LINDABURY, MCCORMICK, ESTABROOK & COOPER, P.C. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan LINDABURY, MCCORMICK & ESTABROOK 401(K) PROFIT SHARING PLAN
401k plan membership statisitcs for LINDABURY, MCCORMICK & ESTABROOK 401(K) PROFIT SHARING PLAN
Measure | Date | Value |
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2022 : LINDABURY, MCCORMICK & ESTABROOK 401(K) PROFIT SHARING PLAN 2022 401k financial data |
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Transfers to/from the plan | 2022-12-31 | $0 |
Total plan liabilities at end of year | 2022-12-31 | $5,707 |
Total plan liabilities at beginning of year | 2022-12-31 | $3,073 |
Total income from all sources | 2022-12-31 | $-6,460,108 |
Expenses. Total of all expenses incurred | 2022-12-31 | $5,997,859 |
Benefits paid (including direct rollovers) | 2022-12-31 | $5,640,673 |
Total plan assets at end of year | 2022-12-31 | $54,710,606 |
Total plan assets at beginning of year | 2022-12-31 | $67,165,939 |
Value of fidelity bond covering the plan | 2022-12-31 | $2,000,000 |
Total contributions received or receivable from participants | 2022-12-31 | $851,306 |
Expenses. Other expenses not covered elsewhere | 2022-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2022-12-31 | $0 |
Other income received | 2022-12-31 | $-7,878,017 |
Noncash contributions received | 2022-12-31 | $0 |
Net income (gross income less expenses) | 2022-12-31 | $-12,457,967 |
Net plan assets at end of year (total assets less liabilities) | 2022-12-31 | $54,704,899 |
Net plan assets at beginning of year (total assets less liabilities) | 2022-12-31 | $67,162,866 |
Assets. Value of participant loans | 2022-12-31 | $111,542 |
Total contributions received or receivable from employer(s) | 2022-12-31 | $566,603 |
Value of certain deemed distributions of participant loans | 2022-12-31 | $0 |
Value of corrective distributions | 2022-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2022-12-31 | $357,186 |
2021 : LINDABURY, MCCORMICK & ESTABROOK 401(K) PROFIT SHARING PLAN 2021 401k financial data |
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Transfers to/from the plan | 2021-12-31 | $0 |
Total plan liabilities at end of year | 2021-12-31 | $3,073 |
Total plan liabilities at beginning of year | 2021-12-31 | $0 |
Total income from all sources | 2021-12-31 | $10,612,495 |
Expenses. Total of all expenses incurred | 2021-12-31 | $2,655,848 |
Benefits paid (including direct rollovers) | 2021-12-31 | $2,358,010 |
Total plan assets at end of year | 2021-12-31 | $67,165,939 |
Total plan assets at beginning of year | 2021-12-31 | $59,206,219 |
Value of fidelity bond covering the plan | 2021-12-31 | $2,000,000 |
Total contributions received or receivable from participants | 2021-12-31 | $830,456 |
Expenses. Other expenses not covered elsewhere | 2021-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2021-12-31 | $0 |
Other income received | 2021-12-31 | $9,135,146 |
Noncash contributions received | 2021-12-31 | $0 |
Net income (gross income less expenses) | 2021-12-31 | $7,956,647 |
Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $67,162,866 |
Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $59,206,219 |
Assets. Value of participant loans | 2021-12-31 | $135,477 |
Total contributions received or receivable from employer(s) | 2021-12-31 | $646,893 |
Value of certain deemed distributions of participant loans | 2021-12-31 | $0 |
Value of corrective distributions | 2021-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2021-12-31 | $297,838 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
2020 : LINDABURY, MCCORMICK & ESTABROOK 401(K) PROFIT SHARING PLAN 2020 401k financial data |
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Transfers to/from the plan | 2020-12-31 | $0 |
Total income from all sources | 2020-12-31 | $7,356,106 |
Expenses. Total of all expenses incurred | 2020-12-31 | $2,210,115 |
Benefits paid (including direct rollovers) | 2020-12-31 | $2,103,085 |
Total plan assets at end of year | 2020-12-31 | $59,206,219 |
Total plan assets at beginning of year | 2020-12-31 | $54,060,228 |
Value of fidelity bond covering the plan | 2020-12-31 | $2,000,000 |
Total contributions received or receivable from participants | 2020-12-31 | $773,349 |
Expenses. Other expenses not covered elsewhere | 2020-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2020-12-31 | $0 |
Other income received | 2020-12-31 | $6,192,757 |
Noncash contributions received | 2020-12-31 | $0 |
Net income (gross income less expenses) | 2020-12-31 | $5,145,991 |
Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $59,206,219 |
Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $54,060,228 |
Assets. Value of participant loans | 2020-12-31 | $200,409 |
Total contributions received or receivable from employer(s) | 2020-12-31 | $390,000 |
Value of certain deemed distributions of participant loans | 2020-12-31 | $0 |
Value of corrective distributions | 2020-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2020-12-31 | $107,030 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
2019 : LINDABURY, MCCORMICK & ESTABROOK 401(K) PROFIT SHARING PLAN 2019 401k financial data |
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Total plan liabilities at beginning of year | 2019-12-31 | $0 |
Total income from all sources | 2019-12-31 | $12,459,330 |
Expenses. Total of all expenses incurred | 2019-12-31 | $5,200,475 |
Benefits paid (including direct rollovers) | 2019-12-31 | $4,973,002 |
Total plan assets at end of year | 2019-12-31 | $54,060,228 |
Total plan assets at beginning of year | 2019-12-31 | $46,801,373 |
Value of fidelity bond covering the plan | 2019-12-31 | $2,000,000 |
Total contributions received or receivable from participants | 2019-12-31 | $775,565 |
