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TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 401k Plan overview

Plan NameTUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN
Plan identification number 001

TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TUDOR INVESTMENT CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:TUDOR INVESTMENT CORPORATION
Employer identification number (EIN):222514825
NAIC Classification:523900

Additional information about TUDOR INVESTMENT CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 902815

More information about TUDOR INVESTMENT CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01GRETCHEN JOHNSON
0012016-01-01GRETCHEN JOHNSON
0012015-01-01FILOMENA DI SISTO
0012014-01-01FILOMENA DI SISTO
0012013-01-01FILOMENA DI SISTO
0012012-01-01FILOMENA DI SISTO
0012011-01-01FILOMENA DI SISTO
0012010-01-01FILOMENA DI SISTO
0012009-01-01FILOMENA DISISTO FILOMENA DISISTO2010-09-29

Plan Statistics for TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN

401k plan membership statisitcs for TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN

Measure Date Value
2022: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01443
Total number of active participants reported on line 7a of the Form 55002022-01-01248
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-01222
Total of all active and inactive participants2022-01-01471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01471
Number of participants with account balances2022-01-01468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-017
2021: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01449
Total number of active participants reported on line 7a of the Form 55002021-01-01229
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01211
Total of all active and inactive participants2021-01-01440
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01441
Number of participants with account balances2021-01-01441
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-013
2020: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01482
Total number of active participants reported on line 7a of the Form 55002020-01-01229
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-01219
Total of all active and inactive participants2020-01-01449
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01449
Number of participants with account balances2020-01-01449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-016
2019: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01539
Total number of active participants reported on line 7a of the Form 55002019-01-01225
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-01250
Total of all active and inactive participants2019-01-01476
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01477
Number of participants with account balances2019-01-01470
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-015
2018: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01578
Total number of active participants reported on line 7a of the Form 55002018-01-01286
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01250
Total of all active and inactive participants2018-01-01537
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01538
Number of participants with account balances2018-01-01468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-015
2017: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01518
Total number of active participants reported on line 7a of the Form 55002017-01-01324
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-01252
Total of all active and inactive participants2017-01-01577
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01578
Number of participants with account balances2017-01-01467
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0120
2016: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01518
Total number of active participants reported on line 7a of the Form 55002016-01-01281
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01236
Total of all active and inactive participants2016-01-01517
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01518
Number of participants with account balances2016-01-01511
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0115
2015: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01464
Total number of active participants reported on line 7a of the Form 55002015-01-01334
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01183
Total of all active and inactive participants2015-01-01517
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01518
Number of participants with account balances2015-01-01506
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01453
Total number of active participants reported on line 7a of the Form 55002014-01-01293
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01170
Total of all active and inactive participants2014-01-01463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01464
Number of participants with account balances2014-01-01464
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01455
Total number of active participants reported on line 7a of the Form 55002013-01-01293
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01159
Total of all active and inactive participants2013-01-01452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01453
Number of participants with account balances2013-01-01448
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0116
2012: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01455
Total number of active participants reported on line 7a of the Form 55002012-01-01308
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01147
Total of all active and inactive participants2012-01-01455
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01455
Number of participants with account balances2012-01-01453
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01405
Total number of active participants reported on line 7a of the Form 55002011-01-01314
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01141
Total of all active and inactive participants2011-01-01455
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01455
Number of participants with account balances2011-01-01435
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2010: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01426
Total number of active participants reported on line 7a of the Form 55002010-01-01281
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01124
Total of all active and inactive participants2010-01-01405
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01405
Number of participants with account balances2010-01-01390
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0112
2009: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01408
Total number of active participants reported on line 7a of the Form 55002009-01-01292
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01134
Total of all active and inactive participants2009-01-01426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01426
Number of participants with account balances2009-01-01402
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-019

