401k Plan data: ROCKWOOD RETIREMENT PLAN plan

ROCKWOOD RETIREMENT PLAN 401k Plan overview

Plan Name	ROCKWOOD RETIREMENT PLAN
Plan identification number	002

ROCKWOOD RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ROCKWOOD SPECIALTIES LLC has sponsored the creation of one or more 401k plans.

Company Name: ROCKWOOD SPECIALTIES LLC

Employer identification number (EIN): 222269008

NAIC Classification: 326100

Additional information about ROCKWOOD SPECIALTIES LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 879228

More information about ROCKWOOD SPECIALTIES LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKWOOD RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-01-01 MARTIN RATELBAND
002 2014-01-01 SUSAN KELLIHER
002 2013-01-01 DONNA ABRUNZO DONNA ABRUNZO 2014-10-10
002 2012-01-01 DONNA ABRUNZO DONNA ABRUNZO 2013-10-15
002 2011-01-01 DONNA ABRUNZO
002 2010-01-01 DONNA ABRUNZO
002 2009-01-01 DONNA ABRUNZO

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2015-01-01	MARTIN RATELBAND
002	2014-01-01	SUSAN KELLIHER
002	2013-01-01	DONNA ABRUNZO	DONNA ABRUNZO	2014-10-10
002	2012-01-01	DONNA ABRUNZO	DONNA ABRUNZO	2013-10-15
002	2011-01-01	DONNA ABRUNZO
002	2010-01-01	DONNA ABRUNZO
002	2009-01-01	DONNA ABRUNZO

Plan Statistics for ROCKWOOD RETIREMENT PLAN

401k plan membership statisitcs for ROCKWOOD RETIREMENT PLAN

Measure Date Value
2015: ROCKWOOD RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,628
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ROCKWOOD RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,873
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 635
Number of retired or separated participants receiving benefits 2014-01-01 15
Number of other retired or separated participants entitled to future benefits 2014-01-01 972
Total of all active and inactive participants 2014-01-01 1,622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 6
Total participants 2014-01-01 1,628
Number of participants with account balances 2014-01-01 1,572
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ROCKWOOD RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,094
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 943
Number of retired or separated participants receiving benefits 2013-01-01 14
Number of other retired or separated participants entitled to future benefits 2013-01-01 911
Total of all active and inactive participants 2013-01-01 1,868
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 5
Total participants 2013-01-01 1,873
Number of participants with account balances 2013-01-01 1,764
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ROCKWOOD RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,174
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,369
Number of retired or separated participants receiving benefits 2012-01-01 19
Number of other retired or separated participants entitled to future benefits 2012-01-01 700
Total of all active and inactive participants 2012-01-01 2,088
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 6
Total participants 2012-01-01 2,094
Number of participants with account balances 2012-01-01 1,984
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ROCKWOOD RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,286
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,412
Number of retired or separated participants receiving benefits 2011-01-01 34
Number of other retired or separated participants entitled to future benefits 2011-01-01 714
Total of all active and inactive participants 2011-01-01 2,160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 14
Total participants 2011-01-01 2,174
Number of participants with account balances 2011-01-01 2,028
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: ROCKWOOD RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 2,188
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 1,563
Number of retired or separated participants receiving benefits 2010-01-01 31
Number of other retired or separated participants entitled to future benefits 2010-01-01 680
Total of all active and inactive participants 2010-01-01 2,274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 12
Total participants 2010-01-01 2,286
Number of participants with account balances 2010-01-01 2,176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: ROCKWOOD RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,456
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,557
Number of retired or separated participants receiving benefits 2009-01-01 24
Number of other retired or separated participants entitled to future benefits 2009-01-01 601
Total of all active and inactive participants 2009-01-01 2,182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 6
Total participants 2009-01-01 2,188
Number of participants with account balances 2009-01-01 2,040
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: ROCKWOOD RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,628
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ROCKWOOD RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,873
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	635
Number of retired or separated participants receiving benefits	2014-01-01	15
Number of other retired or separated participants entitled to future benefits	2014-01-01	972
Total of all active and inactive participants	2014-01-01	1,622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	6
Total participants	2014-01-01	1,628
Number of participants with account balances	2014-01-01	1,572
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ROCKWOOD RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,094
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	943
Number of retired or separated participants receiving benefits	2013-01-01	14
Number of other retired or separated participants entitled to future benefits	2013-01-01	911
Total of all active and inactive participants	2013-01-01	1,868
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	5
Total participants	2013-01-01	1,873
Number of participants with account balances	2013-01-01	1,764
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ROCKWOOD RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,174
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,369
Number of retired or separated participants receiving benefits	2012-01-01	19
Number of other retired or separated participants entitled to future benefits	2012-01-01	700
Total of all active and inactive participants	2012-01-01	2,088
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	6
Total participants	2012-01-01	2,094
Number of participants with account balances	2012-01-01	1,984
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ROCKWOOD RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,286
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,412
Number of retired or separated participants receiving benefits	2011-01-01	34
Number of other retired or separated participants entitled to future benefits	2011-01-01	714
Total of all active and inactive participants	2011-01-01	2,160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	14
Total participants	2011-01-01	2,174
Number of participants with account balances	2011-01-01	2,028
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: ROCKWOOD RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	2,188
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,563
Number of retired or separated participants receiving benefits	2010-01-01	31
Number of other retired or separated participants entitled to future benefits	2010-01-01	680
Total of all active and inactive participants	2010-01-01	2,274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	12
Total participants	2010-01-01	2,286
Number of participants with account balances	2010-01-01	2,176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: ROCKWOOD RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,456
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,557
Number of retired or separated participants receiving benefits	2009-01-01	24
Number of other retired or separated participants entitled to future benefits	2009-01-01	601
Total of all active and inactive participants	2009-01-01	2,182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	6
Total participants	2009-01-01	2,188
Number of participants with account balances	2009-01-01	2,040
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ROCKWOOD RETIREMENT PLAN