Expenses. Other expenses not covered elsewhere | 2019-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2019-12-31 | $0 |
Other income received | 2019-12-31 | $11,074,423 |
Noncash contributions received | 2019-12-31 | $0 |
Net income (gross income less expenses) | 2019-12-31 | $7,258,855 |
Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $54,060,228 |
Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $46,801,373 |
Assets. Value of participant loans | 2019-12-31 | $244,477 |
Total contributions received or receivable from employer(s) | 2019-12-31 | $609,342 |
Value of certain deemed distributions of participant loans | 2019-12-31 | $0 |
Value of corrective distributions | 2019-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $227,473 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
2018 : LINDABURY, MCCORMICK & ESTABROOK 401(K) PROFIT SHARING PLAN 2018 401k financial data |
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Transfers to/from the plan | 2018-12-31 | $0 |
Total plan liabilities at end of year | 2018-12-31 | $0 |
Total plan liabilities at beginning of year | 2018-12-31 | $0 |
Total income from all sources | 2018-12-31 | $-1,794,186 |
Expenses. Total of all expenses incurred | 2018-12-31 | $4,554,892 |
Benefits paid (including direct rollovers) | 2018-12-31 | $4,312,462 |
Total plan assets at end of year | 2018-12-31 | $46,801,373 |
Total plan assets at beginning of year | 2018-12-31 | $53,150,451 |
Value of fidelity bond covering the plan | 2018-12-31 | $2,000,000 |
Total contributions received or receivable from participants | 2018-12-31 | $836,363 |
Expenses. Other expenses not covered elsewhere | 2018-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2018-12-31 | $0 |
Other income received | 2018-12-31 | $-3,264,279 |
Noncash contributions received | 2018-12-31 | $0 |
Net income (gross income less expenses) | 2018-12-31 | $-6,349,078 |
Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $46,801,373 |
Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $53,150,451 |
Assets. Value of participant loans | 2018-12-31 | $280,782 |
Total contributions received or receivable from employer(s) | 2018-12-31 | $633,730 |
Value of certain deemed distributions of participant loans | 2018-12-31 | $0 |
Value of corrective distributions | 2018-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $242,430 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
2017 : LINDABURY, MCCORMICK & ESTABROOK 401(K) PROFIT SHARING PLAN 2017 401k financial data |
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Unrealized appreciation/depreciation of real estate assets | 2017-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $7,049,913 |
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $7,049,913 |
Total transfer of assets to this plan | 2017-12-31 | $0 |
Total transfer of assets from this plan | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Expenses. Interest paid | 2017-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $9,652,289 |
Total loss/gain on sale of assets | 2017-12-31 | $-403,207 |
Total of all expenses incurred | 2017-12-31 | $2,697,411 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,464,199 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $0 |
Value of total corrective distributions | 2017-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,549,625 |
Value of total assets at end of year | 2017-12-31 | $53,150,451 |
Value of total assets at beginning of year | 2017-12-31 | $46,195,573 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $233,212 |
Total income from rents | 2017-12-31 | $0 |
Total interest from all sources | 2017-12-31 | $23,160 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,189,975 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $272,964 |
Administrative expenses professional fees incurred | 2017-12-31 | $36,700 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $843,643 |
Participant contributions at end of year | 2017-12-31 | $282,951 |
Participant contributions at beginning of year | 2017-12-31 | $337,765 |
Participant contributions at end of year | 2017-12-31 | $0 |
Participant contributions at beginning of year | 2017-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $0 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2017-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $42,404 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $40,780 |
Other income not declared elsewhere | 2017-12-31 | $1,624 |
Administrative expenses (other) incurred | 2017-12-31 | $7,114 |
Total non interest bearing cash at end of year | 2017-12-31 | $43,337 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $22,010 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Income. Non cash contributions | 2017-12-31 | $0 |
Value of net income/loss | 2017-12-31 | $6,954,878 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $53,150,451 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $46,195,573 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $189,398 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $10,542,897 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $10,028,734 |
Interest on participant loans | 2017-12-31 | $10,217 |
Income. Interest from loans (other than to participants) | 2017-12-31 | $0 |
Interest earned on other investments | 2017-12-31 | $0 |
Income. Interest from US Government securities | 2017-12-31 | $0 |
Income. Interest from corporate debt instruments | 2017-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $1,879,633 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $2,329,828 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $2,329,828 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $12,943 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $241,199 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2017-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $705,982 |
