HOFFMANN-LA ROCHE INC. has sponsored the creation of one or more 401k plans.
Additional information about HOFFMANN-LA ROCHE INC.
Submission information for form 5500 for 401k plan ROCHE POST EMPLOYMENT HEALTH CARE PLAN
| Measure | Date | Value |
|---|
| 2023 : ROCHE POST EMPLOYMENT HEALTH CARE PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $1,928,907 |
| Total income from all sources (including contributions) | 2023-12-31 | $87,790,953 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $36,767,503 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $34,775,075 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $43,230,990 |
| Value of total assets at end of year | 2023-12-31 | $356,148,354 |
| Value of total assets at beginning of year | 2023-12-31 | $307,053,811 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $1,992,428 |
| Total interest from all sources | 2023-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $6,230,990 |
| Participant contributions at end of year | 2023-12-31 | $0 |
| Participant contributions at beginning of year | 2023-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-12-31 | $2,627,887 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2023-12-31 | $979,653 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2023-12-31 | $0 |
| Administrative expenses (other) incurred | 2023-12-31 | $1,992,428 |
| Liabilities. Value of operating payables at end of year | 2023-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2023-12-31 | $205,289 |
| Total non interest bearing cash at end of year | 2023-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2023-12-31 | $755,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $51,023,450 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $356,148,354 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $305,124,904 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2023-12-31 | $356,148,354 |
| Value of interest in master investment trust accounts at beginning of year | 2023-12-31 | $303,670,924 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2023-12-31 | $4,066,184 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $37,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $30,708,891 |
| Liabilities. Value of benefit claims payable at end of year | 2023-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2023-12-31 | $1,723,618 |
| Did the plan have assets held for investment | 2023-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | GRANT THORNTON LLP |
| Accountancy firm EIN | 2023-12-31 | 366055558 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $1,928,907 |
| Total income from all sources (including contributions) | 2023-01-01 | $87,790,953 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $36,767,503 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $34,775,075 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $43,230,990 |
| Value of total assets at end of year | 2023-01-01 | $356,148,354 |
| Value of total assets at beginning of year | 2023-01-01 | $307,053,811 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $1,992,428 |
| Total interest from all sources | 2023-01-01 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $6,230,990 |
| Participant contributions at end of year | 2023-01-01 | $0 |
| Participant contributions at beginning of year | 2023-01-01 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-01-01 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-01-01 | $2,627,887 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2023-01-01 | $979,653 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2023-01-01 | $0 |
| Administrative expenses (other) incurred | 2023-01-01 | $1,992,428 |
| Liabilities. Value of operating payables at end of year | 2023-01-01 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2023-01-01 | $205,289 |
| Total non interest bearing cash at end of year | 2023-01-01 | $0 |
| Total non interest bearing cash at beginning of year | 2023-01-01 | $755,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $51,023,450 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $356,148,354 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $305,124,904 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in master investment trust accounts at end of year | 2023-01-01 | $356,148,354 |
| Value of interest in master investment trust accounts at beginning of year | 2023-01-01 | $303,670,924 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2023-01-01 | $4,066,184 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $37,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $30,708,891 |
| Liabilities. Value of benefit claims payable at end of year | 2023-01-01 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2023-01-01 | $1,723,618 |
| Did the plan have assets held for investment | 2023-01-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | GRANT THORNTON LLP |
| Accountancy firm EIN | 2023-01-01 | 366055558 |
| 2022 : ROCHE POST EMPLOYMENT HEALTH CARE PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $1,928,907 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $1,747,526 |
| Total income from all sources (including contributions) | 2022-12-31 | $-38,190,613 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $41,607,857 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $40,560,199 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $50,503,599 |
| Value of total assets at end of year | 2022-12-31 | $307,053,811 |
| Value of total assets at beginning of year | 2022-12-31 | $386,670,900 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $1,047,658 |
| Total interest from all sources | 2022-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Administrative expenses professional fees incurred | 2022-12-31 | $1,047,658 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $8,949,346 |
| Participant contributions at end of year | 2022-12-31 | $0 |
| Participant contributions at beginning of year | 2022-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $2,627,887 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $8,953,035 |
| Liabilities. Value of operating payables at end of year | 2022-12-31 | $205,289 |
| Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $109,518 |
| Total non interest bearing cash at end of year | 2022-12-31 | $755,000 |
| Total non interest bearing cash at beginning of year | 2022-12-31 | $678,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-79,798,470 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $305,124,904 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $384,923,374 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2022-12-31 | $303,670,924 |
