401k Plan data: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN plan

LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN
Plan identification number	004

LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LERNER DAVID, LLP has sponsored the creation of one or more 401k plans.

Company Name: LERNER DAVID, LLP

Employer identification number (EIN): 222269956

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2018-01-01 ARNOLD KRUMHOLZ 2019-10-10
004 2017-01-01
004 2016-01-01
004 2015-01-01
004 2014-01-01
004 2013-01-01
004 2012-01-01 SUZANNE MALEN
004 2011-01-01 SUZANNE MALEN
004 2010-01-01 SUZANNE MALEN
004 2009-01-01 ARNOLD KRUMHOLZ

Plan Statistics for LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN

401k plan membership statisitcs for LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN

Measure Date Value
2018: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 189
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 204
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 137
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 44
Total of all active and inactive participants 2017-01-01 181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 181
Number of participants with account balances 2017-01-01 157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 204
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 148
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 41
Total of all active and inactive participants 2016-01-01 189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 190
Number of participants with account balances 2016-01-01 163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 206
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 148
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 42
Total of all active and inactive participants 2015-01-01 190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 190
Number of participants with account balances 2015-01-01 158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 196
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 161
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 35
Total of all active and inactive participants 2014-01-01 196
Total participants 2014-01-01 196
Number of participants with account balances 2014-01-01 152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 185
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 150
Number of other retired or separated participants entitled to future benefits 2013-01-01 33
Total of all active and inactive participants 2013-01-01 183
Total participants 2013-01-01 183
Number of participants with account balances 2013-01-01 150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 180
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 146
Number of other retired or separated participants entitled to future benefits 2012-01-01 33
Total of all active and inactive participants 2012-01-01 179
Total participants 2012-01-01 179
Number of participants with account balances 2012-01-01 148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 172
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 135
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 36
Total of all active and inactive participants 2011-01-01 171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 171
Number of participants with account balances 2011-01-01 146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 173
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 130
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 37
Total of all active and inactive participants 2010-01-01 167
Total participants 2010-01-01 167
Number of participants with account balances 2010-01-01 143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 174
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 128
Number of other retired or separated participants entitled to future benefits 2009-01-01 39
Total of all active and inactive participants 2009-01-01 167
Total participants 2009-01-01 167
Number of participants with account balances 2009-01-01 146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2018: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	189
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	204
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	137
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	44
Total of all active and inactive participants	2017-01-01	181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	181
Number of participants with account balances	2017-01-01	157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	204
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	148
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	41
Total of all active and inactive participants	2016-01-01	189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	190
Number of participants with account balances	2016-01-01	163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	206
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	148
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	42
Total of all active and inactive participants	2015-01-01	190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	190
Number of participants with account balances	2015-01-01	158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	196
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	161
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	35
Total of all active and inactive participants	2014-01-01	196
Total participants	2014-01-01	196
Number of participants with account balances	2014-01-01	152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	185
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	150
Number of other retired or separated participants entitled to future benefits	2013-01-01	33
Total of all active and inactive participants	2013-01-01	183
Total participants	2013-01-01	183
Number of participants with account balances	2013-01-01	150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	180
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	146
Number of other retired or separated participants entitled to future benefits	2012-01-01	33
Total of all active and inactive participants	2012-01-01	179
Total participants	2012-01-01	179
Number of participants with account balances	2012-01-01	148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	172
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	135
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	36
Total of all active and inactive participants	2011-01-01	171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	171
Number of participants with account balances	2011-01-01	146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	173
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	130
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	37
Total of all active and inactive participants	2010-01-01	167
Total participants	2010-01-01	167
Number of participants with account balances	2010-01-01	143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	174
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	128
Number of other retired or separated participants entitled to future benefits	2009-01-01	39
Total of all active and inactive participants	2009-01-01	167
Total participants	2009-01-01	167
Number of participants with account balances	2009-01-01	146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN

Measure	Date	Value
2018 : LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$29,607
Total transfer of assets from this plan	2018-12-31	$30,296,972
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$99,466
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$2,358,668
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,256,050
Expenses. Certain deemed distributions of participant loans	2018-12-31	$30,009
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,197,108
Value of total assets at end of year	2018-12-31	$0
Value of total assets at beginning of year	2018-12-31	$32,526,567
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$72,609
Total interest from all sources	2018-12-31	$276,557
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,197,108
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$221,180
Other income not declared elsewhere	2018-12-31	$76,532
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-2,259,202
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$32,526,567
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$72,609
Value of interest in pooled separate accounts at end of year	2018-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$25,372,250
Interest on participant loans	2018-12-31	$7,742
Interest earned on other investments	2018-12-31	$268,815
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$6,920,617
Net investment gain or loss from common/collective trusts	2018-12-31	$-1,450,731
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$12,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,256,050
Did the plan have assets held for investment	2018-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	EISNER AMPER LLP
Accountancy firm EIN	2018-12-31	131639826
2017 : LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2017 401k financial data
Total transfer of assets to this plan	2017-12-31	$51,793
Total income from all sources (including contributions)	2017-12-31	$5,760,921
Total of all expenses incurred	2017-12-31	$1,459,387
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,391,073
Expenses. Certain deemed distributions of participant loans	2017-12-31	$9,434
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,289,646
Value of total assets at end of year	2017-12-31	$32,526,567
Value of total assets at beginning of year	2017-12-31	$28,173,240
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$58,880
Total interest from all sources	2017-12-31	$201,692
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,277,126
Participant contributions at end of year	2017-12-31	$221,180
Participant contributions at beginning of year	2017-12-31	$186,215
Other income not declared elsewhere	2017-12-31	$52,675
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$4,301,534
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$32,526,567
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$28,173,240
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$58,880
Value of interest in pooled separate accounts at end of year	2017-12-31	$25,372,250
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$21,517,302
Interest on participant loans	2017-12-31	$8,717
Interest earned on other investments	2017-12-31	$192,975
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$6,920,617
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$6,469,723
Net investment gain or loss from common/collective trusts	2017-12-31	$4,216,908
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$12,520
Employer contributions (assets) at end of year	2017-12-31	$12,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,391,073
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	EISNER AMPER LLP
Accountancy firm EIN	2017-12-31	131639826
2016 : LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2016 401k financial data
Total transfer of assets to this plan	2016-12-31	$44,917
Total income from all sources (including contributions)	2016-12-31	$3,217,584
Total of all expenses incurred	2016-12-31	$4,715,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$4,695,826
Expenses. Certain deemed distributions of participant loans	2016-12-31	$7,186
Value of total corrective distributions	2016-12-31	$2,802
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,339,249
Value of total assets at end of year	2016-12-31	$28,173,240
Value of total assets at beginning of year	2016-12-31	$29,626,085
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$9,532
Total interest from all sources	2016-12-31	$205,358
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,242,550
Participant contributions at end of year	2016-12-31	$186,215
Participant contributions at beginning of year	2016-12-31	$210,851
Participant contributions at beginning of year	2016-12-31	$18,000
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$96,699
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-1,497,762
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$28,173,240
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$29,626,085
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$9,532
Value of interest in pooled separate accounts at end of year	2016-12-31	$21,517,302
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$22,478,106
Interest on participant loans	2016-12-31	$6,992
Interest earned on other investments	2016-12-31	$198,366
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$6,469,723
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$6,890,132
Net investment gain or loss from common/collective trusts	2016-12-31	$1,672,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Employer contributions (assets) at beginning of year	2016-12-31	$28,996
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$4,695,826
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	EISNER AMPER LLP
Accountancy firm EIN	2016-12-31	131639826
2015 : LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2015 401k financial data
Total transfer of assets to this plan	2015-12-31	$133,056
Total income from all sources (including contributions)	2015-12-31	$1,405,042
Total of all expenses incurred	2015-12-31	$1,287,794
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,232,804
Expenses. Certain deemed distributions of participant loans	2015-12-31	$48,458
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,458,617
Value of total assets at end of year	2015-12-31	$29,626,085
Value of total assets at beginning of year	2015-12-31	$29,375,781
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$6,532
Total interest from all sources	2015-12-31	$210,300
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,391,425
Participant contributions at end of year	2015-12-31	$210,851
Participant contributions at beginning of year	2015-12-31	$237,661
Participant contributions at end of year	2015-12-31	$18,000
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$38,196
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$117,248
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$29,626,085
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$29,375,781
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$6,532
Value of interest in pooled separate accounts at end of year	2015-12-31	$22,478,106
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$21,950,668
Interest on participant loans	2015-12-31	$8,099
Interest earned on other investments	2015-12-31	$202,201
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$6,890,132
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$7,178,270
Net investment gain or loss from common/collective trusts	2015-12-31	$-263,875
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$28,996
Employer contributions (assets) at end of year	2015-12-31	$28,996
Employer contributions (assets) at beginning of year	2015-12-31	$9,182
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,232,804
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	EISNER AMPER LLP
Accountancy firm EIN	2015-12-31	131639826
2014 : LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$92,010
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,056,472
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$240,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$236,453
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,439,256
Value of total assets at end of year	2014-12-31	$29,375,781
Value of total assets at beginning of year	2014-12-31	$26,467,415
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,663
Total interest from all sources	2014-12-31	$193,564
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,426,838
Participant contributions at end of year	2014-12-31	$237,661
Participant contributions at beginning of year	2014-12-31	$182,209
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$3,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,816,356
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$29,375,781
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$26,467,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$3,663
Value of interest in pooled separate accounts at end of year	2014-12-31	$21,950,668
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$20,276,823
Interest on participant loans	2014-12-31	$6,939
Interest earned on other investments	2014-12-31	$186,625
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$7,178,270
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$6,008,383
Net investment gain/loss from pooled separate accounts	2014-12-31	$1,423,652
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$9,182
Employer contributions (assets) at end of year	2014-12-31	$9,182
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$236,453
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	COHN REZNICK LLP
Accountancy firm EIN	2014-12-31	221478099
2013 : LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$64,381
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$4,916,617
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$591,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$588,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,360,864
Value of total assets at end of year	2013-12-31	$26,467,415
Value of total assets at beginning of year	2013-12-31	$22,077,890
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,151
Total interest from all sources	2013-12-31	$173,741
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$325,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,360,864
Participant contributions at end of year	2013-12-31	$182,209
Participant contributions at beginning of year	2013-12-31	$119,559
Total non interest bearing cash at beginning of year	2013-12-31	$93
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$4,325,144
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$26,467,415
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$22,077,890
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$3,151
Value of interest in pooled separate accounts at end of year	2013-12-31	$20,276,823
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$16,514,529
Interest on participant loans	2013-12-31	$4,698
Interest earned on other investments	2013-12-31	$169,043
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$6,008,383
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$5,443,709
Net investment gain/loss from pooled separate accounts	2013-12-31	$3,382,012
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$588,322
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	COHN REZNICK LLP
Accountancy firm EIN	2013-12-31	221478099
2012 : LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2012 401k financial data
Total transfer of assets to this plan	2012-12-31	$42,466
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$14,759
Total income from all sources (including contributions)	2012-12-31	$3,434,116
Total of all expenses incurred	2012-12-31	$191,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$190,881
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,213,928
Value of total assets at end of year	2012-12-31	$22,077,890
Value of total assets at beginning of year	2012-12-31	$18,808,039
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,091
Total interest from all sources	2012-12-31	$144,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,213,928
Participant contributions at end of year	2012-12-31	$119,559
Participant contributions at beginning of year	2012-12-31	$81,947
Total non interest bearing cash at end of year	2012-12-31	$93
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,242,144
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$22,077,890
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$18,793,280
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$1,091
Value of interest in pooled separate accounts at end of year	2012-12-31	$16,514,529
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$13,893,241
Interest on participant loans	2012-12-31	$3,611
Interest earned on other investments	2012-12-31	$141,270
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$5,443,709
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$4,830,876
Net investment gain/loss from pooled separate accounts	2012-12-31	$2,075,307
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Employer contributions (assets) at beginning of year	2012-12-31	$1,975
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$190,881
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$14,759
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	COHN REZNICK LLP
Accountancy firm EIN	2012-12-31	221478099
2011 : LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2011 401k financial data
Total transfer of assets to this plan	2011-12-31	$44,454
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$14,759
Total income from all sources (including contributions)	2011-12-31	$1,654,786
Total of all expenses incurred	2011-12-31	$240,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$239,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,373,245
Value of total assets at end of year	2011-12-31	$18,808,039
Value of total assets at beginning of year	2011-12-31	$17,334,837
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,526
Total interest from all sources	2011-12-31	$146,756
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,160,576
Participant contributions at end of year	2011-12-31	$81,947
Participant contributions at beginning of year	2011-12-31	$100,391
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$210,694
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,413,989
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$18,793,280
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$17,334,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$1,526
Value of interest in pooled separate accounts at end of year	2011-12-31	$13,893,241
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$12,692,445
Interest on participant loans	2011-12-31	$4,035
Interest earned on other investments	2011-12-31	$142,721
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$4,830,876
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$4,531,469
Net investment gain/loss from pooled separate accounts	2011-12-31	$134,785
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,975
Employer contributions (assets) at end of year	2011-12-31	$1,975
Employer contributions (assets) at beginning of year	2011-12-31	$10,532
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$239,271
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$14,759
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	J.H. COHN LLP
Accountancy firm EIN	2011-12-31	221478099
2010 : LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2010 401k financial data
Total transfer of assets to this plan	2010-12-31	$20,674
Total income from all sources (including contributions)	2010-12-31	$2,798,833
Total of all expenses incurred	2010-12-31	$241,593
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$241,114
Value of total corrective distributions	2010-12-31	$64
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,110,268
Value of total assets at end of year	2010-12-31	$17,334,837
Value of total assets at beginning of year	2010-12-31	$14,756,923
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$415
Total interest from all sources	2010-12-31	$6,004
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,099,736
Participant contributions at end of year	2010-12-31	$100,391
Participant contributions at beginning of year	2010-12-31	$134,707
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,557,240
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$17,334,837
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$14,756,923
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$415
Value of interest in pooled separate accounts at end of year	2010-12-31	$12,692,445
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$10,363,125
Interest on participant loans	2010-12-31	$6,004
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$4,531,469
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$4,245,120
Net investment gain/loss from pooled separate accounts	2010-12-31	$1,682,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$10,532
Employer contributions (assets) at end of year	2010-12-31	$10,532
Employer contributions (assets) at beginning of year	2010-12-31	$13,971
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$241,114
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	J.H. COHN LLP
Accountancy firm EIN	2010-12-31	221478099
2009 : LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN

2018: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: LERNER, DAVID, LITTENBERG, KRUMHOLZ & MENTLIK 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHX071

Policy instance

Insurance contract or identification number	PHX071
Number of Individuals Covered	0
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHX071

Policy instance

Insurance contract or identification number	PHX071
Number of Individuals Covered	157
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	LERNER DAVID, LLP
Employer identification number (EIN):	222269956
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
004	2018-01-01	ARNOLD KRUMHOLZ	2019-10-10
004	2017-01-01
004	2016-01-01
004	2015-01-01
004	2014-01-01
004	2013-01-01
004	2012-01-01	SUZANNE MALEN
004	2011-01-01	SUZANNE MALEN
004	2010-01-01	SUZANNE MALEN
004	2009-01-01	ARNOLD KRUMHOLZ