Employer contributions (assets) at end of year | 2017-12-31 | $275,000 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $275,000 |
Income. Dividends from preferred stock | 2017-12-31 | $0 |
Income. Dividends from common stock | 2017-12-31 | $917,011 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,464,199 |
Contract administrator fees | 2017-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $40,084,229 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $33,161,456 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Aggregate proceeds on sale of assets | 2017-12-31 | $17,369,927 |
Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $17,773,134 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | WISS & COMPANY |
Accountancy firm EIN | 2017-12-31 | 221732349 |
2016 : LINDABURY, MCCORMICK & ESTABROOK 401(K) PROFIT SHARING PLAN 2016 401k financial data |
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Unrealized appreciation/depreciation of real estate assets | 2016-12-31 | $1,205,691 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $1,205,691 |
Total transfer of assets to this plan | 2016-12-31 | $0 |
Total transfer of assets from this plan | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Expenses. Interest paid | 2016-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $4,870,719 |
Total loss/gain on sale of assets | 2016-12-31 | $1,071,810 |
Total of all expenses incurred | 2016-12-31 | $1,379,336 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,160,493 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $0 |
Value of total corrective distributions | 2016-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,627,344 |
Value of total assets at end of year | 2016-12-31 | $46,195,573 |
Value of total assets at beginning of year | 2016-12-31 | $42,704,190 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $218,843 |
Total income from rents | 2016-12-31 | $0 |
Total interest from all sources | 2016-12-31 | $17,332 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $980,406 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $298,146 |
Administrative expenses professional fees incurred | 2016-12-31 | $38,087 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $881,453 |
Participant contributions at end of year | 2016-12-31 | $337,765 |
Participant contributions at beginning of year | 2016-12-31 | $316,813 |
Participant contributions at end of year | 2016-12-31 | $0 |
Participant contributions at beginning of year | 2016-12-31 | $34,626 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $0 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $40,780 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $30,548 |
Other income not declared elsewhere | 2016-12-31 | $12,154 |
Administrative expenses (other) incurred | 2016-12-31 | $7,136 |
Total non interest bearing cash at end of year | 2016-12-31 | $22,010 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $19,249 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Income. Non cash contributions | 2016-12-31 | $0 |
Value of net income/loss | 2016-12-31 | $3,491,383 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $46,195,573 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $42,704,190 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $173,620 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $10,028,734 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $9,774,607 |
Interest on participant loans | 2016-12-31 | $11,226 |
Income. Interest from loans (other than to participants) | 2016-12-31 | $0 |
Interest earned on other investments | 2016-12-31 | $0 |
Income. Interest from US Government securities | 2016-12-31 | $0 |
Income. Interest from corporate debt instruments | 2016-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $2,329,828 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $1,697,122 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $1,697,122 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $6,106 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $-44,018 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2016-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $745,891 |
Employer contributions (assets) at end of year | 2016-12-31 | $275,000 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $562,596 |
Income. Dividends from preferred stock | 2016-12-31 | $0 |
Income. Dividends from common stock | 2016-12-31 | $682,260 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,160,493 |
Contract administrator fees | 2016-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $33,161,456 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $30,268,629 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Aggregate proceeds on sale of assets | 2016-12-31 | $14,328,604 |
Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $13,256,794 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | WISS & COMPANY |
Accountancy firm EIN | 2016-12-31 | 221732349 |
2015 : LINDABURY, MCCORMICK & ESTABROOK 401(K) PROFIT SHARING PLAN 2015 401k financial data |
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Unrealized appreciation/depreciation of real estate assets | 2015-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-359,040 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-359,040 |
Total transfer of assets to this plan | 2015-12-31 | $0 |
Total transfer of assets from this plan | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Expenses. Interest paid | 2015-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,956,160 |
Total loss/gain on sale of assets | 2015-12-31 | $-197,775 |