Measure	Date	Value
2015 : ROCKWOOD RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-11-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-11-30	$3,332,449
Total unrealized appreciation/depreciation of assets	2015-11-30	$3,332,449
Total transfer of assets to this plan	2015-11-30	$0
Total transfer of assets from this plan	2015-11-30	$134,286,659
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-11-30	$0
Expenses. Interest paid	2015-11-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-11-30	$0
Total income from all sources (including contributions)	2015-11-30	$13,515,334
Total loss/gain on sale of assets	2015-11-30	$-3,419,252
Total of all expenses incurred	2015-11-30	$64,873,740
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-11-30	$64,756,202
Expenses. Certain deemed distributions of participant loans	2015-11-30	$87,768
Value of total corrective distributions	2015-11-30	$35,120
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-11-30	$9,280,338
Value of total assets at end of year	2015-11-30	$0
Value of total assets at beginning of year	2015-11-30	$185,645,065
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-11-30	$-5,350
Total income from rents	2015-11-30	$0
Total interest from all sources	2015-11-30	$276,402
Total dividends received (eg from common stock, registered investment company shares)	2015-11-30	$3,494,957
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-11-30	$3,462,764
Assets. Real estate other than employer real property at end of year	2015-11-30	$0
Assets. Real estate other than employer real property at beginning of year	2015-11-30	$0
Administrative expenses professional fees incurred	2015-11-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-11-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-11-30	$0
Was this plan covered by a fidelity bond	2015-11-30	Yes
Value of fidelity bond cover	2015-11-30	$25,000,000
If this is an individual account plan, was there a blackout period	2015-11-30	No
Were there any nonexempt tranactions with any party-in-interest	2015-11-30	No
Contributions received from participants	2015-11-30	$3,880,542
Participant contributions at end of year	2015-11-30	$0
Participant contributions at beginning of year	2015-11-30	$3,447,391
Participant contributions at end of year	2015-11-30	$0
Participant contributions at beginning of year	2015-11-30	$0
Assets. Other investments not covered elsewhere at end of year	2015-11-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-11-30	$730
Income. Received or receivable in cash from other sources (including rollovers)	2015-11-30	$243,341
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-11-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-11-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-11-30	$0
Assets. Loans (other than to participants) at end of year	2015-11-30	$0
Assets. Loans (other than to participants) at beginning of year	2015-11-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-11-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-11-30	$0
Other income not declared elsewhere	2015-11-30	$0
Administrative expenses (other) incurred	2015-11-30	$-5,350
Liabilities. Value of operating payables at end of year	2015-11-30	$0
Liabilities. Value of operating payables at beginning of year	2015-11-30	$0
Total non interest bearing cash at end of year	2015-11-30	$0
Total non interest bearing cash at beginning of year	2015-11-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-11-30	No
Income. Non cash contributions	2015-11-30	$0
Value of net income/loss	2015-11-30	$-51,358,406
Value of net assets at end of year (total assets less liabilities)	2015-11-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-11-30	$185,645,065
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-11-30	No
Were any leases to which the plan was party in default or uncollectible	2015-11-30	No
Assets. partnership/joint venture interests at end of year	2015-11-30	$0
Assets. partnership/joint venture interests at beginning of year	2015-11-30	$0
Investment advisory and management fees	2015-11-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-11-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-11-30	$159,689,224
Value of interest in pooled separate accounts at end of year	2015-11-30	$0
Value of interest in pooled separate accounts at beginning of year	2015-11-30	$0
Interest on participant loans	2015-11-30	$273,210
Income. Interest from loans (other than to participants)	2015-11-30	$0
Interest earned on other investments	2015-11-30	$0
Income. Interest from US Government securities	2015-11-30	$3,063
Income. Interest from corporate debt instruments	2015-11-30	$0
Value of interest in master investment trust accounts at end of year	2015-11-30	$0
Value of interest in master investment trust accounts at beginning of year	2015-11-30	$0
Value of interest in common/collective trusts at end of year	2015-11-30	$0
Value of interest in common/collective trusts at beginning of year	2015-11-30	$18,685,281
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-11-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-11-30	$1,108,402
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-11-30	$1,108,402
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-11-30	$129
Assets. Value of investments in 103.12 investment entities at end of year	2015-11-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-11-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-11-30	$0
Asset value of US Government securities at end of year	2015-11-30	$0
Asset value of US Government securities at beginning of year	2015-11-30	$360,043
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-11-30	$613,890
Net investment gain/loss from pooled separate accounts	2015-11-30	$0
Net investment gain or loss from common/collective trusts	2015-11-30	$-63,450
