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| Plan Name | MERCEDES-BENZ USA, LLC RETIREMENT INCOME PLAN |
| Plan identification number | 003 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
|
| Company Name: | MERCEDES-BENZ USA, LLC |
| Employer identification number (EIN): | 222375138 |
| NAIC Classification: | 423100 |
Additional information about MERCEDES-BENZ USA, LLC
| Jurisdiction of Incorporation: | Texas Secretary of State |
| Incorporation Date: | 2000-06-07 |
| Company Identification Number: | 0706961523 |
| Legal Registered Office Address: |
1 MERCEDES BENZ DR SANDY SPRINGS United States of America (USA) 30328 |
More information about MERCEDES-BENZ USA, LLC
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 003 | 2021-01-01 | ||||
| 003 | 2021-01-01 | JAMES WHITLOW | |||
| 003 | 2020-01-01 | ||||
| 003 | 2019-01-01 | ||||
| 003 | 2018-01-01 | ||||
| 003 | 2018-01-01 | ||||
| 003 | 2016-01-01 |
| Measure | Date | Value |
|---|---|---|
| 2021: MERCEDES-BENZ USA, LLC RETIREMENT INCOME PLAN 2021 401k membership | ||
| Total participants, beginning-of-year | 2021-01-01 | 3,174 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 0 |
| Total of all active and inactive participants | 2021-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
| Total participants | 2021-01-01 | 0 |
| Number of participants with account balances | 2021-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
| 2020: MERCEDES-BENZ USA, LLC RETIREMENT INCOME PLAN 2020 401k membership | ||
| Total participants, beginning-of-year | 2020-01-01 | 1,843 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 2,956 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 215 |
| Total of all active and inactive participants | 2020-01-01 | 3,171 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 3 |
| Total participants | 2020-01-01 | 3,174 |
| Number of participants with account balances | 2020-01-01 | 1,715 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 162 |
| 2019: MERCEDES-BENZ USA, LLC RETIREMENT INCOME PLAN 2019 401k membership | ||
| Total participants, beginning-of-year | 2019-01-01 | 1,525 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 1,700 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 141 |
| Total of all active and inactive participants | 2019-01-01 | 1,841 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 2 |
| Total participants | 2019-01-01 | 1,843 |
| Number of participants with account balances | 2019-01-01 | 1,246 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 144 |
| 2018: MERCEDES-BENZ USA, LLC RETIREMENT INCOME PLAN 2018 401k membership | ||
| Total participants, beginning-of-year | 2018-01-01 | 703 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 1,365 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 159 |
| Total of all active and inactive participants | 2018-01-01 | 1,524 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 1 |
| Total participants | 2018-01-01 | 1,525 |
| Number of participants with account balances | 2018-01-01 | 960 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 121 |
| Measure | Date | Value |
|---|---|---|
| 2021 : MERCEDES-BENZ USA, LLC RETIREMENT INCOME PLAN 2021 401k financial data | ||
| Total unrealized appreciation/depreciation of assets | 2021-10-01 | $0 |
| Total transfer of assets from this plan | 2021-10-01 | $26,236,456 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-10-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-10-01 | $0 |
| Total income from all sources (including contributions) | 2021-10-01 | $2,380,765 |
| Total loss/gain on sale of assets | 2021-10-01 | $0 |
| Total of all expenses incurred | 2021-10-01 | $1,188,670 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-10-01 | $1,127,732 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-10-01 | $73,306 |
| Value of total assets at end of year | 2021-10-01 | $0 |
| Value of total assets at beginning of year | 2021-10-01 | $25,044,361 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-10-01 | $60,938 |
| Total interest from all sources | 2021-10-01 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-10-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-10-01 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2021-10-01 | $0 |
| Was this plan covered by a fidelity bond | 2021-10-01 | Yes |
| Value of fidelity bond cover | 2021-10-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-10-01 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-10-01 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-10-01 | No |
| Administrative expenses (other) incurred | 2021-10-01 | $60,938 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-10-01 | No |
| Value of net income/loss | 2021-10-01 | $1,192,095 |
| Value of net assets at end of year (total assets less liabilities) | 2021-10-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-10-01 | $25,044,361 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-10-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-10-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-10-01 | No |
| Value of interest in common/collective trusts at end of year | 2021-10-01 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2021-10-01 | $17,081,143 |
| Net investment gain or loss from common/collective trusts | 2021-10-01 | $2,307,459 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-10-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-10-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-10-01 | No |
| Contributions received in cash from employer | 2021-10-01 | $73,306 |
| Employer contributions (assets) at end of year | 2021-10-01 | $0 |
| Employer contributions (assets) at beginning of year | 2021-10-01 | $7,963,218 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-10-01 | $1,127,732 |
| Did the plan have assets held for investment | 2021-10-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-10-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-10-01 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2021-10-01 | Unqualified |
