051
Value of total assets at beginning of year	2020-12-31	$15,846,848
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$61,591
Total interest from all sources	2020-12-31	$22,478
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$462,769
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$462,769
Administrative expenses professional fees incurred	2020-12-31	$7,059
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,820,326
Participant contributions at end of year	2020-12-31	$447,823
Participant contributions at beginning of year	2020-12-31	$390,390
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$449,906
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$3,032,203
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$18,879,051
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$15,846,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$17,394,201
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$14,577,544
Interest on participant loans	2020-12-31	$22,478
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$1,037,027
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$878,914
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$878,914
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$2,187,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,797,951
Contract administrator fees	2020-12-31	$54,532
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	MOSS ADAMS
Accountancy firm EIN	2020-12-31	910189318
2019 : VINTAGE WINE ESTATES 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$5,404,903
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$756,715
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$688,228
Value of total corrective distributions	2019-12-31	$17,463
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,755,416
Value of total assets at end of year	2019-12-31	$15,846,848
Value of total assets at beginning of year	2019-12-31	$11,198,660
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$51,024
Total interest from all sources	2019-12-31	$20,231
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$460,280
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$460,280
Administrative expenses professional fees incurred	2019-12-31	$6,125
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,818,572
Participant contributions at end of year	2019-12-31	$390,390
Participant contributions at beginning of year	2019-12-31	$349,639
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$113,402
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$4,648,188
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$15,846,848
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$11,198,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$14,577,544
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$10,032,261
Interest on participant loans	2019-12-31	$20,231
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$878,914
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$816,760
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$816,760
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,168,976
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$823,442
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$688,228
Contract administrator fees	2019-12-31	$44,899
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MOSS ADAMS
Accountancy firm EIN	2019-12-31	910189318
2018 : VINTAGE WINE ESTATES 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,747,661
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,010,898
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$926,385
Value of total corrective distributions	2018-12-31	$49,052
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,428,098
Value of total assets at end of year	2018-12-31	$11,198,660
Value of total assets at beginning of year	2018-12-31	$10,461,897
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$35,461
Total interest from all sources	2018-12-31	$13,746
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$456,432
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$456,432
Administrative expenses professional fees incurred	2018-12-31	$4,090
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,562,202
Participant contributions at end of year	2018-12-31	$349,639
Participant contributions at beginning of year	2018-12-31	$240,528
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$146,582
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$736,763
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$11,198,660
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$10,461,897
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$10,032,261
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$9,353,153
Interest on participant loans	2018-12-31	$13,746
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$816,760
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$868,216
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$868,216
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,150,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$719,314
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$926,385
Contract administrator fees	2018-12-31	$31,371
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2018-12-31	910189318
2017 : VINTAGE WINE ESTATES 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$3,581,663
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$962,394
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$879,681
Value of total corrective distributions	2017-12-31	$43,419
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,115,950
Value of total assets at end of year	2017-12-31	$10,461,897
Value of total assets at beginning of year	2017-12-31	$7,842,628
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$39,294
Total interest from all sources	2017-12-31	$8,504
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$314,957
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$314,957
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,303,702
Participant contributions at end of year	2017-12-31	$240,528
Participant contributions at beginning of year	2017-12-31	$145,563
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$189,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,619,269
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$10,461,897
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$7,842,628
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$9,353,153
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$6,950,784
Interest on participant loans	2017-12-31	$8,504
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$868,216
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$746,281
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$746,281
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,142,252
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$622,948
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$879,681
Contract administrator fees	2017-12-31	$39,294
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2017-12-31	910189318
2016 : VINTAGE WINE ESTATES 401(K) PLAN 2016 401k financial data
Total transfer of assets to this plan	2016-12-31	$6,931,833
Total income from all sources (including contributions)	2016-12-31	$1,214,728
Total of all expenses incurred	2016-12-31	$303,933
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$286,702
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$751,553
Value of total assets at end of year	2016-12-31	$7,842,628
Value of total assets at beginning of year	2016-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$17,231
Total interest from all sources	2016-12-31	$4,032
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$194,081
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$194,081
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$7,842,629
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$686,292
Participant contributions at end of year	2016-12-31	$145,563
Participant contributions at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$62,540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$910,795
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$7,842,628
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$6,950,784
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$0
Interest on participant loans	2016-12-31	$1,880
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$746,281
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$2,152
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$265,062
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$2,721
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$286,702
Contract administrator fees	2016-12-31	$17,231
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2016-12-31	910189318

Form 5500 Responses for VINTAGE WINE ESTATES 401(K) PLAN

2022: VINTAGE WINE ESTATES 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: VINTAGE WINE ESTATES 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: VINTAGE WINE ESTATES 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: VINTAGE WINE ESTATES 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: VINTAGE WINE ESTATES 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: VINTAGE WINE ESTATES 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: VINTAGE WINE ESTATES 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	First time form 5500 has been submitted	Yes
2016-01-01	Submission has been amended	Yes
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	VINTAGE WINE ESTATES
Employer identification number (EIN):	208792279
NAIC Classification:	312130
NAIC Description:	Wineries