ROCKWOOD SPECIALTIES LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ROCKWOOD SPECIALTIES LLC MASTER TRUST
| Measure | Date | Value |
|---|
| 2016 : ROCKWOOD SPECIALTIES LLC MASTER TRUST 2016 401k financial data |
|---|
| Total transfer of assets from this plan | 2016-12-31 | $26,081,897 |
| Total income from all sources (including contributions) | 2016-12-31 | $488,016 |
| Total of all expenses incurred | 2016-12-31 | $292,276 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $259,025 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $174,831 |
| Value of total assets at end of year | 2016-12-31 | $0 |
| Value of total assets at beginning of year | 2016-12-31 | $25,886,157 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $33,251 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $174,831 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $1,980,754 |
| Administrative expenses (other) incurred | 2016-12-31 | $33,251 |
| Value of net income/loss | 2016-12-31 | $195,740 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $25,886,157 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $23,890,929 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $14,474 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $313,903 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $-718 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $259,025 |
| Did the plan have assets held for investment | 2016-12-31 | No |
| 2015 : ROCKWOOD SPECIALTIES LLC MASTER TRUST 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-574,803 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-574,803 |
| Total transfer of assets to this plan | 2015-12-31 | $393,674 |
| Total transfer of assets from this plan | 2015-12-31 | $1,126,499 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $-336,720 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $187,264 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
| Value of total assets at end of year | 2015-12-31 | $25,886,157 |
| Value of total assets at beginning of year | 2015-12-31 | $27,142,966 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $187,264 |
| Total interest from all sources | 2015-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $238,083 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $238,083 |
| Administrative expenses professional fees incurred | 2015-12-31 | $187,264 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $1,980,754 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $78,186 |
| Value of net income/loss | 2015-12-31 | $-523,984 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $25,886,157 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $27,142,966 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $23,890,929 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $14,474 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $27,064,780 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| 2014 : ROCKWOOD SPECIALTIES LLC MASTER TRUST 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets to this plan | 2014-12-31 | $696,190 |
| Total transfer of assets from this plan | 2014-12-31 | $1,198,955 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $3,167,576 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $146,137 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $0 |
| Value of total assets at end of year | 2014-12-31 | $27,142,966 |
| Value of total assets at beginning of year | 2014-12-31 | $24,624,292 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $146,137 |
| Total interest from all sources | 2014-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Administrative expenses professional fees incurred | 2014-12-31 | $146,137 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $78,186 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $75,093 |
| Value of net income/loss | 2014-12-31 | $3,021,439 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $27,142,966 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $24,624,292 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $27,064,780 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $24,549,199 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $3,167,576 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| 2013 : ROCKWOOD SPECIALTIES LLC MASTER TRUST 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets to this plan | 2013-12-31 | $603,244 |
| Total transfer of assets from this plan | 2013-12-31 | $1,199,082 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $2,358,723 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $120,209 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
| Value of total assets at end of year | 2013-12-31 | $24,624,292 |
| Value of total assets at beginning of year | 2013-12-31 | $22,981,616 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $120,209 |
| Total interest from all sources | 2013-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Administrative expenses professional fees incurred | 2013-12-31 | $120,209 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $75,093 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $65,670 |
| Value of net income/loss | 2013-12-31 | $2,238,514 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $24,624,292 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $22,981,616 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $24,549,199 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $22,915,946 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $2,358,723 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| 2012 : ROCKWOOD SPECIALTIES LLC MASTER TRUST 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total transfer of assets to this plan | 2012-12-31 | $1,193,645 |
| Total transfer of assets from this plan | 2012-12-31 | $880,736 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $2,618,974 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $116,324 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $22,981,616 |
| Value of total assets at beginning of year | 2012-12-31 | $20,166,057 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $116,324 |
| Total interest from all sources | 2012-12-31 | $3 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Administrative expenses professional fees incurred | 2012-12-31 | $116,324 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $65,670 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $59,815 |
| Value of net income/loss | 2012-12-31 | $2,502,650 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $22,981,616 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $20,166,057 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Interest earned on other investments | 2012-12-31 | $3 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $22,915,946 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $20,106,242 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $2,618,971 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| 2011 : ROCKWOOD SPECIALTIES LLC MASTER TRUST 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total transfer of assets to this plan | 2011-12-31 | $1,019,012 |
| Total transfer of assets from this plan | 2011-12-31 | $691,818 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $753,132 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $110,811 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $20,166,057 |
| Value of total assets at beginning of year | 2011-12-31 | $19,196,542 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $110,811 |
| Total interest from all sources | 2011-12-31 | $12 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $59,815 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $54,318 |
| Administrative expenses (other) incurred | 2011-12-31 | $110,811 |
| Value of net income/loss | 2011-12-31 | $642,321 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $20,166,057 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $19,196,542 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Interest earned on other investments | 2011-12-31 | $12 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $20,106,242 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $19,142,224 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $753,120 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| 2010 : ROCKWOOD SPECIALTIES LLC MASTER TRUST 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total transfer of assets to this plan | 2010-12-31 | $897,467 |
| Total transfer of assets from this plan | 2010-12-31 | $844,319 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $2,083,276 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $110,085 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $19,196,542 |
| Value of total assets at beginning of year | 2010-12-31 | $17,170,203 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $110,085 |
| Total interest from all sources | 2010-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2010-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2010-12-31 | $2,935,221 |
| Amount contributed by the employer to the plan for this plan year | 2010-12-31 | $2,935,221 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $54,318 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $0 |
| Administrative expenses (other) incurred | 2010-12-31 | $110,085 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $1,973,191 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $19,196,542 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $17,170,203 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $17,170,203 |
| Value of interest in master investment trust accounts at end of year | 2010-12-31 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $22,767,279 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $19,142,224 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $2,083,276 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $2,935,221 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,509,098 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | WITHUM SMITH BROWN, PC |
| Accountancy firm EIN | 2010-12-31 | 222027092 |
| 2009 : ROCKWOOD SPECIALTIES LLC MASTER TRUST 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2009-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2009-12-31 | $2,935,221 |
| Amount contributed by the employer to the plan for this plan year | 2009-12-31 | $2,935,221 |