Financial Data on TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN

Measure Date Value
2022 : TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-17,827,839
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,115,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,981,167
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$7,286,205
Value of total assets at end of year2022-12-31$130,723,846
Value of total assets at beginning of year2022-12-31$153,666,810
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$133,958
Total interest from all sources2022-12-31$184,490
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,282,825
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,282,825
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,038,968
Participant contributions at end of year2022-12-31$442,551
Participant contributions at beginning of year2022-12-31$460,877
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,189,952
Administrative expenses (other) incurred2022-12-31$133,958
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-22,942,964
Value of net assets at end of year (total assets less liabilities)2022-12-31$130,723,846
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$153,666,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$92,801,591
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$100,179,682
Value of interest in pooled separate accounts at end of year2022-12-31$5,073,547
Value of interest in pooled separate accounts at beginning of year2022-12-31$5,473,197
Interest on participant loans2022-12-31$20,659
Value of interest in common/collective trusts at end of year2022-12-31$30,956,038
Value of interest in common/collective trusts at beginning of year2022-12-31$36,772,992
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$9,612,454
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$9,612,454
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$163,831
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-20,379,693
Net investment gain/loss from pooled separate accounts2022-12-31$-592,689
Net investment gain or loss from common/collective trusts2022-12-31$-6,608,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,057,285
Employer contributions (assets) at end of year2022-12-31$1,450,119
Employer contributions (assets) at beginning of year2022-12-31$1,167,608
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,981,167
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RSM US LLP
Accountancy firm EIN2022-12-31420714325
2021 : TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$27,108,457
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$10,592,909
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$10,413,951
Value of total corrective distributions2021-12-31$2,629
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,729,391
Value of total assets at end of year2021-12-31$153,666,810
Value of total assets at beginning of year2021-12-31$137,151,262
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$176,329
Total interest from all sources2021-12-31$23,961
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,364,869
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,364,869
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,783,196
Participant contributions at end of year2021-12-31$460,877
Participant contributions at beginning of year2021-12-31$392,527
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$129,006
Administrative expenses (other) incurred2021-12-31$176,329
Total non interest bearing cash at beginning of year2021-12-31$279
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$16,515,548
Value of net assets at end of year (total assets less liabilities)2021-12-31$153,666,810
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$137,151,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$100,179,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$99,794,312
Value of interest in pooled separate accounts at end of year2021-12-31$5,473,197
Value of interest in pooled separate accounts at beginning of year2021-12-31$4,398,337
Interest on participant loans2021-12-31$23,184
Value of interest in common/collective trusts at end of year2021-12-31$36,772,992
Value of interest in common/collective trusts at beginning of year2021-12-31$31,203,393
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$9,612,454
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$777
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$15,322,526
Net investment gain/loss from pooled separate accounts2021-12-31$-19,384
Net investment gain or loss from common/collective trusts2021-12-31$4,687,094
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,817,189
Employer contributions (assets) at end of year2021-12-31$1,167,608
Employer contributions (assets) at beginning of year2021-12-31$1,362,414
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$10,413,951
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RSM US LLP
Accountancy firm EIN2021-12-31420714325
2020 : TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$22,626,239
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$11,833,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$11,671,443
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,235,747
Value of total assets at end of year2020-12-31$137,151,262
Value of total assets at beginning of year2020-12-31$126,358,372
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$161,906
Total interest from all sources2020-12-31$25,699
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,436,943
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,436,943
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,512,326
Participant contributions at end of year2020-12-31$392,527
Participant contributions at beginning of year2020-12-31$494,724
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$665,849
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$191
Administrative expenses (other) incurred2020-12-31$161,906
Total non interest bearing cash at end of year2020-12-31$279
Total non interest bearing cash at beginning of year2020-12-31$37,419
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$10,792,890
Value of net assets at end of year (total assets less liabilities)2020-12-31$137,151,262
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$126,358,372
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$99,794,312
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$124,948,230
Value of interest in pooled separate accounts at end of year2020-12-31$4,398,337
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$24,343
Value of interest in common/collective trusts at end of year2020-12-31$31,203,393
Value of interest in common/collective trusts at beginning of year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$2,983
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$2,983
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$1,356
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$9,367,063
Net investment gain/loss from pooled separate accounts2020-12-31$208,620
Net investment gain or loss from common/collective trusts2020-12-31$5,352,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,057,572
Employer contributions (assets) at end of year2020-12-31$1,362,414
Employer contributions (assets) at beginning of year2020-12-31$874,825
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$11,671,443
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31RSM US LLP
Accountancy firm EIN2020-12-31420714325
2019 : TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$29,194,874
Total of all expenses incurred2019-12-31$5,606,085
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,364,789