Net gain/loss from 103.12 investment entities	2015-11-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-11-30	No
Was there a failure to transmit to the plan any participant contributions	2015-11-30	No
Has the plan failed to provide any benefit when due under the plan	2015-11-30	No
Assets. Invements in employer securities at end of year	2015-11-30	$0
Assets. Invements in employer securities at beginning of year	2015-11-30	$0
Assets. Value of employer real property at end of year	2015-11-30	$0
Assets. Value of employer real property at beginning of year	2015-11-30	$0
Contributions received in cash from employer	2015-11-30	$5,156,455
Employer contributions (assets) at end of year	2015-11-30	$0
Employer contributions (assets) at beginning of year	2015-11-30	$0
Income. Dividends from preferred stock	2015-11-30	$0
Income. Dividends from common stock	2015-11-30	$32,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-11-30	$64,756,202
Asset. Corporate debt instrument preferred debt at end of year	2015-11-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-11-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-11-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-11-30	$0
Contract administrator fees	2015-11-30	$0
Assets. Corporate common stocks other than exployer securities at end of year	2015-11-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-11-30	$2,353,994
Liabilities. Value of benefit claims payable at end of year	2015-11-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-11-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2015-11-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-11-30	$0
Did the plan have assets held for investment	2015-11-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-11-30	Yes
Aggregate proceeds on sale of assets	2015-11-30	$698,707
Aggregate carrying amount (costs) on sale of assets	2015-11-30	$4,117,959
Liabilities. Value of acquisition indebtedness at end of year	2015-11-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-11-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-11-30	Disclaimer
Accountancy firm name	2015-11-30	WITHUM SMITH BROWN, PC
Accountancy firm EIN	2015-11-30	222027092
2014 : ROCKWOOD RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$195,996
Total unrealized appreciation/depreciation of assets	2014-12-31	$195,996
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$25,457,404
Total loss/gain on sale of assets	2014-12-31	$-187,340
Total of all expenses incurred	2014-12-31	$49,424,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$49,194,093
Expenses. Certain deemed distributions of participant loans	2014-12-31	$25,715
Value of total corrective distributions	2014-12-31	$181,341
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$13,095,823
Value of total assets at end of year	2014-12-31	$185,645,065
Value of total assets at beginning of year	2014-12-31	$209,611,879
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$23,069
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$142,252
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$13,789,112
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$13,760,043
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$5,879,643
Participant contributions at end of year	2014-12-31	$3,447,391
Participant contributions at beginning of year	2014-12-31	$4,703,827
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$730
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$11,900
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$378,317
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at end of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$23,069
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$-23,966,814
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$185,645,065
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$209,611,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$159,689,224
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$176,438,333
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$141,140
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$900
Income. Interest from corporate debt instruments	2014-12-31	$71
Value of interest in master investment trust accounts at end of year	2014-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$18,685,281
Value of interest in common/collective trusts at beginning of year	2014-12-31	$25,043,709
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$1,108,402
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$1,168,778
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$1,168,778
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$141
Assets. Value of investments in 103.12 investment entities at end of year	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Asset value of US Government securities at end of year	2014-12-31	$360,043
Asset value of US Government securities at beginning of year	2014-12-31	$360,295
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-1,763,967
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$185,528
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at end of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$6,837,863
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$0
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$29,069
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$49,194,093
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$0
Contract administrator fees	2014-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$2,353,994
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$1,885,037
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$5,152,936
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$5,340,276
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	WITHUM SMITH BROWN, PC
Accountancy firm EIN	2014-12-31	222027092
2013 : ROCKWOOD RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$183,601