| Value of interest in master investment trust accounts at beginning of year | 2022-12-31 | $377,039,865 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $774,918 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $41,554,253 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $39,785,281 |
| Liabilities. Value of benefit claims payable at end of year | 2022-12-31 | $1,723,618 |
| Liabilities. Value of benefit claims payable at beginning of year | 2022-12-31 | $1,638,008 |
| Did the plan have assets held for investment | 2022-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | RSM US LLP |
| Accountancy firm EIN | 2022-12-31 | 420714325 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $1,928,907 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $1,747,526 |
| Total income from all sources (including contributions) | 2022-01-01 | $-38,190,613 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $41,607,857 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $40,560,199 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $50,503,599 |
| Value of total assets at end of year | 2022-01-01 | $307,053,811 |
| Value of total assets at beginning of year | 2022-01-01 | $386,670,900 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $1,047,658 |
| Total interest from all sources | 2022-01-01 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Administrative expenses professional fees incurred | 2022-01-01 | $1,047,658 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $8,949,346 |
| Participant contributions at end of year | 2022-01-01 | $0 |
| Participant contributions at beginning of year | 2022-01-01 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-01-01 | $2,627,887 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-01-01 | $8,953,035 |
| Liabilities. Value of operating payables at end of year | 2022-01-01 | $205,289 |
| Liabilities. Value of operating payables at beginning of year | 2022-01-01 | $109,518 |
| Total non interest bearing cash at end of year | 2022-01-01 | $755,000 |
| Total non interest bearing cash at beginning of year | 2022-01-01 | $678,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-79,798,470 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $305,124,904 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $384,923,374 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in master investment trust accounts at end of year | 2022-01-01 | $303,670,924 |
| Value of interest in master investment trust accounts at beginning of year | 2022-01-01 | $377,039,865 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-01-01 | $774,918 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $41,554,253 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $39,785,281 |
| Liabilities. Value of benefit claims payable at end of year | 2022-01-01 | $1,723,618 |
| Liabilities. Value of benefit claims payable at beginning of year | 2022-01-01 | $1,638,008 |
| Did the plan have assets held for investment | 2022-01-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | RSM US LLP |
| Accountancy firm EIN | 2022-01-01 | 420714325 |
| 2021 : ROCHE POST EMPLOYMENT HEALTH CARE PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $1,747,526 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $1,797,206 |
| Total income from all sources (including contributions) | 2021-12-31 | $42,705,641 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $34,325,470 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $32,944,941 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $14,434,625 |
| Value of total assets at end of year | 2021-12-31 | $386,670,900 |
| Value of total assets at beginning of year | 2021-12-31 | $378,340,409 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $1,380,529 |
| Total interest from all sources | 2021-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Administrative expenses professional fees incurred | 2021-12-31 | $1,380,529 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $9,016,726 |
| Participant contributions at end of year | 2021-12-31 | $0 |
| Participant contributions at beginning of year | 2021-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $8,953,035 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $6,042,699 |
| Liabilities. Value of operating payables at end of year | 2021-12-31 | $109,518 |
| Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $118,853 |
| Total non interest bearing cash at end of year | 2021-12-31 | $678,000 |
| Total non interest bearing cash at beginning of year | 2021-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $8,380,171 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $384,923,374 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $376,543,203 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2021-12-31 | $377,039,865 |
| Value of interest in master investment trust accounts at beginning of year | 2021-12-31 | $372,297,710 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $847,372 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $5,417,899 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $32,097,569 |
| Liabilities. Value of benefit claims payable at end of year | 2021-12-31 | $1,638,008 |
| Liabilities. Value of benefit claims payable at beginning of year | 2021-12-31 | $1,678,353 |
| Did the plan have assets held for investment | 2021-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | RSM US LLP |
| Accountancy firm EIN | 2021-12-31 | 420714325 |
| 2020 : ROCHE POST EMPLOYMENT HEALTH CARE PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $1,797,206 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $1,444,417 |
| Total income from all sources (including contributions) | 2020-12-31 | $47,288,074 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $33,419,752 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $32,028,437 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $13,466,418 |
| Value of total assets at end of year | 2020-12-31 | $378,340,409 |
| Value of total assets at beginning of year | 2020-12-31 | $364,119,298 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $1,391,315 |
| Total interest from all sources | 2020-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Administrative expenses professional fees incurred | 2020-12-31 | $1,391,315 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $8,112,440 |
| Participant contributions at end of year | 2020-12-31 | $0 |
| Participant contributions at beginning of year | 2020-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $6,042,699 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $1,383,397 |
| Liabilities. Value of operating payables at end of year | 2020-12-31 | $118,853 |
| Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $115,402 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $13,868,322 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $376,543,203 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $362,674,881 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2020-12-31 | $372,297,710 |
| Value of interest in master investment trust accounts at beginning of year | 2020-12-31 | $362,735,901 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $1,052,543 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $5,353,978 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $30,975,894 |
| Liabilities. Value of benefit claims payable at end of year | 2020-12-31 | $1,678,353 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $1,329,015 |
| Did the plan have assets held for investment | 2020-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | RSM US LLP |
| Accountancy firm EIN | 2020-12-31 | 420714325 |
| 2019 : ROCHE POST EMPLOYMENT HEALTH CARE PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $1,444,417 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $1,444,417 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $1,071,128 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $1,071,128 |
| Total income from all sources (including contributions) | 2019-12-31 | $101,515,228 |
| Total income from all sources (including contributions) | 2019-12-31 | $101,515,228 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $46,418,183 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $43,295,360 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $0 |
| Value of total assets at end of year | 2019-12-31 | $364,119,298 |
| Value of total assets at end of year | 2019-12-31 | $364,119,298 |
| Value of total assets at beginning of year | 2019-12-31 | $308,648,964 |
| Value of total assets at beginning of year | 2019-12-31 | $308,648,964 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $3,122,823 |
| Total interest from all sources | 2019-12-31 | $18,135,949 |
| Total interest from all sources | 2019-12-31 | $18,135,949 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Administrative expenses professional fees incurred | 2019-12-31 | $3,122,823 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Participant contributions at end of year | 2019-12-31 | $0 |
| Participant contributions at end of year | 2019-12-31 | $0 |
| Participant contributions at beginning of year | 2019-12-31 | $0 |
| Participant contributions at beginning of year | 2019-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $1,383,397 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $1,383,397 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $2,062,221 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $2,062,221 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $115,402 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $115,402 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $121,078 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $121,078 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $55,097,045 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $362,674,881 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $362,674,881 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $307,577,836 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $307,577,836 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Income. Interest from US Government securities | 2019-12-31 | $9,322,408 |
| Income. Interest from US Government securities | 2019-12-31 | $9,322,408 |
| Value of interest in master investment trust accounts at end of year | 2019-12-31 | $362,735,901 |
| Value of interest in master investment trust accounts at end of year | 2019-12-31 | $362,735,901 |
| Value of interest in master investment trust accounts at beginning of year | 2019-12-31 | $306,586,743 |
| Value of interest in master investment trust accounts at beginning of year | 2019-12-31 | $306,586,743 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $8,813,541 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $8,813,541 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $867,481 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $867,481 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $42,427,879 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $42,427,879 |
| Liabilities. Value of benefit claims payable at end of year | 2019-12-31 | $1,329,015 |
| Liabilities. Value of benefit claims payable at end of year | 2019-12-31 | $1,329,015 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $950,050 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $950,050 |
| Did the plan have assets held for investment | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | RSM US LLP |
| Accountancy firm EIN | 2019-12-31 | 420714325 |
| 2018 : ROCHE POST EMPLOYMENT HEALTH CARE PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $1,071,128 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $3,327,008 |
| Total income from all sources (including contributions) | 2018-12-31 | $32,972,407 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $46,207,981 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $44,940,809 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $57,074,784 |
| Value of total assets at end of year | 2018-12-31 | $308,648,964 |
| Value of total assets at beginning of year | 2018-12-31 | $324,140,418 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $1,267,172 |
| Total interest from all sources | 2018-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Administrative expenses professional fees incurred | 2018-12-31 | $1,267,172 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $9,437,384 |
| Participant contributions at end of year | 2018-12-31 | $0 |
| Participant contributions at beginning of year | 2018-12-31 | $1,542,241 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $2,062,221 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $53,454 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $121,078 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $226,766 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-13,235,574 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $307,577,836 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $320,813,410 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2018-12-31 | $306,586,743 |
| Value of interest in master investment trust accounts at beginning of year | 2018-12-31 | $322,544,723 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $875,116 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $47,637,400 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $44,065,693 |
| Liabilities. Value of benefit claims payable at end of year | 2018-12-31 | $950,050 |
| Liabilities. Value of benefit claims payable at beginning of year | 2018-12-31 | $3,100,242 |
| Did the plan have assets held for investment | 2018-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | RSM US LLP |
| Accountancy firm EIN | 2018-12-31 | 420714325 |
| 2017 : ROCHE POST EMPLOYMENT HEALTH CARE PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $3,327,008 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $2,104,267 |
| Total income from all sources (including contributions) | 2017-12-31 | $62,175,264 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $48,350,682 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $47,326,117 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $16,269,489 |
| Value of total assets at end of year | 2017-12-31 | $324,140,418 |
| Value of total assets at beginning of year | 2017-12-31 | $309,093,095 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $1,024,565 |
| Total interest from all sources | 2017-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Administrative expenses professional fees incurred | 2017-12-31 | $1,024,565 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $8,523,328 |
| Participant contributions at end of year | 2017-12-31 | $1,542,241 |
| Participant contributions at beginning of year | 2017-12-31 | $489,960 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $53,454 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $996,079 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $226,766 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $129,737 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $13,824,582 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $320,813,410 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $306,988,828 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2017-12-31 | $322,544,723 |
| Value of interest in master investment trust accounts at beginning of year | 2017-12-31 | $307,607,056 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $949,238 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $7,746,161 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $46,376,879 |
| Liabilities. Value of benefit claims payable at end of year | 2017-12-31 | $3,100,242 |
| Liabilities. Value of benefit claims payable at beginning of year | 2017-12-31 | $1,974,530 |
| Did the plan have assets held for investment | 2017-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | RSM US LLP |
| Accountancy firm EIN | 2017-12-31 | 420714325 |
| 2016 : ROCHE POST EMPLOYMENT HEALTH CARE PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $2,104,267 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $2,246,694 |
| Total income from all sources (including contributions) | 2016-12-31 | $46,284,515 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $49,257,248 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $47,559,883 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $19,912,949 |
| Value of total assets at end of year | 2016-12-31 | $309,093,095 |
| Value of total assets at beginning of year | 2016-12-31 | $312,208,255 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,697,365 |
| Total interest from all sources | 2016-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Administrative expenses professional fees incurred | 2016-12-31 | $1,697,365 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | Yes |
| Amount of non-exempt transactions with any party-in-interest | 2016-12-31 | $132,194 |
| Contributions received from participants | 2016-12-31 | $9,314,148 |
| Participant contributions at end of year | 2016-12-31 | $489,960 |
| Participant contributions at beginning of year | 2016-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $996,079 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $1,029,970 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $129,737 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $138,201 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $-2,972,733 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $306,988,828 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $309,961,561 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2016-12-31 | $307,607,056 |
| Value of interest in master investment trust accounts at beginning of year | 2016-12-31 | $311,178,285 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $1,051,771 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $10,598,801 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $46,508,112 |
| Liabilities. Value of benefit claims payable at end of year | 2016-12-31 | $1,974,530 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $2,108,493 |
| Did the plan have assets held for investment | 2016-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | RSM US LLP |
| Accountancy firm EIN | 2016-12-31 | 420714325 |
| 2015 : ROCHE POST EMPLOYMENT HEALTH CARE PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $2,246,694 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $2,034,124 |
| Total income from all sources (including contributions) | 2015-12-31 | $2,468,439 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $43,684,314 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $41,635,968 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $12,339,566 |
| Value of total assets at end of year | 2015-12-31 | $312,208,255 |
| Value of total assets at beginning of year | 2015-12-31 | $353,211,560 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $2,048,346 |
| Total interest from all sources | 2015-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Administrative expenses professional fees incurred | 2015-12-31 | $41,281 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $11,799,622 |
| Participant contributions at end of year | 2015-12-31 | $0 |
| Participant contributions at beginning of year | 2015-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $539,944 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $1,029,970 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $896,076 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
| Administrative expenses (other) incurred | 2015-12-31 | $2,007,065 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $138,201 |
| Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $143,184 |
| Total non interest bearing cash at end of year | 2015-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-41,215,875 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $309,961,561 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $351,177,436 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $0 |
| Value of interest in master investment trust accounts at end of year | 2015-12-31 | $311,178,285 |
