401k Plan data: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN plan

PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 401k Plan overview

Plan Name	PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN
Plan identification number	002

PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

VAUGHAN & CO. SECURITIES, INC. has sponsored the creation of one or more 401k plans.

Company Name: VAUGHAN & CO. SECURITIES, INC.

Employer identification number (EIN): 221977381

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2020-01-01
002 2019-01-01
002 2018-01-01 JAMES D. VAUGHAN, III JAMES D. VAUGHAN, III 2019-06-14
002 2017-01-01 JAMES D. VAUGHAN, III JAMES D. VAUGHAN, III 2018-08-14
002 2016-01-01 JAMES D. VAUGHAN, III JAMES D. VAUGHAN, III 2017-10-16
002 2015-01-01 JAMES D. VAUGHAN, III JAMES D. VAUGHAN, III 2016-10-06
002 2014-01-01 JAMES D. VAUGHAN, III JAMES D. VAUGHAN, III 2015-09-29
002 2013-01-01 JAMES D. VAUGHAN, III JAMES D. VAUGHAN, III 2014-08-28
002 2012-01-01 JAMES D. VAUGHAN, III JAMES D. VAUGHAN, III 2013-08-28
002 2011-01-01 JAMES D. VAUGHAN, III JAMES D. VAUGHAN, III 2012-10-04
002 2009-01-01 JAMES D. VAUGHAN, III JAMES D. VAUGHAN, III 2010-06-11

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2020-01-01
002	2019-01-01
002	2018-01-01	JAMES D. VAUGHAN, III	JAMES D. VAUGHAN, III	2019-06-14
002	2017-01-01	JAMES D. VAUGHAN, III	JAMES D. VAUGHAN, III	2018-08-14
002	2016-01-01	JAMES D. VAUGHAN, III	JAMES D. VAUGHAN, III	2017-10-16
002	2015-01-01	JAMES D. VAUGHAN, III	JAMES D. VAUGHAN, III	2016-10-06
002	2014-01-01	JAMES D. VAUGHAN, III	JAMES D. VAUGHAN, III	2015-09-29
002	2013-01-01	JAMES D. VAUGHAN, III	JAMES D. VAUGHAN, III	2014-08-28
002	2012-01-01	JAMES D. VAUGHAN, III	JAMES D. VAUGHAN, III	2013-08-28
002	2011-01-01	JAMES D. VAUGHAN, III	JAMES D. VAUGHAN, III	2012-10-04
002	2009-01-01	JAMES D. VAUGHAN, III	JAMES D. VAUGHAN, III	2010-06-11

Plan Statistics for PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN

Measure Date Value
2020: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 6
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 1
Total of all active and inactive participants 2020-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 7
Number of participants with account balances 2020-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 5
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 6
Number of participants with account balances 2019-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 5
Number of retired or separated participants receiving benefits 2018-01-01 1
Total of all active and inactive participants 2018-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 6
Number of participants with account balances 2018-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 5
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 1
Total of all active and inactive participants 2017-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 6
Number of participants with account balances 2017-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 5
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 1
Total of all active and inactive participants 2016-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 6
Number of participants with account balances 2016-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 6
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 7
Number of participants with account balances 2015-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 5
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 6
Number of participants with account balances 2014-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 6
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 7
Number of participants with account balances 2013-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 6
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 7
Number of participants with account balances 2012-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 6
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 7
Number of participants with account balances 2011-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 5
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 2
Total of all active and inactive participants 2009-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 7
Number of participants with account balances 2009-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2020: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	6
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	1
Total of all active and inactive participants	2020-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	7
Number of participants with account balances	2020-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	5
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	6
Number of participants with account balances	2019-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	5
Number of retired or separated participants receiving benefits	2018-01-01	1
Total of all active and inactive participants	2018-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	6
Number of participants with account balances	2018-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	5
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	1
Total of all active and inactive participants	2017-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	6
Number of participants with account balances	2017-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	5
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	1
Total of all active and inactive participants	2016-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	6
Number of participants with account balances	2016-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	6
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	7
Number of participants with account balances	2015-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	5
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	6
Number of participants with account balances	2014-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	6
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	7
Number of participants with account balances	2013-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	6
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	7
Number of participants with account balances	2012-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	6
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	7
Number of participants with account balances	2011-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	5
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	2
Total of all active and inactive participants	2009-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	7
Number of participants with account balances	2009-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN

Measure	Date	Value
2020 : PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2020 401k financial data
Total plan liabilities at end of year	2020-12-31	$0
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$408,318
Expenses. Total of all expenses incurred	2020-12-31	$136,672
Benefits paid (including direct rollovers)	2020-12-31	$0
Total plan assets at end of year	2020-12-31	$2,703,682
Total plan assets at beginning of year	2020-12-31	$2,432,036
Value of fidelity bond covering the plan	2020-12-31	$500,000
Total contributions received or receivable from participants	2020-12-31	$62,715
Expenses. Other expenses not covered elsewhere	2020-12-31	$227
Contributions received from other sources (not participants or employers)	2020-12-31	$94,345
Other income received	2020-12-31	$218,901
Net income (gross income less expenses)	2020-12-31	$271,646
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$2,703,682
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$2,432,036
Assets. Value of participant loans	2020-12-31	$69,806
Total contributions received or receivable from employer(s)	2020-12-31	$32,357
Value of certain deemed distributions of participant loans	2020-12-31	$136,445
2019 : PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2019 401k financial data
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$560,544
Expenses. Total of all expenses incurred	2019-12-31	$114,389
Benefits paid (including direct rollovers)	2019-12-31	$114,389
Total plan assets at end of year	2019-12-31	$2,432,036
Total plan assets at beginning of year	2019-12-31	$1,985,881
Value of fidelity bond covering the plan	2019-12-31	$500,000
Total contributions received or receivable from participants	2019-12-31	$149,764
Other income received	2019-12-31	$380,334
Net income (gross income less expenses)	2019-12-31	$446,155
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$2,432,036
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$1,985,881
Assets. Value of participant loans	2019-12-31	$203,388
Total contributions received or receivable from employer(s)	2019-12-31	$30,446
2018 : PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$141,136
Expenses. Total of all expenses incurred	2018-12-31	$232,184
Benefits paid (including direct rollovers)	2018-12-31	$114,388
Total plan assets at end of year	2018-12-31	$1,985,881
Total plan assets at beginning of year	2018-12-31	$2,076,929
Value of fidelity bond covering the plan	2018-12-31	$500,000
Total contributions received or receivable from participants	2018-12-31	$106,128
Expenses. Other expenses not covered elsewhere	2018-12-31	$117,796
Net income (gross income less expenses)	2018-12-31	$-91,048
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$1,985,881
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$2,076,929
Assets. Value of participant loans	2018-12-31	$199,550
Total contributions received or receivable from employer(s)	2018-12-31	$35,008
2017 : PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$432,523
Expenses. Total of all expenses incurred	2017-12-31	$98,672
Benefits paid (including direct rollovers)	2017-12-31	$98,672
Total plan assets at end of year	2017-12-31	$2,076,929
Total plan assets at beginning of year	2017-12-31	$1,743,078
Value of fidelity bond covering the plan	2017-12-31	$350,000
Total contributions received or receivable from participants	2017-12-31	$114,793
Other income received	2017-12-31	$286,885
Net income (gross income less expenses)	2017-12-31	$333,851
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$2,076,929
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,743,078
Assets. Value of participant loans	2017-12-31	$141,462
Total contributions received or receivable from employer(s)	2017-12-31	$30,845
2016 : PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$156,147
Expenses. Total of all expenses incurred	2016-12-31	$170,777
Benefits paid (including direct rollovers)	2016-12-31	$152,915
Total plan assets at end of year	2016-12-31	$1,733,258
Total plan assets at beginning of year	2016-12-31	$1,747,888
Value of fidelity bond covering the plan	2016-12-31	$350,000
Total contributions received or receivable from participants	2016-12-31	$58,846
Expenses. Other expenses not covered elsewhere	2016-12-31	$17,634
Contributions received from other sources (not participants or employers)	2016-12-31	$36,051
Other income received	2016-12-31	$33,095
Net income (gross income less expenses)	2016-12-31	$-14,630
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,733,258
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,747,888
Assets. Value of participant loans	2016-12-31	$121,989
Total contributions received or receivable from employer(s)	2016-12-31	$28,155
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$228
2015 : PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$149,757
Expenses. Total of all expenses incurred	2015-12-31	$527,487
Benefits paid (including direct rollovers)	2015-12-31	$455,957
Total plan assets at end of year	2015-12-31	$1,747,887
Total plan assets at beginning of year	2015-12-31	$2,125,617
Value of fidelity bond covering the plan	2015-12-31	$350,000
Total contributions received or receivable from participants	2015-12-31	$60,033
Expenses. Other expenses not covered elsewhere	2015-12-31	$71,530
Contributions received from other sources (not participants or employers)	2015-12-31	$31,854
Other income received	2015-12-31	$35,443
Net income (gross income less expenses)	2015-12-31	$-377,730
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,747,887
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$2,125,617
Assets. Value of participant loans	2015-12-31	$101,036
Total contributions received or receivable from employer(s)	2015-12-31	$22,427
2014 : PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$326,053
Expenses. Total of all expenses incurred	2014-12-31	$100,687
Benefits paid (including direct rollovers)	2014-12-31	$100,687
Total plan assets at end of year	2014-12-31	$2,125,617
Total plan assets at beginning of year	2014-12-31	$1,900,251