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$0
Total unrealized appreciation/depreciation of assets	2013-12-31	$183,601
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$50,857,306
Total loss/gain on sale of assets	2013-12-31	$2,658
Total of all expenses incurred	2013-12-31	$34,913,329
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$34,793,007
Expenses. Certain deemed distributions of participant loans	2013-12-31	$13,814
Value of total corrective distributions	2013-12-31	$74,942
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$15,826,199
Value of total assets at end of year	2013-12-31	$209,611,879
Value of total assets at beginning of year	2013-12-31	$193,667,902
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$31,566
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$163,753
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$7,958,560
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$7,926,173
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$7,069,074
Participant contributions at end of year	2013-12-31	$4,703,827
Participant contributions at beginning of year	2013-12-31	$5,122,288
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$11,900
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$13,225
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$558,172
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$31,566
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$5,204
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$15,943,977
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$209,611,879
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$193,667,902
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$176,438,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$159,569,867
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$163,166
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$450
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$25,043,709
Value of interest in common/collective trusts at beginning of year	2013-12-31	$25,595,102
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$1,168,778
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1,252,558
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1,252,558
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$137
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$360,295
Asset value of US Government securities at beginning of year	2013-12-31	$344,997
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$26,791,336
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$-68,801
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$8,198,953
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$32,387
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$34,793,007
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$1,885,037
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$1,764,661
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$8,160,993
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$8,158,335
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	WITHUM SMITH BROWN, PC
Accountancy firm EIN	2013-12-31	222027092
2012 : ROCKWOOD RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$-242,372
Total unrealized appreciation/depreciation of assets	2012-12-31	$-242,372
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$38,261,572
Total loss/gain on sale of assets	2012-12-31	$319,039
Total of all expenses incurred	2012-12-31	$14,234,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$14,187,773
Expenses. Certain deemed distributions of participant loans	2012-12-31	$19,783
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$17,880,259
Value of total assets at end of year	2012-12-31	$193,667,902
Value of total assets at beginning of year	2012-12-31	$169,640,792
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$26,906
Total interest from all sources	2012-12-31	$165,252
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$4,956,557
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$4,916,475
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$49,900
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$7,600,025
Participant contributions at end of year	2012-12-31	$5,122,288
Participant contributions at beginning of year	2012-12-31	$4,745,549
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$13,225
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$27,245
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$596,478
Administrative expenses (other) incurred	2012-12-31	$26,906
Total non interest bearing cash at end of year	2012-12-31	$5,204
Total non interest bearing cash at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$24,027,110
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$193,667,902
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$169,640,792
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$159,569,867
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$139,816,339
Interest on participant loans	2012-12-31	$165,036
Value of interest in common/collective trusts at end of year	2012-12-31	$25,595,102
Value of interest in common/collective trusts at beginning of year	2012-12-31	$21,596,467
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,252,558
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$1,567,952
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$1,567,952
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$216
Asset value of US Government securities at end of year	2012-12-31	$344,997
Asset value of US Government securities at beginning of year	2012-12-31	$340,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$14,710,613
Net investment gain or loss from common/collective trusts	2012-12-31	$472,224
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$9,683,756
Income. Dividends from common stock	2012-12-31	$40,082
