401k Plan data: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN plan

ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 401k Plan overview

Plan Name	ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN
Plan identification number	001

ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL HAMILTON has sponsored the creation of one or more 401k plans.

Company Name: ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL HAMILTON

Employer identification number (EIN): 210634572

NAIC Classification: 622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 MICHELLE HARVEY MICHELLE HARVEY 2018-10-12
001 2016-01-01 MICHELLE HARVEY
001 2015-01-01 MICHELLE HARVEY
001 2014-01-01 MICHELLE HARVEY
001 2013-01-01 ROSEMARIE FRANK
001 2012-01-01 E BRUCE COLLIGAN E. BRUCE COLLIGAN 2013-10-15
001 2011-01-01 BRUCE COLLIGAN
001 2010-01-01 BRUCE COLLIGAN BRUCE COLLIGAN 2011-11-01
001 2009-01-01 DIANE GRILLO DIANE GRILLO 2010-10-13
001 2009-01-01 DIANE GRILLO
001 2009-01-01 DIANE GRILLO DIANE GRILLO 2010-10-11
001 2009-01-01 DIANE GRILLO DIANE GRILLO 2010-10-11

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	MICHELLE HARVEY	MICHELLE HARVEY	2018-10-12
001	2016-01-01	MICHELLE HARVEY
001	2015-01-01	MICHELLE HARVEY
001	2014-01-01	MICHELLE HARVEY
001	2013-01-01	ROSEMARIE FRANK
001	2012-01-01	E BRUCE COLLIGAN	E. BRUCE COLLIGAN	2013-10-15
001	2011-01-01	BRUCE COLLIGAN
001	2010-01-01	BRUCE COLLIGAN	BRUCE COLLIGAN	2011-11-01
001	2009-01-01	DIANE GRILLO	DIANE GRILLO	2010-10-13
001	2009-01-01	DIANE GRILLO
001	2009-01-01	DIANE GRILLO	DIANE GRILLO	2010-10-11
001	2009-01-01	DIANE GRILLO	DIANE GRILLO	2010-10-11

Plan Statistics for ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN

401k plan membership statisitcs for ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN

Measure Date Value
2017: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,168
Total of all active and inactive participants 2017-01-01 0
Total participants 2017-01-01 0
2016: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,187
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 828
Number of retired or separated participants receiving benefits 2016-01-01 10
Number of other retired or separated participants entitled to future benefits 2016-01-01 330
Total of all active and inactive participants 2016-01-01 1,168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 1,168
Number of participants with account balances 2016-01-01 1,168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 1
2015: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,857
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 850
Number of retired or separated participants receiving benefits 2015-01-01 9
Number of other retired or separated participants entitled to future benefits 2015-01-01 328
Total of all active and inactive participants 2015-01-01 1,187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 1,187
Number of participants with account balances 2015-01-01 1,187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,090
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,448
Number of retired or separated participants receiving benefits 2014-01-01 12
Number of other retired or separated participants entitled to future benefits 2014-01-01 394
Total of all active and inactive participants 2014-01-01 1,854
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 3
Total participants 2014-01-01 1,857
Number of participants with account balances 2014-01-01 1,407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,221
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,772
Number of retired or separated participants receiving benefits 2013-01-01 20
Number of other retired or separated participants entitled to future benefits 2013-01-01 296
Total of all active and inactive participants 2013-01-01 2,088
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 2,090
Number of participants with account balances 2013-01-01 1,345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,617
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,764
Number of retired or separated participants receiving benefits 2012-01-01 6
Number of other retired or separated participants entitled to future benefits 2012-01-01 450
Total of all active and inactive participants 2012-01-01 2,220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 2,221
Number of participants with account balances 2012-01-01 1,404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 5
2011: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,300
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2,375
Number of retired or separated participants receiving benefits 2011-01-01 6
Number of other retired or separated participants entitled to future benefits 2011-01-01 236
Total of all active and inactive participants 2011-01-01 2,617
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 2,617
Number of participants with account balances 2011-01-01 1,523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,537
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 1,827
Number of retired or separated participants receiving benefits 2010-01-01 2
Number of other retired or separated participants entitled to future benefits 2010-01-01 471
Total of all active and inactive participants 2010-01-01 2,300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 2,300
Number of participants with account balances 2010-01-01 1,520
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 5
2009: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,598
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,341
Number of retired or separated participants receiving benefits 2009-01-01 2
Number of other retired or separated participants entitled to future benefits 2009-01-01 193
Total of all active and inactive participants 2009-01-01 1,536
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 1,537
Number of participants with account balances 2009-01-01 1,537
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 4

Measure	Date	Value
2017: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,168
Total of all active and inactive participants	2017-01-01	0
Total participants	2017-01-01	0
2016: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,187
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	828
Number of retired or separated participants receiving benefits	2016-01-01	10
Number of other retired or separated participants entitled to future benefits	2016-01-01	330
Total of all active and inactive participants	2016-01-01	1,168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1,168
Number of participants with account balances	2016-01-01	1,168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	1
2015: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,857
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	850
Number of retired or separated participants receiving benefits	2015-01-01	9
Number of other retired or separated participants entitled to future benefits	2015-01-01	328
Total of all active and inactive participants	2015-01-01	1,187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	1,187
Number of participants with account balances	2015-01-01	1,187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,090
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,448
Number of retired or separated participants receiving benefits	2014-01-01	12
Number of other retired or separated participants entitled to future benefits	2014-01-01	394
Total of all active and inactive participants	2014-01-01	1,854
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	3
Total participants	2014-01-01	1,857
Number of participants with account balances	2014-01-01	1,407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,221
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,772
Number of retired or separated participants receiving benefits	2013-01-01	20
Number of other retired or separated participants entitled to future benefits	2013-01-01	296
Total of all active and inactive participants	2013-01-01	2,088
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	2,090
Number of participants with account balances	2013-01-01	1,345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,617
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,764
Number of retired or separated participants receiving benefits	2012-01-01	6
Number of other retired or separated participants entitled to future benefits	2012-01-01	450
Total of all active and inactive participants	2012-01-01	2,220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	2,221
Number of participants with account balances	2012-01-01	1,404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	5
2011: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,300
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2,375
Number of retired or separated participants receiving benefits	2011-01-01	6
Number of other retired or separated participants entitled to future benefits	2011-01-01	236
Total of all active and inactive participants	2011-01-01	2,617
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	2,617
Number of participants with account balances	2011-01-01	1,523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,537
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,827
Number of retired or separated participants receiving benefits	2010-01-01	2
Number of other retired or separated participants entitled to future benefits	2010-01-01	471
Total of all active and inactive participants	2010-01-01	2,300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	2,300
Number of participants with account balances	2010-01-01	1,520
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	5
2009: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,598
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,341
Number of retired or separated participants receiving benefits	2009-01-01	2
Number of other retired or separated participants entitled to future benefits	2009-01-01	193
Total of all active and inactive participants	2009-01-01	1,536
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	1,537
Number of participants with account balances	2009-01-01	1,537
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	4