Value of fidelity bond covering the plan	2014-12-31	$350,000
Total contributions received or receivable from participants	2014-12-31	$57,352
Contributions received from other sources (not participants or employers)	2014-12-31	$68,861
Other income received	2014-12-31	$160,191
Net income (gross income less expenses)	2014-12-31	$225,366
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$2,125,617
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,900,251
Assets. Value of participant loans	2014-12-31	$65,715
Total contributions received or receivable from employer(s)	2014-12-31	$39,649
2013 : PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$399,010
Expenses. Total of all expenses incurred	2013-12-31	$62,391
Benefits paid (including direct rollovers)	2013-12-31	$57,544
Total plan assets at end of year	2013-12-31	$1,900,251
Total plan assets at beginning of year	2013-12-31	$1,563,632
Value of fidelity bond covering the plan	2013-12-31	$350,000
Total contributions received or receivable from participants	2013-12-31	$36,824
Expenses. Other expenses not covered elsewhere	2013-12-31	$4,847
Other income received	2013-12-31	$343,774
Net income (gross income less expenses)	2013-12-31	$336,619
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,900,251
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,563,632
Assets. Value of participant loans	2013-12-31	$120,171
Total contributions received or receivable from employer(s)	2013-12-31	$18,412
2012 : PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$163,498
Expenses. Total of all expenses incurred	2012-12-31	$74,262
Benefits paid (including direct rollovers)	2012-12-31	$66,578
Total plan assets at end of year	2012-12-31	$1,563,632
Total plan assets at beginning of year	2012-12-31	$1,474,396
Value of fidelity bond covering the plan	2012-12-31	$350,000
Total contributions received or receivable from participants	2012-12-31	$13,300
Expenses. Other expenses not covered elsewhere	2012-12-31	$7,684
Contributions received from other sources (not participants or employers)	2012-12-31	$63,152
Other income received	2012-12-31	$80,791
Net income (gross income less expenses)	2012-12-31	$89,236
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,563,632
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,474,396
Assets. Value of participant loans	2012-12-31	$76,362
Total contributions received or receivable from employer(s)	2012-12-31	$6,255
2011 : PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$105,231
Expenses. Total of all expenses incurred	2011-12-31	$204,634
Benefits paid (including direct rollovers)	2011-12-31	$126,262
Total plan assets at end of year	2011-12-31	$1,474,396
Total plan assets at beginning of year	2011-12-31	$1,573,799
Value of fidelity bond covering the plan	2011-12-31	$350,000
Total contributions received or receivable from participants	2011-12-31	$15,853
Expenses. Other expenses not covered elsewhere	2011-12-31	$78,372
Contributions received from other sources (not participants or employers)	2011-12-31	$47,073
Other income received	2011-12-31	$35,136
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$-99,403
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,474,396
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,573,799
Assets. Value of participant loans	2011-12-31	$91,220
Total contributions received or receivable from employer(s)	2011-12-31	$7,169
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$0
2010 : PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$140,080
Expenses. Total of all expenses incurred	2010-12-31	$254,619
Benefits paid (including direct rollovers)	2010-12-31	$249,411
Total plan assets at end of year	2010-12-31	$1,573,799
Total plan assets at beginning of year	2010-12-31	$1,688,338
Value of fidelity bond covering the plan	2010-12-31	$350,000
Total contributions received or receivable from participants	2010-12-31	$15,208
Expenses. Other expenses not covered elsewhere	2010-12-31	$5,208
Contributions received from other sources (not participants or employers)	2010-12-31	$26,690
Other income received	2010-12-31	$96,869
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$-114,539
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,573,799
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,688,338
Assets. Value of participant loans	2010-12-31	$111,676
Total contributions received or receivable from employer(s)	2010-12-31	$1,313
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0
2009 : PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN

2020: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: PENSION ADMINISTRATORS, INC. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASS MUTUAL (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number	INDIV CONTRACTS
Policy instance	1
MASS MUTUAL (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number	INDIV CONTRACTS
Policy instance	1
MASS MUTUAL (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number	INDIV CONTRACTS
Policy instance	1
MASS MUTUAL (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number	INDIV CONTRACTS
Policy instance	1
GENWORTH LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 63401 )
Policy contract number	INDIV CONTRACTS
Policy instance	1
GENWORTH LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 63401 )
Policy contract number	INDIV CONTRACTS
Policy instance	1
GENWORTH LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 63401 )
Policy contract number	INDIV CONTRACTS
Policy instance	1
GENWORTH LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 63401 )
Policy contract number	INDIV CONTRACTS
Policy instance	1
GENWORTH LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 63401 )
Policy contract number	INDIV CONTRACTS
Policy instance	1
GENWORTH LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 63401 )
Policy contract number	INDIV CONTRACTS
Policy instance	1

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Company Name:	VAUGHAN & CO. SECURITIES, INC.
Employer identification number (EIN):	221977381
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services