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L. J. ZUCCA, INC. 401(K) PLAN 401k Plan overview

Plan NameL. J. ZUCCA, INC. 401(K) PLAN
Plan identification number 001

L. J. ZUCCA, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

L. J. ZUCCA, INC. has sponsored the creation of one or more 401k plans.

Company Name:L. J. ZUCCA, INC.
Employer identification number (EIN):221890690
NAIC Classification:424990
NAIC Description:Other Miscellaneous Nondurable Goods Merchant Wholesalers

Additional information about L. J. ZUCCA, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2104165

More information about L. J. ZUCCA, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan L. J. ZUCCA, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01SCOTT ZUCCA2023-07-27
0012021-01-01
0012020-01-01
0012019-01-01SCOTT ZUCCA2020-10-12 SCOTT ZUCCA2020-10-12
0012018-01-01SCOTT ZUCCA2019-10-10 SCOTT ZUCCA2019-10-10
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01SCOTT ZUCCA2013-10-12 SCOTT ZUCCA2013-10-12
0012011-01-01SCOTT ZUCCA2012-08-23 SCOTT ZUCCA2012-08-23
0012010-01-01SCOTT ZUCCA2011-09-14 SCOTT ZUCCA2011-09-14

Plan Statistics for L. J. ZUCCA, INC. 401(K) PLAN

401k plan membership statisitcs for L. J. ZUCCA, INC. 401(K) PLAN

Measure Date Value
2019: L. J. ZUCCA, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01201
Total number of active participants reported on line 7a of the Form 55002019-01-0174
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-016
Total of all active and inactive participants2019-01-0180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0180
Number of participants with account balances2019-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: L. J. ZUCCA, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01189
Total number of active participants reported on line 7a of the Form 55002018-01-01212
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-018
Total of all active and inactive participants2018-01-01220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01221
Number of participants with account balances2018-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: L. J. ZUCCA, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01193
Total number of active participants reported on line 7a of the Form 55002017-01-01181
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0111
Total of all active and inactive participants2017-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01193
Number of participants with account balances2017-01-0178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: L. J. ZUCCA, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01211
Total number of active participants reported on line 7a of the Form 55002016-01-01190
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-019
Total of all active and inactive participants2016-01-01199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01200
Number of participants with account balances2016-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: L. J. ZUCCA, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01201
Total number of active participants reported on line 7a of the Form 55002015-01-01189
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0111
Total of all active and inactive participants2015-01-01200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01201
Number of participants with account balances2015-01-0175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: L. J. ZUCCA, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01203
Total number of active participants reported on line 7a of the Form 55002014-01-01188
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-015
Total of all active and inactive participants2014-01-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01194
Number of participants with account balances2014-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: L. J. ZUCCA, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01189
Total number of active participants reported on line 7a of the Form 55002013-01-01210
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-015
Total of all active and inactive participants2013-01-01215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01216
Number of participants with account balances2013-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010