Value of total corrective distributions2019-12-31$4,098
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,705,257
Value of total assets at end of year2019-12-31$126,358,372
Value of total assets at beginning of year2019-12-31$102,769,583
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$237,198
Total interest from all sources2019-12-31$27,592
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,327,538
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,327,538
Administrative expenses professional fees incurred2019-12-31$43,005
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,260,843
Participant contributions at end of year2019-12-31$494,724
Participant contributions at beginning of year2019-12-31$594,636
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$915,146
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$191
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$206
Administrative expenses (other) incurred2019-12-31$129,193
Total non interest bearing cash at end of year2019-12-31$37,419
Total non interest bearing cash at beginning of year2019-12-31$28,276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$23,588,789
Value of net assets at end of year (total assets less liabilities)2019-12-31$126,358,372
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$102,769,583
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$65,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$124,948,230
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$101,098,525
Interest on participant loans2019-12-31$27,572
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,983
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$670
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$670
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$20
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$21,134,487
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,529,268
Employer contributions (assets) at end of year2019-12-31$874,825
Employer contributions (assets) at beginning of year2019-12-31$1,047,270
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,364,789
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm EIN2019-12-31420714325
2018 : TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$-1,702,615
Total of all expenses incurred2018-12-31$9,102,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$8,867,646
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,541,431
Value of total assets at end of year2018-12-31$102,769,583
Value of total assets at beginning of year2018-12-31$113,574,657
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$234,813
Total interest from all sources2018-12-31$28,612
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,219,227
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,219,227
Administrative expenses professional fees incurred2018-12-31$35,280
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,953,180
Participant contributions at end of year2018-12-31$594,636
Participant contributions at beginning of year2018-12-31$625,754
Participant contributions at beginning of year2018-12-31$51,676
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$90,599
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$206
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$1,339
Administrative expenses (other) incurred2018-12-31$118,283
Total non interest bearing cash at end of year2018-12-31$28,276
Total non interest bearing cash at beginning of year2018-12-31$37,266
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-10,805,074
Value of net assets at end of year (total assets less liabilities)2018-12-31$102,769,583
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$113,574,657
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$81,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$101,098,525
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$112,193,572
Interest on participant loans2018-12-31$28,590
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$670
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$155,486
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$155,486
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$22
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-8,491,885
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,497,652
Employer contributions (assets) at end of year2018-12-31$1,047,270
Employer contributions (assets) at beginning of year2018-12-31$509,564
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$8,867,646
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$21,157,992
Total of all expenses incurred2017-12-31$11,765,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$11,550,438
Expenses. Certain deemed distributions of participant loans2017-12-31$2,440
Value of total corrective distributions2017-12-31$158
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,511,417
Value of total assets at end of year2017-12-31$113,574,657
Value of total assets at beginning of year2017-12-31$104,182,413
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$212,712
Total interest from all sources2017-12-31$26,676
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,994,674
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,994,674
Administrative expenses professional fees incurred2017-12-31$33,562
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,671,221
Participant contributions at end of year2017-12-31$625,754
Participant contributions at beginning of year2017-12-31$559,568
Participant contributions at end of year2017-12-31$51,676
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$578,594
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$1,339
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Administrative expenses (other) incurred2017-12-31$114,150
Total non interest bearing cash at end of year2017-12-31$37,266
Total non interest bearing cash at beginning of year2017-12-31$24,542
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$9,392,244
Value of net assets at end of year (total assets less liabilities)2017-12-31$113,574,657
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$104,182,413
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$65,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$112,193,572
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$102,361,273
Interest on participant loans2017-12-31$26,547
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$155,486
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$119,141
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$119,141
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$129
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$13,625,225
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,261,602
Employer contributions (assets) at end of year2017-12-31$509,564
Employer contributions (assets) at beginning of year2017-12-31$1,117,889
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$11,550,438
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$14,441,858
Total of all expenses incurred2016-12-31$11,629,661
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$11,414,586
Value of total corrective distributions2016-12-31$13,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$7,030,308
Value of total assets at end of year2016-12-31$104,182,413
Value of total assets at beginning of year2016-12-31$101,370,216
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$201,680
Total interest from all sources2016-12-31$27,745
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,810,916
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,810,916
Administrative expenses professional fees incurred2016-12-31$32,562
