BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 401k Plan overview

Plan Name	BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN
Plan identification number	011

BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1. Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash. Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities. Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP. Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll. Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

BECTON, DICKINSON AND COMPANY has sponsored the creation of one or more 401k plans.

Company Name:	BECTON, DICKINSON AND COMPANY
Employer identification number (EIN):	220760120
NAIC Classification:	339110

Additional information about BECTON, DICKINSON AND COMPANY

Jurisdiction of Incorporation:	Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number:	565838

More information about BECTON, DICKINSON AND COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
011	2022-01-01
011	2021-01-01
011	2020-01-01
011	2019-01-01
011	2018-01-01	KRISTEN E STROBEL
011	2017-01-01	KRISTEN E STROBEL
011	2016-07-01	KRISTEN E STROBEL
011	2015-07-01	SHANNON GARNER
011	2014-07-01	SHANNON GARNER
011	2013-07-01	NADIA OWENS
011	2012-07-01	PASCALE THOMAS
011	2011-07-01	NADIA OWENS
011	2009-07-01	CHUCK BURAK

Plan Statistics for BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN

401k plan membership statisitcs for BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN

Measure	Date	Value
2022: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	32,919
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	24,730
Number of retired or separated participants receiving benefits	2022-01-01	322
Number of other retired or separated participants entitled to future benefits	2022-01-01	8,721
Total of all active and inactive participants	2022-01-01	33,773
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	113
Total participants	2022-01-01	33,886
Number of participants with account balances	2022-01-01	32,816
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	2,101
2021: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	23,287
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	24,483
Number of retired or separated participants receiving benefits	2021-01-01	320
Number of other retired or separated participants entitled to future benefits	2021-01-01	8,017
Total of all active and inactive participants	2021-01-01	32,820
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	99
Total participants	2021-01-01	32,919
Number of participants with account balances	2021-01-01	31,668
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	1,738
2020: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	30,625
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	23,287
Number of retired or separated participants receiving benefits	2020-01-01	178
Number of other retired or separated participants entitled to future benefits	2020-01-01	7,488
Total of all active and inactive participants	2020-01-01	30,953
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	86
Total participants	2020-01-01	31,039
Number of participants with account balances	2020-01-01	30,024
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	1,073
2019: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	28,119
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	22,914
Number of retired or separated participants receiving benefits	2019-01-01	331
Number of other retired or separated participants entitled to future benefits	2019-01-01	7,312
Total of all active and inactive participants	2019-01-01	30,557
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	68
Total participants	2019-01-01	30,625
Number of participants with account balances	2019-01-01	29,352
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	1,371
2018: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	22,287
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	22,814
Number of retired or separated participants receiving benefits	2018-01-01	263
Number of other retired or separated participants entitled to future benefits	2018-01-01	4,977
Total of all active and inactive participants	2018-01-01	28,054
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	65
Total participants	2018-01-01	28,119
Number of participants with account balances	2018-01-01	21,693
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	593
2017: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	14,616
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	16,842
Number of retired or separated participants receiving benefits	2017-01-01	258
Number of other retired or separated participants entitled to future benefits	2017-01-01	5,127
Total of all active and inactive participants	2017-01-01	22,227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	60
Total participants	2017-01-01	22,287
Number of participants with account balances	2017-01-01	20,891
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	524
2016: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2016 401k membership
Total participants, beginning-of-year	2016-07-01	14,257
Total number of active participants reported on line 7a of the Form 5500	2016-07-01	11,158
Number of retired or separated participants receiving benefits	2016-07-01	32
Number of other retired or separated participants entitled to future benefits	2016-07-01	3,321
Total of all active and inactive participants	2016-07-01	14,511
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-07-01	105
Total participants	2016-07-01	14,616
Number of participants with account balances	2016-07-01	14,408
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-07-01	257
2015: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	14,473
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	11,383
Number of retired or separated participants receiving benefits	2015-07-01	31
Number of other retired or separated participants entitled to future benefits	2015-07-01	2,734
Total of all active and inactive participants	2015-07-01	14,148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	109
Total participants	2015-07-01	14,257
Number of participants with account balances	2015-07-01	14,017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	711
2014: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	14,750
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	11,238
Number of retired or separated participants receiving benefits	2014-07-01	35
Number of other retired or separated participants entitled to future benefits	2014-07-01	3,097
Total of all active and inactive participants	2014-07-01	14,370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	103
Total participants	2014-07-01	14,473
Number of participants with account balances	2014-07-01	13,757
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	586
2013: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	14,389
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	11,651
Number of retired or separated participants receiving benefits	2013-07-01	40
Number of other retired or separated participants entitled to future benefits	2013-07-01	2,966
Total of all active and inactive participants	2013-07-01	14,657
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	93
Total participants	2013-07-01	14,750
Number of participants with account balances	2013-07-01	13,616
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	510
2012: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	14,274
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	11,268
Number of retired or separated participants receiving benefits	2012-07-01	39
Number of other retired or separated participants entitled to future benefits	2012-07-01	3,047
Total of all active and inactive participants	2012-07-01	14,354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	35
Total participants	2012-07-01	14,389
Number of participants with account balances	2012-07-01	13,348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	486
2011: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	14,444
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	11,399
Number of retired or separated participants receiving benefits	2011-07-01	38
Number of other retired or separated participants entitled to future benefits	2011-07-01	2,672
Total of all active and inactive participants	2011-07-01	14,109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	165
Total participants	2011-07-01	14,274
Number of participants with account balances	2011-07-01	13,252
2009: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	14,449
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	12,074
Number of retired or separated participants receiving benefits	2009-07-01	32
Number of other retired or separated participants entitled to future benefits	2009-07-01	2,250
Total of all active and inactive participants	2009-07-01	14,356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	66
Total participants	2009-07-01	14,422