Total of all expenses incurred | 2015-12-31 | $4,906,199 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $4,691,309 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $0 |
Value of total corrective distributions | 2015-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,768,028 |
Value of total assets at end of year | 2015-12-31 | $42,704,190 |
Value of total assets at beginning of year | 2015-12-31 | $45,654,229 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $214,890 |
Total income from rents | 2015-12-31 | $0 |
Total interest from all sources | 2015-12-31 | $11,802 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,282,013 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $625,778 |
Administrative expenses professional fees incurred | 2015-12-31 | $36,787 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $950,558 |
Participant contributions at end of year | 2015-12-31 | $316,813 |
Participant contributions at beginning of year | 2015-12-31 | $332,283 |
Participant contributions at end of year | 2015-12-31 | $34,626 |
Participant contributions at beginning of year | 2015-12-31 | $15,873 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $0 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2015-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $30,548 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $40,387 |
Other income not declared elsewhere | 2015-12-31 | $-2,918 |
Administrative expenses (other) incurred | 2015-12-31 | $7,123 |
Total non interest bearing cash at end of year | 2015-12-31 | $19,249 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $30,167 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Income. Non cash contributions | 2015-12-31 | $0 |
Value of net income/loss | 2015-12-31 | $-2,950,039 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $42,704,190 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $45,654,229 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $170,980 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $9,774,607 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $10,344,779 |
Interest on participant loans | 2015-12-31 | $10,423 |
Income. Interest from loans (other than to participants) | 2015-12-31 | $0 |
Interest earned on other investments | 2015-12-31 | $0 |
Income. Interest from US Government securities | 2015-12-31 | $0 |
Income. Interest from corporate debt instruments | 2015-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $1,697,122 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $2,499,214 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $2,499,214 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $1,379 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-545,950 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2015-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $817,470 |
Employer contributions (assets) at end of year | 2015-12-31 | $562,596 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $643,950 |
Income. Dividends from preferred stock | 2015-12-31 | $0 |
Income. Dividends from common stock | 2015-12-31 | $656,235 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $4,691,309 |
Contract administrator fees | 2015-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $30,268,629 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $31,747,576 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Aggregate proceeds on sale of assets | 2015-12-31 | $12,290,084 |
Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $12,487,859 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | WISS & COMPANY |
Accountancy firm EIN | 2015-12-31 | 221732349 |
2014 : LINDABURY, MCCORMICK & ESTABROOK 401(K) PROFIT SHARING PLAN 2014 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2014-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $1,949,616 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $1,949,616 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Expenses. Interest paid | 2014-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $5,105,188 |
Total loss/gain on sale of assets | 2014-12-31 | $82,155 |
Total of all expenses incurred | 2014-12-31 | $994,147 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $783,509 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $0 |
Value of total corrective distributions | 2014-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,907,884 |
Value of total assets at end of year | 2014-12-31 | $45,654,229 |
Value of total assets at beginning of year | 2014-12-31 | $41,543,188 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $210,638 |
Total interest from all sources | 2014-12-31 | $12,531 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,185,700 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $496,825 |
Administrative expenses professional fees incurred | 2014-12-31 | $35,650 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $986,537 |
Participant contributions at end of year | 2014-12-31 | $332,283 |
Participant contributions at beginning of year | 2014-12-31 | $257,616 |
Participant contributions at end of year | 2014-12-31 | $15,873 |
Participant contributions at beginning of year | 2014-12-31 | $25,952 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $0 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $40,387 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $38,477 |
Other income not declared elsewhere | 2014-12-31 | $2,184 |
Administrative expenses (other) incurred | 2014-12-31 | $7,123 |
Total non interest bearing cash at end of year | 2014-12-31 | $30,167 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $21,928 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Income. Non cash contributions | 2014-12-31 | $0 |