| Value of interest in master investment trust accounts at beginning of year | 2015-12-31 | $352,315,484 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $1,120,690 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Employer contributions (assets) at end of year | 2015-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $40,515,278 |
| Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $2,108,493 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-12-31 | $1,890,940 |
| Did the plan have assets held for investment | 2015-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | RSM US LLP |
| Accountancy firm EIN | 2015-12-31 | 420714325 |
| 2014 : ROCHE POST EMPLOYMENT HEALTH CARE PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $2,034,124 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $2,649,142 |
| Total income from all sources (including contributions) | 2014-12-31 | $43,024,194 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $45,791,447 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $43,978,576 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $10,833,880 |
| Value of total assets at end of year | 2014-12-31 | $353,211,560 |
| Value of total assets at beginning of year | 2014-12-31 | $356,593,831 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,812,871 |
| Total interest from all sources | 2014-12-31 | $-3 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $56,872 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $4,953,660 |
| Participant contributions at end of year | 2014-12-31 | $0 |
| Participant contributions at beginning of year | 2014-12-31 | $4,875,446 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $253,052 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $896,076 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $702,594 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $0 |
| Other income not declared elsewhere | 2014-12-31 | $0 |
| Administrative expenses (other) incurred | 2014-12-31 | $1,755,999 |
| Liabilities. Value of operating payables at end of year | 2014-12-31 | $143,184 |
| Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $223,069 |
| Total non interest bearing cash at end of year | 2014-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-2,767,253 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $351,177,436 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $353,944,689 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $1,183,563 |
| Value of interest in master investment trust accounts at end of year | 2014-12-31 | $352,315,484 |
| Value of interest in master investment trust accounts at beginning of year | 2014-12-31 | $349,832,228 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $-3 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $1,132,113 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $102 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $5,627,168 |
| Employer contributions (assets) at end of year | 2014-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $42,846,463 |
| Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $1,890,940 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $2,426,073 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | MCGLADREY,LLP |
| Accountancy firm EIN | 2014-12-31 | 420714325 |
| 2013 : ROCHE POST EMPLOYMENT HEALTH CARE PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $2,649,142 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $2,486,144 |
| Total income from all sources (including contributions) | 2013-12-31 | $42,541,320 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $40,328,386 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $38,619,954 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $4,048,448 |
| Value of total assets at end of year | 2013-12-31 | $356,593,831 |
| Value of total assets at beginning of year | 2013-12-31 | $354,217,899 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,708,432 |
| Total interest from all sources | 2013-12-31 | $-5,515 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Administrative expenses professional fees incurred | 2013-12-31 | $40,268 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $2,444,658 |
| Participant contributions at end of year | 2013-12-31 | $4,875,446 |
| Participant contributions at beginning of year | 2013-12-31 | $2,430,788 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $493,715 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $702,594 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $833,894 |
| Other income not declared elsewhere | 2013-12-31 | $0 |
| Administrative expenses (other) incurred | 2013-12-31 | $1,668,164 |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $223,069 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $163,294 |
| Total non interest bearing cash at end of year | 2013-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $-6,068 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $2,212,934 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $353,944,689 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $351,731,755 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $1,183,563 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $0 |
| Value of interest in master investment trust accounts at end of year | 2013-12-31 | $349,832,228 |
| Value of interest in master investment trust accounts at beginning of year | 2013-12-31 | $351,179,436 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $540,255 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $540,255 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $-5,515 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $453,834 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $5 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $1,110,075 |
| Employer contributions (assets) at end of year | 2013-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $73,488 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $38,166,120 |
| Contract administrator fees | 2013-12-31 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $2,426,073 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $1,488,956 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | MCGLADREY,LLP |
| Accountancy firm EIN | 2013-12-31 | 420714325 |
| 2012 : ROCHE POST EMPLOYMENT HEALTH CARE PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $2,486,144 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $1,786,553 |
| Total income from all sources (including contributions) | 2012-12-31 | $44,992,849 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $37,901,259 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $36,682,793 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,760,939 |
| Value of total assets at end of year | 2012-12-31 | $354,217,899 |
| Value of total assets at beginning of year | 2012-12-31 | $346,426,718 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,218,466 |
| Total interest from all sources | 2012-12-31 | $3 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $39,595 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $2,430,788 |
| Participant contributions at end of year | 2012-12-31 | $2,430,788 |
| Participant contributions at beginning of year | 2012-12-31 | $2,413,661 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $256,663 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $589,279 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $833,894 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $0 |
| Administrative expenses (other) incurred | 2012-12-31 | $273,965 |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $163,294 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $17,348 |
| Total non interest bearing cash at end of year | 2012-12-31 | $-6,068 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $7,091,590 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $351,731,755 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $344,640,165 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2012-12-31 | $351,179,436 |
| Value of interest in master investment trust accounts at beginning of year | 2012-12-31 | $343,423,778 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $540,255 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $3 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $113,309 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $31 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $73,488 |
| Employer contributions (assets) at end of year | 2012-12-31 | $73,488 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $36,569,484 |
| Contract administrator fees | 2012-12-31 | $904,906 |
| Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $1,488,956 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $1,769,205 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | MCGLADREY,LLP |
| Accountancy firm EIN | 2012-12-31 | 420714325 |
| 2011 : ROCHE POST EMPLOYMENT HEALTH CARE PLAN 2011 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,786,553 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,623,027 |
| Total income from all sources (including contributions) | 2011-12-31 | $19,972,362 |
| Total loss/gain on sale of assets | 2011-12-31 | $3,858 |
| Total of all expenses incurred | 2011-12-31 | $35,437,191 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $34,297,751 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $3,682,479 |
| Value of total assets at end of year | 2011-12-31 | $346,426,718 |
| Value of total assets at beginning of year | 2011-12-31 | $361,728,021 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,139,440 |
| Total interest from all sources | 2011-12-31 | $2 |
| Administrative expenses professional fees incurred | 2011-12-31 | $18,500 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $2,413,661 |
| Participant contributions at end of year | 2011-12-31 | $2,413,661 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $1,268,818 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $589,279 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $850,985 |
| Other income not declared elsewhere | 2011-12-31 | $589,279 |
| Administrative expenses (other) incurred | 2011-12-31 | $1,120,940 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $17,348 |
| Value of net income/loss | 2011-12-31 | $-15,464,829 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $344,640,165 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $360,104,994 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2011-12-31 | $343,423,778 |
| Value of interest in master investment trust accounts at beginning of year | 2011-12-31 | $361,671,615 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $56,406 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $2 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $1,750,514 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $29 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $32,547,237 |
| Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $1,769,205 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $772,042 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2011-12-31 | $3,858 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | MCGLADREY,LLP |
| Accountancy firm EIN | 2011-12-31 | 420714325 |
| 2010 : ROCHE POST EMPLOYMENT HEALTH CARE PLAN 2010 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $1,623,027 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $169,039 |
| Total income from all sources (including contributions) | 2010-12-31 | $55,129,519 |
| Total of all expenses incurred | 2010-12-31 | $44,755,914 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $43,015,101 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $13,871,024 |
| Value of total assets at end of year | 2010-12-31 | $361,728,021 |
| Value of total assets at beginning of year | 2010-12-31 | $349,900,428 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,740,813 |
| Total interest from all sources | 2010-12-31 | $1,992 |
| Administrative expenses professional fees incurred | 2010-12-31 | $15,500 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $5,574,541 |
| Participant contributions at beginning of year | 2010-12-31 | $885,000 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $1,396,224 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $850,985 |
| Administrative expenses (other) incurred | 2010-12-31 | $3,510 |
| Value of net income/loss | 2010-12-31 | $10,373,605 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $360,104,994 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $349,731,389 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2010-12-31 | $361,671,615 |
| Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $349,015,428 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $56,406 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $1,992 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $222 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Contributions received in cash from employer | 2010-12-31 | $6,900,259 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $43,015,101 |
| Contract administrator fees | 2010-12-31 | $1,721,803 |
| Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $772,042 |
| Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $169,039 |
| Did the plan have assets held for investment | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | MCGLADREY AND PULLEN, LLP |
| Accountancy firm EIN | 2010-12-31 | 420714325 |