Number of participants with account balances	2009-07-01	11,671
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	307

Financial Data on BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN

Measure	Date	Value
2022 : BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$104,960,138
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$3,192,268
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$5,454,603
Total income from all sources (including contributions)	2022-12-31	$-379,837,208
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$447,378,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$445,174,281
Expenses. Certain deemed distributions of participant loans	2022-12-31	$161,649
Value of total corrective distributions	2022-12-31	$182,877
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$407,844,039
Value of total assets at end of year	2022-12-31	$4,653,539,437
Value of total assets at beginning of year	2022-12-31	$5,587,977,917
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$1,859,992
Total interest from all sources	2022-12-31	$2,860,687
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$233,053,459
Participant contributions at end of year	2022-12-31	$60,251,268
Participant contributions at beginning of year	2022-12-31	$62,512,045
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$122
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$34,417,651
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$2,928,224
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$4,908,199
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$2,622,090
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$5,092,255
Administrative expenses (other) incurred	2022-12-31	$1,859,992
Liabilities. Value of operating payables at end of year	2022-12-31	$570,178
Liabilities. Value of operating payables at beginning of year	2022-12-31	$362,348
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-827,216,007
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$4,650,347,169
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$5,582,523,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Interest on participant loans	2022-12-31	$2,860,687
Value of interest in master investment trust accounts at end of year	2022-12-31	$4,545,679,504
Value of interest in master investment trust accounts at beginning of year	2022-12-31	$5,487,406,936
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$140,372,929
Employer contributions (assets) at end of year	2022-12-31	$44,680,441
Employer contributions (assets) at beginning of year	2022-12-31	$33,150,615
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$445,174,281
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2022-12-31	346565596
2021 : BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$5,454,603
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$2,105,587
Total income from all sources (including contributions)	2021-12-31	$1,061,167,040
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$472,830,772
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$470,379,046
Expenses. Certain deemed distributions of participant loans	2021-12-31	$216,020
Value of total corrective distributions	2021-12-31	$144,852
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$374,232,928
Value of total assets at end of year	2021-12-31	$5,587,977,917
Value of total assets at beginning of year	2021-12-31	$4,996,292,633
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$2,090,854
Total interest from all sources	2021-12-31	$3,414,744
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$214,677,242
Participant contributions at end of year	2021-12-31	$62,512,045
Participant contributions at beginning of year	2021-12-31	$64,291,609
Participant contributions at end of year	2021-12-31	$122
Participant contributions at beginning of year	2021-12-31	$199,838
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$37,004,765
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$4,908,199
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$1,714,836
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$5,092,255
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$1,874,145
Administrative expenses (other) incurred	2021-12-31	$2,090,854
Liabilities. Value of operating payables at end of year	2021-12-31	$362,348
Liabilities. Value of operating payables at beginning of year	2021-12-31	$231,442
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$588,336,268
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$5,582,523,314
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$4,994,187,046
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Interest on participant loans	2021-12-31	$3,414,744
Value of interest in master investment trust accounts at end of year	2021-12-31	$5,487,406,936
Value of interest in master investment trust accounts at beginning of year	2021-12-31	$4,909,332,430
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$122,550,921
Employer contributions (assets) at end of year	2021-12-31	$33,150,615
Employer contributions (assets) at beginning of year	2021-12-31	$20,753,920
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$470,379,046
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2021-12-31	346565596
2020 : BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$2,105,587
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$2,376,474
Total income from all sources (including contributions)	2020-12-31	$841,850,015
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$398,461,020
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$396,280,065
Expenses. Certain deemed distributions of participant loans	2020-12-31	$75,769
Value of total corrective distributions	2020-12-31	$138,446
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$292,940,374
Value of total assets at end of year	2020-12-31	$4,996,292,633
Value of total assets at beginning of year	2020-12-31	$4,553,174,525
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$1,966,740
Total interest from all sources	2020-12-31	$3,200,200
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Administrative expenses professional fees incurred	2020-12-31	$221,096
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$195,758,393
Participant contributions at end of year	2020-12-31	$64,291,609
Participant contributions at beginning of year	2020-12-31	$63,485,475
Participant contributions at end of year	2020-12-31	$199,838
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$29,646,925
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$1,714,836
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$3,312,702
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$1,874,145
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$2,126,709
Administrative expenses (other) incurred	2020-12-31	$1,745,644
Liabilities. Value of operating payables at end of year	2020-12-31	$231,442
Liabilities. Value of operating payables at beginning of year	2020-12-31	$249,765
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$443,388,995
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$4,994,187,046
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$4,550,798,051
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Interest on participant loans	2020-12-31	$3,200,200
Value of interest in master investment trust accounts at end of year	2020-12-31	$4,909,332,430
Value of interest in master investment trust accounts at beginning of year	2020-12-31	$4,462,976,986
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$67,535,056
Employer contributions (assets) at end of year	2020-12-31	$20,753,920
Employer contributions (assets) at beginning of year	2020-12-31	$23,399,362
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$396,280,065
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2020-12-31	346565596
2019 : BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$714,033,811
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$2,376,474
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$2,332,474
Total income from all sources (including contributions)	2019-12-31	$1,118,034,768
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$431,931,485
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$430,356,258
Expenses. Certain deemed distributions of participant loans	2019-12-31	$116,096
Value of total corrective distributions	2019-12-31	$240,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$329,480,875
Value of total assets at end of year	2019-12-31	$4,553,174,525
Value of total assets at beginning of year	2019-12-31	$3,152,993,431
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$1,218,768
Total interest from all sources	2019-12-31	$3,260,140
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$185,414,640
Participant contributions at end of year	2019-12-31	$63,485,475
Participant contributions at beginning of year	2019-12-31	$49,812,458
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$3,603,094