Value of net income/loss | 2014-12-31 | $4,111,041 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $45,654,229 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $41,543,188 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $167,865 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $10,344,779 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $9,757,836 |
Interest on participant loans | 2014-12-31 | $11,522 |
Income. Interest from loans (other than to participants) | 2014-12-31 | $0 |
Interest earned on other investments | 2014-12-31 | $0 |
Income. Interest from US Government securities | 2014-12-31 | $0 |
Income. Interest from corporate debt instruments | 2014-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $2,499,214 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $2,506,947 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $2,506,947 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $1,009 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-34,882 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $921,347 |
Employer contributions (assets) at end of year | 2014-12-31 | $643,950 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $622,996 |
Income. Dividends from preferred stock | 2014-12-31 | $0 |
Income. Dividends from common stock | 2014-12-31 | $688,875 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $783,509 |
Contract administrator fees | 2014-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $31,747,576 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $28,311,436 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Aggregate proceeds on sale of assets | 2014-12-31 | $500,901 |
Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $418,746 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | WISS & COMPANY |
Accountancy firm EIN | 2014-12-31 | 221732349 |
2013 : LINDABURY, MCCORMICK & ESTABROOK 401(K) PROFIT SHARING PLAN 2013 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2013-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $6,323,177 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $6,323,177 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Expenses. Interest paid | 2013-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $9,021,208 |
Total loss/gain on sale of assets | 2013-12-31 | $391,956 |
Total of all expenses incurred | 2013-12-31 | $1,658,991 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,473,392 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $0 |
Value of total corrective distributions | 2013-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,921,462 |
Value of total assets at end of year | 2013-12-31 | $41,543,188 |
Value of total assets at beginning of year | 2013-12-31 | $34,180,971 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $185,599 |
Total income from rents | 2013-12-31 | $0 |
Total interest from all sources | 2013-12-31 | $265,295 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $593,361 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $302,377 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,013,118 |
Participant contributions at end of year | 2013-12-31 | $257,616 |
Participant contributions at beginning of year | 2013-12-31 | $255,191 |
Participant contributions at end of year | 2013-12-31 | $25,952 |
Participant contributions at beginning of year | 2013-12-31 | $22,158 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $0 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $38,477 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $21,308 |
Other income not declared elsewhere | 2013-12-31 | $19,548 |
Administrative expenses (other) incurred | 2013-12-31 | $6,925 |
Total non interest bearing cash at end of year | 2013-12-31 | $21,928 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $33,407 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Income. Non cash contributions | 2013-12-31 | $0 |
Value of net income/loss | 2013-12-31 | $7,362,217 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $41,543,188 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $34,180,971 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $142,027 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $9,757,836 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $9,949,051 |
Interest on participant loans | 2013-12-31 | $8,367 |
Income. Interest from loans (other than to participants) | 2013-12-31 | $0 |
Interest earned on other investments | 2013-12-31 | $0 |
Income. Interest from US Government securities | 2013-12-31 | $0 |
Income. Interest from corporate debt instruments | 2013-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $2,506,947 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $2,332,455 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $2,332,455 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $256,928 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $-493,591 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2013-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $908,344 |
Employer contributions (assets) at end of year | 2013-12-31 | $622,996 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $499,535 |
Income. Dividends from preferred stock | 2013-12-31 | $0 |
Income. Dividends from common stock | 2013-12-31 | $290,984 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,473,392 |
Contract administrator fees | 2013-12-31 | $36,647 |
Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $28,311,436 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $21,067,866 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Aggregate proceeds on sale of assets | 2013-12-31 | $10,096,935 |
Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $9,704,979 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | WISS & COMPANY |
Accountancy firm EIN | 2013-12-31 | 221732349 |
2012 : LINDABURY, MCCORMICK & ESTABROOK 401(K) PROFIT SHARING PLAN 2012 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2012-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $1,952,073 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $1,952,073 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $5,368,981 |
Total loss/gain on sale of assets | 2012-12-31 | $128,192 |
Total of all expenses incurred | 2012-12-31 | $1,453,936 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,286,359 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,811,305 |
Value of total assets at end of year | 2012-12-31 | $34,180,971 |
Value of total assets at beginning of year | 2012-12-31 | $30,265,926 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $167,577 |
Total interest from all sources | 2012-12-31 | $13,635 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,174,628 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $627,062 |
Administrative expenses professional fees incurred | 2012-12-31 | $34,950 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,026,674 |
Participant contributions at end of year | 2012-12-31 | $255,191 |
Participant contributions at beginning of year | 2012-12-31 | $361,287 |
Participant contributions at end of year | 2012-12-31 | $22,158 |
Participant contributions at beginning of year | 2012-12-31 | $18,598 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $21,308 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $20,656 |
Other income not declared elsewhere | 2012-12-31 | $1,022 |
Administrative expenses (other) incurred | 2012-12-31 | $6,595 |
Total non interest bearing cash at end of year | 2012-12-31 | $33,407 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $26,727 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Income. Non cash contributions | 2012-12-31 | $0 |
Value of net income/loss | 2012-12-31 | $3,915,045 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $34,180,971 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $30,265,926 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $126,032 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $9,949,051 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $8,633,863 |
Interest on participant loans | 2012-12-31 | $11,332 |
Income. Interest from loans (other than to participants) | 2012-12-31 | $0 |
Interest earned on other investments | 2012-12-31 | $0 |
Income. Interest from US Government securities | 2012-12-31 | $0 |
Income. Interest from corporate debt instruments | 2012-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $2,332,455 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $2,133,114 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $2,133,114 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $2,303 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $288,126 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $784,631 |
Employer contributions (assets) at end of year | 2012-12-31 | $499,535 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $578,313 |
Income. Dividends from preferred stock | 2012-12-31 | $0 |
Income. Dividends from common stock | 2012-12-31 | $547,566 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,286,359 |
Contract administrator fees | 2012-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $21,067,866 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $18,493,368 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Aggregate proceeds on sale of assets | 2012-12-31 | $7,908,692 |
Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $7,780,500 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | WISS & COMPANY |
Accountancy firm EIN | 2012-12-31 | 221732349 |
2011 : LINDABURY, MCCORMICK & ESTABROOK 401(K) PROFIT SHARING PLAN 2011 401k financial data |
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Unrealized appreciation/depreciation of real estate assets | 2011-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $52,574 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $52,574 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Expenses. Interest paid | 2011-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $2,672,117 |
Total loss/gain on sale of assets | 2011-12-31 | $8,554 |
Total of all expenses incurred | 2011-12-31 | $519,683 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $362,444 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $0 |
Value of total corrective distributions | 2011-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,875,030 |
Value of total assets at end of year | 2011-12-31 | $30,265,926 |
Value of total assets at beginning of year | 2011-12-31 | $28,113,492 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $157,239 |
Total income from rents | 2011-12-31 | $0 |
Total interest from all sources | 2011-12-31 | $13,090 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $703,831 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $323,431 |
Administrative expenses professional fees incurred | 2011-12-31 | $34,950 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,007,532 |
Participant contributions at end of year | 2011-12-31 | $361,287 |
Participant contributions at beginning of year | 2011-12-31 | $278,565 |
Participant contributions at end of year | 2011-12-31 | $18,598 |
Participant contributions at beginning of year | 2011-12-31 | $18,283 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $0 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $20,656 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $16,636 |
Other income not declared elsewhere | 2011-12-31 | $4,185 |
Administrative expenses (other) incurred | 2011-12-31 | $6,281 |
Total non interest bearing cash at end of year | 2011-12-31 | $26,727 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $20,024 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Income. Non cash contributions | 2011-12-31 | $0 |