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,202,483
Participant contributions at end of year2016-12-31$559,568
Participant contributions at beginning of year2016-12-31$611,056
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$752,953
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Administrative expenses (other) incurred2016-12-31$120,368
Total non interest bearing cash at end of year2016-12-31$24,542
Total non interest bearing cash at beginning of year2016-12-31$16,240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,812,197
Value of net assets at end of year (total assets less liabilities)2016-12-31$104,182,413
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$101,370,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$48,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$102,361,273
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$98,905,282
Interest on participant loans2016-12-31$27,745
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$119,141
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$64,652
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$64,652
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,572,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,074,872
Employer contributions (assets) at end of year2016-12-31$1,117,889
Employer contributions (assets) at beginning of year2016-12-31$1,772,986
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$11,414,586
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31RSM US LLP
Accountancy firm EIN2016-12-31420714325
2015 : TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$8,110,517
Total of all expenses incurred2015-12-31$5,462,381
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,252,879
Value of total corrective distributions2015-12-31$1,250
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$8,009,254
Value of total assets at end of year2015-12-31$101,370,216
Value of total assets at beginning of year2015-12-31$98,722,080
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$208,252
Total interest from all sources2015-12-31$21,350
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,750,414
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,750,414
Administrative expenses professional fees incurred2015-12-31$32,472
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,264,510
Participant contributions at end of year2015-12-31$611,056
Participant contributions at beginning of year2015-12-31$488,165
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,025,982
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$113
Administrative expenses (other) incurred2015-12-31$110,780
Total non interest bearing cash at end of year2015-12-31$16,240
Total non interest bearing cash at beginning of year2015-12-31$23,641
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,648,136
Value of net assets at end of year (total assets less liabilities)2015-12-31$101,370,216
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$98,722,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$65,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$98,905,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$96,605,560
Interest on participant loans2015-12-31$21,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$64,652
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$33,653
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$33,653
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,670,501
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,718,762
Employer contributions (assets) at end of year2015-12-31$1,772,986
Employer contributions (assets) at beginning of year2015-12-31$1,570,948
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,252,879
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31RSM US LLP(FORMELY MCGLADREY LLP)
Accountancy firm EIN2015-12-31420714325
2014 : TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$12,698,739
Total of all expenses incurred2014-12-31$5,510,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,315,950
Value of total corrective distributions2014-12-31$5,142
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,770,899
Value of total assets at end of year2014-12-31$98,722,080
Value of total assets at beginning of year2014-12-31$91,533,614
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$189,181
Total interest from all sources2014-12-31$23,875
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,713,035
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,713,035
Administrative expenses professional fees incurred2014-12-31$30,000
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,704,405
Participant contributions at end of year2014-12-31$488,165
Participant contributions at beginning of year2014-12-31$660,261
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$882,101
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$113
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$72
Administrative expenses (other) incurred2014-12-31$110,431
Total non interest bearing cash at end of year2014-12-31$23,641
Total non interest bearing cash at beginning of year2014-12-31$18,167
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$7,188,466
Value of net assets at end of year (total assets less liabilities)2014-12-31$98,722,080
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$91,533,614
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$48,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$96,605,560
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$88,548,954
Interest on participant loans2014-12-31$23,871
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$33,653
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$199,639
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$199,639
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,190,930
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,184,393
Employer contributions (assets) at end of year2014-12-31$1,570,948
Employer contributions (assets) at beginning of year2014-12-31$2,106,521
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,315,950
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31MCGLADREY LLP
Accountancy firm EIN2014-12-31420714325
2013 : TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$18,883,440
Total of all expenses incurred2013-12-31$6,521,032
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,409,865
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$7,614,214
Value of total assets at end of year2013-12-31$91,533,614
Value of total assets at beginning of year2013-12-31$79,171,206
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$111,167
Total interest from all sources2013-12-31$28,369
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,395,475
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,395,475
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,709,886
Participant contributions at end of year2013-12-31$660,261
Participant contributions at beginning of year2013-12-31$652,758
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$964,243
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$72
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$779
Administrative expenses (other) incurred2013-12-31$46,167
Total non interest bearing cash at end of year2013-12-31$18,167
Total non interest bearing cash at beginning of year2013-12-31$7,428
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$12,362,408
Value of net assets at end of year (total assets less liabilities)2013-12-31$91,533,614
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$79,171,206
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$65,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$88,548,954