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$30,642,385
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$3,312,702
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$2,171,809
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$2,126,709
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$1,867,820
Administrative expenses (other) incurred	2019-12-31	$1,218,768
Liabilities. Value of operating payables at end of year	2019-12-31	$249,765
Liabilities. Value of operating payables at beginning of year	2019-12-31	$464,654
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$686,103,283
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$4,550,798,051
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,150,660,957
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$76,716,133
Interest on participant loans	2019-12-31	$3,260,140
Value of interest in master investment trust accounts at end of year	2019-12-31	$4,462,976,986
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at beginning of year	2019-12-31	$2,094,048,094
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$25,489,046
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$25,489,046
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$422,241,472
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Assets. Invements in employer securities at end of year	2019-12-31	$0
Assets. Invements in employer securities at beginning of year	2019-12-31	$477,086,484
Contributions received in cash from employer	2019-12-31	$113,423,850
Employer contributions (assets) at end of year	2019-12-31	$23,399,362
Employer contributions (assets) at beginning of year	2019-12-31	$1,824,841
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$430,356,258
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Accountancy firm name	2019-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2019-12-31	346565596
2018 : BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$23,447,653
Total unrealized appreciation/depreciation of assets	2018-12-31	$23,447,653
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$2,332,474
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$4,254,579
Total income from all sources (including contributions)	2018-12-31	$115,508,896
Total loss/gain on sale of assets	2018-12-31	$2,731,830
Total of all expenses incurred	2018-12-31	$257,560,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$257,044,746
Expenses. Certain deemed distributions of participant loans	2018-12-31	$303,785
Value of total corrective distributions	2018-12-31	$22,373
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$233,888,409
Value of total assets at end of year	2018-12-31	$3,152,993,431
Value of total assets at beginning of year	2018-12-31	$3,296,966,710
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$189,166
Total interest from all sources	2018-12-31	$13,310,096
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$9,852,783
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$3,306,525
Administrative expenses professional fees incurred	2018-12-31	$189,166
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$139,810,962
Participant contributions at end of year	2018-12-31	$49,812,458
Participant contributions at beginning of year	2018-12-31	$50,014,008
Participant contributions at end of year	2018-12-31	$3,603,094
Participant contributions at beginning of year	2018-12-31	$4,476,403
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$28,685,354
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$2,171,809
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$2,048,271
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$1,867,820
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$3,879,642
Liabilities. Value of operating payables at end of year	2018-12-31	$464,654
Liabilities. Value of operating payables at beginning of year	2018-12-31	$374,937
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-142,051,174
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$3,150,660,957
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$3,292,712,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$76,716,133
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$166,686,360
Interest on participant loans	2018-12-31	$2,270,486
Interest earned on other investments	2018-12-31	$10,826,402
Value of interest in common/collective trusts at end of year	2018-12-31	$2,094,048,094
Value of interest in common/collective trusts at beginning of year	2018-12-31	$2,154,557,185
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$25,489,046
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$13,004,374
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$13,004,374
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$213,208
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$422,241,472
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$421,277,119
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-5,392,782
Net investment gain or loss from common/collective trusts	2018-12-31	$-162,329,093
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Assets. Invements in employer securities at end of year	2018-12-31	$477,086,484
Assets. Invements in employer securities at beginning of year	2018-12-31	$482,866,701
Contributions received in cash from employer	2018-12-31	$65,392,093
Employer contributions (assets) at end of year	2018-12-31	$1,824,841
Employer contributions (assets) at beginning of year	2018-12-31	$2,036,289
Income. Dividends from common stock	2018-12-31	$6,546,258
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$257,044,746
Liabilities. Value of benefit claims payable at end of year	2018-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2018-12-31	$0
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$37,451,702
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$34,719,872
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2018-12-31	346565596
2017 : BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$108,354,024
Total unrealized appreciation/depreciation of assets	2017-12-31	$108,354,024
Total transfer of assets to this plan	2017-12-31	$651,474,888
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$4,254,579
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$2,678,402
Total income from all sources (including contributions)	2017-12-31	$697,795,496
Total loss/gain on sale of assets	2017-12-31	$7,186,277
Total of all expenses incurred	2017-12-31	$283,475,314
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$282,611,133
Expenses. Certain deemed distributions of participant loans	2017-12-31	$93,351
Value of total corrective distributions	2017-12-31	$39,387
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$220,088,514
Value of total assets at end of year	2017-12-31	$3,296,966,710
Value of total assets at beginning of year	2017-12-31	$2,229,595,463
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$731,443
Total interest from all sources	2017-12-31	$12,442,326
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$14,134,773
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$7,292,250
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$138,211,742
Participant contributions at end of year	2017-12-31	$50,014,008
Participant contributions at beginning of year	2017-12-31	$36,630,842
Participant contributions at end of year	2017-12-31	$4,476,403
Participant contributions at beginning of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$55,424,983
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$20,858,907
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$2,048,271
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$10,352
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$3,879,642
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Administrative expenses (other) incurred	2017-12-31	$150,480
Liabilities. Value of operating payables at end of year	2017-12-31	$374,937
Liabilities. Value of operating payables at beginning of year	2017-12-31	$456,959
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$414,320,182
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$3,292,712,131
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$2,226,917,061
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$580,963
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$166,686,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$0
Interest on participant loans	2017-12-31	$2,092,202
Interest earned on other investments	2017-12-31	$9,996,565
Value of interest in common/collective trusts at end of year	2017-12-31	$2,154,557,185
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,317,728,421
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$13,004,374
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$19,039,422
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$19,039,422
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$353,559
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$421,277,119
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$401,108,347