| Accountancy firm name | 2021-10-01 | WARREN AVERETTE CPAS AND ADVISORS |
| Accountancy firm EIN | 2021-10-01 | 454084397 |
| 2020 : MERCEDES-BENZ USA, LLC RETIREMENT INCOME PLAN 2020 401k financial data | ||
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $10,542,619 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $655,747 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $569,740 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $7,971,679 |
| Value of total assets at end of year | 2020-12-31 | $25,044,361 |
| Value of total assets at beginning of year | 2020-12-31 | $15,157,489 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $86,007 |
| Total interest from all sources | 2020-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Other income not declared elsewhere | 2020-12-31 | $0 |
| Administrative expenses (other) incurred | 2020-12-31 | $86,007 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $9,886,872 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $25,044,361 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $15,157,489 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $17,081,143 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $8,824,831 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $2,570,940 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $7,971,679 |
| Employer contributions (assets) at end of year | 2020-12-31 | $7,963,218 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $6,332,658 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $569,740 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | WARREN AVERETT CPAS AND ADVISORS |
| Accountancy firm EIN | 2020-12-31 | 454084397 |
| 2019 : MERCEDES-BENZ USA, LLC RETIREMENT INCOME PLAN 2019 401k financial data | ||
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $7,492,372 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $273,282 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $241,980 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $6,320,046 |
| Value of total assets at end of year | 2019-12-31 | $15,157,489 |
| Value of total assets at beginning of year | 2019-12-31 | $7,938,399 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $31,302 |
| Total interest from all sources | 2019-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $136 |
| Administrative expenses (other) incurred | 2019-12-31 | $31,302 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $7,219,090 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $15,157,489 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $7,938,399 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $8,824,831 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $3,408,505 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $1,172,326 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $6,320,046 |
| Employer contributions (assets) at end of year | 2019-12-31 | $6,332,658 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $4,529,758 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $241,980 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | WARREN AVERETT CPAS AND ADVISORS |
| Accountancy firm EIN | 2019-12-31 | 454084337 |
| 2018 : MERCEDES-BENZ USA, LLC RETIREMENT INCOME PLAN 2018 401k financial data | ||
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $4,598 |
| Total income from all sources (including contributions) | 2018-12-31 | $4,255,249 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $75,495 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $59,279 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $4,529,758 |
| Value of total assets at end of year | 2018-12-31 | $7,938,399 |
| Value of total assets at beginning of year | 2018-12-31 | $3,763,243 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $16,216 |
| Total interest from all sources | 2018-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $14 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $136 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $4,598 |
| Administrative expenses (other) incurred | 2018-12-31 | $16,216 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $4,179,754 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $7,938,399 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $3,758,645 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $3,408,505 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $893,820 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $-274,509 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $4,529,758 |
| Employer contributions (assets) at end of year | 2018-12-31 | $4,529,758 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $2,869,409 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $59,279 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | WARREN AVERETT CPAS AND ADVISORS |
| Accountancy firm EIN | 2018-12-31 | 454084337 |
| 2021: MERCEDES-BENZ USA, LLC RETIREMENT INCOME PLAN 2021 form 5500 responses | ||
|---|---|---|
| 2021-01-01 | Type of plan entity | Single employer plan |
| 2021-01-01 | Submission has been amended | No |
| 2021-01-01 | This submission is the final filing | Yes |
| 2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2021-01-01 | Plan is a collectively bargained plan | No |
| 2021-01-01 | Plan funding arrangement – Trust | Yes |
| 2021-01-01 | Plan benefit arrangement - Trust | Yes |
| 2020: MERCEDES-BENZ USA, LLC RETIREMENT INCOME PLAN 2020 form 5500 responses | ||
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Submission has been amended | No |
| 2020-01-01 | This submission is the final filing | No |
| 2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-01-01 | Plan is a collectively bargained plan | No |
| 2020-01-01 | Plan funding arrangement – Trust | Yes |
| 2020-01-01 | Plan benefit arrangement - Trust | Yes |
| 2019: MERCEDES-BENZ USA, LLC RETIREMENT INCOME PLAN 2019 form 5500 responses | ||
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: MERCEDES-BENZ USA, LLC RETIREMENT INCOME PLAN 2018 form 5500 responses | ||
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | Yes |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |