HOFFMANN-LA ROCHE INC. has sponsored the creation of one or more 401k plans.
Additional information about HOFFMANN-LA ROCHE INC.
Submission information for form 5500 for 401k plan ROCHE SAVINGS AND PAY DEFERRAL PLAN
| Measure | Date | Value |
|---|
| 2012 : ROCHE SAVINGS AND PAY DEFERRAL PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-09-28 | $0 |
| Total transfer of assets to this plan | 2012-09-28 | $0 |
| Total transfer of assets from this plan | 2012-09-28 | $1,482,982,662 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-28 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-28 | $0 |
| Total income from all sources (including contributions) | 2012-09-28 | $180,467,178 |
| Total loss/gain on sale of assets | 2012-09-28 | $0 |
| Total of all expenses incurred | 2012-09-28 | $244,983,589 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-28 | $244,539,816 |
| Value of total corrective distributions | 2012-09-28 | $16,502 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-28 | $43,030,453 |
| Value of total assets at end of year | 2012-09-28 | $0 |
| Value of total assets at beginning of year | 2012-09-28 | $1,547,499,073 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-09-28 | $427,271 |
| Total interest from all sources | 2012-09-28 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-09-28 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-09-28 | No |
| Was this plan covered by a fidelity bond | 2012-09-28 | Yes |
| Value of fidelity bond cover | 2012-09-28 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-09-28 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-09-28 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-09-28 | No |
| Contributions received from participants | 2012-09-28 | $31,131,166 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-09-28 | $454,419 |
| Administrative expenses (other) incurred | 2012-09-28 | $427,271 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-28 | No |
| Value of net income/loss | 2012-09-28 | $-64,516,411 |
| Value of net assets at end of year (total assets less liabilities) | 2012-09-28 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-09-28 | $1,547,499,073 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-09-28 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-28 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-09-28 | No |
| Value of interest in master investment trust accounts at end of year | 2012-09-28 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2012-09-28 | $1,547,499,073 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-28 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-09-28 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-09-28 | No |
| Contributions received in cash from employer | 2012-09-28 | $11,444,868 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-09-28 | $244,539,816 |
| Did the plan have assets held for investment | 2012-09-28 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-28 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-09-28 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-09-28 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-09-28 | Disclaimer |
| Accountancy firm name | 2012-09-28 | MCGLADREY, LLP |
| Accountancy firm EIN | 2012-09-28 | 420714325 |
| 2011 : ROCHE SAVINGS AND PAY DEFERRAL PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2011-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $13,341 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $13,341 |
| Total transfer of assets to this plan | 2011-12-31 | $23,730,997 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,597,686 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $122,678 |
| Total income from all sources (including contributions) | 2011-12-31 | $178,597,547 |
| Total loss/gain on sale of assets | 2011-12-31 | $3,829 |
| Total of all expenses incurred | 2011-12-31 | $261,669,617 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $259,790,903 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $39,600 |
| Value of total corrective distributions | 2011-12-31 | $42,780 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $174,188,806 |
| Value of total assets at end of year | 2011-12-31 | $2,245,982,592 |
| Value of total assets at beginning of year | 2011-12-31 | $2,303,848,657 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,796,334 |
| Total interest from all sources | 2011-12-31 | $7,289,698 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $25,420,633 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $25,400,135 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $104,571,152 |
| Participant contributions at end of year | 2011-12-31 | $14,108,755 |
| Participant contributions at beginning of year | 2011-12-31 | $12,781,833 |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $4,984,766 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $811,365 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $111,727 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $1,483,258 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $17,103 |
| Other income not declared elsewhere | 2011-12-31 | $23,941,961 |
| Administrative expenses (other) incurred | 2011-12-31 | $476,528 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $114,428 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $105,575 |
| Total non interest bearing cash at end of year | 2011-12-31 | $18,452 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $4,468 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-83,072,070 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $2,244,384,906 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,303,725,979 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $1,319,806 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $975,457,958 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $1,338,171,962 |
| Interest on participant loans | 2011-12-31 | $627,952 |
| Interest earned on other investments | 2011-12-31 | $6,597,706 |
| Value of interest in master investment trust accounts at end of year | 2011-12-31 | $1,547,499,073 |
| Value of interest in master investment trust accounts at beginning of year | 2011-12-31 | $1,659,478,693 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $580,266,730 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $277,249,469 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $93,521,760 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $97,299,940 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $97,299,940 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $64,040 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $580,989,318 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $577,328,804 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-50,556,873 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $-1,703,848 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $64,632,888 |
| Income. Dividends from common stock | 2011-12-31 | $20,498 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $259,790,903 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $808,254 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $900,454 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $114,439 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $110,610 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | MCGLADREY, LLP |
| Accountancy firm EIN | 2011-12-31 | 420714325 |
| 2010 : ROCHE SAVINGS AND PAY DEFERRAL PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $88,562 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $88,562 |
| Total transfer of assets to this plan | 2010-12-31 | $177,495 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $122,678 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $1,667,985 |
| Total income from all sources (including contributions) | 2010-12-31 | $406,242,785 |
| Total loss/gain on sale of assets | 2010-12-31 | $2,722 |
| Total of all expenses incurred | 2010-12-31 | $196,548,253 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $194,616,331 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $83,167 |
| Value of total corrective distributions | 2010-12-31 | $19,239 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $175,414,265 |
| Value of total assets at end of year | 2010-12-31 | $2,303,848,657 |
| Value of total assets at beginning of year | 2010-12-31 | $2,095,521,937 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,829,516 |
| Total interest from all sources | 2010-12-31 | $7,600,850 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $23,025,002 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $23,007,073 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $107,257,938 |
| Participant contributions at end of year | 2010-12-31 | $12,781,833 |
| Participant contributions at beginning of year | 2010-12-31 | $11,540,617 |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $509,015,204 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $4,839,903 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $111,727 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $160,939 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $17,103 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $1,562,683 |
| Other income not declared elsewhere | 2010-12-31 | $10,367,429 |
| Administrative expenses (other) incurred | 2010-12-31 | $635,633 |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $105,575 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $105,302 |
| Total non interest bearing cash at end of year | 2010-12-31 | $4,468 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $6,783 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $209,694,532 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,303,725,979 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,093,853,952 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $1,193,883 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $1,338,171,962 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $1,152,669,675 |
| Interest on participant loans | 2010-12-31 | $580,311 |
| Interest earned on other investments | 2010-12-31 | $6,865,812 |
| Value of interest in master investment trust accounts at end of year | 2010-12-31 | $1,659,478,693 |
| Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $1,548,662,314 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $277,249,469 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $218,913,854 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $97,299,940 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $50,489,659 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $50,489,659 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $154,727 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $577,328,804 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $151,580,870 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $155,912,127 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $33,831,828 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $63,316,424 |
| Income. Dividends from common stock | 2010-12-31 | $17,929 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $194,616,331 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $900,454 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $1,144,336 |
| Did the plan have assets held for investment | 2010-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $336,705 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $333,983 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | MCGLADREY AND PULLEN, LLP |
| Accountancy firm EIN | 2010-12-31 | 420714325 |