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$18,709,544
Net investment gain or loss from common/collective trusts	2017-12-31	$316,880,038
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$482,866,701
Assets. Invements in employer securities at beginning of year	2017-12-31	$399,653,096
Contributions received in cash from employer	2017-12-31	$61,017,865
Employer contributions (assets) at end of year	2017-12-31	$2,036,289
Employer contributions (assets) at beginning of year	2017-12-31	$0
Income. Dividends from common stock	2017-12-31	$6,842,523
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$282,611,133
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$2,221,443
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$46,921,412
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$39,735,135
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2017-12-31	346565596
2016 : BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$-9,796,111
Total unrealized appreciation/depreciation of assets	2016-12-31	$-9,796,111
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$2,678,402
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$1,687,101
Total income from all sources (including contributions)	2016-12-31	$153,234,679
Total loss/gain on sale of assets	2016-12-31	$306,684
Total of all expenses incurred	2016-12-31	$81,047,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$80,170,284
Expenses. Certain deemed distributions of participant loans	2016-12-31	$68,993
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$61,691,311
Value of total assets at end of year	2016-12-31	$2,229,595,463
Value of total assets at beginning of year	2016-12-31	$2,156,416,935
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$808,175
Total interest from all sources	2016-12-31	$5,804,667
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$3,389,859
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$40,021,567
Participant contributions at end of year	2016-12-31	$36,630,842
Participant contributions at beginning of year	2016-12-31	$36,108,430
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$55,424,983
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$54,822,930
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$4,617,274
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$10,352
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$7,335
Other income not declared elsewhere	2016-12-31	$7,337
Administrative expenses (other) incurred	2016-12-31	$114,372
Liabilities. Value of operating payables at end of year	2016-12-31	$456,959
Liabilities. Value of operating payables at beginning of year	2016-12-31	$840,169
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$72,187,227
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$2,226,917,061
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,154,729,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$693,803
Interest on participant loans	2016-12-31	$678,689
Interest earned on other investments	2016-12-31	$5,069,706
Value of interest in common/collective trusts at end of year	2016-12-31	$1,317,728,421
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,227,913,610
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$19,039,422
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$19,571,989
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$19,571,989
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$56,272
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$401,108,347
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$396,640,859
Net investment gain or loss from common/collective trusts	2016-12-31	$91,830,932
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$399,653,096
Assets. Invements in employer securities at beginning of year	2016-12-31	$421,351,782
Contributions received in cash from employer	2016-12-31	$17,052,470
Income. Dividends from common stock	2016-12-31	$3,389,859
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$80,170,284
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$2,221,443
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$846,932
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$13,101,106
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$12,794,422
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2016-12-31	346565596
Unrealized appreciation/depreciation of other (non real estate) assets	2016-06-30	$69,458,427
Total unrealized appreciation/depreciation of assets	2016-06-30	$69,458,427
Total transfer of assets to this plan	2016-06-30	$2,465,058
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$1,687,101
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$1,397,141
Total income from all sources (including contributions)	2016-06-30	$217,749,215
Total loss/gain on sale of assets	2016-06-30	$2,196,286
Total of all expenses incurred	2016-06-30	$174,147,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$172,067,430
Expenses. Certain deemed distributions of participant loans	2016-06-30	$54,663
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$133,839,421
Value of total assets at end of year	2016-06-30	$2,156,416,935
Value of total assets at beginning of year	2016-06-30	$2,110,060,382
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$2,025,587
Total interest from all sources	2016-06-30	$11,342,657
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$6,614,549
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	No
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$50,000,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Contributions received from participants	2016-06-30	$85,856,352
Participant contributions at end of year	2016-06-30	$36,108,430
Participant contributions at beginning of year	2016-06-30	$36,289,828
Assets. Other investments not covered elsewhere at end of year	2016-06-30	$54,822,930
Assets. Other investments not covered elsewhere at beginning of year	2016-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-06-30	$10,100,172
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-06-30	$7,335
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-06-30	$573
Other income not declared elsewhere	2016-06-30	$-12,107,649
Administrative expenses (other) incurred	2016-06-30	$157,445
Liabilities. Value of operating payables at end of year	2016-06-30	$840,169
Liabilities. Value of operating payables at beginning of year	2016-06-30	$998,504
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Value of net income/loss	2016-06-30	$43,601,535
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$2,154,729,834
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$2,108,663,241
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Investment advisory and management fees	2016-06-30	$1,868,142
Interest on participant loans	2016-06-30	$1,438,019
Interest earned on other investments	2016-06-30	$9,846,470
Value of interest in common/collective trusts at end of year	2016-06-30	$1,227,913,610
Value of interest in common/collective trusts at beginning of year	2016-06-30	$1,239,896,433
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-06-30	$19,571,989
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-06-30	$15,266,749
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-06-30	$15,266,749
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-06-30	$58,168
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-06-30	$396,640,859
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-06-30	$440,724,969
Net investment gain or loss from common/collective trusts	2016-06-30	$6,405,524
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	No
Was there a failure to transmit to the plan any participant contributions	2016-06-30	No
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Assets. Invements in employer securities at end of year	2016-06-30	$421,351,782
Assets. Invements in employer securities at beginning of year	2016-06-30	$377,881,830
Contributions received in cash from employer	2016-06-30	$37,882,897
Income. Dividends from common stock	2016-06-30	$6,614,549
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$172,067,430
Liabilities. Value of benefit claims payable at end of year	2016-06-30	$846,932
Liabilities. Value of benefit claims payable at beginning of year	2016-06-30	$398,637
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	No
Aggregate proceeds on sale of assets	2016-06-30	$30,931,652
Aggregate carrying amount (costs) on sale of assets	2016-06-30	$28,735,366
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	No
Opinion of an independent qualified public accountant for this plan	2016-06-30	Unqualified
Accountancy firm name	2016-06-30	ERNST & YOUNG LLP
Accountancy firm EIN	2016-06-30	346565596
2015 : BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-06-30	$62,207,913
Total unrealized appreciation/depreciation of assets	2015-06-30	$62,207,913
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$1,397,141