Financial Data on L. J. ZUCCA, INC. 401(K) PLAN

Measure Date Value
2019 : L. J. ZUCCA, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$6,074,079
Total transfer of assets from this plan2019-12-31$6,074,079
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$83
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$83
Total income from all sources (including contributions)2019-12-31$1,551,645
Total income from all sources (including contributions)2019-12-31$1,551,645
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$319,682
Total of all expenses incurred2019-12-31$319,682
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$242,090
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$242,090
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$369,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$369,179
Value of total assets at end of year2019-12-31$1,903,805
Value of total assets at end of year2019-12-31$1,903,805
Value of total assets at beginning of year2019-12-31$6,746,004
Value of total assets at beginning of year2019-12-31$6,746,004
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$77,592
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$77,592
Total interest from all sources2019-12-31$2,006
Total interest from all sources2019-12-31$2,006
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$650
Administrative expenses professional fees incurred2019-12-31$650
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$248,153
Contributions received from participants2019-12-31$248,153
Participant contributions at end of year2019-12-31$5,962
Participant contributions at end of year2019-12-31$5,962
Participant contributions at beginning of year2019-12-31$40,671
Participant contributions at beginning of year2019-12-31$40,671
Participant contributions at beginning of year2019-12-31$49
Participant contributions at beginning of year2019-12-31$49
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$83
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$83
Administrative expenses (other) incurred2019-12-31$0
Administrative expenses (other) incurred2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,231,963
Value of net income/loss2019-12-31$1,231,963
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,903,805
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,903,805
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,745,921
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,745,921
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,869,166
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,869,166
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,586,475
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,586,475
Interest on participant loans2019-12-31$2,006
Interest on participant loans2019-12-31$2,006
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,180,460
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,180,460
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$121,026
Contributions received in cash from employer2019-12-31$121,026
Employer contributions (assets) at end of year2019-12-31$28,677
Employer contributions (assets) at end of year2019-12-31$28,677
Employer contributions (assets) at beginning of year2019-12-31$118,809
Employer contributions (assets) at beginning of year2019-12-31$118,809
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$242,090
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$242,090
Contract administrator fees2019-12-31$76,942
Contract administrator fees2019-12-31$76,942
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HOLMAN FRENIA ALLISON, P.C.
Accountancy firm name2019-12-31HOLMAN FRENIA ALLISON, P.C.
Accountancy firm EIN2019-12-31223480145
Accountancy firm EIN2019-12-31223480145
2018 : L. J. ZUCCA, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$83
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$52,297
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$281,377
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$206,198
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$385,386
Value of total assets at end of year2018-12-31$6,746,004
Value of total assets at beginning of year2018-12-31$6,975,001
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$75,179
Total interest from all sources2018-12-31$1,797
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$775
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$266,577
Participant contributions at end of year2018-12-31$40,671
Participant contributions at beginning of year2018-12-31$37,302
Participant contributions at end of year2018-12-31$49
Participant contributions at beginning of year2018-12-31$430
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$83
Administrative expenses (other) incurred2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-229,080
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,745,921
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$6,975,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$6,586,475
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,821,302
Interest on participant loans2018-12-31$1,797
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-334,886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$118,809
Employer contributions (assets) at end of year2018-12-31$118,809
Employer contributions (assets) at beginning of year2018-12-31$115,967
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$206,198
Contract administrator fees2018-12-31$74,404
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HOLMAN FRENIA ALLISON, P.C.
Accountancy firm EIN2018-12-31223480145
2017 : L. J. ZUCCA, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,188,171
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$454,979
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$386,820
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$383,951
Value of total assets at end of year2017-12-31$6,975,001
Value of total assets at beginning of year2017-12-31$6,241,809
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$68,159
Total interest from all sources2017-12-31$1,699
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$525
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$267,984
Participant contributions at end of year2017-12-31$37,302
Participant contributions at beginning of year2017-12-31$46,070
Participant contributions at end of year2017-12-31$430
Participant contributions at beginning of year2017-12-31$213
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$0
Administrative expenses (other) incurred2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$733,192
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,975,001
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,241,809
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,821,302
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$6,077,790
Interest on participant loans2017-12-31$1,699
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$3,649
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$3,649
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$802,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$115,967
Employer contributions (assets) at end of year2017-12-31$115,967
Employer contributions (assets) at beginning of year2017-12-31$114,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$386,820
Contract administrator fees2017-12-31$67,634
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HOLMAN FRENIA ALLISON, P.C.
Accountancy firm EIN2017-12-31223480145
2016 : L. J. ZUCCA, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$347,786
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$942,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$916,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$376,644