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$77,003,443
Interest on participant loans2013-12-31$28,357
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$199,639
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$105,475
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$105,475
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$12
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$9,845,382
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,940,085
Employer contributions (assets) at end of year2013-12-31$2,106,521
Employer contributions (assets) at beginning of year2013-12-31$1,401,323
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,409,865
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31ERNST & YOUNG LLP
Accountancy firm EIN2013-12-31346565596
2012 : TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$13,127,154
Total of all expenses incurred2012-12-31$3,736,857
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,698,575
Expenses. Certain deemed distributions of participant loans2012-12-31$906
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$6,358,312
Value of total assets at end of year2012-12-31$79,171,206
Value of total assets at beginning of year2012-12-31$69,780,909
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$37,376
Total interest from all sources2012-12-31$28,523
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,471,657
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,471,657
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,644,584
Participant contributions at end of year2012-12-31$652,758
Participant contributions at beginning of year2012-12-31$692,704
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$479,961
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$779
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$122
Administrative expenses (other) incurred2012-12-31$26,543
Total non interest bearing cash at end of year2012-12-31$7,428
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$9,390,297
Value of net assets at end of year (total assets less liabilities)2012-12-31$79,171,206
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$69,780,909
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$10,833
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$77,003,443
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$67,173,930
Interest on participant loans2012-12-31$28,519
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$105,475
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$63,266
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$63,266
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$5,268,662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,233,767
Employer contributions (assets) at end of year2012-12-31$1,401,323
Employer contributions (assets) at beginning of year2012-12-31$1,850,887
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,698,575
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31ERNST & YOUNG LLP
Accountancy firm EIN2012-12-31346565596
2011 : TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$5,553,043
Total of all expenses incurred2011-12-31$1,468,946
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,467,035
Value of total corrective distributions2011-12-31$967
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$6,482,046
Value of total assets at end of year2011-12-31$69,780,909
Value of total assets at beginning of year2011-12-31$65,696,812
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$944
Total interest from all sources2011-12-31$33,374
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$966,002
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,465,480
Participant contributions at end of year2011-12-31$692,704
Participant contributions at beginning of year2011-12-31$672,868
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$338,195
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$122
Administrative expenses (other) incurred2011-12-31$944
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$4,084,097
Value of net assets at end of year (total assets less liabilities)2011-12-31$69,780,909
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$65,696,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$67,173,930
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$63,378,943
Interest on participant loans2011-12-31$33,369
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$63,266
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$229,954
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$229,954
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,928,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,678,371
Employer contributions (assets) at end of year2011-12-31$1,850,887
Employer contributions (assets) at beginning of year2011-12-31$1,415,047
Income. Dividends from common stock2011-12-31$966,002
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,467,035
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31ERNST & YOUNG LLP
Accountancy firm EIN2011-12-31346565596
2010 : TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$12,144,803
Total of all expenses incurred2010-12-31$4,219,770
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,218,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,159,680
Value of total assets at end of year2010-12-31$65,696,812
Value of total assets at beginning of year2010-12-31$57,771,779
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,363
Total interest from all sources2010-12-31$32,393
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,070,978
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,070,978
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,276,185
Participant contributions at end of year2010-12-31$672,868
Participant contributions at beginning of year2010-12-31$596,095
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$924,193
Administrative expenses (other) incurred2010-12-31$1,363
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$7,925,033
Value of net assets at end of year (total assets less liabilities)2010-12-31$65,696,812
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$57,771,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$63,378,943
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$55,420,552
Interest on participant loans2010-12-31$32,382
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$229,954
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$117,086
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$117,086
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$11
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,881,752
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,959,302
Employer contributions (assets) at end of year2010-12-31$1,415,047
Employer contributions (assets) at beginning of year2010-12-31$1,638,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,218,407
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31ERNST & YOUNG LLP.
Accountancy firm EIN2010-12-31346565596
2009 : TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN

2022: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075570
Policy instance 1
Insurance contract or identification number075570
Number of Individuals Covered471
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075570
Policy instance 1
Insurance contract or identification number075570
Number of Individuals Covered441
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075570
Policy instance 1
Insurance contract or identification number075570
Number of Individuals Covered449
Insurance policy start date2020-06-30
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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