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$3,881,706
Total income from all sources (including contributions)	2015-06-30	$259,120,179
Total loss/gain on sale of assets	2015-06-30	$3,172,619
Total of all expenses incurred	2015-06-30	$167,872,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$165,711,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$129,418,975
Value of total assets at end of year	2015-06-30	$2,110,060,382
Value of total assets at beginning of year	2015-06-30	$2,021,296,884
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$2,160,185
Total interest from all sources	2015-06-30	$11,152,123
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$6,430,568
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$50,000,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Contributions received from participants	2015-06-30	$85,281,967
Participant contributions at end of year	2015-06-30	$36,289,828
Participant contributions at beginning of year	2015-06-30	$35,535,491
Participant contributions at end of year	2015-06-30	$0
Participant contributions at beginning of year	2015-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-06-30	$8,400,104
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-06-30	$573
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-06-30	$3,909
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-06-30	$1,055,568
Other income not declared elsewhere	2015-06-30	$-3,272,665
Administrative expenses (other) incurred	2015-06-30	$155,113
Liabilities. Value of operating payables at end of year	2015-06-30	$998,504
Liabilities. Value of operating payables at beginning of year	2015-06-30	$1,845,986
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$91,248,063
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$2,108,663,241
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$2,017,415,178
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Investment advisory and management fees	2015-06-30	$2,005,072
Interest on participant loans	2015-06-30	$1,431,065
Interest earned on other investments	2015-06-30	$9,719,561
Value of interest in common/collective trusts at end of year	2015-06-30	$1,239,896,433
Value of interest in common/collective trusts at beginning of year	2015-06-30	$1,173,118,482
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-06-30	$15,266,749
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-06-30	$12,822,094
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-06-30	$12,822,094
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-06-30	$1,497
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-06-30	$440,724,969
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-06-30	$461,378,071
Net investment gain or loss from common/collective trusts	2015-06-30	$50,010,646
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Assets. Invements in employer securities at end of year	2015-06-30	$377,881,830
Assets. Invements in employer securities at beginning of year	2015-06-30	$338,438,318
Contributions received in cash from employer	2015-06-30	$35,736,904
Employer contributions (assets) at end of year	2015-06-30	$0
Employer contributions (assets) at beginning of year	2015-06-30	$519
Income. Dividends from common stock	2015-06-30	$6,430,568
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$165,711,931
Liabilities. Value of benefit claims payable at end of year	2015-06-30	$398,637
Liabilities. Value of benefit claims payable at beginning of year	2015-06-30	$980,152
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Aggregate proceeds on sale of assets	2015-06-30	$26,754,384
Aggregate carrying amount (costs) on sale of assets	2015-06-30	$23,581,765
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	No
Opinion of an independent qualified public accountant for this plan	2015-06-30	Unqualified
Accountancy firm name	2015-06-30	ERNST & YOUNG LLP
Accountancy firm EIN	2015-06-30	346565596
2014 : BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-06-30	$55,517,355
Total unrealized appreciation/depreciation of assets	2014-06-30	$55,517,355
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$3,881,706
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$1,604,004
Total income from all sources (including contributions)	2014-06-30	$405,712,932
Total loss/gain on sale of assets	2014-06-30	$3,268,119
Total of all expenses incurred	2014-06-30	$158,858,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$156,736,881
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$127,986,952
Value of total assets at end of year	2014-06-30	$2,021,296,884
Value of total assets at beginning of year	2014-06-30	$1,772,165,163
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$2,122,032
Total interest from all sources	2014-06-30	$9,751,230
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$6,358,396
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$50,000,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Contributions received from participants	2014-06-30	$82,751,212
Participant contributions at end of year	2014-06-30	$35,535,491
Participant contributions at beginning of year	2014-06-30	$34,559,600
Participant contributions at end of year	2014-06-30	$0
Participant contributions at beginning of year	2014-06-30	$2,809,357
Income. Received or receivable in cash from other sources (including rollovers)	2014-06-30	$10,893,883
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-06-30	$3,909
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-06-30	$743,507
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-06-30	$1,055,568
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-06-30	$612,571
Other income not declared elsewhere	2014-06-30	$1,868,267
Administrative expenses (other) incurred	2014-06-30	$194,580
Liabilities. Value of operating payables at end of year	2014-06-30	$1,845,986
Liabilities. Value of operating payables at beginning of year	2014-06-30	$852,658
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$246,854,019
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$2,017,415,178
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$1,770,561,159
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Investment advisory and management fees	2014-06-30	$1,927,452
Interest on participant loans	2014-06-30	$1,448,949
Interest earned on other investments	2014-06-30	$8,302,182
Value of interest in common/collective trusts at end of year	2014-06-30	$1,173,118,482
Value of interest in common/collective trusts at beginning of year	2014-06-30	$947,426,462
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-06-30	$12,822,094
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-06-30	$14,197,171
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-06-30	$14,197,171
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-06-30	$99
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$461,378,071
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$460,264,110
Net investment gain or loss from common/collective trusts	2014-06-30	$200,962,613
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Assets. Invements in employer securities at end of year	2014-06-30	$338,438,318
Assets. Invements in employer securities at beginning of year	2014-06-30	$310,967,310
Contributions received in cash from employer	2014-06-30	$34,341,857
Employer contributions (assets) at end of year	2014-06-30	$519
Employer contributions (assets) at beginning of year	2014-06-30	$1,197,646
Income. Dividends from common stock	2014-06-30	$6,358,396
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$156,736,881
Liabilities. Value of benefit claims payable at end of year	2014-06-30	$980,152
Liabilities. Value of benefit claims payable at beginning of year	2014-06-30	$138,775
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Aggregate proceeds on sale of assets	2014-06-30	$33,059,936
Aggregate carrying amount (costs) on sale of assets	2014-06-30	$29,791,817
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	No
Opinion of an independent qualified public accountant for this plan	2014-06-30	Unqualified
Accountancy firm name	2014-06-30	ERNST & YOUNG LLP
Accountancy firm EIN	2014-06-30	346565596
2013 : BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-06-30	$75,314,224
Total unrealized appreciation/depreciation of assets	2013-06-30	$75,314,224
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$1,604,004
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$834,601
Total income from all sources (including contributions)	2013-06-30	$344,438,377
Total loss/gain on sale of assets	2013-06-30	$5,441,300
Total of all expenses incurred	2013-06-30	$182,324,118
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$179,028,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$122,330,176
Value of total assets at end of year	2013-06-30	$1,772,165,163
Value of total assets at beginning of year	2013-06-30	$1,609,281,501
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$3,295,295