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$14,187,773
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$1,764,661
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$1,497,340
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$9,591,400
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$9,272,361
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	WITHUM SMITH BROWN, PC
Accountancy firm EIN	2012-12-31	222027092
2011 : ROCKWOOD RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$55,056
Total unrealized appreciation/depreciation of assets	2011-12-31	$55,056
Total income from all sources (including contributions)	2011-12-31	$15,008,187
Total loss/gain on sale of assets	2011-12-31	$-19,007
Total of all expenses incurred	2011-12-31	$27,333,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$27,159,335
Expenses. Certain deemed distributions of participant loans	2011-12-31	$35,820
Value of total corrective distributions	2011-12-31	$107,831
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$16,816,308
Value of total assets at end of year	2011-12-31	$169,640,792
Value of total assets at beginning of year	2011-12-31	$181,966,580
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$30,989
Total interest from all sources	2011-12-31	$176,669
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$3,490,588
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$3,469,577
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-12-31	$49,900
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$7,076,244
Participant contributions at end of year	2011-12-31	$4,745,549
Participant contributions at beginning of year	2011-12-31	$4,824,030
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$27,245
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$200,446
Administrative expenses (other) incurred	2011-12-31	$30,989
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-12,325,788
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$169,640,792
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$181,966,580
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$139,816,339
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$0
Interest on participant loans	2011-12-31	$176,510
Value of interest in master investment trust accounts at end of year	2011-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$177,142,550
Value of interest in common/collective trusts at end of year	2011-12-31	$21,596,467
Value of interest in common/collective trusts at beginning of year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,567,952
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$159
Asset value of US Government securities at end of year	2011-12-31	$340,000
Asset value of US Government securities at beginning of year	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-6,125,976
Net investment gain or loss from common/collective trusts	2011-12-31	$614,549
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$9,539,618
Income. Dividends from common stock	2011-12-31	$21,011
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$27,159,335
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$1,497,340
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$5,942,688
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$5,961,695
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	WITHUM SMITH BROWN, PC
Accountancy firm EIN	2011-12-31	222027092
2010 : ROCKWOOD RETIREMENT PLAN 2010 401k financial data
Total transfer of assets to this plan	2010-12-31	$27,300,209
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$26,397,975
Total of all expenses incurred	2010-12-31	$11,247,291
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$11,078,076
Expenses. Certain deemed distributions of participant loans	2010-12-31	$13,749
Value of total corrective distributions	2010-12-31	$125,668
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$9,551,982
Value of total assets at end of year	2010-12-31	$181,966,580
Value of total assets at beginning of year	2010-12-31	$139,515,687
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$29,798
Total interest from all sources	2010-12-31	$226,958
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$6,847,928
Participant contributions at end of year	2010-12-31	$4,824,030
Participant contributions at beginning of year	2010-12-31	$4,739,151
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$394,373
Administrative expenses (other) incurred	2010-12-31	$29,798
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$15,150,684
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$181,966,580
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$139,515,687
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Interest on participant loans	2010-12-31	$226,958
Value of interest in master investment trust accounts at end of year	2010-12-31	$177,142,550
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$134,776,536
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$2,309,681
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$11,078,076
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	WITHUM SMITH BROWN, PC
Accountancy firm EIN	2010-12-31	222027092
2009 : ROCKWOOD RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ROCKWOOD RETIREMENT PLAN

2015: ROCKWOOD RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROCKWOOD RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROCKWOOD RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROCKWOOD RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROCKWOOD RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ROCKWOOD RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ROCKWOOD RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	ROCKWOOD SPECIALTIES LLC
Employer identification number (EIN):	222269008
NAIC Classification:	326100

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	879228