401k Plan data: SCHOLASTIC BUS COMPANY EMPLOYEE PROFIT SHARING PLA plan

SCHOLASTIC BUS COMPANY EMPLOYEE PROFIT SHARING PLA 401k Plan overview

Plan Name	SCHOLASTIC BUS COMPANY EMPLOYEE PROFIT SHARING PLA
Plan identification number	001

SCHOLASTIC BUS COMPANY EMPLOYEE PROFIT SHARING PLA Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SCHOLASTIC BUS COMPANY EMPLOYEE PROFIT SHARING PLAN has sponsored the creation of one or more 401k plans.

Company Name: SCHOLASTIC BUS COMPANY EMPLOYEE PROFIT SHARING PLAN

Employer identification number (EIN): 221751874

NAIC Classification: 485410
NAIC Description: School and Employee Bus Transportation

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCHOLASTIC BUS COMPANY EMPLOYEE PROFIT SHARING PLA

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 DEBRA FINN
001 2012-01-01 CAROL HADLEY
001 2011-01-01 CAROL HADLEY
001 2009-01-01 CAROL HADLEY CAROL HADLEY 2010-10-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	DEBRA FINN
001	2012-01-01	CAROL HADLEY
001	2011-01-01	CAROL HADLEY
001	2009-01-01	CAROL HADLEY	CAROL HADLEY	2010-10-12

Financial Data on SCHOLASTIC BUS COMPANY EMPLOYEE PROFIT SHARING PLA

Measure	Date	Value
2013 : SCHOLASTIC BUS COMPANY EMPLOYEE PROFIT SHARING PLA 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$777,577
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$205,813
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$145,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$134,211
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$89,789
Value of total assets at end of year	2013-12-31	$0
Value of total assets at beginning of year	2013-12-31	$716,911
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$10,936
Total interest from all sources	2013-12-31	$946
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$300,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$71,736
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$23,806
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$7,999
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$60,666
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$716,911
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$8,574
Interest on participant loans	2013-12-31	$872
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$512,675
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$157,468
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$157,468
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$74
Net investment gain or loss from common/collective trusts	2013-12-31	$115,078
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$18,053
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$14,963
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$134,211
Contract administrator fees	2013-12-31	$2,362
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GRAMKOW CARNEVALE SEIFERT & CO.,LLC
Accountancy firm EIN	2013-12-31	223767827
2012 : SCHOLASTIC BUS COMPANY EMPLOYEE PROFIT SHARING PLA 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$1,160,096
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$150,884
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$141,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$126,380
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$91,555
Value of total assets at end of year	2012-12-31	$716,911
Value of total assets at beginning of year	2012-12-31	$1,867,352
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$14,849
Total interest from all sources	2012-12-31	$1,558
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$200,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$75,652
Participant contributions at end of year	2012-12-31	$23,806
Participant contributions at beginning of year	2012-12-31	$30,127
Participant contributions at beginning of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$19,511
Total non interest bearing cash at end of year	2012-12-31	$7,999
Total non interest bearing cash at beginning of year	2012-12-31	$48,079
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$9,655
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$716,911
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,867,352
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$14,849
Interest on participant loans	2012-12-31	$912
Value of interest in common/collective trusts at end of year	2012-12-31	$512,675
Value of interest in common/collective trusts at beginning of year	2012-12-31	$595,381
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$157,468
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$1,174,254
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$1,174,254
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$646
Net investment gain or loss from common/collective trusts	2012-12-31	$57,771
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$15,903
Employer contributions (assets) at end of year	2012-12-31	$14,963
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$126,380
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GRAMKOW, CARNEVALE, SEIFERT & CO.
Accountancy firm EIN	2012-12-31	223767827
2011 : SCHOLASTIC BUS COMPANY EMPLOYEE PROFIT SHARING PLA 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$181,075
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$764,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$734,760
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$186,198
Value of total assets at end of year	2011-12-31	$1,867,352
Value of total assets at beginning of year	2011-12-31	$2,450,326
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$29,289
Total interest from all sources	2011-12-31	$3,266
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$200,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$181,237
Participant contributions at end of year	2011-12-31	$30,127
Participant contributions at beginning of year	2011-12-31	$74,788
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$5,430
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$19,511
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$3,873
Total non interest bearing cash at end of year	2011-12-31	$48,079
Total non interest bearing cash at beginning of year	2011-12-31	$26,711
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-582,974
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,867,352
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,450,326
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$29,289
Income. Interest from loans (other than to participants)	2011-12-31	$2,564
Value of interest in common/collective trusts at end of year	2011-12-31	$595,381
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,679,670
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,174,254
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$625,205
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$625,205
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$702
Net investment gain or loss from common/collective trusts	2011-12-31	$-8,389
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$4,961
Employer contributions (assets) at beginning of year	2011-12-31	$34,649
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$734,760
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GRAMKOW CARNEVALE, SEIFERT &CO., LL
Accountancy firm EIN	2011-12-31	223767827
2010 : SCHOLASTIC BUS COMPANY EMPLOYEE PROFIT SHARING PLA 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$479,525
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$123,172
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$97,721
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$207,618
Value of total assets at end of year	2010-12-31	$2,450,326
Value of total assets at beginning of year	2010-12-31	$2,093,973
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$25,451
Total interest from all sources	2010-12-31	$4,780
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$25,451
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$200,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$172,969
Participant contributions at end of year	2010-12-31	$74,788
Participant contributions at beginning of year	2010-12-31	$90,810
Participant contributions at end of year	2010-12-31	$5,430
Participant contributions at beginning of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$3,873
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$3,327
Total non interest bearing cash at end of year	2010-12-31	$26,711
Total non interest bearing cash at beginning of year	2010-12-31	$37,861
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$356,353
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,450,326
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,093,973
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Interest on participant loans	2010-12-31	$3,837
Value of interest in common/collective trusts at end of year	2010-12-31	$1,679,670
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,320,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$625,205
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$604,112
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$604,112
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$943
Net investment gain or loss from common/collective trusts	2010-12-31	$267,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$34,649
Employer contributions (assets) at end of year	2010-12-31	$34,649
Employer contributions (assets) at beginning of year	2010-12-31	$36,890
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$97,721
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GRAMKOW, CARNEVALE, SEIFERT & CO.
Accountancy firm EIN	2010-12-31	223767827

Form 5500 Responses for SCHOLASTIC BUS COMPANY EMPLOYEE PROFIT SHARING PLA

2013: SCHOLASTIC BUS COMPANY EMPLOYEE PROFIT SHARING PLA 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SCHOLASTIC BUS COMPANY EMPLOYEE PROFIT SHARING PLA 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SCHOLASTIC BUS COMPANY EMPLOYEE PROFIT SHARING PLA 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SCHOLASTIC BUS COMPANY EMPLOYEE PROFIT SHARING PLA 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SCHOLASTIC BUS COMPANY EMPLOYEE PROFIT SHARING PLAN
Employer identification number (EIN):	221751874
NAIC Classification:	485410
NAIC Description:	School and Employee Bus Transportation