Total interest from all sources	2013-06-30	$13,320,780
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$6,505,421
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$50,000,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Contributions received from participants	2013-06-30	$79,170,543
Participant contributions at end of year	2013-06-30	$34,559,600
Participant contributions at beginning of year	2013-06-30	$33,912,591
Participant contributions at end of year	2013-06-30	$2,809,357
Participant contributions at beginning of year	2013-06-30	$2,805,862
Assets. Other investments not covered elsewhere at end of year	2013-06-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-06-30	$1,093,971
Income. Received or receivable in cash from other sources (including rollovers)	2013-06-30	$10,331,410
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-06-30	$743,507
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-06-30	$2,380
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-06-30	$612,571
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-06-30	$478,067
Other income not declared elsewhere	2013-06-30	$-12,324,220
Administrative expenses (other) incurred	2013-06-30	$903,900
Liabilities. Value of operating payables at end of year	2013-06-30	$852,658
Liabilities. Value of operating payables at beginning of year	2013-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$162,114,259
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$1,770,561,159
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$1,608,446,900
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Investment advisory and management fees	2013-06-30	$2,391,395
Interest on participant loans	2013-06-30	$1,366,162
Interest earned on other investments	2013-06-30	$11,938,656
Value of interest in common/collective trusts at end of year	2013-06-30	$947,426,462
Value of interest in common/collective trusts at beginning of year	2013-06-30	$795,151,091
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-06-30	$14,197,171
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-06-30	$26,741,427
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-06-30	$26,741,427
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-06-30	$15,962
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-06-30	$460,264,110
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-06-30	$470,393,181
Net investment gain or loss from common/collective trusts	2013-06-30	$133,850,696
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Assets. Invements in employer securities at end of year	2013-06-30	$310,967,310
Assets. Invements in employer securities at beginning of year	2013-06-30	$277,996,222
Contributions received in cash from employer	2013-06-30	$32,828,223
Employer contributions (assets) at end of year	2013-06-30	$1,197,646
Employer contributions (assets) at beginning of year	2013-06-30	$1,184,776
Income. Dividends from common stock	2013-06-30	$6,505,421
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$179,028,823
Liabilities. Value of benefit claims payable at end of year	2013-06-30	$138,775
Liabilities. Value of benefit claims payable at beginning of year	2013-06-30	$356,534
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Aggregate proceeds on sale of assets	2013-06-30	$51,329,844
Aggregate carrying amount (costs) on sale of assets	2013-06-30	$45,888,544
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	No
Opinion of an independent qualified public accountant for this plan	2013-06-30	Unqualified
Accountancy firm name	2013-06-30	ERNST & YOUNG LLP
Accountancy firm EIN	2013-06-30	346565596
2012 : BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-06-30	$-58,311,258
Total unrealized appreciation/depreciation of assets	2012-06-30	$-58,311,258
Total transfer of assets to this plan	2012-06-30	$10,636,364
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$834,601
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$1,028,812
Total income from all sources (including contributions)	2012-06-30	$108,846,350
Total loss/gain on sale of assets	2012-06-30	$13,149,941
Total of all expenses incurred	2012-06-30	$116,434,569
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$115,115,599
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$125,510,584
Value of total assets at end of year	2012-06-30	$1,609,281,501
Value of total assets at beginning of year	2012-06-30	$1,606,427,567
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$1,318,970
Total interest from all sources	2012-06-30	$15,257,526
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$6,771,169
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$50,000,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Contributions received from participants	2012-06-30	$81,699,920
Participant contributions at end of year	2012-06-30	$33,912,591
Participant contributions at beginning of year	2012-06-30	$32,312,069
Participant contributions at end of year	2012-06-30	$2,805,862
Participant contributions at beginning of year	2012-06-30	$0
Assets. Other investments not covered elsewhere at end of year	2012-06-30	$1,093,971
Assets. Other investments not covered elsewhere at beginning of year	2012-06-30	$925,177
Income. Received or receivable in cash from other sources (including rollovers)	2012-06-30	$10,262,496
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-06-30	$2,380
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-06-30	$1,360
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-06-30	$478,067
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-06-30	$308,169
Other income not declared elsewhere	2012-06-30	$4,593,572
Administrative expenses (other) incurred	2012-06-30	$143,532
Liabilities. Value of operating payables at end of year	2012-06-30	$0
Liabilities. Value of operating payables at beginning of year	2012-06-30	$570,695
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$-7,588,219
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$1,608,446,900
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$1,605,398,755
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Investment advisory and management fees	2012-06-30	$1,175,438
Interest on participant loans	2012-06-30	$1,413,192
Interest earned on other investments	2012-06-30	$13,841,792
Value of interest in common/collective trusts at end of year	2012-06-30	$795,151,091
Value of interest in common/collective trusts at beginning of year	2012-06-30	$765,570,592
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-06-30	$26,741,427
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-06-30	$23,067,653
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-06-30	$23,067,653
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-06-30	$2,542
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-06-30	$470,393,181
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-06-30	$436,981,781
Net investment gain or loss from common/collective trusts	2012-06-30	$1,874,816
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Assets. Invements in employer securities at end of year	2012-06-30	$277,996,222
Assets. Invements in employer securities at beginning of year	2012-06-30	$347,568,935
Contributions received in cash from employer	2012-06-30	$33,548,168
Employer contributions (assets) at end of year	2012-06-30	$1,184,776
Employer contributions (assets) at beginning of year	2012-06-30	$0
Income. Dividends from common stock	2012-06-30	$6,771,169
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$115,115,599
Liabilities. Value of benefit claims payable at end of year	2012-06-30	$356,534
Liabilities. Value of benefit claims payable at beginning of year	2012-06-30	$149,948
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Aggregate proceeds on sale of assets	2012-06-30	$27,013,959
Aggregate carrying amount (costs) on sale of assets	2012-06-30	$13,864,018
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	No
Opinion of an independent qualified public accountant for this plan	2012-06-30	Unqualified
Accountancy firm name	2012-06-30	ERNST & YOUNG LLP
Accountancy firm EIN	2012-06-30	346565596
2011 : BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-06-30	$56,306,706
Total unrealized appreciation/depreciation of assets	2011-06-30	$56,306,706
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$1,028,812
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$475,984
Total income from all sources (including contributions)	2011-06-30	$391,316,672
Total loss/gain on sale of assets	2011-06-30	$27,263,407
Total of all expenses incurred	2011-06-30	$124,348,813
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$122,678,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$115,150,921
Value of total assets at end of year	2011-06-30	$1,606,427,567
Value of total assets at beginning of year	2011-06-30	$1,338,906,880
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$1,670,645
Total interest from all sources	2011-06-30	$17,905,006
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$6,943,486
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$50,000,000
If this is an individual account plan, was there a blackout period	2011-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Contributions received from participants	2011-06-30	$76,973,642
Participant contributions at end of year	2011-06-30	$32,312,069
Participant contributions at beginning of year	2011-06-30	$30,918,348
Assets. Other investments not covered elsewhere at end of year	2011-06-30	$925,177
Assets. Other investments not covered elsewhere at beginning of year	2011-06-30	$641,030
Income. Received or receivable in cash from other sources (including rollovers)	2011-06-30	$6,720,221
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-06-30	$1,360
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-06-30	$1,001
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-06-30	$308,169
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-06-30	$343,389
Other income not declared elsewhere	2011-06-30	$-1,047,065
Administrative expenses (other) incurred	2011-06-30	$1,670,645
Liabilities. Value of operating payables at end of year	2011-06-30	$570,695
Liabilities. Value of operating payables at beginning of year	2011-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$266,967,859
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$1,605,398,755
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$1,338,430,896
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Interest on participant loans	2011-06-30	$1,423,379
Interest earned on other investments	2011-06-30	$16,448,246
Value of interest in common/collective trusts at end of year	2011-06-30	$765,570,592
Value of interest in common/collective trusts at beginning of year	2011-06-30	$546,575,525
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-06-30	$23,067,653
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-06-30	$22,513,470
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-06-30	$22,513,470
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-06-30	$33,381
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-06-30	$436,981,781
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-06-30	$421,579,252
Net investment gain or loss from common/collective trusts	2011-06-30	$168,794,211
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Assets. Invements in employer securities at end of year	2011-06-30	$347,568,935
Assets. Invements in employer securities at beginning of year	2011-06-30	$316,678,254
Contributions received in cash from employer	2011-06-30	$31,457,058
Income. Dividends from common stock	2011-06-30	$6,943,486
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$122,678,168
Liabilities. Value of benefit claims payable at end of year	2011-06-30	$149,948
Liabilities. Value of benefit claims payable at beginning of year	2011-06-30	$132,595
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Aggregate proceeds on sale of assets	2011-06-30	$53,250,128
Aggregate carrying amount (costs) on sale of assets	2011-06-30	$25,986,721
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	No
Opinion of an independent qualified public accountant for this plan	2011-06-30	Unqualified
Accountancy firm name	2011-06-30	ERNST & YOUNG LLP
Accountancy firm EIN	2011-06-30	346565596
2010 : BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN

2022: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2016 form 5500 responses
2016-07-01	Type of plan entity	Single employer plan
2016-07-01	Submission has been amended	No
2016-07-01	This submission is the final filing	No
2016-07-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-07-01	Plan is a collectively bargained plan	No
2016-07-01	Plan funding arrangement – Insurance	Yes
2016-07-01	Plan funding arrangement – Trust	Yes
2016-07-01	Plan benefit arrangement - Trust	Yes
2015: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	No
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Insurance	Yes
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2009: BECTON, DICKINSON AND COMPANY SAVINGS INCENTIVE PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Insurance	Yes
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60396
Policy instance	6
Insurance contract or identification number 60396 Number of Individuals Covered 0 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00591TR
Policy instance	1
Insurance contract or identification number MDA00591TR Number of Individuals Covered 0 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062465
Policy instance	2
Insurance contract or identification number 062465 Number of Individuals Covered 0 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	BECTN-0812-01
Policy instance	3
Insurance contract or identification number BECTN-0812-01 Number of Individuals Covered 0 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060396-A
Policy instance	4
Insurance contract or identification number 060396-A Number of Individuals Covered 0 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METLIFE, INC (National Association of Insurance Commissioners NAIC id number: 97136 )
Policy contract number	038005
Policy instance	5
Insurance contract or identification number 038005 Number of Individuals Covered 0 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060396-A
Policy instance	4
Insurance contract or identification number 060396-A Number of Individuals Covered 28119 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	BECTN-0812-01
Policy instance	3
Insurance contract or identification number BECTN-0812-01 Number of Individuals Covered 28119 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062465
Policy instance	2
Insurance contract or identification number 062465 Number of Individuals Covered 28119 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00591TR
Policy instance	1
Insurance contract or identification number MDA00591TR Number of Individuals Covered 28119 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60396
Policy instance	7
Insurance contract or identification number 60396 Number of Individuals Covered 28119 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060396-B
Policy instance	5
Insurance contract or identification number 060396-B Number of Individuals Covered 28119 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METLIFE, INC (National Association of Insurance Commissioners NAIC id number: 97136 )
Policy contract number	038005
Policy instance	6
Insurance contract or identification number 038005 Number of Individuals Covered 28119 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060396-B
Policy instance	6
Insurance contract or identification number 060396-B Number of Individuals Covered 20891 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METLIFE, INC (National Association of Insurance Commissioners NAIC id number: 97136 )
Policy contract number	038005
Policy instance	7
Insurance contract or identification number 038005 Number of Individuals Covered 20891 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	GAC-32593
Policy instance	2
Insurance contract or identification number GAC-32593 Number of Individuals Covered 20891 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062465
Policy instance	3
Insurance contract or identification number 062465 Number of Individuals Covered 20891 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60396
Policy instance	8
Insurance contract or identification number 60396 Number of Individuals Covered 20891 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00591TR
Policy instance	1
Insurance contract or identification number MDA00591TR Number of Individuals Covered 20891 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060396-A
Policy instance	5
Insurance contract or identification number 060396-A Number of Individuals Covered 20891 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	BECTN-0812-01
Policy instance	4
Insurance contract or identification number BECTN-0812-01 Number of Individuals Covered 20891 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00591TR
Policy instance	1
Insurance contract or identification number MDA00591TR Number of Individuals Covered 14017 Insurance policy start date 2015-07-01 Insurance policy end date 2016-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	GAC-32593
Policy instance	2
Insurance contract or identification number GAC-32593 Number of Individuals Covered 14017 Insurance policy start date 2015-07-01 Insurance policy end date 2016-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	BECTN-0812-01
Policy instance	4
Insurance contract or identification number BECTN-0812-01 Number of Individuals Covered 14017 Insurance policy start date 2015-07-01 Insurance policy end date 2016-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060396-A
Policy instance	5
Insurance contract or identification number 060396-A Number of Individuals Covered 14017 Insurance policy start date 2015-07-01 Insurance policy end date 2016-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060396-B
