HOFFMANN-LA ROCHE INC. has sponsored the creation of one or more 401k plans.
Additional information about HOFFMANN-LA ROCHE INC.
Submission information for form 5500 for 401k plan PRESCRIPTION PLAN OF HOFFMANN-LA ROCHE INC.
401k plan membership statisitcs for PRESCRIPTION PLAN OF HOFFMANN-LA ROCHE INC.
| Measure | Date | Value |
|---|
| 2012 : PRESCRIPTION PLAN OF HOFFMANN-LA ROCHE INC. 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $16,054 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $104,733 |
| Total income from all sources (including contributions) | 2012-12-31 | $840,092 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $404,346 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $378,080 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $40,694 |
| Value of total assets at end of year | 2012-12-31 | $1,489,145 |
| Value of total assets at beginning of year | 2012-12-31 | $1,142,078 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $26,266 |
| Total interest from all sources | 2012-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $24,570 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $4 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $1,591 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $48,868 |
| Other income not declared elsewhere | 2012-12-31 | $792,583 |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $182 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $54,551 |
| Total non interest bearing cash at end of year | 2012-12-31 | $1,142 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $435,746 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $1,473,091 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,037,345 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $722,106 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $0 |
| Value of interest in master investment trust accounts at end of year | 2012-12-31 | $725,199 |
| Value of interest in master investment trust accounts at beginning of year | 2012-12-31 | $722,898 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $414,926 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $4,254 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $4,254 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $6 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $99 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $40,694 |
| Employer contributions (assets) at end of year | 2012-12-31 | $40,694 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $378,080 |
| Contract administrator fees | 2012-12-31 | $1,696 |
| Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $14,281 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $1,314 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | MCGLADREY, LLP |
| Accountancy firm EIN | 2012-12-31 | 420714325 |
| 2011 : PRESCRIPTION PLAN OF HOFFMANN-LA ROCHE INC. 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $104,733 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $343,752 |
| Total income from all sources (including contributions) | 2011-12-31 | $3,499,992 |
| Total loss/gain on sale of assets | 2011-12-31 | $2,078 |
| Total of all expenses incurred | 2011-12-31 | $2,202,358 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,474,206 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $3,491,316 |
| Value of total assets at end of year | 2011-12-31 | $1,142,078 |
| Value of total assets at beginning of year | 2011-12-31 | $83,463 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $728,152 |
| Total interest from all sources | 2011-12-31 | $-8 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $27,300 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $132,899 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $48,868 |
| Administrative expenses (other) incurred | 2011-12-31 | $700,852 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $54,551 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $325,230 |
| Value of net income/loss | 2011-12-31 | $1,297,634 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,037,345 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $-260,289 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2011-12-31 | $722,898 |
| Value of interest in master investment trust accounts at beginning of year | 2011-12-31 | $83,463 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $414,926 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $4,254 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $-8 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $24 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Contributions received in cash from employer | 2011-12-31 | $3,358,417 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,474,206 |
| Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $1,314 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $18,522 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2011-12-31 | $2,078 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | MCGLADREY, LLP |
| Accountancy firm EIN | 2011-12-31 | 420714325 |
| 2010 : PRESCRIPTION PLAN OF HOFFMANN-LA ROCHE INC. 2010 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $563,604 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $344,641 |
| Total income from all sources (including contributions) | 2010-12-31 | $17,194,508 |
| Total loss/gain on sale of assets | 2010-12-31 | $27,772 |
| Total of all expenses incurred | 2010-12-31 | $17,119,372 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $17,075,436 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $17,112,365 |
| Value of total assets at end of year | 2010-12-31 | $83,463 |
| Value of total assets at beginning of year | 2010-12-31 | $9,216 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $43,936 |
| Total interest from all sources | 2010-12-31 | $-204 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $26,500 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $1,547,112 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $1,312,365 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $219,852 |
| Administrative expenses (other) incurred | 2010-12-31 | $0 |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $325,230 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $271,545 |
| Value of net income/loss | 2010-12-31 | $75,136 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $-480,141 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $-335,425 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2010-12-31 | $83,463 |
| Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $9,216 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $-204 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $30 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Contributions received in cash from employer | 2010-12-31 | $14,252,888 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $17,075,436 |
| Contract administrator fees | 2010-12-31 | $17,436 |
| Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $18,522 |
| Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $73,096 |
| Did the plan have assets held for investment | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $27,772 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | MCGLADREY AND PULLEN, LLP |
| Accountancy firm EIN | 2010-12-31 | 420714325 |
