THE NORMAN GROUP has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2021 : THE NORMAN GROUP 401K PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-29 | $0 |
Total transfer of assets from this plan | 2021-12-29 | $6,480,321 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-29 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-29 | $0 |
Total income from all sources (including contributions) | 2021-12-29 | $1,035,132 |
Total loss/gain on sale of assets | 2021-12-29 | $0 |
Total of all expenses incurred | 2021-12-29 | $681,928 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-29 | $642,769 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-29 | $171,060 |
Value of total assets at end of year | 2021-12-29 | $0 |
Value of total assets at beginning of year | 2021-12-29 | $6,127,117 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-29 | $39,159 |
Total interest from all sources | 2021-12-29 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-29 | $21,429 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-29 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-29 | $21,429 |
Was this plan covered by a fidelity bond | 2021-12-29 | Yes |
Value of fidelity bond cover | 2021-12-29 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-29 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-29 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-29 | No |
Contributions received from participants | 2021-12-29 | $148,159 |
Participant contributions at end of year | 2021-12-29 | $0 |
Participant contributions at beginning of year | 2021-12-29 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-29 | $22,901 |
Total non interest bearing cash at end of year | 2021-12-29 | $0 |
Total non interest bearing cash at beginning of year | 2021-12-29 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-29 | No |
Value of net income/loss | 2021-12-29 | $353,204 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-29 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-29 | $6,127,117 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-29 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-29 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-29 | No |
Investment advisory and management fees | 2021-12-29 | $39,159 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-29 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-29 | $3,446,332 |
Value of interest in pooled separate accounts at end of year | 2021-12-29 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-29 | $775,717 |
Value of interest in common/collective trusts at end of year | 2021-12-29 | $0 |
Value of interest in common/collective trusts at beginning of year | 2021-12-29 | $1,623,924 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-29 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-29 | $142,913 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-29 | $842,643 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-29 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-29 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-29 | No |
Employer contributions (assets) at end of year | 2021-12-29 | $0 |
Employer contributions (assets) at beginning of year | 2021-12-29 | $138,231 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-29 | $642,769 |
Did the plan have assets held for investment | 2021-12-29 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-29 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-29 | Yes |
Opinion of an independent qualified public accountant for this plan | 2021-12-29 | Unqualified |
Accountancy firm name | 2021-12-29 | WITHUM SMITH + BROWN, PC |
Accountancy firm EIN | 2021-12-29 | 222027092 |
Total unrealized appreciation/depreciation of assets | 2021-01-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-01-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-01-31 | $0 |
Total income from all sources (including contributions) | 2021-01-31 | $1,268,416 |
Total loss/gain on sale of assets | 2021-01-31 | $880,959 |
Total of all expenses incurred | 2021-01-31 | $145,944 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-01-31 | $109,841 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-01-31 | $314,356 |
Value of total assets at end of year | 2021-01-31 | $6,127,117 |
Value of total assets at beginning of year | 2021-01-31 | $5,004,645 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-01-31 | $36,103 |
Total interest from all sources | 2021-01-31 | $3,031 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-01-31 | $31,679 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-01-31 | No |
Was this plan covered by a fidelity bond | 2021-01-31 | Yes |
Value of fidelity bond cover | 2021-01-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-01-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-01-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-01-31 | No |
Contributions received from participants | 2021-01-31 | $176,125 |
Participant contributions at end of year | 2021-01-31 | $0 |
Participant contributions at beginning of year | 2021-01-31 | $0 |
Administrative expenses (other) incurred | 2021-01-31 | $678 |
Total non interest bearing cash at end of year | 2021-01-31 | $0 |
Total non interest bearing cash at beginning of year | 2021-01-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-01-31 | No |
Value of net income/loss | 2021-01-31 | $1,122,472 |
Value of net assets at end of year (total assets less liabilities) | 2021-01-31 | $6,127,117 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-01-31 | $5,004,645 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-01-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-01-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-01-31 | No |
Investment advisory and management fees | 2021-01-31 | $35,425 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-01-31 | $3,446,332 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-01-31 | $2,839,803 |
Value of interest in pooled separate accounts at end of year | 2021-01-31 | $775,717 |
Value of interest in pooled separate accounts at beginning of year | 2021-01-31 | $678,606 |
Interest earned on other investments | 2021-01-31 | $3,031 |
Value of interest in common/collective trusts at end of year | 2021-01-31 | $1,623,924 |
Value of interest in common/collective trusts at beginning of year | 2021-01-31 | $1,173,271 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-01-31 | $142,913 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-01-31 | $140,846 |
Net investment gain/loss from pooled separate accounts | 2021-01-31 | $38,391 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-01-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-01-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-01-31 | No |
Contributions received in cash from employer | 2021-01-31 | $138,231 |
Employer contributions (assets) at end of year | 2021-01-31 | $138,231 |
Employer contributions (assets) at beginning of year | 2021-01-31 | $172,119 |
Income. Dividends from preferred stock | 2021-01-31 | $31,679 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-01-31 | $109,841 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-01-31 | Yes |
Did the plan have assets held for investment | 2021-01-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-01-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-01-31 | No |
Aggregate proceeds on sale of assets | 2021-01-31 | $880,959 |
Opinion of an independent qualified public accountant for this plan | 2021-01-31 | Unqualified |
Accountancy firm name | 2021-01-31 | CITRIN COOPERMAN & COMPANY, LLP |
Accountancy firm EIN | 2021-01-31 | 222428965 |