Value of net income/loss | 2011-12-31 | $2,152,434 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $30,265,926 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $28,113,492 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $116,008 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $8,633,863 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $7,920,578 |
Interest on participant loans | 2011-12-31 | $11,748 |
Income. Interest from loans (other than to participants) | 2011-12-31 | $0 |
Interest earned on other investments | 2011-12-31 | $0 |
Income. Interest from US Government securities | 2011-12-31 | $0 |
Income. Interest from corporate debt instruments | 2011-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $2,133,114 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $1,289,754 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $1,289,754 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $1,342 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $14,853 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2011-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $867,498 |
Employer contributions (assets) at end of year | 2011-12-31 | $578,313 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $250,000 |
Income. Dividends from preferred stock | 2011-12-31 | $0 |
Income. Dividends from common stock | 2011-12-31 | $380,400 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $362,444 |
Contract administrator fees | 2011-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $18,493,368 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $18,319,652 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $7,842,302 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $7,833,748 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | WISS & COMPANY |
Accountancy firm EIN | 2011-12-31 | 221732349 |
2010 : LINDABURY, MCCORMICK & ESTABROOK 401(K) PROFIT SHARING PLAN 2010 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2010-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $1,936,753 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $1,936,753 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $4,855,413 |
Total loss/gain on sale of assets | 2010-12-31 | $158,047 |
Total of all expenses incurred | 2010-12-31 | $357,102 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $214,007 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,807,038 |
Value of total assets at end of year | 2010-12-31 | $28,113,492 |
Value of total assets at beginning of year | 2010-12-31 | $23,615,181 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $143,095 |
Total interest from all sources | 2010-12-31 | $13,673 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $534,808 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $235,199 |
Administrative expenses professional fees incurred | 2010-12-31 | $37,220 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $989,382 |
Participant contributions at end of year | 2010-12-31 | $278,565 |
Participant contributions at beginning of year | 2010-12-31 | $302,557 |
Participant contributions at end of year | 2010-12-31 | $18,283 |
Participant contributions at beginning of year | 2010-12-31 | $14,156 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $0 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $16,636 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $22,646 |
Other income not declared elsewhere | 2010-12-31 | $9,200 |
Administrative expenses (other) incurred | 2010-12-31 | $6,331 |
Total non interest bearing cash at end of year | 2010-12-31 | $20,024 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $36,542 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Income. Non cash contributions | 2010-12-31 | $0 |
Value of net income/loss | 2010-12-31 | $4,498,311 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $28,113,492 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $23,615,181 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $99,544 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $7,920,578 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $7,064,208 |
Interest on participant loans | 2010-12-31 | $12,702 |
Income. Interest from loans (other than to participants) | 2010-12-31 | $0 |
Interest earned on other investments | 2010-12-31 | $0 |
Income. Interest from US Government securities | 2010-12-31 | $0 |
Income. Interest from corporate debt instruments | 2010-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $1,289,754 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $1,597,469 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $1,597,469 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $971 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $395,894 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2010-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $817,656 |
Employer contributions (assets) at end of year | 2010-12-31 | $250,000 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $252,392 |
Income. Dividends from preferred stock | 2010-12-31 | $0 |
Income. Dividends from common stock | 2010-12-31 | $299,609 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $214,007 |
Contract administrator fees | 2010-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $18,319,652 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $14,325,211 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $4,640,624 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $4,482,577 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | WISS & COMPANY |
Accountancy firm EIN | 2010-12-31 | 221732349 |
2009 : LINDABURY, MCCORMICK & ESTABROOK 401(K) PROFIT SHARING PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |