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FELICIAN COLLEGE RETIREMENT PLAN 401k Plan overview

Plan NameFELICIAN COLLEGE RETIREMENT PLAN
Plan identification number 003

FELICIAN COLLEGE RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

FELICIAN UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:FELICIAN UNIVERSITY
Employer identification number (EIN):221912028
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FELICIAN COLLEGE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032014-07-01
0032013-07-01
0032012-07-01MICHAEL FESCOE
0032011-07-01MICHAEL FESCOE
0032010-07-01MICHAEL FESCOE
0032009-07-01ROBERT W. DECKER

Plan Statistics for FELICIAN COLLEGE RETIREMENT PLAN

401k plan membership statisitcs for FELICIAN COLLEGE RETIREMENT PLAN

Measure Date Value
2014: FELICIAN COLLEGE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-012
Total number of active participants reported on line 7a of the Form 55002014-07-010
Total of all active and inactive participants2014-07-010
Total participants2014-07-010
2013: FELICIAN COLLEGE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-0143
Total number of active participants reported on line 7a of the Form 55002013-07-012
Number of retired or separated participants receiving benefits2013-07-010
Total of all active and inactive participants2013-07-012
Total participants2013-07-012
Number of participants with account balances2013-07-012
2012: FELICIAN COLLEGE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-0137
Total number of active participants reported on line 7a of the Form 55002012-07-0140
Number of retired or separated participants receiving benefits2012-07-013
Total of all active and inactive participants2012-07-0143
Total participants2012-07-0143
Number of participants with account balances2012-07-0143
2011: FELICIAN COLLEGE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-0136
Total number of active participants reported on line 7a of the Form 55002011-07-0135
Number of retired or separated participants receiving benefits2011-07-012
Total of all active and inactive participants2011-07-0137
Total participants2011-07-0137
Number of participants with account balances2011-07-0137
2010: FELICIAN COLLEGE RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-07-0137
Total number of active participants reported on line 7a of the Form 55002010-07-0136
Total of all active and inactive participants2010-07-0136
Total participants2010-07-0136
Number of participants with account balances2010-07-0136
2009: FELICIAN COLLEGE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-0124
Total number of active participants reported on line 7a of the Form 55002009-07-0137
Total of all active and inactive participants2009-07-0137
Total participants2009-07-0137
Number of participants with account balances2009-07-0137

Financial Data on FELICIAN COLLEGE RETIREMENT PLAN

Measure Date Value
2015 : FELICIAN COLLEGE RETIREMENT PLAN 2015 401k financial data
Total income from all sources2015-06-30$-57
Expenses. Total of all expenses incurred2015-06-30$22,964
Benefits paid (including direct rollovers)2015-06-30$22,925
Total plan assets at end of year2015-06-30$0
Total plan assets at beginning of year2015-06-30$23,021
Value of fidelity bond covering the plan2015-06-30$100,000
Other income received2015-06-30$-57
Net income (gross income less expenses)2015-06-30$-23,021
Net plan assets at end of year (total assets less liabilities)2015-06-30$0
Net plan assets at beginning of year (total assets less liabilities)2015-06-30$23,021
Expenses. Administrative service providers (salaries,fees and commissions)2015-06-30$39
2014 : FELICIAN COLLEGE RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-06-30$98,236
Total of all expenses incurred2014-06-30$1,316,740
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$1,316,180
Value of total assets at end of year2014-06-30$23,021
Value of total assets at beginning of year2014-06-30$1,241,525
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$560
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$12,252
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2014-06-30$0
Total dividends received from registered investment company shares (eg mutual funds)2014-06-30$12,252
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$100,000
If this is an individual account plan, was there a blackout period2014-06-30No
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Participant contributions at beginning of year2014-06-30$2,855
Administrative expenses (other) incurred2014-06-30$560
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$-1,218,504
Value of net assets at end of year (total assets less liabilities)2014-06-30$23,021
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$1,241,525
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$23,021
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$1,191,509
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-06-30$38,563
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-06-30$38,563
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$85,984
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Employer contributions (assets) at beginning of year2014-06-30$8,598
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$1,316,180
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-06-30No
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30COHNREZNICK, LLP
Accountancy firm EIN2014-06-30221478099
2013 : FELICIAN COLLEGE RETIREMENT PLAN 2013 401k financial data
Total transfer of assets from this plan2013-06-30$21,728
Total income from all sources (including contributions)2013-06-30$288,429
Total of all expenses incurred2013-06-30$71,721
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$70,909
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$178,907
Value of total assets at end of year2013-06-30$1,241,525
Value of total assets at beginning of year2013-06-30$1,046,545
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$812
Total interest from all sources2013-06-30$14
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$33,302
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-06-30$33,302
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$100,000
If this is an individual account plan, was there a blackout period2013-06-30No
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$87,369
Participant contributions at end of year2013-06-30$2,855
Participant contributions at beginning of year2013-06-30$4,147
Administrative expenses (other) incurred2013-06-30$812
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$216,708
Value of net assets at end of year (total assets less liabilities)2013-06-30$1,241,525
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$1,046,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$1,191,509
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$994,690
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-06-30$38,563
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-06-30$38,587
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-06-30$38,587
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-06-30$14
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$76,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$91,538
Employer contributions (assets) at end of year2013-06-30$8,598
Employer contributions (assets) at beginning of year2013-06-30$9,121
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$70,909
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-06-30No
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30COHNREZNICK, LLP
Accountancy firm EIN2013-06-30221478099
2012 : FELICIAN COLLEGE RETIREMENT PLAN 2012 401k financial data
Total transfer of assets to this plan2012-06-30$14,825
Total income from all sources (including contributions)2012-06-30$198,510
Total of all expenses incurred2012-06-30$141,009
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$140,207
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$219,760
Value of total assets at end of year2012-06-30$1,046,545
Value of total assets at beginning of year2012-06-30$974,219
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$802
Total interest from all sources2012-06-30$33
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$26,230
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-06-30$26,230
Was this plan covered by a fidelity bond2012-06-30No
If this is an individual account plan, was there a blackout period2012-06-30No
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$136,803
Participant contributions at end of year2012-06-30$4,147
Administrative expenses (other) incurred2012-06-30$802
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$57,501
Value of net assets at end of year (total assets less liabilities)2012-06-30$1,046,545
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$974,219
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$994,690
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$914,127
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-06-30$38,587
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-06-30$60,092
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-06-30$60,092
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-06-30$33
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$-47,513
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30Yes
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$82,957
Employer contributions (assets) at end of year2012-06-30$9,121
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$140,207
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-06-30No
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30COHNREZNICK LLP
Accountancy firm EIN2012-06-30221478099
2011 : FELICIAN COLLEGE RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-06-30$320,275
Total of all expenses incurred2011-06-30$16,664
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$15,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$177,723
Value of total assets at end of year2011-06-30$974,219
Value of total assets at beginning of year2011-06-30$670,608
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$717
Total interest from all sources2011-06-30$72
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$23,789
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-06-30$23,789
Was this plan covered by a fidelity bond2011-06-30No
If this is an individual account plan, was there a blackout period2011-06-30No
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$88,694
Administrative expenses (other) incurred2011-06-30$717
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$303,611
Value of net assets at end of year (total assets less liabilities)2011-06-30$974,219
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$670,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$914,127
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$601,340
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-06-30$60,092
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-06-30$69,268
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-06-30$69,268
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-06-30$72
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$118,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30Yes
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$89,029
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$15,947
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-06-30No
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30J H COHN LLP
Accountancy firm EIN2011-06-30221478099

Form 5500 Responses for FELICIAN COLLEGE RETIREMENT PLAN

2014: FELICIAN COLLEGE RETIREMENT PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01This submission is the final filingYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement - TrustYes
2013: FELICIAN COLLEGE RETIREMENT PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement - TrustYes
2012: FELICIAN COLLEGE RETIREMENT PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement - TrustYes
2011: FELICIAN COLLEGE RETIREMENT PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement - TrustYes
2010: FELICIAN COLLEGE RETIREMENT PLAN 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement - TrustYes
2009: FELICIAN COLLEGE RETIREMENT PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01This submission is the final filingNo
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement - TrustYes

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