2020 : THE NORMAN GROUP 401K PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-01-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2020-01-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-01-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-01-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-01-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-01-31 | $0 |
Total income from all sources (including contributions) | 2020-01-31 | $994,440 |
Total income from all sources (including contributions) | 2020-01-31 | $994,440 |
Total loss/gain on sale of assets | 2020-01-31 | $558,698 |
Total loss/gain on sale of assets | 2020-01-31 | $558,698 |
Total of all expenses incurred | 2020-01-31 | $231,953 |
Total of all expenses incurred | 2020-01-31 | $231,953 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-01-31 | $199,775 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-01-31 | $199,775 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-01-31 | $357,971 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-01-31 | $357,971 |
Value of total assets at end of year | 2020-01-31 | $5,004,647 |
Value of total assets at end of year | 2020-01-31 | $5,004,647 |
Value of total assets at beginning of year | 2020-01-31 | $4,242,160 |
Value of total assets at beginning of year | 2020-01-31 | $4,242,160 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-01-31 | $32,178 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-01-31 | $32,178 |
Total interest from all sources | 2020-01-31 | $0 |
Total interest from all sources | 2020-01-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-01-31 | $42,157 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-01-31 | $42,157 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-01-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-01-31 | No |
Was this plan covered by a fidelity bond | 2020-01-31 | Yes |
Was this plan covered by a fidelity bond | 2020-01-31 | Yes |
Value of fidelity bond cover | 2020-01-31 | $500,000 |
Value of fidelity bond cover | 2020-01-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-01-31 | Yes |
If this is an individual account plan, was there a blackout period | 2020-01-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-01-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-01-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-01-31 | No |
Contributions received from participants | 2020-01-31 | $185,852 |
Contributions received from participants | 2020-01-31 | $185,852 |
Participant contributions at end of year | 2020-01-31 | $0 |
Participant contributions at end of year | 2020-01-31 | $0 |
Participant contributions at beginning of year | 2020-01-31 | $0 |
Participant contributions at beginning of year | 2020-01-31 | $0 |
Administrative expenses (other) incurred | 2020-01-31 | $1,680 |
Administrative expenses (other) incurred | 2020-01-31 | $1,680 |
Total non interest bearing cash at end of year | 2020-01-31 | $0 |
Total non interest bearing cash at end of year | 2020-01-31 | $0 |
Total non interest bearing cash at beginning of year | 2020-01-31 | $0 |
Total non interest bearing cash at beginning of year | 2020-01-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-01-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-01-31 | No |
Value of net income/loss | 2020-01-31 | $762,487 |
Value of net income/loss | 2020-01-31 | $762,487 |
Value of net assets at end of year (total assets less liabilities) | 2020-01-31 | $5,004,647 |
Value of net assets at end of year (total assets less liabilities) | 2020-01-31 | $5,004,647 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-01-31 | $4,242,160 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-01-31 | $4,242,160 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-01-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-01-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-01-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-01-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-01-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-01-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-01-31 | $4,153,922 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-01-31 | $4,153,922 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-01-31 | $2,566,873 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-01-31 | $2,566,873 |
Value of interest in pooled separate accounts at end of year | 2020-01-31 | $678,606 |
Value of interest in pooled separate accounts at end of year | 2020-01-31 | $678,606 |
Value of interest in pooled separate accounts at beginning of year | 2020-01-31 | $606,360 |
Value of interest in pooled separate accounts at beginning of year | 2020-01-31 | $606,360 |
Value of interest in common/collective trusts at end of year | 2020-01-31 | $0 |
Value of interest in common/collective trusts at end of year | 2020-01-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2020-01-31 | $725,988 |
Value of interest in common/collective trusts at beginning of year | 2020-01-31 | $725,988 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-01-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-01-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-01-31 | $179,266 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-01-31 | $179,266 |
Net investment gain/loss from pooled separate accounts | 2020-01-31 | $35,614 |
Net investment gain/loss from pooled separate accounts | 2020-01-31 | $35,614 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-01-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-01-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-01-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-01-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-01-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-01-31 | No |
Contributions received in cash from employer | 2020-01-31 | $172,119 |
Contributions received in cash from employer | 2020-01-31 | $172,119 |
Employer contributions (assets) at end of year | 2020-01-31 | $172,119 |
Employer contributions (assets) at end of year | 2020-01-31 | $172,119 |
Employer contributions (assets) at beginning of year | 2020-01-31 | $163,673 |
Employer contributions (assets) at beginning of year | 2020-01-31 | $163,673 |
Income. Dividends from preferred stock | 2020-01-31 | $42,157 |
Income. Dividends from preferred stock | 2020-01-31 | $42,157 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-01-31 | $199,775 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-01-31 | $199,775 |
Contract administrator fees | 2020-01-31 | $30,498 |
Contract administrator fees | 2020-01-31 | $30,498 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-01-31 | Yes |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-01-31 | Yes |
Did the plan have assets held for investment | 2020-01-31 | Yes |
Did the plan have assets held for investment | 2020-01-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-01-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-01-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-01-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-01-31 | No |
Aggregate proceeds on sale of assets | 2020-01-31 | $558,698 |
Aggregate proceeds on sale of assets | 2020-01-31 | $558,698 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-01-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-01-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2020-01-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2020-01-31 | Disclaimer |
Accountancy firm name | 2020-01-31 | CITRIN COOPERMAN & COMPANY, LLP |
Accountancy firm name | 2020-01-31 | CITRIN COOPERMAN & COMPANY, LLP |
Accountancy firm EIN | 2020-01-31 | 222428965 |
Accountancy firm EIN | 2020-01-31 | 222428965 |
2019 : THE NORMAN GROUP 401K PLAN 2019 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-01-31 | $0 |