Financial Data on ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN

Measure	Date	Value
2017 : ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2017 401k financial data
Total transfer of assets from this plan	2017-12-31	$82,905,181
Total income from all sources (including contributions)	2017-12-31	$17,174,752
Total of all expenses incurred	2017-12-31	$6,156,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$6,149,899
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$5,328,443
Value of total assets at end of year	2017-12-31	$0
Value of total assets at beginning of year	2017-12-31	$71,887,214
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$6,886
Total interest from all sources	2017-12-31	$631,080
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$732,716
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$732,716
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2017-12-31	0
Minimum employer required contribution for this plan year	2017-12-31	$0
Amount contributed by the employer to the plan for this plan year	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$3,660,138
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$1,006,110
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$296,338
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,114,418
Other income not declared elsewhere	2017-12-31	$2,773,233
Administrative expenses (other) incurred	2017-12-31	$6,886
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$11,017,967
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$71,887,214
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$51,062,868
Interest on participant loans	2017-12-31	$45,230
Interest earned on other investments	2017-12-31	$585,850
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$19,521,898
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$7,709,280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$553,887
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$6,149,899
Did the plan have assets held for investment	2017-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	WITHUMSMITH+BROWN, PC
Accountancy firm EIN	2017-12-31	222027092
2016 : ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$9,317,657
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$4,774,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$4,765,068
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$5,495,191
Value of total assets at end of year	2016-12-31	$71,887,214
Value of total assets at beginning of year	2016-12-31	$67,343,901
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$9,276
Total interest from all sources	2016-12-31	$597,198
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$713,383
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$713,383
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$3,639,267
Participant contributions at end of year	2016-12-31	$1,006,110
Participant contributions at beginning of year	2016-12-31	$1,032,395
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$296,338
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$282,520
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,287,184
Other income not declared elsewhere	2016-12-31	$1,054,512
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$4,543,313
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$71,887,214
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$67,343,901
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$9,276
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$51,062,868
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$48,404,273
Income. Interest from loans (other than to participants)	2016-12-31	$43,705
Interest earned on other investments	2016-12-31	$553,493
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$19,521,898
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$17,624,713
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,457,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$568,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$4,765,068
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	WITHUMSMITH AND BROWN, PC
Accountancy firm EIN	2016-12-31	222027092
2015 : ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$6,505,132
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$13,540,261
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$12,874,113
Expenses. Certain deemed distributions of participant loans	2015-12-31	$659,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$4,832,791
Value of total assets at end of year	2015-12-31	$67,343,901
Value of total assets at beginning of year	2015-12-31	$74,379,030
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$6,302
Total interest from all sources	2015-12-31	$530,124
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$760,574
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$760,574
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$4,000,958
Participant contributions at end of year	2015-12-31	$1,032,395
Participant contributions at beginning of year	2015-12-31	$985,384
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$282,520
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$292,844
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$243,621
Other income not declared elsewhere	2015-12-31	$681,895
Administrative expenses (other) incurred	2015-12-31	$6,302
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-7,035,129
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$67,343,901
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$74,379,030
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$48,404,273
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$53,764,926
Interest on participant loans	2015-12-31	$59,915
Interest earned on other investments	2015-12-31	$470,209
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$17,624,713
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$19,335,876
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-300,252
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$588,212
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$12,874,113
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2015-12-31	390859910
2014 : ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$9,807,940
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$5,840,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$5,760,885
Expenses. Certain deemed distributions of participant loans	2014-12-31	$75,606
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$5,593,976
Value of total assets at end of year	2014-12-31	$74,379,030
Value of total assets at beginning of year	2014-12-31	$70,411,418
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,837
Total interest from all sources	2014-12-31	$380,961
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$4,054,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$4,054,728
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$4,134,170
Participant contributions at end of year	2014-12-31	$985,384
Participant contributions at beginning of year	2014-12-31	$921,287
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$292,844
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$859,334
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$32,585
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$3,967,612
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$74,379,030
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$70,411,418
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$674
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$53,764,926
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$50,374,711
Interest on participant loans	2014-12-31	$46,206
Interest earned on other investments	2014-12-31	$334,755
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$193,695
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$193,695
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$19,335,876
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$18,921,725
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-254,310
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$600,472
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$5,760,885
Contract administrator fees	2014-12-31	$3,163
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2014-12-31	390859910
2013 : ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$6,975
Total income from all sources (including contributions)	2013-12-31	$15,443,934
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$5,006,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,728,778
Expenses. Certain deemed distributions of participant loans	2013-12-31	$266,911
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$5,300,033
Value of total assets at end of year	2013-12-31	$70,411,418
Value of total assets at beginning of year	2013-12-31	$59,980,722
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$10,574
Total interest from all sources	2013-12-31	$375,307
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$2,033,821
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$2,033,821
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$4,126,997
Participant contributions at end of year	2013-12-31	$921,287
Participant contributions at beginning of year	2013-12-31	$981,729
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$585,873
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$2
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$6,975
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$41,485
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$10,437,671
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$70,411,418
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$59,973,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$138
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$50,374,711
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$40,380,513
Interest on participant loans	2013-12-31	$46,121
Interest earned on other investments	2013-12-31	$329,186
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$193,695
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$18,921,725
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$18,576,993
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$7,734,773
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$587,163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,728,778
Contract administrator fees	2013-12-31	$10,436
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2013-12-31	390859910
2012 : ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$6,975
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$49,258
Total income from all sources (including contributions)	2012-12-31	$10,593,595
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$4,164,828
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$4,159,142
Value of total corrective distributions	2012-12-31	$61
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$4,922,783
Value of total assets at end of year	2012-12-31	$59,980,722
Value of total assets at beginning of year	2012-12-31	$53,594,238
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$5,625
Total interest from all sources	2012-12-31	$380,570
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$620,519
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$620,519
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$4,116,816
Participant contributions at end of year	2012-12-31	$981,729
Participant contributions at beginning of year	2012-12-31	$1,025,135
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$320,848
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$2
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$44,393
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$6,975
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$49,258
Total non interest bearing cash at end of year	2012-12-31	$41,485
Total non interest bearing cash at beginning of year	2012-12-31	$47,101
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$6,428,767
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$59,973,747
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$53,544,980
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$40,380,513
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$34,200,769
Interest on participant loans	2012-12-31	$41,869
Interest earned on other investments	2012-12-31	$338,690
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$6,468
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$6,468
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$11
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$18,576,993
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$18,270,372
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$4,669,723
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$485,119
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$4,159,142
Contract administrator fees	2012-12-31	$5,625
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	PARENTE BEARD LLC
Accountancy firm EIN	2012-12-31	232932984
2011 : ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$49,258
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$5,190,094
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$3,470,093
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,464,406
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$5,061,147
Value of total assets at end of year	2011-12-31	$53,594,238
Value of total assets at beginning of year	2011-12-31	$51,824,979
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$5,687
Total interest from all sources	2011-12-31	$486,084
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$744,798
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$744,798
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$4,208,960
Participant contributions at end of year	2011-12-31	$1,025,135
Participant contributions at beginning of year	2011-12-31	$1,367,240
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$240,573
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$44,393
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$49,258
Total non interest bearing cash at end of year	2011-12-31	$47,101
Total non interest bearing cash at beginning of year	2011-12-31	$100,759
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,720,001
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$53,544,980
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$51,824,979
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$34,200,769
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$33,248,296
Interest on participant loans	2011-12-31	$48,286
Interest earned on other investments	2011-12-31	$437,791
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$6,468
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$32,111
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$32,111
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$7
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$18,270,372
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$17,076,573
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,101,935
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$611,614
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,464,406
Contract administrator fees	2011-12-31	$5,687
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	PARENTE BEARD LLC
Accountancy firm EIN	2011-12-31	232932984
2010 : ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$8,552,275
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,678,103
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,676,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$4,805,698
Value of total assets at end of year	2010-12-31	$51,824,979
Value of total assets at beginning of year	2010-12-31	$45,950,807
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,612
Total interest from all sources	2010-12-31	$537,216
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$668,367
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$668,367
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$4,199,002
Participant contributions at end of year	2010-12-31	$1,367,240
Participant contributions at beginning of year	2010-12-31	$792,261
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$143,439
Other income not declared elsewhere	2010-12-31	$-57,724
Total non interest bearing cash at end of year	2010-12-31	$100,759
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$5,874,172
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$51,824,979
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$45,950,807
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$33,248,296
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$32,840,625
Interest on participant loans	2010-12-31	$37,237
Interest earned on other investments	2010-12-31	$499,473
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$32,111
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$506
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$17,076,573
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$12,317,921
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,598,718
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$463,257
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,676,491
Contract administrator fees	2010-12-31	$1,612
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	PARENTE BEARD LLC
Accountancy firm EIN	2010-12-31	232932984
2009 : ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN

2017: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	This submission is the final filing	Yes
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ROBERT WOOD JOHNSON-HAMILTON RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

004481

Policy instance

Insurance contract or identification number	004481
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )

Policy contract number

335344

Policy instance

Insurance contract or identification number	335344
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of fees paid to insurance company	USD $3,647
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	3647
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	MORGAN STANLEY INSURANCE SERVICES

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Company Name:	ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL HAMILTON
Employer identification number (EIN):	210634572
NAIC Classification:	622000
NAIC Description:	Hospitals