Policy instance	6
Insurance contract or identification number 060396-B Number of Individuals Covered 14017 Insurance policy start date 2015-07-01 Insurance policy end date 2016-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062465
Policy instance	3
Insurance contract or identification number 062465 Number of Individuals Covered 14017 Insurance policy start date 2015-07-01 Insurance policy end date 2016-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060396-B
Policy instance	6
Insurance contract or identification number 060396-B Number of Individuals Covered 13757 Insurance policy start date 2014-07-01 Insurance policy end date 2015-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00591TR
Policy instance	1
Insurance contract or identification number MDA00591TR Number of Individuals Covered 13757 Insurance policy start date 2014-07-01 Insurance policy end date 2015-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	GAC-32593
Policy instance	2
Insurance contract or identification number GAC-32593 Number of Individuals Covered 13757 Insurance policy start date 2014-07-01 Insurance policy end date 2015-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062465
Policy instance	3
Insurance contract or identification number 062465 Number of Individuals Covered 13757 Insurance policy start date 2014-07-01 Insurance policy end date 2015-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	BECTN-0812-01
Policy instance	4
Insurance contract or identification number BECTN-0812-01 Number of Individuals Covered 13757 Insurance policy start date 2014-07-01 Insurance policy end date 2015-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060396-A
Policy instance	5
Insurance contract or identification number 060396-A Number of Individuals Covered 13757 Insurance policy start date 2014-07-01 Insurance policy end date 2015-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062465
Policy instance	3
Insurance contract or identification number 062465 Number of Individuals Covered 13616 Insurance policy start date 2013-07-01 Insurance policy end date 2014-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060396-A
Policy instance	5
Insurance contract or identification number 060396-A Number of Individuals Covered 13616 Insurance policy start date 2013-07-01 Insurance policy end date 2014-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	BECTN-0812-01
Policy instance	4
Insurance contract or identification number BECTN-0812-01 Number of Individuals Covered 13616 Insurance policy start date 2013-07-01 Insurance policy end date 2014-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00591TR
Policy instance	1
Insurance contract or identification number MDA00591TR Number of Individuals Covered 13616 Insurance policy start date 2013-07-01 Insurance policy end date 2014-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	GAC-32593
Policy instance	2
Insurance contract or identification number GAC-32593 Number of Individuals Covered 13616 Insurance policy start date 2013-07-01 Insurance policy end date 2014-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060396-B
Policy instance	6
Insurance contract or identification number 060396-B Number of Individuals Covered 13616 Insurance policy start date 2013-07-01 Insurance policy end date 2014-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00591TR
Policy instance	2
Insurance contract or identification number MDA00591TR Number of Individuals Covered 13348 Insurance policy start date 2012-07-01 Insurance policy end date 2013-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060396-A
Policy instance	8
Insurance contract or identification number 060396-A Number of Individuals Covered 13348 Insurance policy start date 2012-07-01 Insurance policy end date 2013-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060396-B
Policy instance	1
Insurance contract or identification number 060396-B Number of Individuals Covered 13348 Insurance policy start date 2012-07-01 Insurance policy end date 2013-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	BECTN-0812-01
Policy instance	7
Insurance contract or identification number BECTN-0812-01 Number of Individuals Covered 13348 Insurance policy start date 2012-07-01 Insurance policy end date 2013-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062465
Policy instance	6
Insurance contract or identification number 062465 Number of Individuals Covered 13348 Insurance policy start date 2012-07-01 Insurance policy end date 2013-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	GAC-32593
Policy instance	5
Insurance contract or identification number GAC-32593 Number of Individuals Covered 13348 Insurance policy start date 2012-07-01 Insurance policy end date 2013-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
STATE STREET BANK & TRUST COMPANY (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	103054
Policy instance	4
Insurance contract or identification number 103054 Number of Individuals Covered 0 Insurance policy start date 2012-07-01 Insurance policy end date 2013-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIXIS CAPITAL MARKETS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	1239-02
Policy instance	3
Insurance contract or identification number 1239-02 Number of Individuals Covered 0 Insurance policy start date 2012-07-01 Insurance policy end date 2013-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	GAC-32593
Policy instance	6
Insurance contract or identification number GAC-32593 Number of Individuals Covered 13405 Insurance policy start date 2011-07-01 Insurance policy end date 2012-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62465
Policy instance	7
Insurance contract or identification number GA-62465 Number of Individuals Covered 13405 Insurance policy start date 2011-07-01 Insurance policy end date 2012-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIXIS CAPITAL MARKETS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	1239-02
Policy instance	3
Insurance contract or identification number 1239-02 Number of Individuals Covered 13405 Insurance policy start date 2011-07-01 Insurance policy end date 2012-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
STATE STREET BANK & TRUST COMPANY (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	103054
Policy instance	5
Insurance contract or identification number 103054 Number of Individuals Covered 13405 Insurance policy start date 2011-07-01 Insurance policy end date 2012-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
JP MORGAN CHASE BANK, N.A. (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	ABECTON1-MGC
Policy instance	1
Insurance contract or identification number ABECTON1-MGC Number of Individuals Covered 0 Insurance policy start date 2011-07-01 Insurance policy end date 2012-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00591TR
Policy instance	2
Insurance contract or identification number MDA00591TR Number of Individuals Covered 13405 Insurance policy start date 2011-07-01 Insurance policy end date 2012-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RABOBANK NEDERLAND (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	BDX080301
Policy instance	4
Insurance contract or identification number BDX080301 Number of Individuals Covered 13405 Insurance policy start date 2011-07-01 Insurance policy end date 2012-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RABOBANK NEDERLAND (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	BDX080301
Policy instance	4
Insurance contract or identification number BDX080301 Number of Individuals Covered 14444 Insurance policy start date 2010-07-01 Insurance policy end date 2011-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIXIS CAPITAL MARKETS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	1239-02
Policy instance	3
Insurance contract or identification number 1239-02 Number of Individuals Covered 14444 Insurance policy start date 2010-07-01 Insurance policy end date 2011-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
STATE STREET BANK & TRUST COMPANY (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	103054
Policy instance	5
Insurance contract or identification number 103054 Number of Individuals Covered 14444 Insurance policy start date 2010-07-01 Insurance policy end date 2011-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
JP MORGAN CHASE BANK, N.A. (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	ABECTON1-MGC
Policy instance	1
Insurance contract or identification number ABECTON1-MGC Number of Individuals Covered 14444 Insurance policy start date 2010-07-01 Insurance policy end date 2011-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00591TR
Policy instance	2
Insurance contract or identification number MDA00591TR Number of Individuals Covered 14444 Insurance policy start date 2010-07-01 Insurance policy end date 2011-06-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No