Value of total assets at end of year2016-12-31$6,241,809
Value of total assets at beginning of year2016-12-31$6,836,431
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$25,692
Total interest from all sources2016-12-31$2,531
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$974
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$262,557
Participant contributions at end of year2016-12-31$46,070
Participant contributions at beginning of year2016-12-31$59,383
Participant contributions at end of year2016-12-31$213
Participant contributions at beginning of year2016-12-31$22
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Administrative expenses (other) incurred2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-594,622
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,241,809
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,836,431
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$6,077,790
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,618,228
Interest on participant loans2016-12-31$2,531
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$3,649
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,045,587
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,045,587
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$-31,389
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$114,087
Employer contributions (assets) at end of year2016-12-31$114,087
Employer contributions (assets) at beginning of year2016-12-31$113,211
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$916,716
Contract administrator fees2016-12-31$24,718
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HOLMAN FRENIA ALLISON, P.C.
Accountancy firm EIN2016-12-31223480145
2015 : L. J. ZUCCA, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$332,984
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$474,323
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$440,437
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$401,969
Value of total assets at end of year2015-12-31$6,836,431
Value of total assets at beginning of year2015-12-31$6,977,770
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$33,886
Total interest from all sources2015-12-31$693
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$1,495
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$288,758
Participant contributions at end of year2015-12-31$59,383
Participant contributions at beginning of year2015-12-31$5,974
Participant contributions at end of year2015-12-31$22
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$0
Administrative expenses (other) incurred2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-141,339
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,836,431
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,977,770
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,618,228
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,662,928
Interest on participant loans2015-12-31$693
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,045,587
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,192,008
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,192,008
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-69,678
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$113,211
Employer contributions (assets) at end of year2015-12-31$113,211
Employer contributions (assets) at beginning of year2015-12-31$116,860
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$440,437
Contract administrator fees2015-12-31$32,391
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HOLMAN FRENIA ALLISON, P.C.
Accountancy firm EIN2015-12-31223480145
2014 : L. J. ZUCCA, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$410,335
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$53,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$53,672
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$402,880
Value of total assets at end of year2014-12-31$6,977,770
Value of total assets at beginning of year2014-12-31$6,621,107
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$330
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$286,020
Participant contributions at end of year2014-12-31$5,974
Participant contributions at beginning of year2014-12-31$13,080
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Administrative expenses (other) incurred2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$356,663
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,977,770
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,621,107
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,662,928
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,483,536
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$330
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,192,008
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$54
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$54
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$7,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$116,860
Employer contributions (assets) at end of year2014-12-31$116,860
Employer contributions (assets) at beginning of year2014-12-31$124,437
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$53,672
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HOLMAN FRENIA ALLISON, P.C.
Accountancy firm EIN2014-12-31223480145
2013 : L. J. ZUCCA, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,082,994
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$39,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$39,604
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$415,091
Value of total assets at end of year2013-12-31$6,621,107
Value of total assets at beginning of year2013-12-31$5,577,717
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$648
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$290,654
Participant contributions at end of year2013-12-31$13,080
Participant contributions at beginning of year2013-12-31$18,418
Participant contributions at beginning of year2013-12-31$9,455
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Administrative expenses (other) incurred2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,043,390
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,621,107
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,577,717
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,483,536
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$5,401,376
Interest on participant loans2013-12-31$648
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$54
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$47,027
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$537,161
Net investment gain/loss from pooled separate accounts2013-12-31$130,094
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$124,437
Employer contributions (assets) at end of year2013-12-31$124,437
Employer contributions (assets) at beginning of year2013-12-31$101,441
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$39,604
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HOLMAN FRENIA ALLISON, P.C.
Accountancy firm EIN2013-12-31223480145

Form 5500 Responses for L. J. ZUCCA, INC. 401(K) PLAN

2019: L. J. ZUCCA, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: L. J. ZUCCA, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: L. J. ZUCCA, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: L. J. ZUCCA, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: L. J. ZUCCA, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: L. J. ZUCCA, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: L. J. ZUCCA, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number294-00073
Policy instance 1
Insurance contract or identification number294-00073
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes

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